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WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 401k Plan overview

Plan NameWINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST
Plan identification number 002

WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

WINTHROP & WEINSTINE, P. A. has sponsored the creation of one or more 401k plans.

Company Name:WINTHROP & WEINSTINE, P. A.
Employer identification number (EIN):411722524
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01ROBERT J. OLEK
0022016-01-01ROBERT J. OLEK ROBERT J. OLEK2017-10-13
0022015-01-01ROBERT J OLEK
0022014-01-01ROBERT J. OLEK ROBERT J. OLEK2015-08-05
0022013-01-01ROBERT J. OLEK
0022012-01-01ROBERT J. OLEK
0022011-01-01ROBERT J. OLEK ROBERT J. OLEK2012-10-12
0022009-01-01ROBERT OLEK

Plan Statistics for WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST

401k plan membership statisitcs for WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST

Measure Date Value
2022: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01359
Total number of active participants reported on line 7a of the Form 55002022-01-01267
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0176
Total of all active and inactive participants2022-01-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01343
Number of participants with account balances2022-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01328
Total number of active participants reported on line 7a of the Form 55002021-01-01233
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0174
Total of all active and inactive participants2021-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01308
Number of participants with account balances2021-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01319
Total number of active participants reported on line 7a of the Form 55002020-01-01226
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0177
Total of all active and inactive participants2020-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01305
Number of participants with account balances2020-01-01303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01345
Total number of active participants reported on line 7a of the Form 55002019-01-01229
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0176
Total of all active and inactive participants2019-01-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01305
Number of participants with account balances2019-01-01303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01337
Total number of active participants reported on line 7a of the Form 55002018-01-01293
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0142
Total of all active and inactive participants2018-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01335
Number of participants with account balances2018-01-01317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01326
Total number of active participants reported on line 7a of the Form 55002017-01-01288
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0139
Total of all active and inactive participants2017-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01327
Number of participants with account balances2017-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01299
Total number of active participants reported on line 7a of the Form 55002016-01-01272
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0141
Total of all active and inactive participants2016-01-01313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01313
Number of participants with account balances2016-01-01290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01284
Total number of active participants reported on line 7a of the Form 55002015-01-01254
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01293
Number of participants with account balances2015-01-01288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01248
Total number of active participants reported on line 7a of the Form 55002014-01-01232
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0139
Total of all active and inactive participants2014-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01271
Number of participants with account balances2014-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01227
Total number of active participants reported on line 7a of the Form 55002013-01-01199
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0144
Total of all active and inactive participants2013-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01244
Number of participants with account balances2013-01-01241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01227
Total number of active participants reported on line 7a of the Form 55002012-01-01199
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0144
Total of all active and inactive participants2012-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01244
Number of participants with account balances2012-01-01241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01236
Total number of active participants reported on line 7a of the Form 55002011-01-01182
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01220
Number of participants with account balances2011-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01244
Total number of active participants reported on line 7a of the Form 55002009-01-01179
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0149
Total of all active and inactive participants2009-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01228
Number of participants with account balances2009-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST

Measure Date Value
2022 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-14,662,393
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$11,195,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,048,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$8,068,763
Value of total assets at end of year2022-12-31$105,659,937
Value of total assets at beginning of year2022-12-31$131,518,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$147,013
Total interest from all sources2022-12-31$23,483
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$827,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$827,120
Administrative expenses professional fees incurred2022-12-31$33,500
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,413,681
Participant contributions at end of year2022-12-31$491,567
Participant contributions at beginning of year2022-12-31$436,560
