401k Plan data: U.S. WATER SERVICES INVESTMENT PLAN plan

U.S. WATER SERVICES INVESTMENT PLAN 401k Plan overview

Plan Name	U.S. WATER SERVICES INVESTMENT PLAN
Plan identification number	001

U.S. WATER SERVICES INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KURITA AMERICA INC. has sponsored the creation of one or more 401k plans.

Company Name: KURITA AMERICA INC.

Employer identification number (EIN): 411255017

NAIC Classification: 325900
NAIC Description: Other Chemical Product and Preparation Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan U.S. WATER SERVICES INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 LISA MILLER LISA MILLER 2017-07-12
001 2015-01-01 LISA MILLER
001 2014-01-01 RACHEL NELSON
001 2013-01-01 SHERI SCHATZ
001 2012-01-01 SHERI SCHATZ
001 2011-01-01 WENDY VELARDE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	LISA MILLER	LISA MILLER	2017-07-12
001	2015-01-01	LISA MILLER
001	2014-01-01	RACHEL NELSON
001	2013-01-01	SHERI SCHATZ
001	2012-01-01	SHERI SCHATZ
001	2011-01-01	WENDY VELARDE

Plan Statistics for U.S. WATER SERVICES INVESTMENT PLAN

401k plan membership statisitcs for U.S. WATER SERVICES INVESTMENT PLAN

Measure Date Value
2016: U.S. WATER SERVICES INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 468
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: U.S. WATER SERVICES INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 407
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 413
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 55
Total of all active and inactive participants 2015-01-01 468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 468
Number of participants with account balances 2015-01-01 374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 4
2014: U.S. WATER SERVICES INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 325
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 376
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 30
Total of all active and inactive participants 2014-01-01 406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 406
Number of participants with account balances 2014-01-01 327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: U.S. WATER SERVICES INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 293
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 297
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 28
Total of all active and inactive participants 2013-01-01 325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 325
Number of participants with account balances 2013-01-01 243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: U.S. WATER SERVICES INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 220
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 264
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 29
Total of all active and inactive participants 2012-01-01 293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 293
Number of participants with account balances 2012-01-01 222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 11
2011: U.S. WATER SERVICES INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 200
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 19
Total of all active and inactive participants 2011-01-01 219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 219
Number of participants with account balances 2011-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 11

Measure	Date	Value
2016: U.S. WATER SERVICES INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	468
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: U.S. WATER SERVICES INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	407
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	413
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	55
Total of all active and inactive participants	2015-01-01	468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	468
Number of participants with account balances	2015-01-01	374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	4
2014: U.S. WATER SERVICES INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	325
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	376
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	30
Total of all active and inactive participants	2014-01-01	406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	406
Number of participants with account balances	2014-01-01	327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: U.S. WATER SERVICES INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	293
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	297
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	28
Total of all active and inactive participants	2013-01-01	325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	325
Number of participants with account balances	2013-01-01	243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: U.S. WATER SERVICES INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	220
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	264
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	29
Total of all active and inactive participants	2012-01-01	293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	293
Number of participants with account balances	2012-01-01	222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	11
2011: U.S. WATER SERVICES INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	200
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	19
Total of all active and inactive participants	2011-01-01	219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	219
Number of participants with account balances	2011-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	11

