401k Plan data: TREAN CORPORATION INCENTIVE SAVINGS PLAN plan

TREAN CORPORATION INCENTIVE SAVINGS PLAN 401k Plan overview

Plan Name	TREAN CORPORATION INCENTIVE SAVINGS PLAN
Plan identification number	001

TREAN CORPORATION INCENTIVE SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TREAN CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: TREAN CORPORATION

Employer identification number (EIN): 411966220

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TREAN CORPORATION INCENTIVE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 JULIE A BARON JULIE A BARON 2018-09-24
001 2016-01-01 JULIE BARON
001 2015-01-01 JULIE A. BARON 2016-07-12
001 2014-01-01 JULIE A. BARON 2015-06-29
001 2013-01-01 PATRICIA SCHAFFRAN 2014-07-07
001 2012-01-01 JILL JOHNSON 2013-07-30
001 2011-01-01 JILL JOHNSON 2012-07-26
001 2010-01-01 PATRICIA J. SCHAFFRAN 2011-07-08 PATRICIA J. SCHAFFRAN 2011-07-08

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	JULIE A BARON		JULIE A BARON	2018-09-24
001	2016-01-01	JULIE BARON
001	2015-01-01	JULIE A. BARON	2016-07-12
001	2014-01-01	JULIE A. BARON	2015-06-29
001	2013-01-01	PATRICIA SCHAFFRAN	2014-07-07
001	2012-01-01	JILL JOHNSON	2013-07-30
001	2011-01-01	JILL JOHNSON	2012-07-26
001	2010-01-01	PATRICIA J. SCHAFFRAN	2011-07-08	PATRICIA J. SCHAFFRAN	2011-07-08

Plan Statistics for TREAN CORPORATION INCENTIVE SAVINGS PLAN

401k plan membership statisitcs for TREAN CORPORATION INCENTIVE SAVINGS PLAN

Measure Date Value
2022: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 430
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 335
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 103
Total of all active and inactive participants 2022-01-01 438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 438
Number of participants with account balances 2022-01-01 434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 51
2021: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 383
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 333
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 74
Total of all active and inactive participants 2021-01-01 407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 407
Number of participants with account balances 2021-01-01 403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 42
2020: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 284
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 259
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 56
Total of all active and inactive participants 2020-01-01 315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 315
Number of participants with account balances 2020-01-01 313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 9
2019: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 238
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 187
Number of retired or separated participants receiving benefits 2019-01-01 204
Number of other retired or separated participants entitled to future benefits 2019-01-01 65
Total of all active and inactive participants 2019-01-01 456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 456
Number of participants with account balances 2019-01-01 267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 8
2018: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 164
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 50
Total of all active and inactive participants 2018-01-01 214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 214
Number of participants with account balances 2018-01-01 208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 9
2017: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 128
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 40
Total of all active and inactive participants 2017-01-01 168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 168
Number of participants with account balances 2017-01-01 156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 9
2016: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 97
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 36
Total of all active and inactive participants 2016-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 133
Number of participants with account balances 2016-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 10

Measure	Date	Value
2022: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	430
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	335
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	103
Total of all active and inactive participants	2022-01-01	438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	438
Number of participants with account balances	2022-01-01	434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	51
2021: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	383
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	333
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	74
Total of all active and inactive participants	2021-01-01	407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	407
Number of participants with account balances	2021-01-01	403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	42
2020: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	284
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	259
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	56
Total of all active and inactive participants	2020-01-01	315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	315
Number of participants with account balances	2020-01-01	313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	9
2019: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	238
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	187
Number of retired or separated participants receiving benefits	2019-01-01	204
Number of other retired or separated participants entitled to future benefits	2019-01-01	65
Total of all active and inactive participants	2019-01-01	456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	456
Number of participants with account balances	2019-01-01	267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	8
2018: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	164
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	50
Total of all active and inactive participants	2018-01-01	214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	214
Number of participants with account balances	2018-01-01	208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	9
2017: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	128
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	40
Total of all active and inactive participants	2017-01-01	168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	168
Number of participants with account balances	2017-01-01	156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	9
2016: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	97
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	36
Total of all active and inactive participants	2016-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	133
Number of participants with account balances	2016-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	10