Participant contributions at end of year2022-12-31$153,586
Participant contributions at beginning of year2022-12-31$203,274
Assets. Other investments not covered elsewhere at end of year2022-12-31$11,373,588
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$15,902,013
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$831,711
Other income not declared elsewhere2022-12-31$-2,120,080
Administrative expenses (other) incurred2022-12-31$680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-25,858,233
Value of net assets at end of year (total assets less liabilities)2022-12-31$105,659,937
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$131,518,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$60,299,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$76,545,114
Interest on participant loans2022-12-31$23,483
Value of interest in common/collective trusts at end of year2022-12-31$29,518,479
Value of interest in common/collective trusts at beginning of year2022-12-31$34,566,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-17,542,580
Net investment gain or loss from common/collective trusts2022-12-31$-3,919,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,823,371
Employer contributions (assets) at end of year2022-12-31$3,823,371
Employer contributions (assets) at beginning of year2022-12-31$3,864,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,048,827
Contract administrator fees2022-12-31$112,833
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
2021 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$26,314,982
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$6,638,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,511,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,841,901
Value of total assets at end of year2021-12-31$131,518,170
Value of total assets at beginning of year2021-12-31$111,841,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$127,171
Total interest from all sources2021-12-31$26,276
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$811,672
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$811,672
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,023,026
Participant contributions at end of year2021-12-31$436,560
Participant contributions at beginning of year2021-12-31$662,782
Participant contributions at end of year2021-12-31$203,274
Participant contributions at beginning of year2021-12-31$521,848
Assets. Other investments not covered elsewhere at end of year2021-12-31$15,902,013
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$333
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$954,314
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$3,958
Other income not declared elsewhere2021-12-31$2,494,102
Administrative expenses (other) incurred2021-12-31$63,304
Total non interest bearing cash at beginning of year2021-12-31$7,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$19,676,380
Value of net assets at end of year (total assets less liabilities)2021-12-31$131,518,170
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$111,841,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$76,545,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$74,616,704
Interest on participant loans2021-12-31$26,276
Value of interest in common/collective trusts at end of year2021-12-31$34,566,648
Value of interest in common/collective trusts at beginning of year2021-12-31$29,504,326
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,287,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,287,127
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,248,317
Net investment gain or loss from common/collective trusts2021-12-31$5,892,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,864,561
Employer contributions (assets) at end of year2021-12-31$3,864,561
Employer contributions (assets) at beginning of year2021-12-31$3,218,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,507,473
Contract administrator fees2021-12-31$63,867
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$2,022,357
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$585,877
Total unrealized appreciation/depreciation of assets2020-12-31$585,877
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$21,484,731
Total loss/gain on sale of assets2020-12-31$658
Total of all expenses incurred2020-12-31$8,903,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,755,767
Value of total corrective distributions2020-12-31$10,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,215,210
Value of total assets at end of year2020-12-31$111,841,790
Value of total assets at beginning of year2020-12-31$99,260,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$137,127
Total interest from all sources2020-12-31$30,902
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,085,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,070,116
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,786,539
Participant contributions at end of year2020-12-31$662,782
Participant contributions at beginning of year2020-12-31$494,454
Participant contributions at end of year2020-12-31$521,848
Participant contributions at beginning of year2020-12-31$244,692
Assets. Other investments not covered elsewhere at end of year2020-12-31$333
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$7,895
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$209,733
Other income not declared elsewhere2020-12-31$314
Administrative expenses (other) incurred2020-12-31$137,127
Total non interest bearing cash at end of year2020-12-31$7,375
Total non interest bearing cash at beginning of year2020-12-31$254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,581,083
Value of net assets at end of year (total assets less liabilities)2020-12-31$111,841,790
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$99,260,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$74,616,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$72,018,558
Interest on participant loans2020-12-31$30,684
Value of interest in common/collective trusts at end of year2020-12-31$29,504,326
Value of interest in common/collective trusts at beginning of year2020-12-31$21,639,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,287,127
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$666,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$666,125
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$218
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,403,590