Financial Data on U.S. WATER SERVICES INVESTMENT PLAN

Measure	Date	Value
2016 : U.S. WATER SERVICES INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-03	$0
Total transfer of assets from this plan	2016-12-03	$22,460,452
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-03	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-03	$0
Total income from all sources (including contributions)	2016-12-03	$5,012,817
Total loss/gain on sale of assets	2016-12-03	$0
Total of all expenses incurred	2016-12-03	$3,171,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-03	$3,113,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-03	$3,670,017
Value of total assets at end of year	2016-12-03	$0
Value of total assets at beginning of year	2016-12-03	$20,619,420
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-03	$58,070
Total interest from all sources	2016-12-03	$20,157
Total dividends received (eg from common stock, registered investment company shares)	2016-12-03	$222,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-03	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-03	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-03	$222,782
Administrative expenses professional fees incurred	2016-12-03	$9,900
Was this plan covered by a fidelity bond	2016-12-03	Yes
Value of fidelity bond cover	2016-12-03	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-03	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-03	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-03	No
Contributions received from participants	2016-12-03	$2,133,180
Participant contributions at end of year	2016-12-03	$0
Participant contributions at beginning of year	2016-12-03	$524,644
Participant contributions at end of year	2016-12-03	$0
Participant contributions at beginning of year	2016-12-03	$80,091
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-03	$438,127
Administrative expenses (other) incurred	2016-12-03	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-03	No
Value of net income/loss	2016-12-03	$1,841,032
Value of net assets at end of year (total assets less liabilities)	2016-12-03	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-03	$20,619,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-03	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-03	No
Were any leases to which the plan was party in default or uncollectible	2016-12-03	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-03	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-03	$18,880,916
Interest on participant loans	2016-12-03	$17,312
Income. Interest from loans (other than to participants)	2016-12-03	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-03	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-03	$1,052,534
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-03	$1,052,534
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-03	$2,845
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-03	$1,099,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-03	No
Was there a failure to transmit to the plan any participant contributions	2016-12-03	No
Has the plan failed to provide any benefit when due under the plan	2016-12-03	No
Contributions received in cash from employer	2016-12-03	$1,098,710
Employer contributions (assets) at end of year	2016-12-03	$0
Employer contributions (assets) at beginning of year	2016-12-03	$81,235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-03	$3,113,715
Contract administrator fees	2016-12-03	$48,170
Did the plan have assets held for investment	2016-12-03	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-03	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-03	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-03	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-03	Disclaimer
Accountancy firm name	2016-12-03	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2016-12-03	431947695
2015 : U.S. WATER SERVICES INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,813,631
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,451,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,444,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,906,154
Value of total assets at end of year	2015-12-31	$20,619,420
Value of total assets at beginning of year	2015-12-31	$18,256,975
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$6,276
Total interest from all sources	2015-12-31	$20,774
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$280,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$280,876
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,382,857
Participant contributions at end of year	2015-12-31	$524,644
Participant contributions at beginning of year	2015-12-31	$551,193
Participant contributions at end of year	2015-12-31	$80,091
Participant contributions at beginning of year	2015-12-31	$54,579
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$261,281
Administrative expenses (other) incurred	2015-12-31	$1,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,362,445
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$20,619,420
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$18,256,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$18,880,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$16,706,939
Interest on participant loans	2015-12-31	$19,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,052,534
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$888,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$888,371
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$932
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-394,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,262,016
Employer contributions (assets) at end of year	2015-12-31	$81,235
Employer contributions (assets) at beginning of year	2015-12-31	$55,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,444,910
Contract administrator fees	2015-12-31	$5,220
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MAYER HOFFMAN MCCANN
Accountancy firm EIN	2015-12-31	431947695
2014 : U.S. WATER SERVICES INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$3,991,770
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,446,976
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,298,293
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,282,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,443,093
Value of total assets at end of year	2014-12-31	$18,256,975
Value of total assets at beginning of year	2014-12-31	$11,116,522
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$15,821
Total interest from all sources	2014-12-31	$18,771
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$214,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$214,699
Administrative expenses professional fees incurred	2014-12-31	$9,368
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,967,683
Participant contributions at end of year	2014-12-31	$551,193
Participant contributions at beginning of year	2014-12-31	$322,372
Participant contributions at end of year	2014-12-31	$54,579
Participant contributions at beginning of year	2014-12-31	$45,913
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$384,154
Administrative expenses (other) incurred	2014-12-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,148,683
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$18,256,975
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$11,116,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$16,706,939
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$9,666,416
Interest on participant loans	2014-12-31	$18,771
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$888,371
