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NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 401k Plan overview

Plan NameNLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN
Plan identification number 333

NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHWESTERN LUMBER ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:NORTHWESTERN LUMBER ASSOCIATION
Employer identification number (EIN):411676811
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3332022-01-01
3332021-01-01
3332020-01-01
3332019-01-01
3332018-01-01
3332017-01-01CODY NUERNBERG CODY NUERNBERG2018-10-15
3332016-01-01CODY NUERNBERG CODY NUERNBERG2017-10-11
3332015-01-01CODY NUERNBERG CODY NUERNBERG2016-10-14
3332014-01-01CODY NUERNBERG CODY NUERNBERG2015-10-15
3332013-01-01CODY NUERNBERG CODY NUERNBERG2014-10-14
3332012-01-01CODY NUERNBERG
3332011-01-01PAULA SIEWERT2012-09-17

Plan Statistics for NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN

401k plan membership statisitcs for NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN

Measure Date Value
2022: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01364
Total number of active participants reported on line 7a of the Form 55002022-01-01266
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0157
Total of all active and inactive participants2022-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01325
Number of participants with account balances2022-01-01275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01332
Total number of active participants reported on line 7a of the Form 55002021-01-01275
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0153
Total of all active and inactive participants2021-01-01329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01329
Number of participants with account balances2021-01-01270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01356
Total number of active participants reported on line 7a of the Form 55002020-01-01308
Number of other retired or separated participants entitled to future benefits2020-01-0144
Total of all active and inactive participants2020-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01352
Number of participants with account balances2020-01-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01392
Total number of active participants reported on line 7a of the Form 55002019-01-01322
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0163
Total of all active and inactive participants2019-01-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01385
Number of participants with account balances2019-01-01294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01392
Total number of active participants reported on line 7a of the Form 55002018-01-01342
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0151
Total of all active and inactive participants2018-01-01394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01394
Number of participants with account balances2018-01-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01351
Total number of active participants reported on line 7a of the Form 55002017-01-01306
Number of other retired or separated participants entitled to future benefits2017-01-0149
Total of all active and inactive participants2017-01-01355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01355
Number of participants with account balances2017-01-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01321
Total number of active participants reported on line 7a of the Form 55002016-01-01276
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0142
Total of all active and inactive participants2016-01-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01318
Number of participants with account balances2016-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0140
2015: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01295
Total number of active participants reported on line 7a of the Form 55002015-01-01284
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0143
Total of all active and inactive participants2015-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01327
Number of participants with account balances2015-01-01292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0139
2014: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01275
Total number of active participants reported on line 7a of the Form 55002014-01-01266
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0126
Total of all active and inactive participants2014-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01295
Number of participants with account balances2014-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0125
2013: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01235
Total number of active participants reported on line 7a of the Form 55002013-01-01274
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01292
Number of participants with account balances2013-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01161
Total number of active participants reported on line 7a of the Form 55002012-01-01178
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0114
Total of all active and inactive participants2012-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01192
Number of participants with account balances2012-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012

