401k Plan data: CAIRE, INC. 401(K) PLAN plan

CAIRE, INC. 401(K) PLAN 401k Plan overview

Plan Name	CAIRE, INC. 401(K) PLAN
Plan identification number	001

CAIRE, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAIRE INC. has sponsored the creation of one or more 401k plans.

Company Name: CAIRE INC.

Employer identification number (EIN): 411739055

NAIC Classification: 339110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAIRE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01

Plan Statistics for CAIRE, INC. 401(K) PLAN

401k plan membership statisitcs for CAIRE, INC. 401(K) PLAN

Measure Date Value
2023: CAIRE, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 563
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 0
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 674
Total of all active and inactive participants 2023-01-01 674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 674
Number of participants with account balances 2023-01-01 674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 23
2022: CAIRE, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 499
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 0
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 563
Total of all active and inactive participants 2022-01-01 563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 563
Number of participants with account balances 2022-01-01 563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 82
2021: CAIRE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 447
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 335
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 163
Total of all active and inactive participants 2021-01-01 499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 499
Number of participants with account balances 2021-01-01 497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 49
2020: CAIRE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 367
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 306
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 134
Total of all active and inactive participants 2020-01-01 440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 440
Number of participants with account balances 2020-01-01 440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 58
2019: CAIRE, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 305
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 305
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 56
Total of all active and inactive participants 2019-01-01 361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 361
Number of participants with account balances 2019-01-01 361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 45

Measure	Date	Value
2023: CAIRE, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	563
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	0
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	674
Total of all active and inactive participants	2023-01-01	674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	674
Number of participants with account balances	2023-01-01	674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	23
2022: CAIRE, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	499
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	0
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	563
Total of all active and inactive participants	2022-01-01	563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	563
Number of participants with account balances	2022-01-01	563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	82
2021: CAIRE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	447
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	335
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	163
Total of all active and inactive participants	2021-01-01	499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	499
Number of participants with account balances	2021-01-01	497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	49
2020: CAIRE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	367
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	306
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	134
Total of all active and inactive participants	2020-01-01	440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	440
Number of participants with account balances	2020-01-01	440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	58
2019: CAIRE, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	305
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	305
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	56
Total of all active and inactive participants	2019-01-01	361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	361
Number of participants with account balances	2019-01-01	361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	45

