401k Plan data: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN plan

KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN
Plan identification number	002

KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KLEIN FINANCIAL, INC has sponsored the creation of one or more 401k plans.

Company Name: KLEIN FINANCIAL, INC

Employer identification number (EIN): 411251036

NAIC Classification: 551111
NAIC Description: Offices of Bank Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2020-01-01 GEORGE LANCE 2021-06-17
002 2019-01-01
002 2018-01-01
002 2017-01-01 DENISE SCHULTZ DENISE SCHULTZ 2018-10-10
002 2016-01-01 DENISE SCHULTZ DENISE SCHULTZ 2017-10-12
002 2015-01-01 DENISE SCHULTZ DENISE SCHULTZ 2016-10-12
002 2014-01-01 DENISE SCHULTZ
002 2013-01-01 DENISE SCHULTZ
002 2012-01-01 DENISE SCHULTZ
002 2011-01-01 DENISE SCHULTZ
002 2009-01-01 DENISE SCHULTZ

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2020-01-01	GEORGE LANCE	2021-06-17
002	2019-01-01
002	2018-01-01
002	2017-01-01	DENISE SCHULTZ		DENISE SCHULTZ	2018-10-10
002	2016-01-01	DENISE SCHULTZ		DENISE SCHULTZ	2017-10-12
002	2015-01-01	DENISE SCHULTZ		DENISE SCHULTZ	2016-10-12
002	2014-01-01	DENISE SCHULTZ
002	2013-01-01	DENISE SCHULTZ
002	2012-01-01	DENISE SCHULTZ
002	2011-01-01	DENISE SCHULTZ
002	2009-01-01	DENISE SCHULTZ

Plan Statistics for KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2019: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 474
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 1
Total of all active and inactive participants 2019-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1
Number of participants with account balances 2019-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 544
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 472
Total of all active and inactive participants 2018-01-01 472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 474
Number of participants with account balances 2018-01-01 474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 542
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 397
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 145
Total of all active and inactive participants 2017-01-01 542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 544
Number of participants with account balances 2017-01-01 479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 543
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 396
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 144
Total of all active and inactive participants 2016-01-01 540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 542
Number of participants with account balances 2016-01-01 480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 407
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 129
Total of all active and inactive participants 2015-01-01 536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 2
Total participants 2015-01-01 538
Number of participants with account balances 2015-01-01 477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 534
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 391
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 118
Total of all active and inactive participants 2014-01-01 509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 510
Number of participants with account balances 2014-01-01 433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 473
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 312
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 131
Total of all active and inactive participants 2013-01-01 448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 448
Number of participants with account balances 2013-01-01 424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 534
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 341
Number of retired or separated participants receiving benefits 2012-01-01 4
Number of other retired or separated participants entitled to future benefits 2012-01-01 128
Total of all active and inactive participants 2012-01-01 473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 473
Number of participants with account balances 2012-01-01 434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 569
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 383
Number of retired or separated participants receiving benefits 2011-01-01 4
Number of other retired or separated participants entitled to future benefits 2011-01-01 140
Total of all active and inactive participants 2011-01-01 527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 527
Number of participants with account balances 2011-01-01 485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 540
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 410
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 141
Total of all active and inactive participants 2009-01-01 552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 552
Number of participants with account balances 2009-01-01 525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	474
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	1
Total of all active and inactive participants	2019-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1
Number of participants with account balances	2019-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	544
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	472
Total of all active and inactive participants	2018-01-01	472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	474
Number of participants with account balances	2018-01-01	474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	542
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	397
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	145
Total of all active and inactive participants	2017-01-01	542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	544
Number of participants with account balances	2017-01-01	479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	543
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	396
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	144
Total of all active and inactive participants	2016-01-01	540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	542
Number of participants with account balances	2016-01-01	480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	407
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	129
Total of all active and inactive participants	2015-01-01	536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	538
Number of participants with account balances	2015-01-01	477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	534
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	391
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	118
Total of all active and inactive participants	2014-01-01	509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	510
Number of participants with account balances	2014-01-01	433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	473
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	312
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	131
Total of all active and inactive participants	2013-01-01	448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	448
Number of participants with account balances	2013-01-01	424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	534
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	341
Number of retired or separated participants receiving benefits	2012-01-01	4
Number of other retired or separated participants entitled to future benefits	2012-01-01	128
Total of all active and inactive participants	2012-01-01	473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	473
Number of participants with account balances	2012-01-01	434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	569
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	383
Number of retired or separated participants receiving benefits	2011-01-01	4
Number of other retired or separated participants entitled to future benefits	2011-01-01	140
Total of all active and inactive participants	2011-01-01	527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	527
Number of participants with account balances	2011-01-01	485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	540
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	410
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	141
Total of all active and inactive participants	2009-01-01	552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	552
Number of participants with account balances	2009-01-01	525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN

Measure	Date	Value
2019 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$43,001
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$43,001
Total income from all sources (including contributions)	2019-12-31	$9,983,757
Total income from all sources (including contributions)	2019-12-31	$9,983,757
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$72,212,931
Total of all expenses incurred	2019-12-31	$72,212,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$72,100,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$72,100,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$0
Value of total assets at end of year	2019-12-31	$923
Value of total assets at end of year	2019-12-31	$923
Value of total assets at beginning of year	2019-12-31	$62,273,098
Value of total assets at beginning of year	2019-12-31	$62,273,098
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$112,215
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$112,215
Total interest from all sources	2019-12-31	$17,017
Total interest from all sources	2019-12-31	$17,017
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$614,495
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$614,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-12-31	$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$614,495
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$614,495
Administrative expenses professional fees incurred	2019-12-31	$112,215
Administrative expenses professional fees incurred	2019-12-31	$112,215
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$571,186
Participant contributions at beginning of year	2019-12-31	$571,186
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$43,001
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$43,001
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$29,084
Total non interest bearing cash at beginning of year	2019-12-31	$29,084
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-62,229,174
Value of net income/loss	2019-12-31	$-62,229,174
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$923
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$923
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$62,230,097
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$62,230,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$923
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$49,676,177
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$49,676,177
Interest on participant loans	2019-12-31	$17,017
Interest on participant loans	2019-12-31	$17,017
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$11,996,651
Value of interest in common/collective trusts at beginning of year	2019-12-31	$11,996,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$9,138,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$9,138,193
Net investment gain or loss from common/collective trusts	2019-12-31	$214,052
Net investment gain or loss from common/collective trusts	2019-12-31	$214,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$72,100,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$72,100,716
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WIPFLI, LLP
Accountancy firm name	2019-12-31	WIPFLI, LLP
Accountancy firm EIN	2019-12-31	390758449
Accountancy firm EIN	2019-12-31	390758449
2018 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$43,001
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$116,278
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$7,804,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$7,694,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,901,658
Value of total assets at end of year	2018-12-31	$62,273,098
Value of total assets at beginning of year	2018-12-31	$69,918,723
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$110,056
Total interest from all sources	2018-12-31	$46,495
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,726,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,726,438
Administrative expenses professional fees incurred	2018-12-31	$110,056
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,869,338
Participant contributions at end of year	2018-12-31	$571,186
Participant contributions at beginning of year	2018-12-31	$891,871
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$59,856
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$92,196
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$43,001
Total non interest bearing cash at end of year	2018-12-31	$29,084
Total non interest bearing cash at beginning of year	2018-12-31	$96,588
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-7,688,626
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$62,230,097
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$69,918,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$49,676,177
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$57,198,678
Interest on participant loans	2018-12-31	$46,495
Value of interest in common/collective trusts at end of year	2018-12-31	$11,996,651
Value of interest in common/collective trusts at beginning of year	2018-12-31	$11,582,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-6,741,257
Net investment gain or loss from common/collective trusts	2018-12-31	$182,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$940,124
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$89,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$7,694,848
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WIPFLI LLP
Accountancy firm EIN	2018-12-31	390758449
2017 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$13,063,745
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$3,706,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,592,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,352,812
Value of total assets at end of year	2017-12-31	$69,918,723
Value of total assets at beginning of year	2017-12-31	$60,561,668
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$114,262
Total interest from all sources	2017-12-31	$48,917
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$3,181,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$3,181,633
Administrative expenses professional fees incurred	2017-12-31	$94,262
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,027,696
Participant contributions at end of year	2017-12-31	$891,871
Participant contributions at beginning of year	2017-12-31	$913,169
Participant contributions at end of year	2017-12-31	$59,856
Participant contributions at beginning of year	2017-12-31	$1,867
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$332,906
Total non interest bearing cash at end of year	2017-12-31	$96,588
Total non interest bearing cash at beginning of year	2017-12-31	$156,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$9,357,055
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$69,918,723
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$60,561,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$57,198,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$46,805,065
Interest on participant loans	2017-12-31	$48,917
Value of interest in common/collective trusts at end of year	2017-12-31	$11,582,405
Value of interest in common/collective trusts at beginning of year	2017-12-31	$12,622,326
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$6,323,798
Net investment gain or loss from common/collective trusts	2017-12-31	$156,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$992,210
Employer contributions (assets) at end of year	2017-12-31	$89,325
Employer contributions (assets) at beginning of year	2017-12-31	$63,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,592,428
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WIPFLI LLP