Net investment gain or loss from common/collective trusts2020-12-31$3,162,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,218,938
Employer contributions (assets) at end of year2020-12-31$3,218,938
Employer contributions (assets) at beginning of year2020-12-31$3,100,827
Income. Dividends from common stock2020-12-31$15,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,755,767
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$2,022,357
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$1,088,537
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$2,476,817
Aggregate carrying amount (costs) on sale of assets2020-12-31$2,476,159
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$245,818
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$245,818
Total unrealized appreciation/depreciation of assets2019-12-31$245,818
Total unrealized appreciation/depreciation of assets2019-12-31$245,818
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$26,154,829
Total income from all sources (including contributions)2019-12-31$26,154,829
Total loss/gain on sale of assets2019-12-31$72,379
Total loss/gain on sale of assets2019-12-31$72,379
Total of all expenses incurred2019-12-31$14,142,368
Total of all expenses incurred2019-12-31$14,142,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$13,975,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$13,975,900
Value of total corrective distributions2019-12-31$9,163
Value of total corrective distributions2019-12-31$9,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,913,631
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,913,631
Value of total assets at end of year2019-12-31$99,260,707
Value of total assets at end of year2019-12-31$99,260,707
Value of total assets at beginning of year2019-12-31$87,248,246
Value of total assets at beginning of year2019-12-31$87,248,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$157,305
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$157,305
Total interest from all sources2019-12-31$29,930
Total interest from all sources2019-12-31$29,930
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,427,580
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,427,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,411,968
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,411,968
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,687,668
Contributions received from participants2019-12-31$2,687,668
Participant contributions at end of year2019-12-31$494,454
Participant contributions at end of year2019-12-31$494,454
Participant contributions at beginning of year2019-12-31$626,980
Participant contributions at beginning of year2019-12-31$626,980
Participant contributions at end of year2019-12-31$244,692
Participant contributions at end of year2019-12-31$244,692
Participant contributions at beginning of year2019-12-31$261,342
Participant contributions at beginning of year2019-12-31$261,342
Assets. Other investments not covered elsewhere at end of year2019-12-31$7,895
Assets. Other investments not covered elsewhere at end of year2019-12-31$7,895
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$7,863
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$7,863
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$125,136
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$125,136
Other income not declared elsewhere2019-12-31$518
Other income not declared elsewhere2019-12-31$518
Administrative expenses (other) incurred2019-12-31$157,305
Administrative expenses (other) incurred2019-12-31$157,305
Total non interest bearing cash at end of year2019-12-31$254
Total non interest bearing cash at end of year2019-12-31$254
Total non interest bearing cash at beginning of year2019-12-31$-54,018
Total non interest bearing cash at beginning of year2019-12-31$-54,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$12,012,461
Value of net income/loss2019-12-31$12,012,461
Value of net assets at end of year (total assets less liabilities)2019-12-31$99,260,707
Value of net assets at end of year (total assets less liabilities)2019-12-31$99,260,707
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$87,248,246
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$87,248,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$72,018,558
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$72,018,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$61,877,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$61,877,499
Interest on participant loans2019-12-31$28,030
Interest on participant loans2019-12-31$28,030
Interest earned on other investments2019-12-31$72
Interest earned on other investments2019-12-31$72
Value of interest in common/collective trusts at end of year2019-12-31$21,639,365
Value of interest in common/collective trusts at end of year2019-12-31$21,639,365
Value of interest in common/collective trusts at beginning of year2019-12-31$19,330,832
Value of interest in common/collective trusts at beginning of year2019-12-31$19,330,832
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$666,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$666,125
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,033,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,033,517
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,033,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,033,517
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,828
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,828
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$14,251,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$14,251,307
Net investment gain or loss from common/collective trusts2019-12-31$4,213,666
Net investment gain or loss from common/collective trusts2019-12-31$4,213,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,100,827
Contributions received in cash from employer2019-12-31$3,100,827
Employer contributions (assets) at end of year2019-12-31$3,100,827
Employer contributions (assets) at end of year2019-12-31$3,100,827
Employer contributions (assets) at beginning of year2019-12-31$3,227,998
Employer contributions (assets) at beginning of year2019-12-31$3,227,998
Income. Dividends from common stock2019-12-31$15,612
Income. Dividends from common stock2019-12-31$15,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$13,975,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$13,975,900
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$1,088,537
