401k Plan data: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST plan

LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 401k Plan overview

Plan Name	LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST
Plan identification number	001

LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LEONARD STREET AND DEINARD PROFESSIONAL ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name: LEONARD STREET AND DEINARD PROFESSIONAL ASSOCIATION

Employer identification number (EIN): 411682773

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01
001 2013-01-01 STEVE BRANDL
001 2012-01-01 WAYNE SCHERTLER
001 2011-01-01 WAYNE SCHERTLER
001 2009-01-01 WAYNE SCHERTLER WAYNE SCHERTLER 2010-08-24

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01
001	2013-01-01	STEVE BRANDL
001	2012-01-01	WAYNE SCHERTLER
001	2011-01-01	WAYNE SCHERTLER
001	2009-01-01	WAYNE SCHERTLER	WAYNE SCHERTLER	2010-08-24

Plan Statistics for LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST

401k plan membership statisitcs for LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST

Measure Date Value
2014: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 386
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 532
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 386
Number of retired or separated participants receiving benefits 2013-01-01 4
Number of other retired or separated participants entitled to future benefits 2013-01-01 124
Total of all active and inactive participants 2013-01-01 514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 516
Number of participants with account balances 2013-01-01 503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 477
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 411
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 117
Total of all active and inactive participants 2012-01-01 531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 532
Number of participants with account balances 2012-01-01 490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 519
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 411
Number of retired or separated participants receiving benefits 2011-01-01 5
Number of other retired or separated participants entitled to future benefits 2011-01-01 114
Total of all active and inactive participants 2011-01-01 530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 5
Total participants 2011-01-01 535
Number of participants with account balances 2011-01-01 477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 493
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 409
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 122
Total of all active and inactive participants 2009-01-01 531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 3
Total participants 2009-01-01 534
Number of participants with account balances 2009-01-01 534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	386
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	532
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	386
Number of retired or separated participants receiving benefits	2013-01-01	4
Number of other retired or separated participants entitled to future benefits	2013-01-01	124
Total of all active and inactive participants	2013-01-01	514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	516
Number of participants with account balances	2013-01-01	503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	477
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	411
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	117
Total of all active and inactive participants	2012-01-01	531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	532
Number of participants with account balances	2012-01-01	490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	519
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	411
Number of retired or separated participants receiving benefits	2011-01-01	5
Number of other retired or separated participants entitled to future benefits	2011-01-01	114
Total of all active and inactive participants	2011-01-01	530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	5
Total participants	2011-01-01	535
Number of participants with account balances	2011-01-01	477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	493
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	409
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	122
Total of all active and inactive participants	2009-01-01	531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	534
Number of participants with account balances	2009-01-01	534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST

Measure	Date	Value
2014 : LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-04-30	$0
Total transfer of assets from this plan	2014-04-30	$133,054,047
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-04-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-04-30	$0
Total income from all sources (including contributions)	2014-04-30	$621,295
Total loss/gain on sale of assets	2014-04-30	$0
Total of all expenses incurred	2014-04-30	$13,164,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-04-30	$13,164,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-04-30	$6,177
Value of total assets at end of year	2014-04-30	$0
Value of total assets at beginning of year	2014-04-30	$145,597,253
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-04-30	$0
Total interest from all sources	2014-04-30	$9,367
Total dividends received (eg from common stock, registered investment company shares)	2014-04-30	$355,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-04-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-04-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-04-30	$355,473
Was this plan covered by a fidelity bond	2014-04-30	Yes
Value of fidelity bond cover	2014-04-30	$5,000,000
If this is an individual account plan, was there a blackout period	2014-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-04-30	No
Contributions received from participants	2014-04-30	$6,177
Participant contributions at end of year	2014-04-30	$0
Participant contributions at beginning of year	2014-04-30	$802,097
Participant contributions at end of year	2014-04-30	$0
Participant contributions at beginning of year	2014-04-30	$283,991
Assets. Other investments not covered elsewhere at end of year	2014-04-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-04-30	$6,098,271
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-04-30	$1,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-30	No
Value of net income/loss	2014-04-30	$-12,543,206
Value of net assets at end of year (total assets less liabilities)	2014-04-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-04-30	$145,597,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-04-30	No
Were any leases to which the plan was party in default or uncollectible	2014-04-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-04-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-04-30	$121,512,278
Interest on participant loans	2014-04-30	$9,367
Value of interest in common/collective trusts at end of year	2014-04-30	$0
Value of interest in common/collective trusts at beginning of year	2014-04-30	$12,245,007
Expenses. Payments to insurance carriers foe the provision of benefits	2014-04-30	$4,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-04-30	$347,558
Net investment gain or loss from common/collective trusts	2014-04-30	$-97,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-04-30	No
Was there a failure to transmit to the plan any participant contributions	2014-04-30	No
Has the plan failed to provide any benefit when due under the plan	2014-04-30	No
Contributions received in cash from employer	2014-04-30	$0
Employer contributions (assets) at end of year	2014-04-30	$0
Employer contributions (assets) at beginning of year	2014-04-30	$4,655,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-04-30	$13,158,735
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-04-30	No
Did the plan have assets held for investment	2014-04-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-04-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-04-30	Disclaimer
Accountancy firm name	2014-04-30	MCGLADREY LLP
Accountancy firm EIN	2014-04-30	420714325
2013 : LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$32,383,743
Total of all expenses incurred	2013-12-31	$10,513,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$10,508,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$8,866,694
Value of total assets at end of year	2013-12-31	$145,597,253
Value of total assets at beginning of year	2013-12-31	$123,727,431
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,607
Total interest from all sources	2013-12-31	$31,417
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$4,722,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$4,722,485
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,832,753
Participant contributions at end of year	2013-12-31	$802,097
Participant contributions at beginning of year	2013-12-31	$712,668
Participant contributions at end of year	2013-12-31	$283,991
Participant contributions at beginning of year	2013-12-31	$36,863
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$6,098,271
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$6,326,686
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$82,713
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$342,094
Administrative expenses (other) incurred	2013-12-31	$5,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$21,869,822
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$145,597,253
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$123,727,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$121,512,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$100,225,749
Interest on participant loans	2013-12-31	$31,417
Value of interest in common/collective trusts at end of year	2013-12-31	$12,245,007
Value of interest in common/collective trusts at beginning of year	2013-12-31	$11,971,574
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$4,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$18,497,115
Net investment gain or loss from common/collective trusts	2013-12-31	$-76,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$4,951,228
Employer contributions (assets) at end of year	2013-12-31	$4,655,609
Employer contributions (assets) at beginning of year	2013-12-31	$4,453,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$10,504,158
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
2012 : LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$21,613,356
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$8,749,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$8,743,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$8,603,721
Value of total assets at end of year	2012-12-31	$123,727,431
Value of total assets at beginning of year	2012-12-31	$110,863,988
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,939
Total interest from all sources	2012-12-31	$30,586
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,615,077
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,615,077
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,469,487
Participant contributions at end of year	2012-12-31	$712,668
Participant contributions at beginning of year	2012-12-31	$749,379
Participant contributions at end of year	2012-12-31	$36,863
Participant contributions at beginning of year	2012-12-31	$239,030
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$6,326,686
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$16,073,812
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$327,860
Other income not declared elsewhere	2012-12-31	$-262,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$12,863,443
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$123,727,431
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$110,863,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$5,939
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$100,225,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$80,033,146
Interest on participant loans	2012-12-31	$30,586
Value of interest in common/collective trusts at end of year	2012-12-31	$11,971,574
Value of interest in common/collective trusts at beginning of year	2012-12-31	$9,653,581
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$4,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$9,347,937
Net investment gain or loss from common/collective trusts	2012-12-31	$278,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$4,806,374
Employer contributions (assets) at end of year	2012-12-31	$4,453,891
Employer contributions (assets) at beginning of year	2012-12-31	$4,115,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$8,739,818
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCGLADREY LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$6,456,012
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,704,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,690,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$7,648,448
Value of total assets at end of year	2011-12-31	$110,863,988
Value of total assets at beginning of year	2011-12-31	$110,112,570
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$14,537
Total interest from all sources	2011-12-31	$37,868
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,825,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,825,987
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,207,388
Participant contributions at end of year	2011-12-31	$749,379
Participant contributions at beginning of year	2011-12-31	$786,014
Participant contributions at end of year	2011-12-31	$239,030
Participant contributions at beginning of year	2011-12-31	$243,580
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$16,073,812
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$14,849,371
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$10,000
Other income not declared elsewhere	2011-12-31	$24,421
Administrative expenses (other) incurred	2011-12-31	$6,183
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$751,418
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$110,863,988
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$110,112,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$8,354
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$80,033,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$82,051,086
Interest on participant loans	2011-12-31	$37,868
Value of interest in common/collective trusts at end of year	2011-12-31	$9,653,581
Value of interest in common/collective trusts at beginning of year	2011-12-31	$7,969,102
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$4,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,329,752
Net investment gain or loss from common/collective trusts	2011-12-31	$249,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$4,431,060
Employer contributions (assets) at end of year	2011-12-31	$4,115,040
Employer contributions (assets) at beginning of year	2011-12-31	$4,213,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,685,739
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCGLADREY LLP
Accountancy firm EIN	2011-12-31	420714325
2010 : LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$19,848,331
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$7,205,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$7,197,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$7,637,476
Value of total assets at end of year	2010-12-31	$110,112,570
Value of total assets at beginning of year	2010-12-31	$97,470,179
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,012
Total interest from all sources	2010-12-31	$43,561
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,993,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,993,159
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,159,816
Participant contributions at end of year	2010-12-31	$786,014
Participant contributions at beginning of year	2010-12-31	$694,889
Participant contributions at end of year	2010-12-31	$243,580
Participant contributions at beginning of year	2010-12-31	$303,095
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$14,849,371
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$12,771,717
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$516
Other income not declared elsewhere	2010-12-31	$1,501,173
Administrative expenses (other) incurred	2010-12-31	$8,012
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$12,642,391
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$110,112,570
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$97,470,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$82,051,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$72,540,884
Interest on participant loans	2010-12-31	$43,561
Value of interest in common/collective trusts at end of year	2010-12-31	$7,969,102
Value of interest in common/collective trusts at beginning of year	2010-12-31	$6,986,162
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$4,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$8,513,647
Net investment gain or loss from common/collective trusts	2010-12-31	$159,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$4,477,144
Employer contributions (assets) at end of year	2010-12-31	$4,213,417
Employer contributions (assets) at beginning of year	2010-12-31	$4,173,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$7,193,610
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCGLADREY & PULLEN, LLP
Accountancy firm EIN	2010-12-31	420714325
2009 : LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST

2014: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: LEONARD STREET AND DEINARD RETIREMENT PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	LEONARD STREET AND DEINARD PROFESSIONAL ASSOCIATION
Employer identification number (EIN):	411682773
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers