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CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan NameCARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN
Plan identification number 001

CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

RADISSON HOSPITALITY, INC has sponsored the creation of one or more 401k plans.

Company Name:RADISSON HOSPITALITY, INC
Employer identification number (EIN):411916940
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01CRODAHL CRODAHL2015-07-27
0012013-01-01DAVID C. COX
0012012-01-01CRODAHL
0012011-01-01SHAWN LEAVITT
0012009-01-01RICK CLEVETTE

Plan Statistics for CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN

Measure Date Value
2014: CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,999
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,917
Total number of active participants reported on line 7a of the Form 55002013-01-011,477
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01518
Total of all active and inactive participants2013-01-011,995
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-011,999
Number of participants with account balances2013-01-011,785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0180
2012: CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,805
Total number of active participants reported on line 7a of the Form 55002012-01-011,412
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01484
Total of all active and inactive participants2012-01-011,896
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-011,901
Number of participants with account balances2012-01-011,649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0161
2011: CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,752
Total number of active participants reported on line 7a of the Form 55002011-01-011,219
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01462
Total of all active and inactive participants2011-01-011,681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-015
Total participants2011-01-011,686
Number of participants with account balances2011-01-011,458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0143
2009: CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,882
Total number of active participants reported on line 7a of the Form 55002009-01-011,222
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01466
Total of all active and inactive participants2009-01-011,689
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-017
Total participants2009-01-011,696
Number of participants with account balances2009-01-011,416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0156