Financial Data on TREAN CORPORATION INCENTIVE SAVINGS PLAN

Measure	Date	Value
2022 : TREAN CORPORATION INCENTIVE SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$221,205
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,420,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,375,369
Expenses. Certain deemed distributions of participant loans	2022-12-31	$9,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$5,180,436
Value of total assets at end of year	2022-12-31	$23,521,082
Value of total assets at beginning of year	2022-12-31	$24,720,011
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$34,912
Total interest from all sources	2022-12-31	$52,452
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,091,593
Participant contributions at end of year	2022-12-31	$430,705
Participant contributions at beginning of year	2022-12-31	$376,485
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,158,741
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,198,929
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$23,521,082
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$24,720,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in pooled separate accounts at end of year	2022-12-31	$20,699,306
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$23,568,801
Interest on participant loans	2022-12-31	$19,800
Interest earned on other investments	2022-12-31	$32,652
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$2,391,071
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$774,725
Net investment gain/loss from pooled separate accounts	2022-12-31	$-5,011,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,930,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,375,369
Contract administrator fees	2022-12-31	$34,912
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BOULAY PLLP
Accountancy firm EIN	2022-12-31	410887288
2021 : TREAN CORPORATION INCENTIVE SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$1,563,663
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,402,803
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$3,311,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$3,278,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,378,612
Value of total assets at end of year	2021-12-31	$24,720,011
Value of total assets at beginning of year	2021-12-31	$21,064,760
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$32,701
Total interest from all sources	2021-12-31	$45,627
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,940,051
Participant contributions at end of year	2021-12-31	$376,485
Participant contributions at beginning of year	2021-12-31	$319,566
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$437,136
Other income not declared elsewhere	2021-12-31	$81
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,091,588
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$24,720,011
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$21,064,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at end of year	2021-12-31	$23,568,801
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$19,004,184
Interest on participant loans	2021-12-31	$19,664
Interest earned on other investments	2021-12-31	$25,963
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$774,725
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$777,603
Net investment gain/loss from pooled separate accounts	2021-12-31	$2,978,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,425
Employer contributions (assets) at beginning of year	2021-12-31	$963,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$3,278,514
Contract administrator fees	2021-12-31	$32,701
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BOULAY PLLP
Accountancy firm EIN	2021-12-31	410887288
2020 : TREAN CORPORATION INCENTIVE SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$12,439
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$6,774,126
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,769,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,735,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$4,308,691
Value of total assets at end of year	2020-12-31	$21,064,760
Value of total assets at beginning of year	2020-12-31	$16,060,156
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$34,062
Total interest from all sources	2020-12-31	$18,800
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,275,051
Participant contributions at end of year	2020-12-31	$319,566
Participant contributions at beginning of year	2020-12-31	$343,534
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,067,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$5,004,604
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$21,064,760
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$16,060,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$19,004,184
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$14,412,501
Interest on participant loans	2020-12-31	$18,800
Interest earned on other investments	2020-12-31	$12,464
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$777,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$584,128
Net investment gain/loss from pooled separate accounts	2020-12-31	$2,446,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$966,039
Employer contributions (assets) at end of year	2020-12-31	$963,407
Employer contributions (assets) at beginning of year	2020-12-31	$719,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,735,460
Contract administrator fees	2020-12-31	$34,062
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BOULAY PLLP
Accountancy firm EIN	2020-12-31	410887288
2019 : TREAN CORPORATION INCENTIVE SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$4,705,351
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,696,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,688,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,874,510
Value of total assets at end of year	2019-12-31	$16,060,156
Value of total assets at beginning of year	2019-12-31	$14,051,753
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$8,116
Total interest from all sources	2019-12-31	$2,820,531
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$977,350
Participant contributions at end of year	2019-12-31	$343,534
Participant contributions at beginning of year	2019-12-31	$269,914
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$177,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,008,403
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$16,060,156
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$14,051,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$14,412,501
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$12,681,651
Interest on participant loans	2019-12-31	$17,084
Interest earned on other investments	2019-12-31	$2,803,447
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$584,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$553,091
Net investment gain/loss from pooled separate accounts	2019-12-31	$10,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$719,992
Employer contributions (assets) at end of year	2019-12-31	$719,993
Employer contributions (assets) at beginning of year	2019-12-31	$547,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,688,832
Contract administrator fees	2019-12-31	$8,116