Accountancy firm EIN	2017-12-31	390758449
2016 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$7,061,165
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$3,275,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,119,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,128,475
Value of total assets at end of year	2016-12-31	$60,561,668
Value of total assets at beginning of year	2016-12-31	$56,776,232
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$156,288
Total interest from all sources	2016-12-31	$53,466
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,637,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,637,645
Administrative expenses professional fees incurred	2016-12-31	$156,288
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,019,490
Participant contributions at end of year	2016-12-31	$913,169
Participant contributions at beginning of year	2016-12-31	$929,393
Participant contributions at end of year	2016-12-31	$1,867
Participant contributions at beginning of year	2016-12-31	$60,621
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$97,858
Total non interest bearing cash at end of year	2016-12-31	$156,177
Total non interest bearing cash at beginning of year	2016-12-31	$157,811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,785,436
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$60,561,668
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$56,776,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$46,805,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$44,065,251
Interest on participant loans	2016-12-31	$53,466
Value of interest in common/collective trusts at end of year	2016-12-31	$12,622,326
Value of interest in common/collective trusts at beginning of year	2016-12-31	$11,462,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,093,173
Net investment gain or loss from common/collective trusts	2016-12-31	$148,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,011,127
Employer contributions (assets) at end of year	2016-12-31	$63,064
Employer contributions (assets) at beginning of year	2016-12-31	$100,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,119,441
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WIPFLI LLP
Accountancy firm EIN	2016-12-31	390758449
2015 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$4,981,015
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,545,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,394,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,735,353
Value of total assets at end of year	2015-12-31	$56,776,232
Value of total assets at beginning of year	2015-12-31	$54,340,656
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$150,898
Total interest from all sources	2015-12-31	$50,953
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,412,460
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,412,460
Administrative expenses professional fees incurred	2015-12-31	$110,898
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,060,399
Participant contributions at end of year	2015-12-31	$929,393
Participant contributions at beginning of year	2015-12-31	$913,205
Participant contributions at end of year	2015-12-31	$60,621
Participant contributions at beginning of year	2015-12-31	$54,545
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,663,335
Total non interest bearing cash at end of year	2015-12-31	$157,811
Total non interest bearing cash at beginning of year	2015-12-31	$337,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,435,576
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$56,776,232
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$54,340,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$44,065,251
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$41,546,334
Interest on participant loans	2015-12-31	$50,953
Value of interest in common/collective trusts at end of year	2015-12-31	$11,462,308
Value of interest in common/collective trusts at beginning of year	2015-12-31	$11,410,270
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,336,421
Net investment gain or loss from common/collective trusts	2015-12-31	$118,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,011,619
Employer contributions (assets) at end of year	2015-12-31	$100,848
Employer contributions (assets) at beginning of year	2015-12-31	$79,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,394,541
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2015-12-31	350921680
2014 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$6,559,855
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,821,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,679,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,608,599
Value of total assets at end of year	2014-12-31	$54,340,656
Value of total assets at beginning of year	2014-12-31	$51,602,616
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$142,071
Total interest from all sources	2014-12-31	$51,410
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$3,913,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,913,636
Administrative expenses professional fees incurred	2014-12-31	$142,071
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,831,274
Participant contributions at end of year	2014-12-31	$913,205
Participant contributions at beginning of year	2014-12-31	$944,264
Participant contributions at end of year	2014-12-31	$54,545
Participant contributions at beginning of year	2014-12-31	$57,923
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$875,524
Total non interest bearing cash at end of year	2014-12-31	$337,255
Total non interest bearing cash at beginning of year	2014-12-31	$90,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,738,040
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$54,340,656
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$51,602,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$41,546,334
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$37,160,244
Interest on participant loans	2014-12-31	$51,410
Value of interest in common/collective trusts at end of year	2014-12-31	$11,410,270
Value of interest in common/collective trusts at beginning of year	2014-12-31	$13,283,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-1,100,695
Net investment gain or loss from common/collective trusts	2014-12-31	$86,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$901,801
Employer contributions (assets) at end of year	2014-12-31	$79,047
Employer contributions (assets) at beginning of year	2014-12-31	$66,230
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,679,744
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CROWE HORVATH LLP
Accountancy firm EIN	2014-12-31	350921680
2013 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$10,316,334
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,331,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,297,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,667,484
Value of total assets at end of year	2013-12-31	$51,602,616
Value of total assets at beginning of year	2013-12-31	$44,618,094
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$34,009
Total interest from all sources	2013-12-31	$49,767
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,628,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,628,402
Administrative expenses professional fees incurred	2013-12-31	$34,009
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,711,319
Participant contributions at end of year	2013-12-31	$944,264
Participant contributions at beginning of year	2013-12-31	$902,783
Participant contributions at end of year	2013-12-31	$57,923
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$63,901