Financial Data on CAIRE, INC. 401(K) PLAN

Measure	Date	Value
2023 : CAIRE, INC. 401(K) PLAN 2023 401k financial data
Total transfer of assets to this plan	2023-03-31	$119,200
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-03-31	$224,088
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-03-31	$224,088
Total income from all sources (including contributions)	2023-03-31	$13,490,463
Total of all expenses incurred	2023-03-31	$1,619,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-03-31	$1,693,129
Value of total corrective distributions	2023-03-31	$-100,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-03-31	$12,558,421
Value of total assets at end of year	2023-03-31	$31,982,719
Value of total assets at beginning of year	2023-03-31	$19,992,788
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-03-31	$27,513
Total interest from all sources	2023-03-31	$4,263
Total dividends received (eg from common stock, registered investment company shares)	2023-03-31	$5,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-03-31	$5,464
Was this plan covered by a fidelity bond	2023-03-31	Yes
Value of fidelity bond cover	2023-03-31	$3,000,000
If this is an individual account plan, was there a blackout period	2023-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-03-31	No
Contributions received from participants	2023-03-31	$833,956
Participant contributions at end of year	2023-03-31	$511,239
Participant contributions at beginning of year	2023-03-31	$352,597
Participant contributions at end of year	2023-03-31	$2,814
Participant contributions at beginning of year	2023-03-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2023-03-31	$11,070,349
Value of other receiveables (less allowance for doubtful accounts) at end of year	2023-03-31	$786,732
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2023-03-31	$786,732
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2023-03-31	$224,088
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2023-03-31	$224,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-03-31	No
Value of net income/loss	2023-03-31	$11,870,731
Value of net assets at end of year (total assets less liabilities)	2023-03-31	$31,758,631
Value of net assets at beginning of year (total assets less liabilities)	2023-03-31	$19,768,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-03-31	No
Were any leases to which the plan was party in default or uncollectible	2023-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-03-31	$29,041,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-03-31	$17,839,330
Interest on participant loans	2023-03-31	$4,263
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-03-31	$1,637,214
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-03-31	$1,014,129
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-03-31	$922,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-03-31	No
Was there a failure to transmit to the plan any participant contributions	2023-03-31	No
Has the plan failed to provide any benefit when due under the plan	2023-03-31	No
Contributions received in cash from employer	2023-03-31	$654,116
Employer contributions (assets) at end of year	2023-03-31	$2,928
Employer contributions (assets) at beginning of year	2023-03-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-03-31	$1,693,129
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2023-03-31	No
Did the plan have assets held for investment	2023-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-03-31	No
2022 : CAIRE, INC. 401(K) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$224,088
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$101,168
Total income from all sources (including contributions)	2022-12-31	$2,094,783
Total of all expenses incurred	2022-12-31	$2,052,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,872,714
Expenses. Certain deemed distributions of participant loans	2022-12-31	$95,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$5,486,097
Value of total assets at end of year	2022-12-31	$19,992,788
Value of total assets at beginning of year	2022-12-31	$19,827,473
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$84,569
Total interest from all sources	2022-12-31	$17,264
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$377,652
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$377,652
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,063,147
Participant contributions at end of year	2022-12-31	$352,597
Participant contributions at beginning of year	2022-12-31	$310,956
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,016,459
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$786,732
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$413,738
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$224,088
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$101,168
Administrative expenses (other) incurred	2022-12-31	$84,569
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$42,395
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$19,768,700
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$19,726,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$17,839,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$18,195,531
Interest on participant loans	2022-12-31	$17,264
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$1,014,129
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$907,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-3,786,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$2,406,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,872,714
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	FORVIS, LLP
Accountancy firm EIN	2022-12-31	440160260
2021 : CAIRE, INC. 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$101,168
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$45,197
Total income from all sources (including contributions)	2021-12-31	$6,132,961
Total of all expenses incurred	2021-12-31	$1,760,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,674,494
Expenses. Certain deemed distributions of participant loans	2021-12-31	$11,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,891,088
Value of total assets at end of year	2021-12-31	$19,827,473
Value of total assets at beginning of year	2021-12-31	$15,399,468
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$75,337
Total interest from all sources	2021-12-31	$12,873
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$446,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$446,019
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,730,819
Participant contributions at end of year	2021-12-31	$310,956
Participant contributions at beginning of year	2021-12-31	$350,513
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$125,485
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$413,738
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$221,224
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$101,168
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$45,197
Administrative expenses (other) incurred	2021-12-31	$75,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,372,034
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$19,726,305
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$15,354,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$18,195,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$14,151,348
Interest on participant loans	2021-12-31	$12,873
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$907,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$676,383
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,782,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$2,034,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,674,494
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FORVIS, LLP
Accountancy firm EIN	2021-12-31	440160260
2020 : CAIRE, INC. 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$45,197
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$20,928
Total income from all sources (including contributions)	2020-12-31	$5,735,339
Total of all expenses incurred	2020-12-31	$769,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$716,154
Expenses. Certain deemed distributions of participant loans	2020-12-31	$3,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,754,140
Value of total assets at end of year	2020-12-31	$15,179,333
Value of total assets at beginning of year	2020-12-31	$10,213,051
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$49,700
Total interest from all sources	2020-12-31	$23,418
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$256,573
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$256,573
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,536,676
Participant contributions at end of year	2020-12-31	$350,513
Participant contributions at beginning of year	2020-12-31	$256,610
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$622,308
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$1,088
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$523
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$45,197
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$20,928
Administrative expenses (other) incurred	2020-12-31	$49,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,966,282
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$15,179,333
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$10,213,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$14,151,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$9,601,445
Interest on participant loans	2020-12-31	$18,096
Interest earned on other investments	2020-12-31	$5,322
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$676,384
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$354,473
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,701,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,595,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$716,154
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN	2020-12-31	560747981
2019 : CAIRE, INC. 401(K) PLAN 2019 401k financial data
Total transfer of assets to this plan	2019-12-31	$166,771
Total income from all sources (including contributions)	2019-12-31	$10,240,203
Total of all expenses incurred	2019-12-31	$193,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$160,106
Expenses. Certain deemed distributions of participant loans	2019-12-31	$1,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$9,204,030
Value of total assets at end of year	2019-12-31	$10,213,051
Value of total assets at beginning of year	2019-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$32,036
Total interest from all sources	2019-12-31	$14,548
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$172,173
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$172,173
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,222,692
Participant contributions at end of year	2019-12-31	$256,610
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$6,584,694
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$523
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$32,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$10,046,280
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$10,213,051
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$9,601,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$11,783
Interest earned on other investments	2019-12-31	$2,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$354,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$849,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,396,644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$160,106
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer

Form 5500 Responses for CAIRE, INC. 401(K) PLAN

2023: CAIRE, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: CAIRE, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CAIRE, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CAIRE, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CAIRE, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	First time form 5500 has been submitted	Yes
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

513322

Policy instance

Insurance contract or identification number	513322
Number of Individuals Covered	675
Insurance policy start date	2023-01-01
Insurance policy end date	2023-03-31
Total amount of commissions paid to insurance broker	USD $749
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $350
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

513322

Policy instance

Insurance contract or identification number	513322
Number of Individuals Covered	563
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $2,310
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,848
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

513322

Policy instance

Insurance contract or identification number	513322
Number of Individuals Covered	497
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $1,755
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,404
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

513322

Policy instance

Insurance contract or identification number	513322
Number of Individuals Covered	440
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $1,603
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $666
Insurance broker organization code?	3

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Company Name:	CAIRE INC.
Employer identification number (EIN):	411739055
NAIC Classification:	339110