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$1,088,537
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$936,233
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$936,233
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$4,136,963
Aggregate proceeds on sale of assets2019-12-31$4,136,963
Aggregate carrying amount (costs) on sale of assets2019-12-31$4,064,584
Aggregate carrying amount (costs) on sale of assets2019-12-31$4,064,584
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31390859910
Accountancy firm EIN2019-12-31390859910
2018 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-40,417
Total unrealized appreciation/depreciation of assets2018-12-31$-40,417
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$380,297
Total loss/gain on sale of assets2018-12-31$-7,451
Total of all expenses incurred2018-12-31$2,297,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,073,630
Expenses. Certain deemed distributions of participant loans2018-12-31$46,629
Value of total corrective distributions2018-12-31$4,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,965,200
Value of total assets at end of year2018-12-31$87,248,246
Value of total assets at beginning of year2018-12-31$89,165,629
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$172,840
Total interest from all sources2018-12-31$32,065
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,388,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,376,293
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,735,879
Participant contributions at end of year2018-12-31$626,980
Participant contributions at beginning of year2018-12-31$712,414
Participant contributions at end of year2018-12-31$261,342
Participant contributions at beginning of year2018-12-31$239,062
Assets. Other investments not covered elsewhere at end of year2018-12-31$7,863
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$7,530
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,324
Other income not declared elsewhere2018-12-31$-106,927
Administrative expenses (other) incurred2018-12-31$172,840
Total non interest bearing cash at end of year2018-12-31$-54,018
Total non interest bearing cash at beginning of year2018-12-31$2,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,917,383
Value of net assets at end of year (total assets less liabilities)2018-12-31$87,248,246
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$89,165,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$61,877,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$63,753,002
Interest on participant loans2018-12-31$29,647
Value of interest in common/collective trusts at end of year2018-12-31$19,330,832
Value of interest in common/collective trusts at beginning of year2018-12-31$19,390,327
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,033,517
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,208,464
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,208,464
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,779,750
Net investment gain or loss from common/collective trusts2018-12-31$-1,070,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,227,997
Employer contributions (assets) at end of year2018-12-31$3,227,998
Employer contributions (assets) at beginning of year2018-12-31$3,139,533
Income. Dividends from common stock2018-12-31$11,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,073,630
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$936,233
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$713,245
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,608,296
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,615,747
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$93,410
Total unrealized appreciation/depreciation of assets2017-12-31$93,410
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$19,505,662
Total loss/gain on sale of assets2017-12-31$18,042
Total of all expenses incurred2017-12-31$4,855,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,697,163
Value of total corrective distributions2017-12-31$3,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,664,982
Value of total assets at end of year2017-12-31$89,165,629
Value of total assets at beginning of year2017-12-31$74,515,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$154,334
Total interest from all sources2017-12-31$32,135
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,076,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,067,144
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,511,705
Participant contributions at end of year2017-12-31$712,414
Participant contributions at beginning of year2017-12-31$660,971
Participant contributions at end of year2017-12-31$239,062
Participant contributions at beginning of year2017-12-31$263,738
Assets. Other investments not covered elsewhere at end of year2017-12-31$7,530
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$13,744
Other income not declared elsewhere2017-12-31$691
Administrative expenses (other) incurred2017-12-31$154,334
Total non interest bearing cash at end of year2017-12-31$2,052
Total non interest bearing cash at beginning of year2017-12-31$1,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,650,219
Value of net assets at end of year (total assets less liabilities)2017-12-31$89,165,629
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$74,515,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$63,753,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$51,019,975
Interest on participant loans2017-12-31$31,142
Value of interest in common/collective trusts at end of year2017-12-31$19,390,327
Value of interest in common/collective trusts at beginning of year2017-12-31$18,161,630
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,208,464
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$890,163
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$890,163
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$993
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,042,761
Net investment gain or loss from common/collective trusts2017-12-31$2,577,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,139,533
Employer contributions (assets) at end of year2017-12-31$3,139,533
Employer contributions (assets) at beginning of year2017-12-31$3,011,546
Income. Dividends from common stock2017-12-31$8,940
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,697,163
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$713,245
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$505,781
