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KNUTSON HOLDINGS, INC. 401(K) PLAN 401k Plan overview

Plan NameKNUTSON HOLDINGS, INC. 401(K) PLAN
Plan identification number 001

KNUTSON HOLDINGS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KNUTSON HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:KNUTSON HOLDINGS, INC.
Employer identification number (EIN):411523429
NAIC Classification:236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KNUTSON HOLDINGS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CANDICE MENGE
0012016-01-01CANDICE MENGE
0012015-01-01PAUL ESSLER
0012014-01-01JAN CLAUSEN KNUTSON HOLDINGS, INC.2015-10-12
0012013-01-01MELISSA KUCHENMEISTER MELISSA KUCHENMEISTER2014-09-05
0012012-01-01JANYCE D CLAUSEN
0012011-01-01JAN CLAUSEN
0012010-01-01JANYCE CLAUSEN MICHAEL WOLF2011-08-23
0012009-01-01JANYCE CLAUSEN

Plan Statistics for KNUTSON HOLDINGS, INC. 401(K) PLAN

401k plan membership statisitcs for KNUTSON HOLDINGS, INC. 401(K) PLAN

Measure Date Value
2022: KNUTSON HOLDINGS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01236
Total number of active participants reported on line 7a of the Form 55002022-01-01142
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-0182
Total of all active and inactive participants2022-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01228
Number of participants with account balances2022-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0115
2021: KNUTSON HOLDINGS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01219
Total number of active participants reported on line 7a of the Form 55002021-01-01131
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-0184
Total of all active and inactive participants2021-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01222
Number of participants with account balances2021-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0122
2020: KNUTSON HOLDINGS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01230
Total number of active participants reported on line 7a of the Form 55002020-01-01140
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0121
Total of all active and inactive participants2020-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01164
Number of participants with account balances2020-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0124
2019: KNUTSON HOLDINGS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01228
Total number of active participants reported on line 7a of the Form 55002019-01-01152
Number of retired or separated participants receiving benefits2019-01-0118
Number of other retired or separated participants entitled to future benefits2019-01-0160
Total of all active and inactive participants2019-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01230
Number of participants with account balances2019-01-01228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0121
2018: KNUTSON HOLDINGS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01224
Total number of active participants reported on line 7a of the Form 55002018-01-01154
Number of retired or separated participants receiving benefits2018-01-019
Number of other retired or separated participants entitled to future benefits2018-01-0165
Total of all active and inactive participants2018-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01228
Number of participants with account balances2018-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0125
2017: KNUTSON HOLDINGS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01234
Total number of active participants reported on line 7a of the Form 55002017-01-01152
Number of retired or separated participants receiving benefits2017-01-0111
Number of other retired or separated participants entitled to future benefits2017-01-0161
Total of all active and inactive participants2017-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01224
Number of participants with account balances2017-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0121
2016: KNUTSON HOLDINGS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01213
Total number of active participants reported on line 7a of the Form 55002016-01-01163
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0156
Total of all active and inactive participants2016-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01225
Number of participants with account balances2016-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: KNUTSON HOLDINGS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01212
Total number of active participants reported on line 7a of the Form 55002015-01-01142
Number of retired or separated participants receiving benefits2015-01-0114
Number of other retired or separated participants entitled to future benefits2015-01-0153
Total of all active and inactive participants2015-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01209
Number of participants with account balances2015-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0123
2014: KNUTSON HOLDINGS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01225
Total number of active participants reported on line 7a of the Form 55002014-01-01157
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0152
Total of all active and inactive participants2014-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01209
Number of participants with account balances2014-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0119
2013: KNUTSON HOLDINGS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01203
Total number of active participants reported on line 7a of the Form 55002013-01-01159
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0164
Total of all active and inactive participants2013-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01223
Number of participants with account balances2013-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: KNUTSON HOLDINGS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01180
Total number of active participants reported on line 7a of the Form 55002012-01-01143
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0155
Total of all active and inactive participants2012-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01198
Number of participants with account balances2012-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: KNUTSON HOLDINGS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01208
Total number of active participants reported on line 7a of the Form 55002011-01-01131
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0147
Total of all active and inactive participants2011-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01178
Number of participants with account balances2011-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117
2010: KNUTSON HOLDINGS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01202
Total number of active participants reported on line 7a of the Form 55002010-01-01147
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0157
Total of all active and inactive participants2010-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01204
Number of participants with account balances2010-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0119
2009: KNUTSON HOLDINGS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01224
Total number of active participants reported on line 7a of the Form 55002009-01-01148
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0152
Total of all active and inactive participants2009-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01200
Number of participants with account balances2009-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0119

