?>
Logo

IMATION RETIREMENT INVESTMENT PLAN 401k Plan overview

Plan NameIMATION RETIREMENT INVESTMENT PLAN
Plan identification number 002

IMATION RETIREMENT INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GLASSBRIDGE ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name:GLASSBRIDGE ENTERPRISES, INC.
Employer identification number (EIN):411838504
NAIC Classification:334610

Additional information about GLASSBRIDGE ENTERPRISES, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2606609

More information about GLASSBRIDGE ENTERPRISES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan IMATION RETIREMENT INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01PAM NELSON
0022016-01-01PAM NELSON
0022015-01-01ANN MILLER
0022014-01-01ANN M. MILLER
0022013-01-01CURT CARDINAL
0022012-01-01CURT P. CARDINAL
0022011-01-01CURT P. CARDINAL SCOTT ROBINSON2012-07-02
0022010-01-01CURT P. CARDINAL SCOTT ROBINSON2011-06-24
0022009-01-01CURT P. CARDINAL

Plan Statistics for IMATION RETIREMENT INVESTMENT PLAN

401k plan membership statisitcs for IMATION RETIREMENT INVESTMENT PLAN

Measure Date Value
2022: IMATION RETIREMENT INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01425
Total number of active participants reported on line 7a of the Form 55002022-01-015
Number of retired or separated participants receiving benefits2022-01-0145
Number of other retired or separated participants entitled to future benefits2022-01-01333
Total of all active and inactive participants2022-01-01383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01386
Number of participants with account balances2022-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: IMATION RETIREMENT INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01478
Total number of active participants reported on line 7a of the Form 55002021-01-013
Number of retired or separated participants receiving benefits2021-01-0146
Number of other retired or separated participants entitled to future benefits2021-01-01371
Total of all active and inactive participants2021-01-01420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-01425
Number of participants with account balances2021-01-01423
2020: IMATION RETIREMENT INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01519
Total number of active participants reported on line 7a of the Form 55002020-01-013
Number of retired or separated participants receiving benefits2020-01-0118
Number of other retired or separated participants entitled to future benefits2020-01-01451
Total of all active and inactive participants2020-01-01472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-016
Total participants2020-01-01478
Number of participants with account balances2020-01-01476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: IMATION RETIREMENT INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01576
Total number of active participants reported on line 7a of the Form 55002019-01-013
Number of retired or separated participants receiving benefits2019-01-0155
Number of other retired or separated participants entitled to future benefits2019-01-01455
Total of all active and inactive participants2019-01-01513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-01519
Number of participants with account balances2019-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: IMATION RETIREMENT INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01660
Total number of active participants reported on line 7a of the Form 55002018-01-016
Number of retired or separated participants receiving benefits2018-01-0155
Number of other retired or separated participants entitled to future benefits2018-01-01510
Total of all active and inactive participants2018-01-01571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-01576
Number of participants with account balances2018-01-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: IMATION RETIREMENT INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01779
Total number of active participants reported on line 7a of the Form 55002017-01-019
Number of retired or separated participants receiving benefits2017-01-0152
Number of other retired or separated participants entitled to future benefits2017-01-01593
Total of all active and inactive participants2017-01-01654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-016
Total participants2017-01-01660
Number of participants with account balances2017-01-01659
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: IMATION RETIREMENT INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01850
Total number of active participants reported on line 7a of the Form 55002016-01-01107
Number of retired or separated participants receiving benefits2016-01-0149
Number of other retired or separated participants entitled to future benefits2016-01-01618
Total of all active and inactive participants2016-01-01774
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-01779
Number of participants with account balances2016-01-01763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: IMATION RETIREMENT INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01985
Total number of active participants reported on line 7a of the Form 55002015-01-01135
Number of retired or separated participants receiving benefits2015-01-0150
Number of other retired or separated participants entitled to future benefits2015-01-01659
Total of all active and inactive participants2015-01-01844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-016
Total participants2015-01-01850
Number of participants with account balances2015-01-01847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: IMATION RETIREMENT INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,105
Total number of active participants reported on line 7a of the Form 55002014-01-01241
Number of retired or separated participants receiving benefits2014-01-0154
Number of other retired or separated participants entitled to future benefits2014-01-01684
Total of all active and inactive participants2014-01-01979
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-01985
Number of participants with account balances2014-01-01979
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: IMATION RETIREMENT INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,288
Total number of active participants reported on line 7a of the Form 55002013-01-01263
Number of retired or separated participants receiving benefits2013-01-0145
Number of other retired or separated participants entitled to future benefits2013-01-01791
Total of all active and inactive participants2013-01-011,099
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-011,105
Number of participants with account balances2013-01-011,096
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: IMATION RETIREMENT INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,426
Total number of active participants reported on line 7a of the Form 55002012-01-01427
Number of retired or separated participants receiving benefits2012-01-0163
Number of other retired or separated participants entitled to future benefits2012-01-01792
Total of all active and inactive participants2012-01-011,282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-011,288
Number of participants with account balances2012-01-011,279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: IMATION RETIREMENT INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,509
Total number of active participants reported on line 7a of the Form 55002011-01-01482
Number of retired or separated participants receiving benefits2011-01-0167
Number of other retired or separated participants entitled to future benefits2011-01-01832
Total of all active and inactive participants2011-01-011,381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0145
Total participants2011-01-011,426
Number of participants with account balances2011-01-011,354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: IMATION RETIREMENT INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,835
Total number of active participants reported on line 7a of the Form 55002010-01-01510
Number of retired or separated participants receiving benefits2010-01-0160
Number of other retired or separated participants entitled to future benefits2010-01-01893
Total of all active and inactive participants2010-01-011,463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0146
Total participants2010-01-011,509
Number of participants with account balances2010-01-011,468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: IMATION RETIREMENT INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,113
Total number of active participants reported on line 7a of the Form 55002009-01-01576
Number of retired or separated participants receiving benefits2009-01-0159
Number of other retired or separated participants entitled to future benefits2009-01-011,151
Total of all active and inactive participants2009-01-011,786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0149
Total participants2009-01-011,835
Number of participants with account balances2009-01-011,788
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on IMATION RETIREMENT INVESTMENT PLAN

Measure Date Value
2022 : IMATION RETIREMENT INVESTMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-1,662,396
Total unrealized appreciation/depreciation of assets2022-12-31$-1,662,396
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-14,122,541
Total loss/gain on sale of assets2022-12-31$-71,515
Total of all expenses incurred2022-12-31$6,311,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,321,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$59,757,761
Value of total assets at beginning of year2022-12-31$80,192,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$-10,040
Total interest from all sources2022-12-31$-46
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,192,459
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,031,256
Administrative expenses professional fees incurred2022-12-31$25,000
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Administrative expenses (other) incurred2022-12-31$-35,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-20,434,462
Value of net assets at end of year (total assets less liabilities)2022-12-31$59,757,761
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$80,192,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$47,440,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$66,417,510
Value of interest in common/collective trusts at end of year2022-12-31$9,125,899
Value of interest in common/collective trusts at beginning of year2022-12-31$8,703,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$66,410
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$99,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$99,884
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$-46
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-15,744,895
Net investment gain or loss from common/collective trusts2022-12-31$163,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Income. Dividends from common stock2022-12-31$161,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,321,961
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$3,125,032
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$4,971,331
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$278,173
Aggregate carrying amount (costs) on sale of assets2022-12-31$349,688
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TRACHTENBERG & PAUKER, LLP
Accountancy firm EIN2022-12-31112478841
2021 : IMATION RETIREMENT INVESTMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-105,659
Total unrealized appreciation/depreciation of assets2021-12-31$-105,659
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$12,733,733
Total loss/gain on sale of assets2021-12-31$44,885
Total of all expenses incurred2021-12-31$12,274,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$12,289,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$80,192,223
Value of total assets at beginning of year2021-12-31$79,733,137
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$-15,146
Total interest from all sources2021-12-31$12
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,378,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,193,244
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Administrative expenses (other) incurred2021-12-31$-15,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$459,086
Value of net assets at end of year (total assets less liabilities)2021-12-31$80,192,223
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$79,733,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$66,417,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$63,361,427
Value of interest in common/collective trusts at end of year2021-12-31$8,703,498
Value of interest in common/collective trusts at beginning of year2021-12-31$10,377,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$99,884
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$120,461