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$1,693,785
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,675,743
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$60,576
Total unrealized appreciation/depreciation of assets2016-12-31$60,576
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$10,525,394
Total loss/gain on sale of assets2016-12-31$-40,931
Total of all expenses incurred2016-12-31$3,922,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,810,385
Value of total corrective distributions2016-12-31$6,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,708,499
Value of total assets at end of year2016-12-31$74,515,410
Value of total assets at beginning of year2016-12-31$67,912,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$104,928
Total interest from all sources2016-12-31$27,965
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$946,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$934,811
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,340,339
Participant contributions at end of year2016-12-31$660,971
Participant contributions at beginning of year2016-12-31$565,366
Participant contributions at end of year2016-12-31$263,738
Participant contributions at beginning of year2016-12-31$253,044
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$356,614
Other income not declared elsewhere2016-12-31$-158,793
Administrative expenses (other) incurred2016-12-31$104,928
Total non interest bearing cash at end of year2016-12-31$1,606
Total non interest bearing cash at beginning of year2016-12-31$2,469
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,603,297
Value of net assets at end of year (total assets less liabilities)2016-12-31$74,515,410
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$67,912,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at beginning of year2016-12-31$1,330,960
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$51,019,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$54,183,405
Interest on participant loans2016-12-31$27,869
Value of interest in common/collective trusts at end of year2016-12-31$18,161,630
Value of interest in common/collective trusts at beginning of year2016-12-31$8,111,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$890,163
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$551,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$551,238
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$96
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,765,350
Net investment gain or loss from common/collective trusts2016-12-31$1,216,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,011,546
Employer contributions (assets) at end of year2016-12-31$3,011,546
Employer contributions (assets) at beginning of year2016-12-31$2,913,652
Income. Dividends from common stock2016-12-31$11,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,810,385
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$505,781
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$2,792,310
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,833,241
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSW, LLP
Accountancy firm EIN2016-12-31390859910
2015 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-92,725
Total unrealized appreciation/depreciation of assets2015-12-31$-92,725
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,788,846
Total loss/gain on sale of assets2015-12-31$-21,487
Total of all expenses incurred2015-12-31$1,373,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,254,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,153,848
Value of total assets at end of year2015-12-31$67,912,113
Value of total assets at beginning of year2015-12-31$64,497,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$119,371
Total interest from all sources2015-12-31$25,959
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$879,808
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$851,166
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,185,222
Participant contributions at end of year2015-12-31$565,366
Participant contributions at beginning of year2015-12-31$622,719
Participant contributions at end of year2015-12-31$253,044
Participant contributions at beginning of year2015-12-31$201,804
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$54,974
Other income not declared elsewhere2015-12-31$2,149
Administrative expenses (other) incurred2015-12-31$119,371
Total non interest bearing cash at end of year2015-12-31$2,469
Total non interest bearing cash at beginning of year2015-12-31$123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,414,853
Value of net assets at end of year (total assets less liabilities)2015-12-31$67,912,113
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$64,497,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$1,330,960
Assets. partnership/joint venture interests at beginning of year2015-12-31$1,336,811
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$54,183,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$51,062,261
Interest on participant loans2015-12-31$25,900
Value of interest in common/collective trusts at end of year2015-12-31$8,111,979
Value of interest in common/collective trusts at beginning of year2015-12-31$8,063,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$551,238
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$558,811
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$558,811
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$59
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,095,161
Net investment gain or loss from common/collective trusts2015-12-31$-63,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,913,652
Employer contributions (assets) at end of year2015-12-31$2,913,652
Employer contributions (assets) at beginning of year2015-12-31$2,650,757
Income. Dividends from common stock2015-12-31$28,642
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,254,622
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,683,451
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,704,938
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$55,386
Total unrealized appreciation/depreciation of assets2014-12-31$55,386
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,963,296
Total loss/gain on sale of assets2014-12-31$-12,017
Total of all expenses incurred2014-12-31$3,285,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,162,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,581,026