Financial Data on NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN

Measure Date Value
2022 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$910
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$14,531
Total income from all sources (including contributions)2022-12-31$-626,128
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,009,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$856,085
Value of total corrective distributions2022-12-31$810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,177,533
Value of total assets at end of year2022-12-31$17,563,339
Value of total assets at beginning of year2022-12-31$19,212,541
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$152,558
Total interest from all sources2022-12-31$3,252
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,274,921
Participant contributions at end of year2022-12-31$104,863
Participant contributions at beginning of year2022-12-31$58,721
Participant contributions at end of year2022-12-31$48,403
Participant contributions at beginning of year2022-12-31$115,726
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$18
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,139
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,342
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$910
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$14,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,635,581
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,562,429
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$19,198,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$15,301,984
Value of interest in pooled separate accounts at beginning of year2022-12-31$16,692,513
Interest on participant loans2022-12-31$3,252
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,711,622
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,532,100
Net investment gain/loss from pooled separate accounts2022-12-31$-2,806,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$902,612
Employer contributions (assets) at end of year2022-12-31$395,328
Employer contributions (assets) at beginning of year2022-12-31$812,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$856,067
Contract administrator fees2022-12-31$152,558
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31OLSEN THIELEN & COMPANY, LTD
Accountancy firm EIN2022-12-31411360831
2021 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$199,932
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$14,531
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,815,669
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,008,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$848,587
Expenses. Certain deemed distributions of participant loans2021-12-31$2,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,650,444
Value of total assets at end of year2021-12-31$19,212,541
Value of total assets at beginning of year2021-12-31$15,590,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$157,635
Total interest from all sources2021-12-31$3,722
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$5,322
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,231,457
Participant contributions at end of year2021-12-31$58,721
Participant contributions at beginning of year2021-12-31$50,719
Participant contributions at end of year2021-12-31$115,726
Participant contributions at beginning of year2021-12-31$62,188
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$188,798
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$430
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,342
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$4,612
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$14,531
Other income not declared elsewhere2021-12-31$3,551
Administrative expenses (other) incurred2021-12-31$44,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,807,398
Value of net assets at end of year (total assets less liabilities)2021-12-31$19,198,010
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,590,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$16,692,513
Value of interest in pooled separate accounts at beginning of year2021-12-31$13,581,862
Interest on participant loans2021-12-31$3,722
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,532,100
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,352,873
Net investment gain/loss from pooled separate accounts2021-12-31$2,157,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,230,189
Employer contributions (assets) at end of year2021-12-31$812,139
Employer contributions (assets) at beginning of year2021-12-31$538,290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$848,157
Contract administrator fees2021-12-31$107,790
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31OLSEN, THIELEN & CO., LTD
Accountancy firm EIN2021-12-31411360831
2020 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$433,656
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$12,703
Total income from all sources (including contributions)2020-12-31$3,850,794
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,796,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,667,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,162,772
Value of total assets at end of year2020-12-31$15,590,544
Value of total assets at beginning of year2020-12-31$13,982,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$128,988
Total interest from all sources2020-12-31$4,680
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,074,909
Participant contributions at end of year2020-12-31$50,719
Participant contributions at beginning of year2020-12-31$92,410
Participant contributions at end of year2020-12-31$62,188
Participant contributions at beginning of year2020-12-31$86,469
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$160,726
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$283
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$4,612
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$6,011
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$12,703
Other income not declared elsewhere2020-12-31$37,611
Administrative expenses (other) incurred2020-12-31$23,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,054,422
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,590,544
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,969,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$13,581,862
Value of interest in pooled separate accounts at beginning of year2020-12-31$12,129,028
Interest on participant loans2020-12-31$4,680
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,352,873
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,308,146
Net investment gain/loss from pooled separate accounts2020-12-31$1,645,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$927,137
Employer contributions (assets) at end of year2020-12-31$538,290
Employer contributions (assets) at beginning of year2020-12-31$360,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,667,101
Contract administrator fees2020-12-31$105,840
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31OLSEN, THIELEN & CO., LTD
Accountancy firm EIN2020-12-31411360831
2019 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$1,128,915
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,703
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,728
Total income from all sources (including contributions)2019-12-31$4,171,836
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$517,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$359,494
Value of total corrective distributions2019-12-31$12,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,055,441
Value of total assets at end of year2019-12-31$13,982,481
Value of total assets at beginning of year2019-12-31$11,448,043
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$145,261
Total interest from all sources2019-12-31$23,915
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,128,375
Participant contributions at end of year2019-12-31$92,410
Participant contributions at beginning of year2019-12-31$64,977
Participant contributions at end of year2019-12-31$86,469
Participant contributions at beginning of year2019-12-31$51,897
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$94,643
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$6,011
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$5,081
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$12,703
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$3,728
Administrative expenses (other) incurred2019-12-31$58,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,654,378
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,969,778
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,444,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$12,129,028
Value of interest in pooled separate accounts at beginning of year2019-12-31$9,678,931
Interest on participant loans2019-12-31$4,114
Interest earned on other investments2019-12-31$19,801
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,308,146
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,254,116
Net investment gain/loss from pooled separate accounts2019-12-31$2,092,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$832,423
Employer contributions (assets) at end of year2019-12-31$360,417
Employer contributions (assets) at beginning of year2019-12-31$393,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$359,494
Contract administrator fees2019-12-31$86,556
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31OLSEN, THIELEN & CO., LTD
Accountancy firm EIN2019-12-31411360831
2018 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$357,167
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,728
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,256
Total income from all sources (including contributions)2018-12-31$1,502,930
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,052,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$928,644
Value of total corrective distributions2018-12-31$3,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,062,747
Value of total assets at end of year2018-12-31$11,448,043
Value of total assets at beginning of year2018-12-31$11,351,998
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$119,870
Total interest from all sources2018-12-31$3,925
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,122,419
Participant contributions at end of year2018-12-31$64,977
Participant contributions at beginning of year2018-12-31$100,636
Participant contributions at end of year2018-12-31$51,897
Participant contributions at beginning of year2018-12-31$105,809
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$125,550
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$177
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$5,081
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$4,143
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$3,728
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$1,256
Other income not declared elsewhere2018-12-31$2,395
Administrative expenses (other) incurred2018-12-31$42,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$450,740
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,444,315
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,350,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$9,678,931
Value of interest in pooled separate accounts at beginning of year2018-12-31$9,456,335
Interest on participant loans2018-12-31$3,925
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,254,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,191,715
Net investment gain/loss from pooled separate accounts2018-12-31$-566,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$814,778
Employer contributions (assets) at end of year2018-12-31$393,041
Employer contributions (assets) at beginning of year2018-12-31$493,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$928,467
Contract administrator fees2018-12-31$77,744
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31OLSEN, THIELEN & CO., LTD
Accountancy firm EIN2018-12-31411360831
2017 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$5,661,957
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,256
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,473,386
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$481,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$353,620
Value of total corrective distributions2017-12-31$1,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,683,850
Value of total assets at end of year2017-12-31$11,351,998
Value of total assets at beginning of year2017-12-31$13,020,961
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$126,772
Total interest from all sources2017-12-31$5,526
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$987,069
Participant contributions at end of year2017-12-31$100,636
Participant contributions at beginning of year2017-12-31$148,886
Participant contributions at end of year2017-12-31$105,809
Participant contributions at beginning of year2017-12-31$89,182
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$788,364
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$4,143
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,004
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$1,256
Other income not declared elsewhere2017-12-31$22,698
Administrative expenses (other) incurred2017-12-31$48,454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,991,738
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,350,742
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,020,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$9,456,335
Value of interest in pooled separate accounts at beginning of year2017-12-31$10,337,420
Interest on participant loans2017-12-31$5,526
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,191,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,760,601
Net investment gain/loss from pooled separate accounts2017-12-31$1,761,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$908,417
Employer contributions (assets) at end of year2017-12-31$493,360
Employer contributions (assets) at beginning of year2017-12-31$683,868
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$353,620
Contract administrator fees2017-12-31$78,318
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31OLSEN, THIELEN & CO., LTD
Accountancy firm EIN2017-12-31411360831
2016 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$567,957
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,820,973
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,432,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,310,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,852,047
Value of total assets at end of year2016-12-31$13,020,961
Value of total assets at beginning of year2016-12-31$12,200,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$122,310
Total interest from all sources2016-12-31$4,938
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$785,469
Participant contributions at end of year2016-12-31$148,886
Participant contributions at beginning of year2016-12-31$92,022
Participant contributions at end of year2016-12-31$89,182
Participant contributions at beginning of year2016-12-31$95,607
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$80,164
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,004
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$873
Other income not declared elsewhere2016-12-31$1,258
Administrative expenses (other) incurred2016-12-31$54,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,388,499
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,020,961
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,200,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$67,800
Value of interest in pooled separate accounts at end of year2016-12-31$10,337,420
Value of interest in pooled separate accounts at beginning of year2016-12-31$10,107,997
Interest on participant loans2016-12-31$4,938
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,760,601
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,737,283
Net investment gain/loss from pooled separate accounts2016-12-31$962,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$986,414
Employer contributions (assets) at end of year2016-12-31$683,868
Employer contributions (assets) at beginning of year2016-12-31$166,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,310,164
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31OLSEN, THIELEN & CO., LTD
Accountancy firm EIN2016-12-31411360831
2015 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$410,760
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,132,092
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,133,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,005,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,613,662
Value of total assets at end of year2015-12-31$12,200,419
Value of total assets at beginning of year2015-12-31$12,613,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$128,144