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,057,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,057,362
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$770,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,091,256
Employer contributions (assets) at end of year	2014-12-31	$55,893
Employer contributions (assets) at beginning of year	2014-12-31	$24,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,282,472
Contract administrator fees	2014-12-31	$6,450
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN	2014-12-31	431947695
2013 : U.S. WATER SERVICES INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,253,239
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$405,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$401,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,645,595
Value of total assets at end of year	2013-12-31	$11,116,522
Value of total assets at beginning of year	2013-12-31	$7,269,261
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$4,905
Total interest from all sources	2013-12-31	$31,511
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$117,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$117,379
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,388,070
Participant contributions at end of year	2013-12-31	$322,372
Participant contributions at beginning of year	2013-12-31	$332,746
Participant contributions at end of year	2013-12-31	$45,913
Participant contributions at beginning of year	2013-12-31	$36,487
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$540,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,847,261
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$11,116,522
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,269,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$9,666,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,426,136
Interest on participant loans	2013-12-31	$13,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,057,362
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$452,191
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$452,191
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$18,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,458,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$717,155
Employer contributions (assets) at end of year	2013-12-31	$24,459
Employer contributions (assets) at beginning of year	2013-12-31	$21,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$401,073
Contract administrator fees	2013-12-31	$4,905
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN	2013-12-31	431947698
2012 : U.S. WATER SERVICES INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,889,558
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$281,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$277,762
Value of total corrective distributions	2012-12-31	$271
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,309,601
Value of total assets at end of year	2012-12-31	$7,269,261
Value of total assets at beginning of year	2012-12-31	$4,660,976
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,240
Total interest from all sources	2012-12-31	$12,261
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$97,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$97,743
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,213,773
Participant contributions at end of year	2012-12-31	$332,746
Participant contributions at beginning of year	2012-12-31	$287,019
Participant contributions at end of year	2012-12-31	$36,487
Participant contributions at beginning of year	2012-12-31	$21,135
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$514,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,608,285
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,269,261
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,660,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,426,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,787,385
Interest on participant loans	2012-12-31	$12,233
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$452,191
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$563,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$563,521
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$28
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$469,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$581,778
Employer contributions (assets) at end of year	2012-12-31	$21,701
Employer contributions (assets) at beginning of year	2012-12-31	$1,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$277,762
Contract administrator fees	2012-12-31	$3,240
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MAYER HOFFMANN MCCANN, P.C.
Accountancy firm EIN	2012-12-31	431947695
2011 : U.S. WATER SERVICES INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$26,623
Total income from all sources (including contributions)	2011-12-31	$947,098
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$247,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$246,243
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$987,102
Value of total assets at end of year	2011-12-31	$4,660,976
Value of total assets at beginning of year	2011-12-31	$3,988,296
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,552
Total interest from all sources	2011-12-31	$9,464
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$56,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$56,331
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$598,223
Participant contributions at end of year	2011-12-31	$287,019
Participant contributions at beginning of year	2011-12-31	$84,113
Participant contributions at end of year	2011-12-31	$21,135
Participant contributions at beginning of year	2011-12-31	$11,107
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$331,538
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$26,623
Administrative expenses (other) incurred	2011-12-31	$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$699,303
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,660,976
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,961,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,787,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,318,873
Interest on participant loans	2011-12-31	$9,448
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$563,521
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$573,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$573,118
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$16
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-105,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$57,341
Employer contributions (assets) at end of year	2011-12-31	$1,916
Employer contributions (assets) at beginning of year	2011-12-31	$1,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$246,243
Contract administrator fees	2011-12-31	$1,550
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOQUIST THORVILSON KAUFMAN &
Accountancy firm EIN	2011-12-31	411841185

Form 5500 Responses for U.S. WATER SERVICES INVESTMENT PLAN

2016: U.S. WATER SERVICES INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: U.S. WATER SERVICES INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: U.S. WATER SERVICES INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: U.S. WATER SERVICES INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: U.S. WATER SERVICES INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: U.S. WATER SERVICES INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KURITA AMERICA INC.
Employer identification number (EIN):	411255017
NAIC Classification:	325900
NAIC Description:	Other Chemical Product and Preparation Manufacturing