Value of total assets at end of year2014-12-31$64,497,260
Value of total assets at beginning of year2014-12-31$59,819,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$122,940
Total interest from all sources2014-12-31$22,775
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,669,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,645,433
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,900,927
Participant contributions at end of year2014-12-31$622,719
Participant contributions at beginning of year2014-12-31$459,203
Participant contributions at end of year2014-12-31$201,804
Participant contributions at beginning of year2014-12-31$234,191
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$29,342
Other income not declared elsewhere2014-12-31$21,316
Administrative expenses (other) incurred2014-12-31$122,940
Total non interest bearing cash at end of year2014-12-31$123
Total non interest bearing cash at beginning of year2014-12-31$-23,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,678,205
Value of net assets at end of year (total assets less liabilities)2014-12-31$64,497,260
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$59,819,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$1,336,811
Assets. partnership/joint venture interests at beginning of year2014-12-31$1,172,417
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$51,062,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$46,772,454
Interest on participant loans2014-12-31$22,717
Value of interest in common/collective trusts at end of year2014-12-31$8,063,974
Value of interest in common/collective trusts at beginning of year2014-12-31$7,962,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$558,811
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$671,288
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$671,288
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$58
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$232,665
Net investment gain or loss from common/collective trusts2014-12-31$392,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,650,757
Employer contributions (assets) at end of year2014-12-31$2,650,757
Employer contributions (assets) at beginning of year2014-12-31$2,570,099
Income. Dividends from common stock2014-12-31$24,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,162,151
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,979,617
Aggregate carrying amount (costs) on sale of assets2014-12-31$1,991,634
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$196,193
Total unrealized appreciation/depreciation of assets2013-12-31$196,193
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$15,708,918
Total loss/gain on sale of assets2013-12-31$32,565
Total of all expenses incurred2013-12-31$2,192,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,092,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,946,494
Value of total assets at end of year2013-12-31$59,819,055
Value of total assets at beginning of year2013-12-31$46,302,201
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$99,526
Total interest from all sources2013-12-31$19,485
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,808,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,790,007
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,895,994
Participant contributions at end of year2013-12-31$459,203
Participant contributions at beginning of year2013-12-31$503,775
Participant contributions at end of year2013-12-31$234,191
Participant contributions at beginning of year2013-12-31$156,055
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$480,401
Other income not declared elsewhere2013-12-31$12,086
Administrative expenses (other) incurred2013-12-31$99,526
Total non interest bearing cash at end of year2013-12-31$-23,240
Total non interest bearing cash at beginning of year2013-12-31$6,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,516,854
Value of net assets at end of year (total assets less liabilities)2013-12-31$59,819,055
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$46,302,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$1,172,417
Assets. partnership/joint venture interests at beginning of year2013-12-31$784,810
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$46,772,454
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$36,222,035
Interest on participant loans2013-12-31$19,447
Value of interest in common/collective trusts at end of year2013-12-31$7,962,643
Value of interest in common/collective trusts at beginning of year2013-12-31$5,948,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$671,288
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$510,905
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$510,905
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$38
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$7,691,457
Net investment gain or loss from common/collective trusts2013-12-31$1,002,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,570,099
Employer contributions (assets) at end of year2013-12-31$2,570,099
Employer contributions (assets) at beginning of year2013-12-31$2,169,825
Income. Dividends from common stock2013-12-31$18,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,092,538
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,693,731
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,661,166
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-12-31390859910
2012 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$63,532
Total unrealized appreciation/depreciation of assets2012-12-31$63,532
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$9,201,928
Total loss/gain on sale of assets2012-12-31$-4,260
Total of all expenses incurred2012-12-31$748,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$691,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,970,888
Value of total assets at end of year2012-12-31$46,302,201
Value of total assets at beginning of year2012-12-31$37,848,873
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$57,108
Total interest from all sources2012-12-31$20,639
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,074,608
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,063,589
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,681,838
Participant contributions at end of year2012-12-31$503,775
Participant contributions at beginning of year2012-12-31$425,874
