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CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 401k Plan overview

Plan NameCARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN
Plan identification number 001

CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARDINAL OF MINNESOTA, LTD has sponsored the creation of one or more 401k plans.

Company Name:CARDINAL OF MINNESOTA, LTD
Employer identification number (EIN):411786446
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01KRISTINE CHLADEK
0012015-10-01KRISTINE CHLADEK
0012015-10-01
0012014-10-01KRISTINE CHLADEK
0012013-10-01
0012012-10-01KRISTINE CHLADEK
0012011-10-01KRISTINE CHLADEK
0012010-10-01KRISTINE CHLADEK
0012009-10-01JACK PRIGGEN

Plan Statistics for CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN

401k plan membership statisitcs for CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN

Measure Date Value
2021: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01455
Total number of active participants reported on line 7a of the Form 55002021-10-01230
Number of retired or separated participants receiving benefits2021-10-011
Number of other retired or separated participants entitled to future benefits2021-10-01212
Total of all active and inactive participants2021-10-01443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-01443
Number of participants with account balances2021-10-01406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-0178
2020: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01438
Total number of active participants reported on line 7a of the Form 55002020-10-01281
Number of retired or separated participants receiving benefits2020-10-012
Number of other retired or separated participants entitled to future benefits2020-10-01138
Total of all active and inactive participants2020-10-01421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-011
Total participants2020-10-01422
Number of participants with account balances2020-10-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-0150
2019: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01374
Total number of active participants reported on line 7a of the Form 55002019-10-01279
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-01126
Total of all active and inactive participants2019-10-01405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01405
Number of participants with account balances2019-10-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-0135
2018: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01401
Total number of active participants reported on line 7a of the Form 55002018-10-01257
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-0191
Total of all active and inactive participants2018-10-01348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01348
Number of participants with account balances2018-10-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-0136
2017: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01352
Total number of active participants reported on line 7a of the Form 55002017-10-01250
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-01132
Total of all active and inactive participants2017-10-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01382
Number of participants with account balances2017-10-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-0125
2016: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01336
Total number of active participants reported on line 7a of the Form 55002016-10-01234
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0198
Total of all active and inactive participants2016-10-01332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-011
Total participants2016-10-01333
Number of participants with account balances2016-10-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-0131
2015: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01294
Total number of active participants reported on line 7a of the Form 55002015-10-01234
Number of retired or separated participants receiving benefits2015-10-012
Number of other retired or separated participants entitled to future benefits2015-10-0176
Total of all active and inactive participants2015-10-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-011
Total participants2015-10-01313
Number of participants with account balances2015-10-01254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0122
2014: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01260
Total number of active participants reported on line 7a of the Form 55002014-10-01226
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0157
Total of all active and inactive participants2014-10-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01283
Number of participants with account balances2014-10-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0114
2013: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01258
Total number of active participants reported on line 7a of the Form 55002013-10-01193
Number of other retired or separated participants entitled to future benefits2013-10-0138
Total of all active and inactive participants2013-10-01231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01231
Number of participants with account balances2013-10-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-0113
2012: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01223
Total number of active participants reported on line 7a of the Form 55002012-10-01222
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0136
Total of all active and inactive participants2012-10-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01258
Number of participants with account balances2012-10-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-0136
2011: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01258
Total number of active participants reported on line 7a of the Form 55002011-10-01151
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-0172
Total of all active and inactive participants2011-10-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01223
Number of participants with account balances2011-10-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0138
2010: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01227
Total number of active participants reported on line 7a of the Form 55002010-10-01221
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-0137
Total of all active and inactive participants2010-10-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01258
Number of participants with account balances2010-10-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-0132
2009: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01248
Total number of active participants reported on line 7a of the Form 55002009-10-01178
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0139
Total of all active and inactive participants2009-10-01217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01217
Number of participants with account balances2009-10-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-0121