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BOULAY PLLP
Accountancy firm EIN	2019-12-31	410887288
2018 : TREAN CORPORATION INCENTIVE SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,282,792
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,155,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,153,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,091,950
Value of total assets at end of year	2018-12-31	$14,051,752
Value of total assets at beginning of year	2018-12-31	$13,924,599
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,657
Total interest from all sources	2018-12-31	$21,157
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$730,329
Participant contributions at end of year	2018-12-31	$269,914
Participant contributions at beginning of year	2018-12-31	$315,258
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$814,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$127,153
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$14,051,752
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$13,924,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$12,681,650
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$12,744,595
Interest on participant loans	2018-12-31	$13,591
Interest earned on other investments	2018-12-31	$7,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$553,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$434,065
Net investment gain/loss from pooled separate accounts	2018-12-31	$-830,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$547,097
Employer contributions (assets) at end of year	2018-12-31	$547,097
Employer contributions (assets) at beginning of year	2018-12-31	$430,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,153,982
Contract administrator fees	2018-12-31	$1,657
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BOULAY PLLP
Accountancy firm EIN	2018-12-31	410887288
2017 : TREAN CORPORATION INCENTIVE SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,864,834
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$220,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$219,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,034,038
Value of total assets at end of year	2017-12-31	$13,924,599
Value of total assets at beginning of year	2017-12-31	$11,280,319
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$913
Total interest from all sources	2017-12-31	$23,520
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$577,046
Participant contributions at end of year	2017-12-31	$315,258
Participant contributions at beginning of year	2017-12-31	$343,440
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$14,887
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$22,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,644,280
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$13,924,599
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$11,280,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$12,744,595
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$9,847,625
Interest on participant loans	2017-12-31	$14,660
Interest earned on other investments	2017-12-31	$8,860
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$434,065
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$765,981
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,807,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$434,496
Employer contributions (assets) at end of year	2017-12-31	$430,681
Employer contributions (assets) at beginning of year	2017-12-31	$308,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$219,641
Contract administrator fees	2017-12-31	$913
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BOULAY PLLP
Accountancy firm EIN	2017-12-31	410887288
2016 : TREAN CORPORATION INCENTIVE SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,022,431
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$402,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$401,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,084,212
Value of total assets at end of year	2016-12-31	$11,280,319
Value of total assets at beginning of year	2016-12-31	$9,660,093
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$841
Total interest from all sources	2016-12-31	$22,643
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$456,334
Participant contributions at end of year	2016-12-31	$14,887
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$20,307
Assets. Loans (other than to participants) at end of year	2016-12-31	$343,440
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$384,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,620,226
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$11,280,319
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$9,660,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$9,847,625
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$8,911,379
Interest on participant loans	2016-12-31	$15,042
Interest earned on other investments	2016-12-31	$7,601
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$765,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$364,443
Net investment gain/loss from pooled separate accounts	2016-12-31	$915,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$607,571
Employer contributions (assets) at end of year	2016-12-31	$308,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$401,364
Contract administrator fees	2016-12-31	$841
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BOULAY PLLP
Accountancy firm EIN	2016-12-31	410887288

Form 5500 Responses for TREAN CORPORATION INCENTIVE SAVINGS PLAN

2022: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2019: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2018: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2017: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2016: TREAN CORPORATION INCENTIVE SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

063277

Policy instance

Insurance contract or identification number	063277
Number of Individuals Covered	438
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	1
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

063277

Policy instance

Insurance contract or identification number	063277
Number of Individuals Covered	407
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	1
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

063277

Policy instance

Insurance contract or identification number	063277
Number of Individuals Covered	315
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	1
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

063277

Policy instance

Insurance contract or identification number	063277
Number of Individuals Covered	269
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	1
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

063277

Policy instance

Insurance contract or identification number	063277
Number of Individuals Covered	168
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $1,740
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	1
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,740
Insurance broker organization code?	3
Insurance broker name	KESTRA ADVISORY SERVICES, LLC

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Company Name:	TREAN CORPORATION
Employer identification number (EIN):	411966220
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages