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LEEANN CHIN, INC. 401(K) PLAN 401k Plan overview

Plan NameLEEANN CHIN, INC. 401(K) PLAN
Plan identification number 001

LEEANN CHIN, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LEEANN CHIN, INC. has sponsored the creation of one or more 401k plans.

Company Name:LEEANN CHIN, INC.
Employer identification number (EIN):411603354
NAIC Classification:445299
NAIC Description:All Other Specialty Food Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEEANN CHIN, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ALEXIS CANTWELL ALEXIS CANTWELL2018-09-25
0012016-01-01ALEXIS CANTWELL ALEXIS CANTWELL2017-10-11
0012015-01-01BETH PETERSON BETH PETERSON2016-10-17
0012014-01-01BETH PETERSON BETH PETERSON2015-10-15
0012013-01-01BETH PETERSON BETH PETERSON2014-10-10
0012012-01-01BETH PETERSON BETH PETERSON2013-10-09
0012011-01-01BETH PETERSON
0012010-01-01BETH PETERSON
0012009-01-01MARY HAUBRICH

Plan Statistics for LEEANN CHIN, INC. 401(K) PLAN

401k plan membership statisitcs for LEEANN CHIN, INC. 401(K) PLAN

Measure Date Value
2022: LEEANN CHIN, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01315
Total number of active participants reported on line 7a of the Form 55002022-01-01230
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01111
Total of all active and inactive participants2022-01-01341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01341
Number of participants with account balances2022-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: LEEANN CHIN, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01332
Total number of active participants reported on line 7a of the Form 55002021-01-01219
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0195
Total of all active and inactive participants2021-01-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01314
Number of participants with account balances2021-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0123
2020: LEEANN CHIN, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01338
Total number of active participants reported on line 7a of the Form 55002020-01-01252
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0178
Total of all active and inactive participants2020-01-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01330
Number of participants with account balances2020-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: LEEANN CHIN, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01339
Total number of active participants reported on line 7a of the Form 55002019-01-01256
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0173
Total of all active and inactive participants2019-01-01329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01329
Number of participants with account balances2019-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0111
2018: LEEANN CHIN, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01407
Total number of active participants reported on line 7a of the Form 55002018-01-01250
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0177
Total of all active and inactive participants2018-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01327
Number of participants with account balances2018-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0114
2017: LEEANN CHIN, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01443
Total number of active participants reported on line 7a of the Form 55002017-01-01248
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01142
Total of all active and inactive participants2017-01-01390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01390
Number of participants with account balances2017-01-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0119
2016: LEEANN CHIN, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01444
Total number of active participants reported on line 7a of the Form 55002016-01-01258
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01170
Total of all active and inactive participants2016-01-01428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01428
Number of participants with account balances2016-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0118
2015: LEEANN CHIN, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01419
Total number of active participants reported on line 7a of the Form 55002015-01-01258
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01169
Total of all active and inactive participants2015-01-01427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01427
Number of participants with account balances2015-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0121
2014: LEEANN CHIN, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01443
Total number of active participants reported on line 7a of the Form 55002014-01-01259
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01161
Total of all active and inactive participants2014-01-01420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01420
Number of participants with account balances2014-01-01284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0113
2013: LEEANN CHIN, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01436
Total number of active participants reported on line 7a of the Form 55002013-01-01301
Number of other retired or separated participants entitled to future benefits2013-01-01140
Total of all active and inactive participants2013-01-01441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01441
Number of participants with account balances2013-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0122
2012: LEEANN CHIN, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01422
Total number of active participants reported on line 7a of the Form 55002012-01-01326
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01110
Total of all active and inactive participants2012-01-01436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01436
Number of participants with account balances2012-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-019
2011: LEEANN CHIN, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01421
Total number of active participants reported on line 7a of the Form 55002011-01-01241
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0192
Total of all active and inactive participants2011-01-01333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01333
Number of participants with account balances2011-01-01264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0111
2010: LEEANN CHIN, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01462
Total number of active participants reported on line 7a of the Form 55002010-01-01307
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01114
Total of all active and inactive participants2010-01-01421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01421
Number of participants with account balances2010-01-01306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0116
2009: LEEANN CHIN, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01475
Total number of active participants reported on line 7a of the Form 55002009-01-01348
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01114
Total of all active and inactive participants2009-01-01462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01462
Number of participants with account balances2009-01-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0113