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$120,461
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$8,242,031
Net investment gain or loss from common/collective trusts2021-12-31$174,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Income. Dividends from common stock2021-12-31$185,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$12,289,793
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$4,971,331
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$5,873,365
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,029,127
Aggregate carrying amount (costs) on sale of assets2021-12-31$984,242
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31TRACHTENBERG & PAUKER, LLP
Accountancy firm EIN2021-12-31112478841
2020 : IMATION RETIREMENT INVESTMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-262,600
Total unrealized appreciation/depreciation of assets2020-12-31$-262,600
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$11,323,912
Total loss/gain on sale of assets2020-12-31$-25,718
Total of all expenses incurred2020-12-31$7,095,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,080,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,312
Value of total assets at end of year2020-12-31$79,733,137
Value of total assets at beginning of year2020-12-31$75,504,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$14,877
Total interest from all sources2020-12-31$523
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,317,354
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,109,552
Administrative expenses professional fees incurred2020-12-31$45,761
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,312
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$8,007
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$163
Administrative expenses (other) incurred2020-12-31$-30,884
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,228,290
Value of net assets at end of year (total assets less liabilities)2020-12-31$79,733,137
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$75,504,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$63,361,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$58,494,619
Interest on participant loans2020-12-31$122
Value of interest in common/collective trusts at end of year2020-12-31$10,377,884
Value of interest in common/collective trusts at beginning of year2020-12-31$10,140,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$120,461
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$126,404
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$126,404
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,033,427
Net investment gain or loss from common/collective trusts2020-12-31$259,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Income. Dividends from common stock2020-12-31$207,802
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,080,745
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$5,873,365
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$6,735,363
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$778,757
Aggregate carrying amount (costs) on sale of assets2020-12-31$804,475
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31TRACHTENBERG & PAUKER, LLP
Accountancy firm EIN2020-12-31112478841
2019 : IMATION RETIREMENT INVESTMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-777,117
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-777,117
Total unrealized appreciation/depreciation of assets2019-12-31$-777,117
Total unrealized appreciation/depreciation of assets2019-12-31$-777,117
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$13,526,623
Total income from all sources (including contributions)2019-12-31$13,526,623
Total loss/gain on sale of assets2019-12-31$-26,703
Total loss/gain on sale of assets2019-12-31$-26,703
Total of all expenses incurred2019-12-31$11,125,186
Total of all expenses incurred2019-12-31$11,125,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,071,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,071,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$178,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$178,181
Value of total assets at end of year2019-12-31$75,504,847
Value of total assets at end of year2019-12-31$75,504,847
Value of total assets at beginning of year2019-12-31$73,103,410
Value of total assets at beginning of year2019-12-31$73,103,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$53,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$53,231
Total interest from all sources2019-12-31$3,862
Total interest from all sources2019-12-31$3,862
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,712,178
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,712,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,474,134
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,474,134
Administrative expenses professional fees incurred2019-12-31$73,367
Administrative expenses professional fees incurred2019-12-31$73,367
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$39,945
Contributions received from participants2019-12-31$39,945
Participant contributions at end of year2019-12-31$8,007
Participant contributions at end of year2019-12-31$8,007
Participant contributions at beginning of year2019-12-31$34,855
Participant contributions at beginning of year2019-12-31$34,855
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$138,236
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$138,236
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$163
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$163
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$321
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$321
Administrative expenses (other) incurred2019-12-31$-20,136
Administrative expenses (other) incurred2019-12-31$-20,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,401,437
Value of net income/loss2019-12-31$2,401,437
Value of net assets at end of year (total assets less liabilities)2019-12-31$75,504,847
Value of net assets at end of year (total assets less liabilities)2019-12-31$75,504,847
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$73,103,410
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$73,103,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$58,494,619
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$58,494,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$52,592,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$52,592,293