Financial Data on CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN

Measure Date Value
2022 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-938,754
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$1,332,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$1,301,765
Value of total corrective distributions2022-09-30$9,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$588,274
Value of total assets at end of year2022-09-30$6,623,377
Value of total assets at beginning of year2022-09-30$8,895,046
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$21,633
Total interest from all sources2022-09-30$3,326
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$344,355
Participant contributions at end of year2022-09-30$52,381
Participant contributions at beginning of year2022-09-30$66,339
Participant contributions at end of year2022-09-30$12,365
Participant contributions at beginning of year2022-09-30$0
Other income not declared elsewhere2022-09-30$1,412
Total non interest bearing cash at end of year2022-09-30$31,113
Total non interest bearing cash at beginning of year2022-09-30$27,741
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-2,271,669
Value of net assets at end of year (total assets less liabilities)2022-09-30$6,623,377
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$8,895,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Value of interest in pooled separate accounts at end of year2022-09-30$6,262,590
Value of interest in pooled separate accounts at beginning of year2022-09-30$8,506,044
Interest on participant loans2022-09-30$2,738
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-09-30$588
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$21,009
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$16,964
Net investment gain/loss from pooled separate accounts2022-09-30$-1,531,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30Yes
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$243,919
Employer contributions (assets) at end of year2022-09-30$243,919
Employer contributions (assets) at beginning of year2022-09-30$277,958
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$1,301,765
Contract administrator fees2022-09-30$21,633
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30HAWKINS ASH CPAS, LLP
Accountancy firm EIN2022-09-30390912608
2021 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$1,971,739
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$486,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$468,665
Value of total corrective distributions2021-09-30$782
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$630,799
Value of total assets at end of year2021-09-30$8,895,046
Value of total assets at beginning of year2021-09-30$7,409,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$17,204
Total interest from all sources2021-09-30$3,764
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$355,634
Participant contributions at end of year2021-09-30$66,339
Participant contributions at beginning of year2021-09-30$80,822
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-09-30$0
Other income not declared elsewhere2021-09-30$180
Total non interest bearing cash at end of year2021-09-30$27,741
Total non interest bearing cash at beginning of year2021-09-30$17,912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$1,485,088
Value of net assets at end of year (total assets less liabilities)2021-09-30$8,895,046
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$7,409,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in pooled separate accounts at end of year2021-09-30$8,506,044
Value of interest in pooled separate accounts at beginning of year2021-09-30$7,028,346
Interest on participant loans2021-09-30$3,737
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$27
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$16,964
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$13,891
Net investment gain/loss from pooled separate accounts2021-09-30$1,336,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$275,165
Employer contributions (assets) at end of year2021-09-30$277,958
Employer contributions (assets) at beginning of year2021-09-30$268,987
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$468,665
Contract administrator fees2021-09-30$17,204
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30HAWKINS ASH CPAS, LLP
Accountancy firm EIN2021-09-30390912608
2020 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$1,166,880
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$835,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$806,061
Expenses. Certain deemed distributions of participant loans2020-09-30$15,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$594,734
Value of total assets at end of year2020-09-30$7,409,958
Value of total assets at beginning of year2020-09-30$7,078,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$13,116
Total interest from all sources2020-09-30$4,703
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$325,133
Participant contributions at end of year2020-09-30$80,822
Participant contributions at beginning of year2020-09-30$90,617
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$11,990
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$3,406
Total non interest bearing cash at end of year2020-09-30$17,912
Total non interest bearing cash at beginning of year2020-09-30$59,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$331,771
Value of net assets at end of year (total assets less liabilities)2020-09-30$7,409,958
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$7,078,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest in pooled separate accounts at end of year2020-09-30$7,028,346
Value of interest in pooled separate accounts at beginning of year2020-09-30$6,682,976
Interest on participant loans2020-09-30$4,453
Interest earned on other investments2020-09-30$250
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$13,891
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$25,134
Net investment gain/loss from pooled separate accounts2020-09-30$567,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$266,195
Employer contributions (assets) at end of year2020-09-30$268,987
Employer contributions (assets) at beginning of year2020-09-30$207,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$806,061
Contract administrator fees2020-09-30$13,116
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30HAWKINS ASH CPAS, LLP
Accountancy firm EIN2020-09-30390912608
2019 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$829,724
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$680,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$660,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$561,859
Value of total assets at end of year2019-09-30$7,078,187
Value of total assets at beginning of year2019-09-30$6,929,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$20,373
Total interest from all sources2019-09-30$3,879
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$321,367
Participant contributions at end of year2019-09-30$90,617
Participant contributions at beginning of year2019-09-30$51,101
Participant contributions at end of year2019-09-30$11,990
Participant contributions at beginning of year2019-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$32,568
Total non interest bearing cash at end of year2019-09-30$59,546
Total non interest bearing cash at beginning of year2019-09-30$8,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$148,989
Value of net assets at end of year (total assets less liabilities)2019-09-30$7,078,187
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$6,929,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in pooled separate accounts at end of year2019-09-30$6,682,976
Value of interest in pooled separate accounts at beginning of year2019-09-30$6,567,257
Interest on participant loans2019-09-30$3,097
Interest earned on other investments2019-09-30$417
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$365