Financial Data on LEEANN CHIN, INC. 401(K) PLAN

Measure Date Value
2022 : LEEANN CHIN, INC. 401(K) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$17,096
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$22,882
Total income from all sources (including contributions)2022-12-31$-1,230,449
Total of all expenses incurred2022-12-31$402,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$376,051
Value of total corrective distributions2022-12-31$17,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$307,154
Value of total assets at end of year2022-12-31$5,050,051
Value of total assets at beginning of year2022-12-31$6,688,491
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$9,058
Total interest from all sources2022-12-31$3,500
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,881
Administrative expenses professional fees incurred2022-12-31$1,002
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$264,138
Participant contributions at end of year2022-12-31$68,600
Participant contributions at beginning of year2022-12-31$62,934
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$17,096
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$22,882
Administrative expenses (other) incurred2022-12-31$8,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,632,654
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,032,955
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,665,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,800,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$6,435,139
Interest on participant loans2022-12-31$3,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$179,906
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$189,225
Net investment gain/loss from pooled separate accounts2022-12-31$-1,542,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$43,016
Employer contributions (assets) at end of year2022-12-31$635
Employer contributions (assets) at beginning of year2022-12-31$1,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$376,051
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
2021 : LEEANN CHIN, INC. 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$22,882
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$20,302
Total income from all sources (including contributions)2021-12-31$1,079,504
Total of all expenses incurred2021-12-31$723,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$689,321
Value of total corrective distributions2021-12-31$22,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$301,058
Value of total assets at end of year2021-12-31$6,688,491
Value of total assets at beginning of year2021-12-31$6,329,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$11,296
Total interest from all sources2021-12-31$3,950
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,908
Administrative expenses professional fees incurred2021-12-31$1,771
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$255,812
Participant contributions at end of year2021-12-31$62,934
Participant contributions at beginning of year2021-12-31$79,307
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$22,882
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$20,302
Administrative expenses (other) incurred2021-12-31$9,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$356,005
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,665,609
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,309,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$6,435,139
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$6,060,469
Interest on participant loans2021-12-31$3,950
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$189,225
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$188,827
Net investment gain/loss from pooled separate accounts2021-12-31$772,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$45,246
Employer contributions (assets) at end of year2021-12-31$1,193
Employer contributions (assets) at beginning of year2021-12-31$1,303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$689,321
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM US LLP
Accountancy firm EIN2021-12-31420714325
2020 : LEEANN CHIN, INC. 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$20,302
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$18,660
Total income from all sources (including contributions)2020-12-31$1,526,963
Total of all expenses incurred2020-12-31$666,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$636,804
Value of total corrective distributions2020-12-31$20,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$259,182
Value of total assets at end of year2020-12-31$6,329,906
Value of total assets at beginning of year2020-12-31$5,468,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$9,720
Total interest from all sources2020-12-31$3,669
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,186
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$221,752
Participant contributions at end of year2020-12-31$79,307
Participant contributions at beginning of year2020-12-31$55,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$20,302
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$18,660
Administrative expenses (other) incurred2020-12-31$9,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$860,137
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,309,604
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,449,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$6,060,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,176,143
Interest on participant loans2020-12-31$3,669
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$188,827
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$236,040
Net investment gain/loss from pooled separate accounts2020-12-31$1,261,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$37,430
Employer contributions (assets) at end of year2020-12-31$1,303
Employer contributions (assets) at beginning of year2020-12-31$921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$636,804
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : LEEANN CHIN, INC. 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$18,660
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$8,407
Total income from all sources (including contributions)2019-12-31$1,383,650
Total of all expenses incurred2019-12-31$301,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$270,430
Value of total corrective distributions2019-12-31$18,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$294,351
Value of total assets at end of year2019-12-31$5,468,127
Value of total assets at beginning of year2019-12-31$4,375,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$12,486
Total interest from all sources2019-12-31$3,935
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,406
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$253,545
Participant contributions at end of year2019-12-31$55,023
Participant contributions at beginning of year2019-12-31$64,058
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$18,660
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$8,407
Administrative expenses (other) incurred2019-12-31$12,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,082,074
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,449,467
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,367,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,176,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,071,129
Interest on participant loans2019-12-31$3,935
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$236,040
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$239,610
Net investment gain/loss from pooled separate accounts2019-12-31$1,082,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$40,806
Employer contributions (assets) at end of year2019-12-31$921
Employer contributions (assets) at beginning of year2019-12-31$1,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$270,430
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : LEEANN CHIN, INC. 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$8,407
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,128
Total income from all sources (including contributions)2018-12-31$47,055
Total of all expenses incurred2018-12-31$1,087,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,061,185
Value of total corrective distributions2018-12-31$8,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$253,216
Value of total assets at end of year2018-12-31$4,375,800
Value of total assets at beginning of year2018-12-31$5,409,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,050
Total interest from all sources2018-12-31$3,793
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,661
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$436,740
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$205,914
Participant contributions at end of year2018-12-31$64,058
Participant contributions at beginning of year2018-12-31$60,961
Participant contributions at beginning of year2018-12-31$6,576
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$13,506
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$8,407
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$1,128
Administrative expenses (other) incurred2018-12-31$18,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,040,587
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,367,393
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,407,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,071,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,028,871
Interest on participant loans2018-12-31$3,793
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$239,610
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$311,018
Net investment gain/loss from pooled separate accounts2018-12-31$-212,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$33,796
Employer contributions (assets) at end of year2018-12-31$1,003
Employer contributions (assets) at beginning of year2018-12-31$1,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,061,185
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : LEEANN CHIN, INC. 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,128
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,527
Total income from all sources (including contributions)2017-12-31$1,169,959
Total of all expenses incurred2017-12-31$499,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$479,174
Value of total corrective distributions2017-12-31$1,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$239,589
Value of total assets at end of year2017-12-31$5,409,108
Value of total assets at beginning of year2017-12-31$4,740,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$19,149
Total interest from all sources2017-12-31$5,307
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,122
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$425,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$203,047
Participant contributions at end of year2017-12-31$60,961
Participant contributions at beginning of year2017-12-31$110,155
Participant contributions at end of year2017-12-31$6,576
Participant contributions at beginning of year2017-12-31$7,967
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$1,128
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$3,527
Administrative expenses (other) incurred2017-12-31$19,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$670,508
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,407,980
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,737,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,028,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,309,768
Interest on participant loans2017-12-31$5,307
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$311,018
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$311,662
Net investment gain/loss from pooled separate accounts2017-12-31$921,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$36,542
Employer contributions (assets) at end of year2017-12-31$1,682
Employer contributions (assets) at beginning of year2017-12-31$1,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$479,174
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : LEEANN CHIN, INC. 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$3,527
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,439
Total income from all sources (including contributions)2016-12-31$497,855
Total of all expenses incurred2016-12-31$168,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$150,088
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$268,962
Value of total assets at end of year2016-12-31$4,740,999
Value of total assets at beginning of year2016-12-31$4,412,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,297
Total interest from all sources2016-12-31$6,930
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,503
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$474,111
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$225,855
Participant contributions at end of year2016-12-31$110,155
Participant contributions at beginning of year2016-12-31$141,254
Participant contributions at end of year2016-12-31$7,967
Participant contributions at beginning of year2016-12-31$8,849
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,009
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$3,527
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$4,439
Administrative expenses (other) incurred2016-12-31$18,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$329,470
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,737,472
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,408,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,309,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,959,645
Interest on participant loans2016-12-31$6,930
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$311,662
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$300,751
Net investment gain/loss from pooled separate accounts2016-12-31$218,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$41,098
Employer contributions (assets) at end of year2016-12-31$1,447
Employer contributions (assets) at beginning of year2016-12-31$1,942
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$150,088
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : LEEANN CHIN, INC. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$4,439
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$4,114
Total income from all sources (including contributions)2015-12-31$208,348
Total of all expenses incurred2015-12-31$371,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$351,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$271,085
Value of total assets at end of year2015-12-31$4,412,441
Value of total assets at beginning of year2015-12-31$4,575,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$20,646
Total interest from all sources2015-12-31$4,866
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,040
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$441,245
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$233,773
Participant contributions at end of year2015-12-31$141,254
Participant contributions at beginning of year2015-12-31$75,416
Participant contributions at end of year2015-12-31$8,849
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$4,439
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$4,114
Administrative expenses (other) incurred2015-12-31$20,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-163,450
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,408,002
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,571,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,959,645
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,149,904
Interest on participant loans2015-12-31$4,866
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$300,751
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$345,901
Net investment gain/loss from pooled separate accounts2015-12-31$-71,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$37,312
Employer contributions (assets) at end of year2015-12-31$1,942
Employer contributions (assets) at beginning of year2015-12-31$4,345
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$351,152
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : LEEANN CHIN, INC. 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$4,114
Total income from all sources (including contributions)2014-12-31$476,305
Total of all expenses incurred2014-12-31$254,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$244,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$227,783