Total interest from all sources2015-12-31$2,276
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$868,323
Participant contributions at end of year2015-12-31$92,022
Participant contributions at beginning of year2015-12-31$48,722
Participant contributions at end of year2015-12-31$95,607
Participant contributions at beginning of year2015-12-31$60,438
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$228,637
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$873
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$284
Other income not declared elsewhere2015-12-31$375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,881
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,200,419
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,613,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$59,040
Value of interest in pooled separate accounts at end of year2015-12-31$10,107,997
Value of interest in pooled separate accounts at beginning of year2015-12-31$10,566,636
Interest on participant loans2015-12-31$2,276
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,737,283
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,780,117
Net investment gain/loss from pooled separate accounts2015-12-31$-484,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$516,702
Employer contributions (assets) at end of year2015-12-31$166,637
Employer contributions (assets) at beginning of year2015-12-31$156,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,005,829
Contract administrator fees2015-12-31$69,104
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31OLSEN, THIELEN & CO., LTD
Accountancy firm EIN2015-12-31411360831
2014 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,477,702
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,044,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,899,359
Expenses. Certain deemed distributions of participant loans2014-12-31$2,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,364,091
Value of total assets at end of year2014-12-31$12,613,060
Value of total assets at beginning of year2014-12-31$13,179,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$142,636
Total interest from all sources2014-12-31$1,957
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$760,708
Participant contributions at end of year2014-12-31$48,722
Participant contributions at beginning of year2014-12-31$36,809
Participant contributions at end of year2014-12-31$60,438
Participant contributions at beginning of year2014-12-31$14,186
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$183,212
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$284
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$35
Other income not declared elsewhere2014-12-31$9,928
Administrative expenses (other) incurred2014-12-31$65,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-566,304
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,613,060
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$13,179,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$10,566,636
Value of interest in pooled separate accounts at beginning of year2014-12-31$10,849,076
Interest on participant loans2014-12-31$1,957
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,780,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,007,342
Net investment gain/loss from pooled separate accounts2014-12-31$101,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$420,171
Employer contributions (assets) at end of year2014-12-31$156,863
Employer contributions (assets) at beginning of year2014-12-31$271,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,899,359
Contract administrator fees2014-12-31$77,117
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31OLSEN, THIELEN & CO., LTD
Accountancy firm EIN2014-12-31411360831
2013 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$2,608,330
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$260
Total income from all sources (including contributions)2013-12-31$2,426,176
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,334,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,204,463
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,078,881
Value of total assets at end of year2013-12-31$13,179,364
Value of total assets at beginning of year2013-12-31$9,479,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$129,761
Total interest from all sources2013-12-31$2,410
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$607,236
Participant contributions at end of year2013-12-31$36,809
Participant contributions at beginning of year2013-12-31$67,238
Participant contributions at end of year2013-12-31$14,186
Participant contributions at beginning of year2013-12-31$12,668
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$6,345
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$113
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$35
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,196
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$260
Other income not declared elsewhere2013-12-31$301
Administrative expenses (other) incurred2013-12-31$58,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,091,952
Value of net assets at end of year (total assets less liabilities)2013-12-31$13,179,364
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,479,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$10,849,076
Value of interest in pooled separate accounts at beginning of year2013-12-31$7,643,794
Interest on participant loans2013-12-31$2,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,007,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,486,570
Net investment gain/loss from pooled separate accounts2013-12-31$1,344,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$465,300
Employer contributions (assets) at end of year2013-12-31$271,916
Employer contributions (assets) at beginning of year2013-12-31$267,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,204,350
Contract administrator fees2013-12-31$71,397
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31OLSEN, THIELEN & CO., LTD
Accountancy firm EIN2013-12-31411360831
2012 : NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$5,807,158
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$260
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,343,646
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$515,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$407,536
Expenses. Certain deemed distributions of participant loans2012-12-31$12,684
Value of total corrective distributions2012-12-31$212
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$837,827
Value of total assets at end of year2012-12-31$9,479,342
Value of total assets at beginning of year2012-12-31$2,843,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$95,188
Total interest from all sources2012-12-31$2,725
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$359,086
Participant contributions at end of year2012-12-31$67,238
Participant contributions at beginning of year2012-12-31$39,751
Participant contributions at end of year2012-12-31$12,668
Participant contributions at beginning of year2012-12-31$2,857
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$131,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,196
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$707
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$260
Other income not declared elsewhere2012-12-31$29
Administrative expenses (other) incurred2012-12-31$5,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$828,026
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,479,082
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,843,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$49,591
Value of interest in pooled separate accounts at end of year2012-12-31$7,643,794
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,597,649
Interest on participant loans2012-12-31$2,725
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,486,570
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$184,502
Net investment gain/loss from pooled separate accounts2012-12-31$503,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$347,741
Employer contributions (assets) at end of year2012-12-31$267,876
Employer contributions (assets) at beginning of year2012-12-31$18,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$407,536
Contract administrator fees2012-12-31$40,189
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31OLSEN, THIELEN & CO., LTD
Accountancy firm EIN2012-12-31411360831