Financial Data on KNUTSON HOLDINGS, INC. 401(K) PLAN

Measure Date Value
2022 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,285,589
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,882,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,776,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,901,302
Value of total assets at end of year2022-12-31$30,388,521
Value of total assets at beginning of year2022-12-31$41,556,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$105,852
Total interest from all sources2022-12-31$5,631
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$46,615
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$46,615
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,254,568
Participant contributions at end of year2022-12-31$108,555
Participant contributions at beginning of year2022-12-31$116,079
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$46,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-11,168,135
Value of net assets at end of year (total assets less liabilities)2022-12-31$30,388,521
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$41,556,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$30,017,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$41,201,383
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$5,631
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Net investment gain/loss from pooled separate accounts2022-12-31$-7,239,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$599,860
Employer contributions (assets) at end of year2022-12-31$262,369
Employer contributions (assets) at beginning of year2022-12-31$239,194
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,776,694
Contract administrator fees2022-12-31$105,852
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
2021 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,283,327
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,501,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,393,472
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,742,984
Value of total assets at end of year2021-12-31$41,556,656
Value of total assets at beginning of year2021-12-31$37,774,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$107,938
Total interest from all sources2021-12-31$11,415
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$44,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$44,206
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,164,435
Participant contributions at end of year2021-12-31$116,079
Participant contributions at beginning of year2021-12-31$225,371
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,653
Other income not declared elsewhere2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,781,917
Value of net assets at end of year (total assets less liabilities)2021-12-31$41,556,656
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$37,774,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$41,201,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$36,454,936
Interest on participant loans2021-12-31$11,415
Interest earned on other investments2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$963,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,484,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$572,896
Employer contributions (assets) at end of year2021-12-31$239,194
Employer contributions (assets) at beginning of year2021-12-31$130,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,393,472
Contract administrator fees2021-12-31$107,938
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM US LLP
Accountancy firm EIN2021-12-31420714325
2020 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,882,506
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,174,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,074,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,715,962
Value of total assets at end of year2020-12-31$37,774,739
Value of total assets at beginning of year2020-12-31$34,066,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$99,809
Total interest from all sources2020-12-31$18,696
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$127,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$127,103
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,222,531
Participant contributions at end of year2020-12-31$225,371
Participant contributions at beginning of year2020-12-31$298,028
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$19,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,708,304
Value of net assets at end of year (total assets less liabilities)2020-12-31$37,774,739
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$34,066,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$36,454,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$32,433,007
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$18,696
Value of interest in common/collective trusts at end of year2020-12-31$963,510
Value of interest in common/collective trusts at beginning of year2020-12-31$919,643
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,546,088
Net investment gain/loss from pooled separate accounts2020-12-31$4,474,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$493,431
Employer contributions (assets) at end of year2020-12-31$130,922
Employer contributions (assets) at beginning of year2020-12-31$396,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,074,393
Contract administrator fees2020-12-31$99,809
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,239,521
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,464,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,421,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,025,930
Value of total assets at end of year2019-12-31$34,066,435
Value of total assets at beginning of year2019-12-31$28,291,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,967
Total interest from all sources2019-12-31$18,595
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,599,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,599,495
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,211,137
Participant contributions at end of year2019-12-31$298,028
Participant contributions at beginning of year2019-12-31$315,095
Participant contributions at end of year2019-12-31$19,259
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$21,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,774,914
Value of net assets at end of year (total assets less liabilities)2019-12-31$34,066,435
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$28,291,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$38,157
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,433,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$26,191,649
Interest on participant loans2019-12-31$18,595
Value of interest in common/collective trusts at end of year2019-12-31$919,643
Value of interest in common/collective trusts at beginning of year2019-12-31$1,577,140
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,566,423
Net investment gain or loss from common/collective trusts2019-12-31$29,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$793,138
Employer contributions (assets) at end of year2019-12-31$396,498
Employer contributions (assets) at beginning of year2019-12-31$207,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,421,640
Contract administrator fees2019-12-31$4,810
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$560,754
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,449,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,437,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,904,210
Value of total assets at end of year2018-12-31$28,291,521
Value of total assets at beginning of year2018-12-31$29,180,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$12,382
Total interest from all sources2018-12-31$16,114
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,145,339
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,145,339
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,099,657
Participant contributions at end of year2018-12-31$315,095
Participant contributions at beginning of year2018-12-31$239,661
Participant contributions at beginning of year2018-12-31$16,805
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$248,311
Administrative expenses (other) incurred2018-12-31$8,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-888,674
Value of net assets at end of year (total assets less liabilities)2018-12-31$28,291,521