Value of total assets at end of year2014-12-31$4,575,566
Value of total assets at beginning of year2014-12-31$4,349,282
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,980
Total interest from all sources2014-12-31$3,028
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,586
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,586
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$457,718
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$188,944
Participant contributions at end of year2014-12-31$75,416
Participant contributions at beginning of year2014-12-31$57,684
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$4,114
Administrative expenses (other) incurred2014-12-31$9,980
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$222,170
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,571,452
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,349,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,149,904
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,926,794
Interest on participant loans2014-12-31$3,028
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$345,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$364,581
Net investment gain/loss from pooled separate accounts2014-12-31$241,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$38,839
Employer contributions (assets) at end of year2014-12-31$4,345
Employer contributions (assets) at beginning of year2014-12-31$223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$244,155
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : LEEANN CHIN, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,105,513
Total of all expenses incurred2013-12-31$263,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$236,955
Expenses. Certain deemed distributions of participant loans2013-12-31$13,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$260,472
Value of total assets at end of year2013-12-31$4,349,282
Value of total assets at beginning of year2013-12-31$3,507,547
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,180
Total interest from all sources2013-12-31$2,594
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,721
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,721
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$425,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$217,782
Participant contributions at end of year2013-12-31$57,684
Participant contributions at beginning of year2013-12-31$62,729
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,954
Administrative expenses (other) incurred2013-12-31$13,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$841,735
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,349,282
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,507,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,926,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,098,520
Interest on participant loans2013-12-31$2,594
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$364,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$345,542
Net investment gain/loss from pooled separate accounts2013-12-31$838,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$40,736
Employer contributions (assets) at end of year2013-12-31$223
Employer contributions (assets) at beginning of year2013-12-31$756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$236,955
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : LEEANN CHIN, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$617,464
Total of all expenses incurred2012-12-31$214,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$212,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$244,114
Value of total assets at end of year2012-12-31$3,507,547
Value of total assets at beginning of year2012-12-31$3,104,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,525
Total interest from all sources2012-12-31$2,807
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$6,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$6,443
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$375,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$205,098
Participant contributions at end of year2012-12-31$62,729
Participant contributions at beginning of year2012-12-31$70,104
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$340
Administrative expenses (other) incurred2012-12-31$2,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$402,675
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,507,547
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,104,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,098,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,703,587
Interest on participant loans2012-12-31$2,807
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$345,542
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$331,181
Net investment gain/loss from pooled separate accounts2012-12-31$364,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$38,676
Employer contributions (assets) at end of year2012-12-31$756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$212,264
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : LEEANN CHIN, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$104,062
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$208,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$207,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$234,315
Value of total assets at end of year2011-12-31$3,104,872
Value of total assets at beginning of year2011-12-31$3,209,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,450
Total interest from all sources2011-12-31$12,665
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$198,341
Participant contributions at end of year2011-12-31$70,104
Participant contributions at beginning of year2011-12-31$51,437
Other income not declared elsewhere2011-12-31$2,253
Administrative expenses (other) incurred2011-12-31$1,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-104,646
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,104,872
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,209,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,703,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,822,370
Interest on participant loans2011-12-31$2,857
Interest earned on other investments2011-12-31$9,808
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$331,181
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$335,711
Net investment gain/loss from pooled separate accounts2011-12-31$-145,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$35,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$207,258
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY LLP
Accountancy firm EIN2011-12-31420714325
2010 : LEEANN CHIN, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$626,577
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$233,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$232,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$243,866
Value of total assets at end of year2010-12-31$3,209,518
Value of total assets at beginning of year2010-12-31$2,816,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$625
Total interest from all sources2010-12-31$13,615
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$207,488
Participant contributions at end of year2010-12-31$51,437
Participant contributions at beginning of year2010-12-31$66,230
Other income not declared elsewhere2010-12-31$79
Administrative expenses (other) incurred2010-12-31$625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$392,996
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,209,518
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,816,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,822,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,384,193
Interest on participant loans2010-12-31$3,206
Interest earned on other investments2010-12-31$10,409
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$335,711
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$366,099
Net investment gain/loss from pooled separate accounts2010-12-31$369,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$36,378
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$232,956
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & PULLEN LLP
Accountancy firm EIN2010-12-31420714325