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$25,134
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$45,024
Net investment gain/loss from pooled separate accounts2019-09-30$263,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$207,924
Employer contributions (assets) at end of year2019-09-30$207,924
Employer contributions (assets) at beginning of year2019-09-30$257,215
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$660,362
Contract administrator fees2019-09-30$20,373
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30HAWKINS ASH CPAS, LLP
Accountancy firm EIN2019-09-30390912608
2018 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$1,183,885
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$841,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$827,606
Expenses. Certain deemed distributions of participant loans2018-09-30$6,642
Value of total corrective distributions2018-09-30$2,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$735,750
Value of total assets at end of year2018-09-30$6,929,198
Value of total assets at beginning of year2018-09-30$6,587,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$5,240
Total interest from all sources2018-09-30$2,701
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$306,061
Participant contributions at end of year2018-09-30$51,101
Participant contributions at beginning of year2018-09-30$51,263
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$172,474
Total non interest bearing cash at end of year2018-09-30$8,601
Total non interest bearing cash at beginning of year2018-09-30$11,206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$341,967
Value of net assets at end of year (total assets less liabilities)2018-09-30$6,929,198
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$6,587,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$0
Value of interest in pooled separate accounts at end of year2018-09-30$6,567,257
Value of interest in pooled separate accounts at beginning of year2018-09-30$6,231,069
Income. Interest from loans (other than to participants)2018-09-30$2,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$45,024
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$41,857
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$445,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$257,215
Employer contributions (assets) at end of year2018-09-30$257,215
Employer contributions (assets) at beginning of year2018-09-30$251,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$827,606
Contract administrator fees2018-09-30$5,240
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30HAWKINS ASH CPAS, LLP
Accountancy firm EIN2018-09-30390912608
2017 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$1,222,417
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$297,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$275,168
Expenses. Certain deemed distributions of participant loans2017-09-30$13,589
Value of total corrective distributions2017-09-30$4,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$536,648
Value of total assets at end of year2017-09-30$6,587,231
Value of total assets at beginning of year2017-09-30$5,661,883
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$4,110
Total interest from all sources2017-09-30$2,960
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$285,630
Participant contributions at end of year2017-09-30$51,263
Participant contributions at beginning of year2017-09-30$71,080
Total non interest bearing cash at end of year2017-09-30$11,206
Total non interest bearing cash at beginning of year2017-09-30$6,515
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$925,348
Value of net assets at end of year (total assets less liabilities)2017-09-30$6,587,231
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$5,661,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$5,306,036
Value of interest in pooled separate accounts at end of year2017-09-30$6,231,069
Value of interest in pooled separate accounts at beginning of year2017-09-30$0
Income. Interest from loans (other than to participants)2017-09-30$2,960
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$41,857
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$38,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$682,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$251,018
Employer contributions (assets) at end of year2017-09-30$251,836
Employer contributions (assets) at beginning of year2017-09-30$239,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$275,168
Contract administrator fees2017-09-30$4,110
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30HAWKINS ASH CPAS, LLP
Accountancy firm EIN2017-09-30390912608
2016 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$1,008,241
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$325,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$309,499
Expenses. Certain deemed distributions of participant loans2016-09-30$12,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$509,710
Value of total assets at end of year2016-09-30$5,661,883
Value of total assets at beginning of year2016-09-30$4,979,533
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$3,580
Total interest from all sources2016-09-30$4,802
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$270,350
Participant contributions at end of year2016-09-30$71,080
Participant contributions at beginning of year2016-09-30$111,415
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$339
Total non interest bearing cash at end of year2016-09-30$6,515
Total non interest bearing cash at beginning of year2016-09-30$6,467
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$682,350
Value of net assets at end of year (total assets less liabilities)2016-09-30$5,661,883
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$4,979,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$5,306,036
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$4,604,770
Interest on participant loans2016-09-30$4,802
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$38,414
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$35,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$493,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$239,021
Employer contributions (assets) at end of year2016-09-30$239,838
Employer contributions (assets) at beginning of year2016-09-30$221,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$309,499
Contract administrator fees2016-09-30$3,580
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30THOMAS M CUMMINGS, CPA
Accountancy firm EIN2016-09-30411737687
2015 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$354,826
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$115,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$105,248
Expenses. Certain deemed distributions of participant loans2015-09-30$5,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$480,832
Value of total assets at end of year2015-09-30$4,979,533
Value of total assets at beginning of year2015-09-30$4,739,960
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$4,585
Total interest from all sources2015-09-30$4,586
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$25,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$260,178
Participant contributions at end of year2015-09-30$111,415
Participant contributions at beginning of year2015-09-30$93,587
Total non interest bearing cash at end of year2015-09-30$6,467
Total non interest bearing cash at beginning of year2015-09-30$16,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$239,573
Value of net assets at end of year (total assets less liabilities)2015-09-30$4,979,533
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$4,739,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$4,604,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$4,370,547
Interest on participant loans2015-09-30$4,586
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$35,410