Form 5500 Responses for NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN

2022: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NLA MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMULTIPLE
Policy instance 1
Insurance contract or identification numberMULTIPLE
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $46,828
Total amount of fees paid to insurance companyUSD $21,880
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $46,828
Insurance broker organization code?4
Amount paid for insurance broker fees16700
Additional information about fees paid to insurance brokerPLAN EXPENSES
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMULTIPLE
Policy instance 1
Insurance contract or identification numberMULTIPLE
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $43,834
Total amount of fees paid to insurance companyUSD $21,329
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $43,834
Insurance broker organization code?4
Amount paid for insurance broker fees15750
Additional information about fees paid to insurance brokerPLAN EXPENSES
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMULTIPLE
Policy instance 1
Insurance contract or identification numberMULTIPLE
Number of Individuals Covered280
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $35,315
Total amount of fees paid to insurance companyUSD $18,863
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,315
Insurance broker organization code?4
Amount paid for insurance broker fees15000
Additional information about fees paid to insurance brokerPLAN EXPENSES
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMULTIPLE
Policy instance 1
Insurance contract or identification numberMULTIPLE
Number of Individuals Covered385
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $31,744
Total amount of fees paid to insurance companyUSD $19,812
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,744
Insurance broker organization code?4
Amount paid for insurance broker fees15750
Additional information about fees paid to insurance brokerPLAN EXPENSES
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMULTIPLE
Policy instance 1
Insurance contract or identification numberMULTIPLE
Number of Individuals Covered326
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $30,318
Total amount of fees paid to insurance companyUSD $19,406
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,318
Insurance broker organization code?4
Amount paid for insurance broker fees15000
Additional information about fees paid to insurance brokerPLAN EXPENSES
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMULTIPLE
Policy instance 1
Insurance contract or identification numberMULTIPLE
Number of Individuals Covered305
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $33,896
Total amount of fees paid to insurance companyUSD $20,808
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $33,936
Insurance broker organization code?4
Amount paid for insurance broker fees8839
Additional information about fees paid to insurance brokerTPA SUBSIDY
Insurance broker nameFSC AGENCY INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMULTIPLE
Policy instance 1
Insurance contract or identification numberMULTIPLE
Number of Individuals Covered292
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $31,625
Total amount of fees paid to insurance companyUSD $33,071
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,625
Insurance broker organization code?4
Amount paid for insurance broker fees15261
Additional information about fees paid to insurance brokerTPA SUBSIDY
Insurance broker nameFSC SECURITIES CORP
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMULTIPLE
Policy instance 1
Insurance contract or identification numberMULTIPLE
Number of Individuals Covered269
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $32,808
Total amount of fees paid to insurance companyUSD $24,481
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,808
Insurance broker organization code?4
Amount paid for insurance broker fees16078
Additional information about fees paid to insurance brokerTPA SUBSIDY
Insurance broker nameFSC SECURITIES CORP
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMULTIPLE
Policy instance 1
Insurance contract or identification numberMULTIPLE
Number of Individuals Covered251
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $21,241
Total amount of fees paid to insurance companyUSD $26,960
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,241
Insurance broker organization code?4
Amount paid for insurance broker fees13509
Additional information about fees paid to insurance brokerTPA SUBSIDY
Insurance broker namePINNACLE FINANCIAL SERVICES, INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMULTIPLE
Policy instance 1
Insurance contract or identification numberMULTIPLE
Number of Individuals Covered179
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $16,280
Total amount of fees paid to insurance companyUSD $30,930
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees21862
Additional information about fees paid to insurance brokerTPA AWARDS
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $16,280
Insurance broker namePINNACLE FINANCIAL SERVICES, INC

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