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CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameCIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN
Plan identification number 001

CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CIRCASSIA INC. has sponsored the creation of one or more 401k plans.

Company Name:CIRCASSIA INC.
Employer identification number (EIN):412032037
NAIC Classification:325410

Additional information about CIRCASSIA INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2008-06-13
Company Identification Number: 0800991686
Legal Registered Office Address: 1100 PERIMETER PARK DR STE 114

MORRISVILLE
United States of America (USA)
27560

More information about CIRCASSIA INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01TOM SCACCIA2023-10-05
0012021-01-01AMANDA GASKINS2022-07-20 JEFFREY HILL2022-07-20
0012020-01-01
0012019-01-01JEFFREY HILL2020-09-30
0012018-01-01
0012017-01-01
0012016-01-01
0012016-01-01
0012015-01-01
0012014-01-01KENNETH W. MARSHALL2015-04-21
0012013-01-01KENNETH W. MARSHALL2014-05-28
0012012-01-01KENNETH W. MARSHALL2013-05-07
0012011-01-01KENNETH W. MARSHALL2012-06-20
0012010-01-01CHARLES J. NEFF III2011-04-27
0012009-01-01CHARLES J. NEFF III

Plan Statistics for CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN

401k plan membership statisitcs for CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN

Measure Date Value
2022: CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01146
Total number of active participants reported on line 7a of the Form 55002022-01-0121
Number of retired or separated participants receiving benefits2022-01-01102
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01124
Number of participants with account balances2022-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01204
Total number of active participants reported on line 7a of the Form 55002021-01-0125
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01121
Total of all active and inactive participants2021-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01146
Number of participants with account balances2021-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01180
Total number of active participants reported on line 7a of the Form 55002020-01-0148
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01154
Total of all active and inactive participants2020-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01202
Number of participants with account balances2020-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2017: CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01228
Total number of active participants reported on line 7a of the Form 55002017-01-01277
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0161
Total of all active and inactive participants2017-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01338
Number of participants with account balances2017-01-01284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2009: CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0125
Total number of active participants reported on line 7a of the Form 55002009-01-0114
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-0125
Total participants2009-01-0125
Number of participants with account balances2009-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN

Measure Date Value
2022 : CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-978,223
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,334,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,295,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$332,653
Value of total assets at end of year2022-12-31$5,433,053
Value of total assets at beginning of year2022-12-31$7,745,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$38,223
Total interest from all sources2022-12-31$799
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$280,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$280,211
Administrative expenses professional fees incurred2022-12-31$38,223
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$199,725
Participant contributions at end of year2022-12-31$8,978
Participant contributions at beginning of year2022-12-31$7,322
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$27,219
Other income not declared elsewhere2022-12-31$-1,591,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,312,223
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,433,053
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$7,745,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$5,400,693
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$7,713,636
Interest on participant loans2022-12-31$799
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$23,382
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$24,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$105,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,295,777
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BERNARD ROBINSON & CO
Accountancy firm EIN2022-12-31560571159
2021 : CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,639,204
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,595,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,556,623
Expenses. Certain deemed distributions of participant loans2021-12-31$12,418
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$458,596
Value of total assets at end of year2021-12-31$7,745,276
Value of total assets at beginning of year2021-12-31$9,701,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$26,400
Total interest from all sources2021-12-31$1,360
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$340,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$340,349
Administrative expenses professional fees incurred2021-12-31$26,400
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$263,031
Participant contributions at end of year2021-12-31$7,322
Participant contributions at beginning of year2021-12-31$39,760
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$55,181
Other income not declared elsewhere2021-12-31$838,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-1,956,237
Value of net assets at end of year (total assets less liabilities)2021-12-31$7,745,276
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,701,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$7,713,636
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$9,376,355
Interest on participant loans2021-12-31$1,360
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$285,398
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$24,318
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$140,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,556,623
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BERNARD ROBINSON & CO
Accountancy firm EIN2021-12-31560571159
2020 : CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,751,844
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,405,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,372,367
Value of total corrective distributions2020-12-31$1,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,414,889
Value of total assets at end of year2020-12-31$9,701,513
Value of total assets at beginning of year2020-12-31$11,355,222
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$31,940
Total interest from all sources2020-12-31$2,163
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$297,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$297,528
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$795,661
Participant contributions at end of year2020-12-31$39,760
Participant contributions at beginning of year2020-12-31$52,466
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$177,238
Administrative expenses (other) incurred2020-12-31$19,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-1,653,709
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,701,513
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,355,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$12,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$9,376,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,199,237
Interest on participant loans2020-12-31$2,163
Value of interest in common/collective trusts at end of year2020-12-31$285,398
Value of interest in common/collective trusts at beginning of year2020-12-31$103,519
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,032,508
Net investment gain or loss from common/collective trusts2020-12-31$4,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$441,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,372,367
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BERNARD ROBINSON & CO
Accountancy firm EIN2020-12-31560571159
2017 : CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,336,153
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,826,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,822,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,955,162
Value of total assets at end of year2017-12-31$12,056,501
Value of total assets at beginning of year2017-12-31$7,546,792
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,514
Total interest from all sources2017-12-31$4,077
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$2,550
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,073,434
Participant contributions at end of year2017-12-31$154,723
Participant contributions at beginning of year2017-12-31$51,198
Participant contributions at end of year2017-12-31$73,804
Participant contributions at beginning of year2017-12-31$53,150
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,616,098
Other income not declared elsewhere2017-12-31$2,040
Total non interest bearing cash at end of year2017-12-31$1,023
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,509,709
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,056,501
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,546,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$11,730,761
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,372,111
Interest on participant loans2017-12-31$4,077
Net investment gain/loss from pooled separate accounts2017-12-31$1,374,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,265,630
Employer contributions (assets) at end of year2017-12-31$96,190
Employer contributions (assets) at beginning of year2017-12-31$70,333
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,822,930
Contract administrator fees2017-12-31$964
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HUGHES PITTMAN & GUPTON, LLC
Accountancy firm EIN2017-12-31561415202
2009 : CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN

2022: CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2017: CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2009: CIRCASSIA PHARMACEUTICAL 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number513908-01
Policy instance 1
Insurance contract or identification number513908-01
Number of Individuals Covered103
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $40
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number513908-01
Policy instance 1
Insurance contract or identification number513908-01
Number of Individuals Covered124
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $18
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number111219
Policy instance 1
Insurance contract or identification number111219
Number of Individuals Covered292
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $36,401
Total amount of fees paid to insurance companyUSD $2,550
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,056
Insurance broker organization code?3
Amount paid for insurance broker fees2550
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker nameQUALIFIED RETIREMENT PLAN SERVICES

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