Financial Data on CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN

Measure Date Value
2014 : CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$216,514
Total transfer of assets from this plan2014-12-31$15,354,542
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$47,288
Total income from all sources (including contributions)2014-12-31$2,915,349
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,410,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,299,027
Expenses. Certain deemed distributions of participant loans2014-12-31$-3,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,080,837
Value of total assets at end of year2014-12-31$0
Value of total assets at beginning of year2014-12-31$13,680,381
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$115,253
Total interest from all sources2014-12-31$17,743
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$154,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$154,155
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,448,025
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$375,753
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$26,227
Other income not declared elsewhere2014-12-31$10,161
Administrative expenses (other) incurred2014-12-31$115,253
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$47,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,504,935
Value of net assets at end of year (total assets less liabilities)2014-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$13,633,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,755,726
Interest on participant loans2014-12-31$17,743
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$5,548,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$576,574
Net investment gain or loss from common/collective trusts2014-12-31$75,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$606,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,299,027
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2014-12-31410746749
2013 : CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$194,116
Total transfer of assets from this plan2013-12-31$302,763
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$47,288
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$47,334
Total income from all sources (including contributions)2013-12-31$3,613,914
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,669,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,512,973
Expenses. Certain deemed distributions of participant loans2013-12-31$-187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,756,438
Value of total assets at end of year2013-12-31$13,680,381
Value of total assets at beginning of year2013-12-31$11,844,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$156,534
Total interest from all sources2013-12-31$13,536
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$119,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$119,614
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,177,637
Participant contributions at end of year2013-12-31$375,753
Participant contributions at beginning of year2013-12-31$314,219
Participant contributions at beginning of year2013-12-31$33,858
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$74,538
Other income not declared elsewhere2013-12-31$9,592
Administrative expenses (other) incurred2013-12-31$156,534
Liabilities. Value of operating payables at end of year2013-12-31$47,288
Liabilities. Value of operating payables at beginning of year2013-12-31$47,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,944,594
Value of net assets at end of year (total assets less liabilities)2013-12-31$13,633,093
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,797,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,755,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,036,409
Interest on participant loans2013-12-31$13,536
Value of interest in common/collective trusts at end of year2013-12-31$5,548,902
Value of interest in common/collective trusts at beginning of year2013-12-31$5,443,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,624,205
Net investment gain or loss from common/collective trusts2013-12-31$90,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$504,263
Employer contributions (assets) at beginning of year2013-12-31$16,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,512,973
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2013-12-31410746749
2012 : CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$14,538
Total transfer of assets from this plan2012-12-31$186,784
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$47,334
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$41,981
Total income from all sources (including contributions)2012-12-31$2,525,776
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,283,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,138,668
Expenses. Certain deemed distributions of participant loans2012-12-31$415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,543,995
Value of total assets at end of year2012-12-31$11,844,480
Value of total assets at beginning of year2012-12-31$10,769,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$144,732
Total interest from all sources2012-12-31$11,670
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$114,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$114,174
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,088,943
Participant contributions at end of year2012-12-31$314,219
Participant contributions at beginning of year2012-12-31$280,499
Participant contributions at end of year2012-12-31$33,858
Participant contributions at beginning of year2012-12-31$34,515
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,980
Other income not declared elsewhere2012-12-31$2,660
Administrative expenses (other) incurred2012-12-31$144,732
Liabilities. Value of operating payables at end of year2012-12-31$47,334
Liabilities. Value of operating payables at beginning of year2012-12-31$41,981
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,241,961
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,797,146
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,727,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,036,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,287,758
Interest on participant loans2012-12-31$11,670
Value of interest in common/collective trusts at end of year2012-12-31$5,443,951
Value of interest in common/collective trusts at beginning of year2012-12-31$5,150,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$756,834
Net investment gain or loss from common/collective trusts2012-12-31$96,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$452,072
Employer contributions (assets) at end of year2012-12-31$16,043
Employer contributions (assets) at beginning of year2012-12-31$16,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,138,668
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2012-12-31410746749
2011 : CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$46,668
Total transfer of assets from this plan2011-12-31$959,171
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$41,981
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$45,225
Total income from all sources (including contributions)2011-12-31$1,411,293
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$777,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$633,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,327,176
Value of total assets at end of year2011-12-31$10,769,412
Value of total assets at beginning of year2011-12-31$11,050,873
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$143,728
Total interest from all sources2011-12-31$12,020
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$98,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$98,127
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$891,734
Participant contributions at end of year2011-12-31$280,499
Participant contributions at beginning of year2011-12-31$290,404
Participant contributions at end of year2011-12-31$34,515
Participant contributions at beginning of year2011-12-31$27,150
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$8,458
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$9,729
Other income not declared elsewhere2011-12-31$8,584
Administrative expenses (other) incurred2011-12-31$143,728
Liabilities. Value of operating payables at end of year2011-12-31$41,981
Liabilities. Value of operating payables at beginning of year2011-12-31$35,496
Total non interest bearing cash at beginning of year2011-12-31$10,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$634,286
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,727,431
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,005,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,287,758
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,611,095
Interest on participant loans2011-12-31$12,020
Value of interest in common/collective trusts at end of year2011-12-31$5,150,499
Value of interest in common/collective trusts at beginning of year2011-12-31$5,098,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-145,483
Net investment gain or loss from common/collective trusts2011-12-31$110,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$426,984
Employer contributions (assets) at end of year2011-12-31$16,141
Employer contributions (assets) at beginning of year2011-12-31$13,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$633,279
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-12-31410746749
2010 : CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$89,451
Total transfer of assets from this plan2010-12-31$155,752
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$45,225
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$11,765
Total income from all sources (including contributions)2010-12-31$2,070,864
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$965,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$792,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,173,051
Value of total assets at end of year2010-12-31$11,050,873
Value of total assets at beginning of year2010-12-31$9,978,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$173,570
Total interest from all sources2010-12-31$12,518
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$97,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$97,013
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$850,790
Participant contributions at end of year2010-12-31$290,404
Participant contributions at beginning of year2010-12-31$224,610
Participant contributions at end of year2010-12-31$27,150
Participant contributions at beginning of year2010-12-31$29,090
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$48,082
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$9,729
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$11,765
Administrative expenses (other) incurred2010-12-31$173,570
Liabilities. Value of operating payables at end of year2010-12-31$35,496
Total non interest bearing cash at end of year2010-12-31$10,705
Total non interest bearing cash at beginning of year2010-12-31$11,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,105,041
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,005,648
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,966,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,611,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,886,436
Interest on participant loans2010-12-31$12,518
Value of interest in common/collective trusts at end of year2010-12-31$5,098,201
Value of interest in common/collective trusts at beginning of year2010-12-31$4,822,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$718,427
Net investment gain or loss from common/collective trusts2010-12-31$69,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$274,179
Employer contributions (assets) at end of year2010-12-31$13,318
Employer contributions (assets) at beginning of year2010-12-31$3,880
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$792,253
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LARSONALLEN LLP
Accountancy firm EIN2010-12-31410746749
2009 : CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN

2014: CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingYes
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CARLSON HOTELS EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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