Form 5500 Responses for LEEANN CHIN, INC. 401(K) PLAN

2022: LEEANN CHIN, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LEEANN CHIN, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LEEANN CHIN, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LEEANN CHIN, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LEEANN CHIN, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LEEANN CHIN, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LEEANN CHIN, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LEEANN CHIN, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LEEANN CHIN, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LEEANN CHIN, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LEEANN CHIN, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LEEANN CHIN, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LEEANN CHIN, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LEEANN CHIN, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874841
Policy instance 1
Insurance contract or identification number874841
Number of Individuals Covered211
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $47,410
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $47,410
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874841
Policy instance 1
Insurance contract or identification number874841
Number of Individuals Covered202
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $54,214
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $26,545
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874841
Policy instance 1
Insurance contract or identification number874841
Number of Individuals Covered199
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $46,017
Total amount of fees paid to insurance companyUSD $2,662
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $46,017
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees2662
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874841
Policy instance 1
Insurance contract or identification number874841
Number of Individuals Covered185
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $42,415
Total amount of fees paid to insurance companyUSD $2,456
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $42,415
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees2456
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874841
Policy instance 1
Insurance contract or identification number874841
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $43,264
Total amount of fees paid to insurance companyUSD $2,479
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $43,264
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees2479
Insurance broker nameTAX SHELTERED COMPENSATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874841
Policy instance 1
Insurance contract or identification number874841
Number of Individuals Covered304
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $38,291
Total amount of fees paid to insurance companyUSD $2,266
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $38,291
Insurance broker organization code?3
Amount paid for insurance broker fees2266
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameTAX SHELTERED COMPENSATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874841
Policy instance 1
Insurance contract or identification number874841
Number of Individuals Covered281
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $37,507
Total amount of fees paid to insurance companyUSD $2,180
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $37,507
Insurance broker organization code?3
Amount paid for insurance broker fees2180
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameTAX SHELTERED COMPENSATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874841
Policy instance 1
Insurance contract or identification number874841
Number of Individuals Covered280
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $32,314
Total amount of fees paid to insurance companyUSD $1,831
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $32,314
Insurance broker organization code?3
Amount paid for insurance broker fees1831
Additional information about fees paid to insurance brokerREVENUE SHARING
Insurance broker nameTAX SHELTERED COMPENSATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9259
Policy instance 2
Insurance contract or identification numberZH9259
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,448
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $11,448
Insurance broker organization code?3
Insurance broker nameING FINANCIAL PARTNERS INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874841
Policy instance 1
Insurance contract or identification number874841
Number of Individuals Covered282
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $16,481
Total amount of fees paid to insurance companyUSD $688
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,481
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREVENUE SHARING
Insurance broker nameTAX SHELTERED COMPENSATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9259
Policy instance 1
Insurance contract or identification numberZH9259
Number of Individuals Covered333
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $27,088
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9259
Policy instance 1
Insurance contract or identification numberZH9259
Number of Individuals Covered421
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $23,664
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,664
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameING FINANCIAL PARTNERS INC

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