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$29,180,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$1,064
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$26,191,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$27,492,482
Interest on participant loans2018-12-31$16,114
Value of interest in common/collective trusts at end of year2018-12-31$1,577,140
Value of interest in common/collective trusts at beginning of year2018-12-31$1,220,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,528,984
Net investment gain or loss from common/collective trusts2018-12-31$24,075
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$556,242
Employer contributions (assets) at end of year2018-12-31$207,637
Employer contributions (assets) at beginning of year2018-12-31$210,733
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,437,046
Contract administrator fees2018-12-31$3,300
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,538,439
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,485,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,480,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,105,909
Value of total assets at end of year2017-12-31$29,180,195
Value of total assets at beginning of year2017-12-31$24,127,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,721
Total interest from all sources2017-12-31$9,842
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,527,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,527,428
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$979,889
Participant contributions at end of year2017-12-31$239,661
Participant contributions at beginning of year2017-12-31$202,170
Participant contributions at end of year2017-12-31$16,805
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$606,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,052,757
Value of net assets at end of year (total assets less liabilities)2017-12-31$29,180,195
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$24,127,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$27,492,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$22,518,656
Interest on participant loans2017-12-31$9,842
Value of interest in common/collective trusts at end of year2017-12-31$1,220,514
Value of interest in common/collective trusts at beginning of year2017-12-31$1,096,945
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,876,054
Net investment gain or loss from common/collective trusts2017-12-31$19,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$519,141
Employer contributions (assets) at end of year2017-12-31$210,733
Employer contributions (assets) at beginning of year2017-12-31$309,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,480,961
Contract administrator fees2017-12-31$4,721
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US, LLP
Accountancy firm EIN2017-12-31420714325
2016 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,652,290
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,625,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,623,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,814,033
Value of total assets at end of year2016-12-31$24,127,438
Value of total assets at beginning of year2016-12-31$23,101,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,580
Total interest from all sources2016-12-31$11,800
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,001,339
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$926,910
Participant contributions at end of year2016-12-31$202,170
Participant contributions at beginning of year2016-12-31$239,686
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$285,573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,026,325
Value of net assets at end of year (total assets less liabilities)2016-12-31$24,127,438
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,101,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$853
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$22,518,656
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$21,876,589
Interest on participant loans2016-12-31$11,800
Value of interest in common/collective trusts at end of year2016-12-31$1,096,945
Value of interest in common/collective trusts at beginning of year2016-12-31$797,774
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$808,270
Net investment gain or loss from common/collective trusts2016-12-31$16,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$601,550
Employer contributions (assets) at end of year2016-12-31$309,667
Employer contributions (assets) at beginning of year2016-12-31$187,064
Income. Dividends from common stock2016-12-31$1,001,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,623,385
Contract administrator fees2016-12-31$1,727
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US, LLP
Accountancy firm EIN2016-12-31420714325
2015 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$19,836
Total income from all sources (including contributions)2015-12-31$1,566,819
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,419,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,419,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,360,569
Value of total assets at end of year2015-12-31$23,101,113
Value of total assets at beginning of year2015-12-31$23,973,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$13,058
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,308,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$833,707
Participant contributions at end of year2015-12-31$239,686
Participant contributions at beginning of year2015-12-31$244,731
Participant contributions at beginning of year2015-12-31$13,877
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$68,770
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$19,836
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-852,256
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,101,113
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$23,953,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$21,876,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$23,221,614
Interest on participant loans2015-12-31$13,058
Value of interest in common/collective trusts at end of year2015-12-31$797,774
Value of interest in common/collective trusts at beginning of year2015-12-31$431,327
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,115,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$458,092
Employer contributions (assets) at end of year2015-12-31$187,064
Employer contributions (assets) at beginning of year2015-12-31$61,656
Income. Dividends from common stock2015-12-31$1,308,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,419,075
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US, LLP
Accountancy firm EIN2015-12-31420714325
2014 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$19,836
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,010,415
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,816,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,810,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,270,717
Value of total assets at end of year2014-12-31$23,973,205
Value of total assets at beginning of year2014-12-31$23,759,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,670
Total interest from all sources2014-12-31$11,020
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,759,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,759,994
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$919,847
Participant contributions at end of year2014-12-31$244,731
Participant contributions at beginning of year2014-12-31$181,071
Participant contributions at end of year2014-12-31$13,877
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$19,836
Administrative expenses (other) incurred2014-12-31$5,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$194,342
Value of net assets at end of year (total assets less liabilities)2014-12-31$23,953,369
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,759,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$23,221,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,040,891
Interest on participant loans2014-12-31$11,020
Value of interest in common/collective trusts at end of year2014-12-31$431,327
Value of interest in common/collective trusts at beginning of year2014-12-31$454,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-37,176
Net investment gain or loss from common/collective trusts2014-12-31$5,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$350,870
