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XIOTECH CORPORATION 401(K) PLAN 401k Plan overview

Plan NameXIOTECH CORPORATION 401(K) PLAN
Plan identification number 001

XIOTECH CORPORATION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

X-IO TECHNOLOGIES has sponsored the creation of one or more 401k plans.

Company Name:X-IO TECHNOLOGIES
Employer identification number (EIN):411821093
NAIC Classification:334110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan XIOTECH CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01WILLIAM ALEXANDER
0012016-01-01WILLIAM ALEXANDER WILLIAM ALEXANDER2017-08-30
0012015-01-01WILLIAM ALEXANDER WILLIAM ALEXANDER2016-10-14
0012014-01-01WILLIAM ALEXANDER
0012013-01-01RACHEL GORE
0012012-01-01MOLLY JOHNSTON MOLLY JOHNSTON2013-10-14
0012011-01-01MOLLY JOHNSTON
0012010-01-01ROBIN KUECHLE
0012009-01-01MATTHEW PLITZKOW

Plan Statistics for XIOTECH CORPORATION 401(K) PLAN

401k plan membership statisitcs for XIOTECH CORPORATION 401(K) PLAN

Measure Date Value
2019: XIOTECH CORPORATION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01140
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: XIOTECH CORPORATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01159
Total number of active participants reported on line 7a of the Form 55002018-01-0116
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01124
Total of all active and inactive participants2018-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01140
Number of participants with account balances2018-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: XIOTECH CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01166
Total number of active participants reported on line 7a of the Form 55002017-01-0142
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01116
Total of all active and inactive participants2017-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01158
Number of participants with account balances2017-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: XIOTECH CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01231
Total number of active participants reported on line 7a of the Form 55002016-01-0136
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01130
Total of all active and inactive participants2016-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01166
Number of participants with account balances2016-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: XIOTECH CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01257
Total number of active participants reported on line 7a of the Form 55002015-01-01120
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01108
Total of all active and inactive participants2015-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01228
Number of participants with account balances2015-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: XIOTECH CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01288
Total number of active participants reported on line 7a of the Form 55002014-01-01136
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01116
Total of all active and inactive participants2014-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01252
Number of participants with account balances2014-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: XIOTECH CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01338
Total number of active participants reported on line 7a of the Form 55002013-01-01170
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01118
Total of all active and inactive participants2013-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01288
Number of participants with account balances2013-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: XIOTECH CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01335
Total number of active participants reported on line 7a of the Form 55002012-01-01196
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01142
Total of all active and inactive participants2012-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01338
Number of participants with account balances2012-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: XIOTECH CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01256
Total number of active participants reported on line 7a of the Form 55002011-01-01170
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01165
Total of all active and inactive participants2011-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01335
Number of participants with account balances2011-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: XIOTECH CORPORATION 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01388
Total number of active participants reported on line 7a of the Form 55002010-01-01226
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01141
Total of all active and inactive participants2010-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01368
Number of participants with account balances2010-01-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: XIOTECH CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01445
Total number of active participants reported on line 7a of the Form 55002009-01-01223
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01164
Total of all active and inactive participants2009-01-01387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01388
Number of participants with account balances2009-01-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on XIOTECH CORPORATION 401(K) PLAN

Measure Date Value
2019 : XIOTECH CORPORATION 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-08-19$0
Total transfer of assets from this plan2019-08-19$11,836,321
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-19$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-19$0
Total income from all sources (including contributions)2019-08-19$1,548,721
Total loss/gain on sale of assets2019-08-19$0
Total of all expenses incurred2019-08-19$1,371,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-08-19$1,344,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-08-19$99,381
Value of total assets at end of year2019-08-19$0
Value of total assets at beginning of year2019-08-19$11,658,695
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-08-19$26,212
Total interest from all sources2019-08-19$1,963
Total dividends received (eg from common stock, registered investment company shares)2019-08-19$18,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-08-19Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-08-19$0
Total dividends received from registered investment company shares (eg mutual funds)2019-08-19$18,666
Was this plan covered by a fidelity bond2019-08-19Yes
Value of fidelity bond cover2019-08-19$1,000,000
If this is an individual account plan, was there a blackout period2019-08-19No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-08-19$0
Were there any nonexempt tranactions with any party-in-interest2019-08-19No
Contributions received from participants2019-08-19$86,021
Participant contributions at end of year2019-08-19$0
Participant contributions at beginning of year2019-08-19$11,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-19No
Value of net income/loss2019-08-19$177,626
Value of net assets at end of year (total assets less liabilities)2019-08-19$0
Value of net assets at beginning of year (total assets less liabilities)2019-08-19$11,658,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-08-19No
Were any loans by the plan or fixed income obligations due to the plan in default2019-08-19No
Were any leases to which the plan was party in default or uncollectible2019-08-19No
Investment advisory and management fees2019-08-19$21,734
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-08-19$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-08-19$11,394,597
Interest on participant loans2019-08-19$-1,240
Income. Interest from loans (other than to participants)2019-08-19$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-08-19$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-08-19$252,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-08-19$252,415
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-08-19$3,203
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-08-19$1,428,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-08-19No
Was there a failure to transmit to the plan any participant contributions2019-08-19No
Has the plan failed to provide any benefit when due under the plan2019-08-19No
Contributions received in cash from employer2019-08-19$13,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-08-19$1,344,883
Contract administrator fees2019-08-19$4,478
Did the plan have assets held for investment2019-08-19No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-19No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-08-19Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-08-19Yes
Opinion of an independent qualified public accountant for this plan2019-08-19Disclaimer
Accountancy firm name2019-08-19STOCKMAN KAST RYAN & CO, LLP
Accountancy firm EIN2019-08-19841509584
2018 : XIOTECH CORPORATION 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-327,358
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,772,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,735,047
Value of total corrective distributions2018-12-31$498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$391,836
Value of total assets at end of year2018-12-31$11,658,695
Value of total assets at beginning of year2018-12-31$13,758,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$36,940
Total interest from all sources2018-12-31$3,377
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$281,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$281,302
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$339,219
Participant contributions at end of year2018-12-31$11,683
Participant contributions at beginning of year2018-12-31$21,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,099,843
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,658,695
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,758,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$27,510
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,394,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,509,711
Interest on participant loans2018-12-31$-888
Income. Interest from loans (other than to participants)2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$252,415
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$227,273
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$227,273
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$4,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,003,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$52,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,735,047
Contract administrator fees2018-12-31$9,430
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31STOCKMAN KAST RYAN & CO, LLP
Accountancy firm EIN2018-12-31841509584
2017 : XIOTECH CORPORATION 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,490,257
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,627,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,592,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$411,381
Value of total assets at end of year2017-12-31$13,758,538
Value of total assets at beginning of year2017-12-31$12,895,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$35,372
Total interest from all sources2017-12-31$1,957
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$263,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$263,621
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$355,493
Participant contributions at end of year2017-12-31$21,554
Participant contributions at beginning of year2017-12-31$23,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$862,543
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,758,538
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,895,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$26,539
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,509,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$12,367,940
Interest on participant loans2017-12-31$658
Income. Interest from loans (other than to participants)2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$227,273
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$504,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$504,669
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,813,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$55,888
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,592,342
Contract administrator fees2017-12-31$8,833
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31STOCKMAN KAST RYAN & CO, LLP
Accountancy firm EIN2017-12-31841509584
2016 : XIOTECH CORPORATION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,781,763
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,587,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,555,915
Expenses. Certain deemed distributions of participant loans2016-12-31$-3,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$708,201
Value of total assets at end of year2016-12-31$12,895,995
Value of total assets at beginning of year2016-12-31$13,701,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$35,231
Total interest from all sources2016-12-31$8,170
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$243,396
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$243,396
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$526,645
Participant contributions at end of year2016-12-31$23,386
Participant contributions at beginning of year2016-12-31$74,038
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$99,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-805,455
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,895,995
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,701,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$26,821
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,367,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,422,741
Interest on participant loans2016-12-31$7,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$504,669
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$204,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$204,671
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$821,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$82,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,555,915
Contract administrator fees2016-12-31$8,410
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31STOCKMAN KAST RYAN & CO, LLP
Accountancy firm EIN2016-12-31841509584
2015 : XIOTECH CORPORATION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,773,426
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,499,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,492,729
Expenses. Certain deemed distributions of participant loans2015-12-31$-4,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,677,378
Value of total assets at end of year2015-12-31$13,701,450
Value of total assets at beginning of year2015-12-31$15,427,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$11,231
Total interest from all sources2015-12-31$5,290
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$530,041
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$530,041
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$912,906
Participant contributions at end of year2015-12-31$74,038
Participant contributions at beginning of year2015-12-31$99,462
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$647,563
Administrative expenses (other) incurred2015-12-31$2,026
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,726,297
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,701,450
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,427,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$6,615
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,422,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,078,695
Interest on participant loans2015-12-31$5,208
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$204,671
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,246,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,246,824
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$82
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-439,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$116,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,492,729
Contract administrator fees2015-12-31$2,590
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$2,766
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31STOCKMAN KAST RYAN & CO, LLP
Accountancy firm EIN2015-12-31841509584
2014 : XIOTECH CORPORATION 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-1,078
Total unrealized appreciation/depreciation of assets2014-12-31$-1,078
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,632,934
Total loss/gain on sale of assets2014-12-31$4,804
Total of all expenses incurred2014-12-31$1,875,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,871,428
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,456,795
Value of total assets at end of year2014-12-31$15,427,747
Value of total assets at beginning of year2014-12-31$14,669,993
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,752
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$2,430
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$979,865
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$978,556
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$8,559
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$934,794
Participant contributions at end of year2014-12-31$99,462
Participant contributions at beginning of year2014-12-31$53,591
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$522,001
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$3,752
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$757,754
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,427,747
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$14,669,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,078,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,178,786
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$2,310
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,246,824
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,234,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,234,900
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$120
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$190,118
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$0
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$63
Income. Dividends from common stock2014-12-31$1,246
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,871,428
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$2,766
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$194,157
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$207,520
Aggregate carrying amount (costs) on sale of assets2014-12-31$202,716
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31STOCKMAN KAST RYAN & CO
Accountancy firm EIN2014-12-31841509584
2013 : XIOTECH CORPORATION 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-174
Total unrealized appreciation/depreciation of assets2013-12-31$-174
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,802,440
Total loss/gain on sale of assets2013-12-31$5,422
Total of all expenses incurred2013-12-31$1,493,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,490,796
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$920,298
Value of total assets at end of year2013-12-31$14,669,993
Value of total assets at beginning of year2013-12-31$12,361,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,177
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$2,252
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$612,965
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$603,141
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$8,559
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$2,582
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$901,087
Participant contributions at end of year2013-12-31$53,591
Participant contributions at beginning of year2013-12-31$40,898
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$19,211
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$3,177
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$2,308,467
Value of net assets at end of year (total assets less liabilities)2013-12-31$14,669,993
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,361,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,178,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,830,923
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$2,116
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,234,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,355,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,355,680
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$136
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,261,677
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$0
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$425
Income. Dividends from common stock2013-12-31$9,399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,490,796
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$194,157
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$131,443
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$79,125
Aggregate carrying amount (costs) on sale of assets2013-12-31$73,703
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31STOCKMAN KAST RYAN & CO
Accountancy firm EIN2013-12-31841509584
2012 : XIOTECH CORPORATION 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$796
Total unrealized appreciation/depreciation of assets2012-12-31$796
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,315,730
Total loss/gain on sale of assets2012-12-31$-1,701
Total of all expenses incurred2012-12-31$3,030,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,026,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$868,774
Value of total assets at end of year2012-12-31$12,361,526
Value of total assets at beginning of year2012-12-31$13,075,825
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,513
Total interest from all sources2012-12-31$3,321
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$293,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$286,018
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$2,582
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$831,073
Participant contributions at end of year2012-12-31$40,898
Participant contributions at beginning of year2012-12-31$105,501
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$37,701
Administrative expenses (other) incurred2012-12-31$3,513
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-714,299
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,361,526
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,075,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,830,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,257,262
Interest on participant loans2012-12-31$3,166
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,355,680
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,706,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,706,058
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$155
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,151,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Income. Dividends from preferred stock2012-12-31$225
Income. Dividends from common stock2012-12-31$6,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,026,516
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$131,443
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$7,004
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$13,742
Aggregate carrying amount (costs) on sale of assets2012-12-31$15,443
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : XIOTECH CORPORATION 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-842
Total unrealized appreciation/depreciation of assets2011-12-31$-842
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$896,096
Total of all expenses incurred2011-12-31$5,006,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,001,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,288,671
Value of total assets at end of year2011-12-31$13,075,825
Value of total assets at beginning of year2011-12-31$17,185,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,299
Total interest from all sources2011-12-31$10,173
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$304,629
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$304,629
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,084,034
Participant contributions at end of year2011-12-31$105,501
Participant contributions at beginning of year2011-12-31$272,569
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$204,637
Administrative expenses (other) incurred2011-12-31$4,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,110,137
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,075,825
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,185,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,257,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$15,189,614
Interest on participant loans2011-12-31$9,998
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,706,058
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,715,932
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,715,932
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-706,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,001,934
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$7,004
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$7,847
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY LLP
Accountancy firm EIN2011-12-31420714325
2010 : XIOTECH CORPORATION 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,748
Total unrealized appreciation/depreciation of assets2010-12-31$2,748
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,395,822
Total of all expenses incurred2010-12-31$2,239,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,235,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,404,787
Value of total assets at end of year2010-12-31$17,185,962
Value of total assets at beginning of year2010-12-31$16,029,446
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,964
Total interest from all sources2010-12-31$12,032
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$201,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$201,662
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,404,019
Participant contributions at end of year2010-12-31$272,569
Participant contributions at beginning of year2010-12-31$184,096
Administrative expenses (other) incurred2010-12-31$3,964
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,156,516
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,185,962
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,029,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$15,189,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$13,929,005
Interest on participant loans2010-12-31$11,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,715,932
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,916,345
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,916,345
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$327
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,774,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,235,342
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$7,847
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Qualified
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2010-12-31390859910
2009 : XIOTECH CORPORATION 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for XIOTECH CORPORATION 401(K) PLAN

2019: XIOTECH CORPORATION 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: XIOTECH CORPORATION 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: XIOTECH CORPORATION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: XIOTECH CORPORATION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: XIOTECH CORPORATION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: XIOTECH CORPORATION 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: XIOTECH CORPORATION 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: XIOTECH CORPORATION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: XIOTECH CORPORATION 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: XIOTECH CORPORATION 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: XIOTECH CORPORATION 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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