Total non interest bearing cash at end of year	2013-12-31	$90,877
Total non interest bearing cash at beginning of year	2013-12-31	$105,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$6,984,522
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$51,602,616
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$44,618,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$37,160,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$30,416,743
Interest on participant loans	2013-12-31	$49,767
Value of interest in common/collective trusts at end of year	2013-12-31	$13,283,078
Value of interest in common/collective trusts at beginning of year	2013-12-31	$13,193,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,870,079
Net investment gain or loss from common/collective trusts	2013-12-31	$100,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$892,264
Employer contributions (assets) at end of year	2013-12-31	$66,230
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,297,803
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CROWE HORVATH LLP
Accountancy firm EIN	2013-12-31	350921680
2012 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$6,530,695
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,440,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,425,313
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,549,265
Value of total assets at end of year	2012-12-31	$44,618,094
Value of total assets at beginning of year	2012-12-31	$41,527,534
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$14,822
Total interest from all sources	2012-12-31	$48,804
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,117,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,117,734
Administrative expenses professional fees incurred	2012-12-31	$14,822
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,696,455
Participant contributions at end of year	2012-12-31	$902,783
Participant contributions at beginning of year	2012-12-31	$834,178
Participant contributions at beginning of year	2012-12-31	$57,574
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$27,824
Total non interest bearing cash at end of year	2012-12-31	$105,457
Total non interest bearing cash at beginning of year	2012-12-31	$7,462
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,090,560
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$44,618,094
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$41,527,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$30,416,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$26,179,974
Interest on participant loans	2012-12-31	$48,804
Value of interest in common/collective trusts at end of year	2012-12-31	$13,193,111
Value of interest in common/collective trusts at beginning of year	2012-12-31	$14,392,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,718,804
Net investment gain or loss from common/collective trusts	2012-12-31	$96,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$824,986
Employer contributions (assets) at beginning of year	2012-12-31	$55,611
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,425,313
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CROWE HORVATH LLP
Accountancy firm EIN	2012-12-31	350921680
2011 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$227,315
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,637,025
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,418,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,403,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,589,408
Value of total assets at end of year	2011-12-31	$41,527,534
Value of total assets at beginning of year	2011-12-31	$44,081,779
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$15,086
Total interest from all sources	2011-12-31	$50,373
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,058,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,058,190
Administrative expenses professional fees incurred	2011-12-31	$15,086
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,676,628
Participant contributions at end of year	2011-12-31	$834,178
Participant contributions at beginning of year	2011-12-31	$880,584
Participant contributions at end of year	2011-12-31	$57,574
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$48,332
Total non interest bearing cash at end of year	2011-12-31	$7,462
Total non interest bearing cash at beginning of year	2011-12-31	$112,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,781,560
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$41,527,534
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$44,081,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$26,179,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$29,905,169
Interest on participant loans	2011-12-31	$50,373
Value of interest in common/collective trusts at end of year	2011-12-31	$14,392,735
Value of interest in common/collective trusts at beginning of year	2011-12-31	$13,184,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,593,807
Net investment gain or loss from common/collective trusts	2011-12-31	$532,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$864,448
Employer contributions (assets) at end of year	2011-12-31	$55,611
Employer contributions (assets) at beginning of year	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,403,499
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORVATH LLP
Accountancy firm EIN	2011-12-31	350921680
2010 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$6,841,854
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,168,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,158,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,020,188
Value of total assets at end of year	2010-12-31	$44,081,779
Value of total assets at beginning of year	2010-12-31	$39,408,173
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$10,008
Total interest from all sources	2010-12-31	$52,686
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$604,883
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$10,008
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,762,375
Participant contributions at end of year	2010-12-31	$880,584
Participant contributions at beginning of year	2010-12-31	$766,292
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$366,540
Total non interest bearing cash at end of year	2010-12-31	$112,025
Total non interest bearing cash at beginning of year	2010-12-31	$120,938
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,673,606
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$44,081,779
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$39,408,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$29,905,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$25,591,940
Income. Interest from loans (other than to participants)	2010-12-31	$52,686
Value of interest in common/collective trusts at end of year	2010-12-31	$13,184,001
Value of interest in common/collective trusts at beginning of year	2010-12-31	$12,929,003
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,164,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$891,273
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$604,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,158,240
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CROWE HORVATH LLP
Accountancy firm EIN	2010-12-31	350921680
2009 : KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN

2019: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: KLEIN FINANCIAL, INC. RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KLEIN FINANCIAL, INC
Employer identification number (EIN):	411251036
NAIC Classification:	551111
NAIC Description:	Offices of Bank Holding Companies