Employer contributions (assets) at end of year2014-12-31$61,656
Employer contributions (assets) at beginning of year2014-12-31$82,408
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,810,403
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,041,610
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$580,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$578,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,237,407
Value of total assets at end of year2013-12-31$23,759,027
Value of total assets at beginning of year2013-12-31$18,297,844
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,310
Total interest from all sources2013-12-31$7,317
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,816,351
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,816,351
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$837,806
Participant contributions at end of year2013-12-31$181,071
Participant contributions at beginning of year2013-12-31$138,320
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$41,914
Administrative expenses (other) incurred2013-12-31$2,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,461,183
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,759,027
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,297,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,040,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,853,868
Interest on participant loans2013-12-31$7,317
Value of interest in common/collective trusts at end of year2013-12-31$454,657
Value of interest in common/collective trusts at beginning of year2013-12-31$1,053,658
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,971,034
Net investment gain or loss from common/collective trusts2013-12-31$9,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$357,687
Employer contributions (assets) at end of year2013-12-31$82,408
Employer contributions (assets) at beginning of year2013-12-31$251,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$578,117
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,569,268
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$776,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$774,220
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,308,688
Value of total assets at end of year2012-12-31$18,297,844
Value of total assets at beginning of year2012-12-31$15,505,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,256
Total interest from all sources2012-12-31$7,894
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$521,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$521,767
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$711,857
Participant contributions at end of year2012-12-31$138,320
Participant contributions at beginning of year2012-12-31$118,768
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$114,166
Administrative expenses (other) incurred2012-12-31$2,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,792,792
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,297,844
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,505,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,853,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$15,386,284
Interest on participant loans2012-12-31$7,894
Value of interest in common/collective trusts at end of year2012-12-31$1,053,658
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,730,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$482,665
Employer contributions (assets) at end of year2012-12-31$251,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$774,220
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$802,488
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$971,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$969,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$930,896
Value of total assets at end of year2011-12-31$15,505,052
Value of total assets at beginning of year2011-12-31$15,674,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,246
Total interest from all sources2011-12-31$6,982
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$357,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$357,557
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$686,475
Participant contributions at end of year2011-12-31$118,768
Participant contributions at beginning of year2011-12-31$130,784
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$28,451
Administrative expenses (other) incurred2011-12-31$2,246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-169,035
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,505,052
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,674,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$15,386,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$15,543,303
Interest on participant loans2011-12-31$6,982
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-492,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$215,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$969,277
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY LLP
Accountancy firm EIN2011-12-31420714325
2010 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,889,047
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,094,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,091,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,052,959
Value of total assets at end of year2010-12-31$15,674,087
Value of total assets at beginning of year2010-12-31$13,879,092
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,646
Total interest from all sources2010-12-31$8,591
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$356,637
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$356,637
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$719,709
Participant contributions at end of year2010-12-31$130,784
Participant contributions at beginning of year2010-12-31$111,635
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$102,099
Administrative expenses (other) incurred2010-12-31$2,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,794,995
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,674,087
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,879,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$15,543,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$13,722,768
Interest on participant loans2010-12-31$8,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,470,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$231,151
Employer contributions (assets) at beginning of year2010-12-31$44,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,091,406
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2010-12-31420714325
2009 : KNUTSON HOLDINGS, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for KNUTSON HOLDINGS, INC. 401(K) PLAN

2022: KNUTSON HOLDINGS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: KNUTSON HOLDINGS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: KNUTSON HOLDINGS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: KNUTSON HOLDINGS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KNUTSON HOLDINGS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KNUTSON HOLDINGS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KNUTSON HOLDINGS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KNUTSON HOLDINGS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KNUTSON HOLDINGS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KNUTSON HOLDINGS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KNUTSON HOLDINGS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KNUTSON HOLDINGS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KNUTSON HOLDINGS, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KNUTSON HOLDINGS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81F709
Policy instance 1
Insurance contract or identification number81F709
Number of Individuals Covered229
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81F709
Policy instance 1
Insurance contract or identification number81F709
Number of Individuals Covered228
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81F709
Policy instance 1
Insurance contract or identification number81F709
Number of Individuals Covered220
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15,000
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees15000
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR
Insurance broker organization code?5

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