Participant contributions at end of year2012-12-31$156,055
Participant contributions at beginning of year2012-12-31$178,423
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$4,432,362
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$155,079
Other income not declared elsewhere2012-12-31$45,410
Administrative expenses (other) incurred2012-12-31$57,108
Total non interest bearing cash at end of year2012-12-31$6,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,453,328
Value of net assets at end of year (total assets less liabilities)2012-12-31$46,302,201
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$37,848,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$784,810
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$36,222,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$25,399,909
Interest on participant loans2012-12-31$20,599
Value of interest in common/collective trusts at end of year2012-12-31$5,948,563
Value of interest in common/collective trusts at beginning of year2012-12-31$5,467,032
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$510,905
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$40
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,565,332
Net investment gain or loss from common/collective trusts2012-12-31$465,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,133,971
Employer contributions (assets) at end of year2012-12-31$2,169,825
Employer contributions (assets) at beginning of year2012-12-31$1,945,273
Income. Dividends from common stock2012-12-31$11,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$691,492
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,573,638
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,577,898
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,645,254
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,186,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,156,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,562,295
Value of total assets at end of year2011-12-31$37,848,873
Value of total assets at beginning of year2011-12-31$36,389,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$29,447
Total interest from all sources2011-12-31$16,168
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$377,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$377,998
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,614,288
Participant contributions at end of year2011-12-31$425,874
Participant contributions at beginning of year2011-12-31$334,016
Participant contributions at end of year2011-12-31$178,423
Participant contributions at beginning of year2011-12-31$187,807
Assets. Other investments not covered elsewhere at end of year2011-12-31$4,432,362
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$4,226,317
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,734
Other income not declared elsewhere2011-12-31$-225,080
Administrative expenses (other) incurred2011-12-31$29,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,459,165
Value of net assets at end of year (total assets less liabilities)2011-12-31$37,848,873
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$36,389,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$25,399,909
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$24,791,061
Interest on participant loans2011-12-31$16,168
Value of interest in common/collective trusts at end of year2011-12-31$5,467,032
Value of interest in common/collective trusts at beginning of year2011-12-31$4,990,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,077,882
Net investment gain or loss from common/collective trusts2011-12-31$-8,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,945,273
Employer contributions (assets) at end of year2011-12-31$1,945,273
Employer contributions (assets) at beginning of year2011-12-31$1,859,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,156,642
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-12-31390859910
2010 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$7,486,199
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,726,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,720,958
Value of total corrective distributions2010-12-31$4,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,425,270
Value of total assets at end of year2010-12-31$36,389,708
Value of total assets at beginning of year2010-12-31$31,629,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$994
Total interest from all sources2010-12-31$14,620
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$636,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$636,680
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,548,522
Participant contributions at end of year2010-12-31$334,016
Participant contributions at beginning of year2010-12-31$273,413
Participant contributions at end of year2010-12-31$187,807
Participant contributions at beginning of year2010-12-31$183,021
Assets. Other investments not covered elsewhere at end of year2010-12-31$4,226,317
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$3,108,305
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$16,928
Other income not declared elsewhere2010-12-31$441,189
Administrative expenses (other) incurred2010-12-31$994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,759,997
Value of net assets at end of year (total assets less liabilities)2010-12-31$36,389,708
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$31,629,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$24,791,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$21,657,752
Interest on participant loans2010-12-31$14,620
Value of interest in common/collective trusts at end of year2010-12-31$4,990,687
Value of interest in common/collective trusts at beginning of year2010-12-31$4,596,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,412,870
Net investment gain or loss from common/collective trusts2010-12-31$555,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,859,820
Employer contributions (assets) at end of year2010-12-31$1,859,820
Employer contributions (assets) at beginning of year2010-12-31$1,810,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,720,958
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2010-12-31390859910
2009 : WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST

2022: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WINTHROP & WEINSTINE, P.A. 401(K) PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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