Interest on participant loans2019-12-31$740
Interest on participant loans2019-12-31$740
Value of interest in common/collective trusts at end of year2019-12-31$10,140,291
Value of interest in common/collective trusts at end of year2019-12-31$10,140,291
Value of interest in common/collective trusts at beginning of year2019-12-31$11,745,449
Value of interest in common/collective trusts at beginning of year2019-12-31$11,745,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$126,404
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$126,404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$178,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$178,799
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$178,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$178,799
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,122
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,122,005
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,122,005
Net investment gain or loss from common/collective trusts2019-12-31$314,217
Net investment gain or loss from common/collective trusts2019-12-31$314,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Income. Dividends from common stock2019-12-31$238,044
Income. Dividends from common stock2019-12-31$238,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,071,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,071,955
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$6,735,363
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$6,735,363
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$8,551,693
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$8,551,693
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,301,742
Aggregate proceeds on sale of assets2019-12-31$1,301,742
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,328,445
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,328,445
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON, LLP
Accountancy firm name2019-12-31GRANT THORNTON, LLP
Accountancy firm EIN2019-12-31366055558
Accountancy firm EIN2019-12-31366055558
2018 : IMATION RETIREMENT INVESTMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-2,287,646
Total unrealized appreciation/depreciation of assets2018-12-31$-2,287,646
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-4,275,397
Total loss/gain on sale of assets2018-12-31$-156,322
Total of all expenses incurred2018-12-31$10,355,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,297,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$80,692
Value of total assets at end of year2018-12-31$73,103,410
Value of total assets at beginning of year2018-12-31$87,734,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$57,989
Total interest from all sources2018-12-31$5,585
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,947,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,683,999
Administrative expenses professional fees incurred2018-12-31$106,527
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$79,594
Participant contributions at end of year2018-12-31$34,855
Participant contributions at beginning of year2018-12-31$71,885
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$2,371
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,098
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$321
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$221
Other income not declared elsewhere2018-12-31$132,917
Administrative expenses (other) incurred2018-12-31$-48,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-14,630,995
Value of net assets at end of year (total assets less liabilities)2018-12-31$73,103,410
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$87,734,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$52,592,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$62,139,486
Interest on participant loans2018-12-31$2,304
Value of interest in common/collective trusts at end of year2018-12-31$11,745,449
Value of interest in common/collective trusts at beginning of year2018-12-31$13,197,070
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$178,799
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$251,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$251,040
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$3,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,215,991
Net investment gain or loss from common/collective trusts2018-12-31$217,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Income. Dividends from common stock2018-12-31$263,602
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,297,609
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$8,551,693
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$12,072,332
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,289,085
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,445,407
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON, LLP
Accountancy firm EIN2018-12-31366055558
2017 : IMATION RETIREMENT INVESTMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$2,655,837
Total unrealized appreciation/depreciation of assets2017-12-31$2,655,837
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$20,160
Total income from all sources (including contributions)2017-12-31$14,784,974
Total loss/gain on sale of assets2017-12-31$-7,021
Total of all expenses incurred2017-12-31$17,141,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$17,068,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$94,679
Value of total assets at end of year2017-12-31$87,734,405
Value of total assets at beginning of year2017-12-31$90,111,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$72,849
Total interest from all sources2017-12-31$14,356
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,116,694
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,860,727
Administrative expenses professional fees incurred2017-12-31$93,284
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$94,679
Participant contributions at end of year2017-12-31$71,885
Participant contributions at beginning of year2017-12-31$185,295
Participant contributions at end of year2017-12-31$2,371
Participant contributions at beginning of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$221
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$60,859
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$20,160
Administrative expenses (other) incurred2017-12-31$-35,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-2,356,604
Value of net assets at end of year (total assets less liabilities)2017-12-31$87,734,405
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$90,091,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$14,808
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$62,139,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$48,321,131
Interest on participant loans2017-12-31$4,538
Value of interest in common/collective trusts at end of year2017-12-31$13,197,070
Value of interest in common/collective trusts at beginning of year2017-12-31$30,917,229
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$251,040
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$148,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$148,185
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$9,818
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,705,381
Net investment gain or loss from common/collective trusts2017-12-31$3,205,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$276,944
Income. Dividends from common stock2017-12-31$255,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$17,068,729
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$12,072,332
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$10,201,526
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$1,373,554
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,380,575
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON, LLP
Accountancy firm EIN2017-12-31366055558
2016 : IMATION RETIREMENT INVESTMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,136,395
Total unrealized appreciation/depreciation of assets2016-12-31$1,136,395
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$20,160
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$19,998
Total income from all sources (including contributions)2016-12-31$8,459,912
Total loss/gain on sale of assets2016-12-31$86,790
Total of all expenses incurred2016-12-31$34,258,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$34,151,663
Expenses. Certain deemed distributions of participant loans2016-12-31$30,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,714,429
Value of total assets at end of year2016-12-31$90,111,169
Value of total assets at beginning of year2016-12-31$115,909,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$76,903
Total interest from all sources2016-12-31$22,892
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,390,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,117,224
Administrative expenses professional fees incurred2016-12-31$61,815
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,083,150
Participant contributions at end of year2016-12-31$185,295
Participant contributions at beginning of year2016-12-31$611,626
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$631,279
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$60,859
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$33
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$20,160
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$19,998
Administrative expenses (other) incurred2016-12-31$-14,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-25,798,669
Value of net assets at end of year (total assets less liabilities)2016-12-31$90,091,009
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$115,889,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$29,615
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$48,321,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$65,411,581
Interest on participant loans2016-12-31$14,724
Value of interest in common/collective trusts at end of year2016-12-31$30,917,229
Value of interest in common/collective trusts at beginning of year2016-12-31$38,257,336
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$148,185
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$214,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$214,818
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$8,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,207,272
Net investment gain or loss from common/collective trusts2016-12-31$1,901,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$276,944
Assets. Invements in employer securities at beginning of year2016-12-31$826,713
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$142,493
Income. Dividends from common stock2016-12-31$273,454
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$34,151,663
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$10,201,526
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$10,445,076
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$2,289,967
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,203,177
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON, LLP
Accountancy firm EIN2016-12-31366055558
2015 : IMATION RETIREMENT INVESTMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-2,715,118
Total unrealized appreciation/depreciation of assets2015-12-31$-2,715,118
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$19,998
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$42,759
Total income from all sources (including contributions)2015-12-31$1,841,527
Total loss/gain on sale of assets2015-12-31$-474,565
Total of all expenses incurred2015-12-31$27,018,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$26,876,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,100,587
Value of total assets at end of year2015-12-31$115,909,676
Value of total assets at beginning of year2015-12-31$141,109,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$142,189
Total interest from all sources2015-12-31$26,651
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,663,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,357,805
Administrative expenses professional fees incurred2015-12-31$47,379
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,478,253
Participant contributions at end of year2015-12-31$611,626
Participant contributions at beginning of year2015-12-31$588,424
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$502,323
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$33
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$7,396
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$19,998
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$42,759
Administrative expenses (other) incurred2015-12-31$9,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-25,176,958
Value of net assets at end of year (total assets less liabilities)2015-12-31$115,889,678
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$141,066,636