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$52,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-130,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$220,654
Employer contributions (assets) at end of year2015-09-30$221,471
Employer contributions (assets) at beginning of year2015-09-30$207,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$105,248
Contract administrator fees2015-09-30$4,585
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30THOMAS M CUMMINGS, CPA
Accountancy firm EIN2015-09-30411737687
2014 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-09-30$851,806
Total of all expenses incurred2014-09-30$229,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$227,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$453,836
Value of total assets at end of year2014-09-30$4,739,961
Value of total assets at beginning of year2014-09-30$4,117,356
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$1,872
Total interest from all sources2014-09-30$2,610
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$25,000
If this is an individual account plan, was there a blackout period2014-09-30No
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$246,224
Assets. Loans (other than to participants) at end of year2014-09-30$93,587
Assets. Loans (other than to participants) at beginning of year2014-09-30$26,526
Total non interest bearing cash at end of year2014-09-30$16,090
Total non interest bearing cash at beginning of year2014-09-30$18,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$622,605
Value of net assets at end of year (total assets less liabilities)2014-09-30$4,739,961
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$4,117,356
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$4,370,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$3,872,599
Interest on participant loans2014-09-30$2,610
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$52,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$395,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$207,612
Employer contributions (assets) at end of year2014-09-30$207,612
Employer contributions (assets) at beginning of year2014-09-30$199,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$227,329
Contract administrator fees2014-09-30$1,872
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30THOMAS M CUMMINGS, CPA
Accountancy firm EIN2014-09-30411737687
2013 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-09-30$904,727
Total of all expenses incurred2013-09-30$279,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$277,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$448,591
Value of total assets at end of year2013-09-30$4,117,356
Value of total assets at beginning of year2013-09-30$3,491,960
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$2,330
Total interest from all sources2013-09-30$1,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$25,000
If this is an individual account plan, was there a blackout period2013-09-30No
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$242,689
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$3,478
Assets. Loans (other than to participants) at end of year2013-09-30$26,526
Assets. Loans (other than to participants) at beginning of year2013-09-30$18,250
Total non interest bearing cash at end of year2013-09-30$18,256
Total non interest bearing cash at beginning of year2013-09-30$23,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$625,396
Value of net assets at end of year (total assets less liabilities)2013-09-30$4,117,356
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$3,491,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$3,872,599
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$3,264,123
Interest on participant loans2013-09-30$1,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$1,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$454,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$202,424
Employer contributions (assets) at end of year2013-09-30$199,975
Employer contributions (assets) at beginning of year2013-09-30$184,849
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$277,001
Contract administrator fees2013-09-30$2,330
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30THOMAS M CUMMINGS, CPA
Accountancy firm EIN2013-09-30411737687
2012 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-09-30$952,892
Total of all expenses incurred2012-09-30$373,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$370,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$415,408
Value of total assets at end of year2012-09-30$3,491,960
Value of total assets at beginning of year2012-09-30$2,912,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$2,525
Total interest from all sources2012-09-30$1,624
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$25,000
If this is an individual account plan, was there a blackout period2012-09-30No
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$230,559
Participant contributions at end of year2012-09-30$18,250
Participant contributions at beginning of year2012-09-30$45,822
Total non interest bearing cash at end of year2012-09-30$23,466
Total non interest bearing cash at beginning of year2012-09-30$14,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$579,555
Value of net assets at end of year (total assets less liabilities)2012-09-30$3,491,960
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$2,912,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$3,264,123
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$2,647,370
Interest on participant loans2012-09-30$1,624
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$1,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$497
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$535,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$184,849
Employer contributions (assets) at end of year2012-09-30$184,849
Employer contributions (assets) at beginning of year2012-09-30$204,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$370,812
Contract administrator fees2012-09-30$2,525
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30THOMAS M CUMMINGS CPA
Accountancy firm EIN2012-09-30411737687
2011 : CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-09-30$371,745
Total of all expenses incurred2011-09-30$161,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$158,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$472,062
Value of total assets at end of year2011-09-30$2,912,405
Value of total assets at beginning of year2011-09-30$2,701,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$2,629
Total interest from all sources2011-09-30$2,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$291,240
If this is an individual account plan, was there a blackout period2011-09-30No
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$247,967
Participant contributions at end of year2011-09-30$45,822
Participant contributions at beginning of year2011-09-30$36,878
Total non interest bearing cash at end of year2011-09-30$14,507
Total non interest bearing cash at beginning of year2011-09-30$10,998
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$210,572
Value of net assets at end of year (total assets less liabilities)2011-09-30$2,912,405
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$2,701,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$2,647,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$2,436,713
Interest on participant loans2011-09-30$2,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$1,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-102,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$224,095
Employer contributions (assets) at end of year2011-09-30$204,209
Employer contributions (assets) at beginning of year2011-09-30$215,290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$158,544
Contract administrator fees2011-09-30$2,629
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30THOMAS M CUMMINGS, CPA
Accountancy firm EIN2011-09-30411737687

Form 5500 Responses for CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN

2021: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedYes
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2010-10-01Plan benefit arrangement - TrustYes
2009: CARDINAL OF MINNESOTA, LTD. PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811513
Policy instance 1
Insurance contract or identification number811513
Number of Individuals Covered406
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $20,173
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,173
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerOTHER
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811513
Policy instance 1
Insurance contract or identification number811513
Number of Individuals Covered391
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $20,202
Total amount of fees paid to insurance companyUSD $3,892
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,202
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerOTHER
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811513
Policy instance 1
Insurance contract or identification number811513
Number of Individuals Covered362
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $17,356
Total amount of fees paid to insurance companyUSD $3,442
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1732
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811513
Policy instance 1
Insurance contract or identification number811513
Number of Individuals Covered300
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $16,670
Total amount of fees paid to insurance companyUSD $3,333
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,670
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerOTHER
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811513
Policy instance 1
Insurance contract or identification number811513
Number of Individuals Covered334
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $16,563
Total amount of fees paid to insurance companyUSD $3,265
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811513
Policy instance 1
Insurance contract or identification number811513
Number of Individuals Covered226
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $12,040
Total amount of fees paid to insurance companyUSD $4,191
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,040
Insurance broker organization code?3
Amount paid for insurance broker fees4191
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameUNIVERSAL RETIREMENT SOLUTIONS INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811513
Policy instance 1
Insurance contract or identification number811513
Number of Individuals Covered192
Insurance policy start date2014-06-28
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $1,864
Total amount of fees paid to insurance companyUSD $15,763
Contracts With Unallocated Funds Deposit Administration1
Commission paid to Insurance BrokerUSD $1,864
Insurance broker organization code?4
Amount paid for insurance broker fees15763
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameUNIVERSAL RETIREMENT SOLUTIONS INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87251
Policy instance 2
Insurance contract or identification number87251
Insurance policy start date2013-10-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $7,915
Total amount of fees paid to insurance companyUSD $1,416
Commission paid to Insurance BrokerUSD $7,915
Insurance broker organization code?4
Amount paid for insurance broker fees1416
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameGOLDLEAF PARTNERS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87251
Policy instance 1
Insurance contract or identification number87251
Number of Individuals Covered207
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $8,328
Total amount of fees paid to insurance companyUSD $1,841
Are there contracts with allocated funds for group deferred annuity?Yes
Commission paid to Insurance BrokerUSD $8,328
Insurance broker organization code?7
Amount paid for insurance broker fees1841
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameGOLDLEAF PARTNERS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87251
Policy instance 2
Insurance contract or identification number87251
Number of Individuals Covered193
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $9,422
Are there contracts with allocated funds for group deferred annuity?Yes
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number55559
Policy instance 1
Insurance contract or identification number55559
Number of Individuals Covered5
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Contracts With Unallocated Funds Deposit Administration1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87251
Policy instance 2
Insurance contract or identification number87251
Number of Individuals Covered222
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $7,833
Total amount of fees paid to insurance companyUSD $1,824
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number55559
Policy instance 1
Insurance contract or identification number55559
Number of Individuals Covered6
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Contracts With Unallocated Funds Deposit Administration1

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