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$85,592
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$65,411,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$78,543,482
Interest on participant loans2015-12-31$26,651
Value of interest in common/collective trusts at end of year2015-12-31$38,257,336
Value of interest in common/collective trusts at beginning of year2015-12-31$43,475,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$214,818
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$238,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$238,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,352,571
Net investment gain or loss from common/collective trusts2015-12-31$592,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$826,713
Assets. Invements in employer securities at beginning of year2015-12-31$3,948,352
Contributions received in cash from employer2015-12-31$1,120,011
Employer contributions (assets) at end of year2015-12-31$142,493
Employer contributions (assets) at beginning of year2015-12-31$1,253,520
Income. Dividends from common stock2015-12-31$306,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$26,876,296
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$10,445,076
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$13,054,402
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$2,847,530
Aggregate carrying amount (costs) on sale of assets2015-12-31$3,322,095
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31GRANT THORNTON, LLP
Accountancy firm EIN2015-12-31366055558
2014 : IMATION RETIREMENT INVESTMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$831,607
Total unrealized appreciation/depreciation of assets2014-12-31$831,607
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$42,759
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$122,194
Total income from all sources (including contributions)2014-12-31$14,574,945
Total loss/gain on sale of assets2014-12-31$-79,985
Total of all expenses incurred2014-12-31$30,317,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$30,180,868
Value of total corrective distributions2014-12-31$904
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,352,115
Value of total assets at end of year2014-12-31$141,109,395
Value of total assets at beginning of year2014-12-31$156,931,363
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$135,706
Total interest from all sources2014-12-31$26,117
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$6,712,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$6,396,175
Administrative expenses professional fees incurred2014-12-31$43,694
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,614,945
Participant contributions at end of year2014-12-31$588,424
Participant contributions at beginning of year2014-12-31$612,814
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$360,116
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$7,396
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$10
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$42,759
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$122,194
Administrative expenses (other) incurred2014-12-31$18,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-15,742,533
Value of net assets at end of year (total assets less liabilities)2014-12-31$141,066,636
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$156,809,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$73,458
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$78,543,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$87,265,465
Interest on participant loans2014-12-31$26,014
Value of interest in common/collective trusts at end of year2014-12-31$43,475,471
Value of interest in common/collective trusts at beginning of year2014-12-31$48,904,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$238,348
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$259,039
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$259,039
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-1,315,598
Net investment gain or loss from common/collective trusts2014-12-31$3,048,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$3,948,352
Assets. Invements in employer securities at beginning of year2014-12-31$4,540,439
Contributions received in cash from employer2014-12-31$2,377,054
Employer contributions (assets) at end of year2014-12-31$1,253,520
Employer contributions (assets) at beginning of year2014-12-31$707,479
Income. Dividends from common stock2014-12-31$315,887
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$30,180,868
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$13,054,402
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$14,641,679
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$5,194,389
Aggregate carrying amount (costs) on sale of assets2014-12-31$5,274,374
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31GRANT THORNTON, LLP
Accountancy firm EIN2014-12-31366055558
2013 : IMATION RETIREMENT INVESTMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$4,997,254
Total unrealized appreciation/depreciation of assets2013-12-31$4,997,254
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$122,194
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$22,910
Total income from all sources (including contributions)2013-12-31$34,749,294
Total loss/gain on sale of assets2013-12-31$57,005
Total of all expenses incurred2013-12-31$31,470,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$31,330,761
Value of total corrective distributions2013-12-31$7,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,063,519
Value of total assets at end of year2013-12-31$156,931,363
Value of total assets at beginning of year2013-12-31$153,553,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$132,942
Total interest from all sources2013-12-31$28,703
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,756,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,472,789
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,187,331
Participant contributions at end of year2013-12-31$612,814
Participant contributions at beginning of year2013-12-31$800,149
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$619,605
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$10
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,882
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$122,194
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$22,910
Administrative expenses (other) incurred2013-12-31$132,942
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,278,433
Value of net assets at end of year (total assets less liabilities)2013-12-31$156,809,169
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$153,530,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$87,265,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$85,566,093
Interest on participant loans2013-12-31$28,530
Value of interest in common/collective trusts at end of year2013-12-31$48,904,438
Value of interest in common/collective trusts at beginning of year2013-12-31$51,202,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$259,039
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$211,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$211,023
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$173
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$13,353,261
Net investment gain or loss from common/collective trusts2013-12-31$6,493,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$4,540,439
Assets. Invements in employer securities at beginning of year2013-12-31$4,480,200
Contributions received in cash from employer2013-12-31$2,256,583
Employer contributions (assets) at end of year2013-12-31$707,479
Employer contributions (assets) at beginning of year2013-12-31$173,382
Income. Dividends from common stock2013-12-31$283,316
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$31,330,761
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$14,641,679
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$11,117,859
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$3,538,696
Aggregate carrying amount (costs) on sale of assets2013-12-31$3,481,691
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31GRANT THORNTON, LLP
Accountancy firm EIN2013-12-31366055558
2012 : IMATION RETIREMENT INVESTMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$322,734
Total unrealized appreciation/depreciation of assets2012-12-31$322,734
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$22,910
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$26,427
Total income from all sources (including contributions)2012-12-31$23,386,139
Total loss/gain on sale of assets2012-12-31$-63,162
Total of all expenses incurred2012-12-31$21,020,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$20,845,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,993,412
Value of total assets at end of year2012-12-31$153,553,646
Value of total assets at beginning of year2012-12-31$151,191,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$174,675
Total interest from all sources2012-12-31$34,022
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,600,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,600,871
Administrative expenses professional fees incurred2012-12-31$51,037
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,263,100
Participant contributions at end of year2012-12-31$800,149
Participant contributions at beginning of year2012-12-31$879,482
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$457,942
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,882
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$41
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$22,910
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$26,427
Administrative expenses (other) incurred2012-12-31$50,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,365,921
Value of net assets at end of year (total assets less liabilities)2012-12-31$153,530,736
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$151,164,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$73,477
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$85,566,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$79,608,293
Income. Interest from loans (other than to participants)2012-12-31$33,644
Value of interest in common/collective trusts at end of year2012-12-31$51,202,058
Value of interest in common/collective trusts at beginning of year2012-12-31$53,768,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$211,023
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$216,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$216,768
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$378
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9,730,313
Net investment gain or loss from common/collective trusts2012-12-31$2,767,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$4,480,200
Assets. Invements in employer securities at beginning of year2012-12-31$4,812,318
Contributions received in cash from employer2012-12-31$2,272,370
Employer contributions (assets) at end of year2012-12-31$173,382
Employer contributions (assets) at beginning of year2012-12-31$855,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$20,845,543
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$11,117,859
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$11,049,814
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$3,623,491
Aggregate carrying amount (costs) on sale of assets2012-12-31$3,686,653
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31GRANT THORNTON, LLP
Accountancy firm EIN2012-12-31510193906
2011 : IMATION RETIREMENT INVESTMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-845,642
Total unrealized appreciation/depreciation of assets2011-12-31$-845,642
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$26,427
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,306
Total income from all sources (including contributions)2011-12-31$2,537,768
Total loss/gain on sale of assets2011-12-31$-2,930,944
Total of all expenses incurred2011-12-31$27,911,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$27,743,370
Expenses. Certain deemed distributions of participant loans2011-12-31$10,731
Value of total corrective distributions2011-12-31$4,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,582,109
Value of total assets at end of year2011-12-31$151,191,242
Value of total assets at beginning of year2011-12-31$176,544,933
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$152,806
Total interest from all sources2011-12-31$61,031
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$3,448,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,723,201
Administrative expenses professional fees incurred2011-12-31$36,442
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,935,109
Participant contributions at end of year2011-12-31$879,482
Participant contributions at beginning of year2011-12-31$1,533,728
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$702,202
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$41
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$567
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$26,427
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$6,306
Administrative expenses (other) incurred2011-12-31$44,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-25,373,812
Value of net assets at end of year (total assets less liabilities)2011-12-31$151,164,815
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$176,538,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$72,050
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$79,608,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$92,867,435
Interest on participant loans2011-12-31$60,657
Value of interest in common/collective trusts at end of year2011-12-31$53,768,995
Value of interest in common/collective trusts at beginning of year2011-12-31$61,494,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$216,768
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$336,461
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$336,461
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,649,734
Net investment gain or loss from common/collective trusts2011-12-31$872,144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$4,812,318
Assets. Invements in employer securities at beginning of year2011-12-31$6,383,550
Contributions received in cash from employer2011-12-31$2,944,798
Employer contributions (assets) at end of year2011-12-31$855,531
Income. Dividends from common stock2011-12-31$725,603
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$27,743,370
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$11,049,814
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$13,929,165
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$17,499,142
Aggregate carrying amount (costs) on sale of assets2011-12-31$20,430,086
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2011-12-31134008324
2010 : IMATION RETIREMENT INVESTMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,211,215
Total unrealized appreciation/depreciation of assets2010-12-31$1,211,215
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,306
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$534,504
Total income from all sources (including contributions)2010-12-31$25,145,184
Total loss/gain on sale of assets2010-12-31$404,574
Total of all expenses incurred2010-12-31$28,896,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$28,706,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,056,119
Value of total assets at end of year2010-12-31$176,544,933
Value of total assets at beginning of year2010-12-31$180,824,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$189,318
Total interest from all sources2010-12-31$142,119
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,016,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,651,855
Administrative expenses professional fees incurred2010-12-31$44,369
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,141,281
Participant contributions at end of year2010-12-31$1,533,728
Participant contributions at beginning of year2010-12-31$1,682,791
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$229,514
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$567
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$344,039
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$6,306
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$534,504
Administrative expenses (other) incurred2010-12-31$74,549
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-3,750,902
Value of net assets at end of year (total assets less liabilities)2010-12-31$176,538,627
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$180,289,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$70,400
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$92,867,435
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$89,673,842
Interest on participant loans2010-12-31$82,490
Interest earned on other investments2010-12-31$58,796
Value of interest in common/collective trusts at end of year2010-12-31$61,494,027
Value of interest in common/collective trusts at beginning of year2010-12-31$67,597,088
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$336,461
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$345,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$345,937
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$833
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$10,784,484
Net investment gain or loss from common/collective trusts2010-12-31$3,530,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$6,383,550
Assets. Invements in employer securities at beginning of year2010-12-31$5,393,259
Contributions received in cash from employer2010-12-31$1,685,324
Income. Dividends from common stock2010-12-31$364,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$28,706,768
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$13,929,165
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$15,787,077
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$10,413,857
Aggregate carrying amount (costs) on sale of assets2010-12-31$10,009,283
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2010-12-31134008324
2009 : IMATION RETIREMENT INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for IMATION RETIREMENT INVESTMENT PLAN

2022: IMATION RETIREMENT INVESTMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: IMATION RETIREMENT INVESTMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: IMATION RETIREMENT INVESTMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: IMATION RETIREMENT INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: IMATION RETIREMENT INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: IMATION RETIREMENT INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: IMATION RETIREMENT INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: IMATION RETIREMENT INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: IMATION RETIREMENT INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: IMATION RETIREMENT INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: IMATION RETIREMENT INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: IMATION RETIREMENT INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: IMATION RETIREMENT INVESTMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: IMATION RETIREMENT INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3