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NOVELIS SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameNOVELIS SAVINGS AND RETIREMENT PLAN
Plan identification number 034

NOVELIS SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NOVELIS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:NOVELIS CORPORATION
Employer identification number (EIN):412098321
NAIC Classification:331310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOVELIS SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0342022-01-01
0342021-01-01
0342020-01-01
0342019-01-01
0342018-01-01
0342017-01-01LESLIE PARRETTE
0342016-01-01LESLIE PARRETTE LESLIE PARRETTE2017-10-06
0342015-01-01LESPARRETTE1
0342014-01-01NICK BRECKER LES PARRETTE2015-10-15
0342013-01-01NICK BRECKER LES PARRETTE2015-03-02
0342012-01-01NICK BRECKER LES PARRETTE2015-03-02
0342011-01-01NICKOLAS BRECKER LESLIE PARRETTE2012-10-15
0342010-01-01JOHN N. STAMATIADES JOHN C. TILLMAN2011-10-04
0342009-01-01JOHN N. STAMATIADES PAUL J. MENDIK2010-09-30

Plan Statistics for NOVELIS SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for NOVELIS SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022: NOVELIS SAVINGS AND RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-016,413
Total number of active participants reported on line 7a of the Form 55002022-01-015,439
Number of retired or separated participants receiving benefits2022-01-01171
Number of other retired or separated participants entitled to future benefits2022-01-011,314
Total of all active and inactive participants2022-01-016,924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0130
Total participants2022-01-016,954
Number of participants with account balances2022-01-016,834
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01219
2021: NOVELIS SAVINGS AND RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-015,175
Total number of active participants reported on line 7a of the Form 55002021-01-015,007
Number of retired or separated participants receiving benefits2021-01-01153
Number of other retired or separated participants entitled to future benefits2021-01-011,228
Total of all active and inactive participants2021-01-016,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0125
Total participants2021-01-016,413
Number of participants with account balances2021-01-016,303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01212
2020: NOVELIS SAVINGS AND RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,962
Total number of active participants reported on line 7a of the Form 55002020-01-014,210
Number of retired or separated participants receiving benefits2020-01-01106
Number of other retired or separated participants entitled to future benefits2020-01-01843
Total of all active and inactive participants2020-01-015,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0116
Total participants2020-01-015,175
Number of participants with account balances2020-01-015,105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0177
2019: NOVELIS SAVINGS AND RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,790
Total number of active participants reported on line 7a of the Form 55002019-01-014,038
Number of retired or separated participants receiving benefits2019-01-01107
Number of other retired or separated participants entitled to future benefits2019-01-01804
Total of all active and inactive participants2019-01-014,949
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0113
Total participants2019-01-014,962
Number of participants with account balances2019-01-014,891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0189
2018: NOVELIS SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,402
Total number of active participants reported on line 7a of the Form 55002018-01-013,904
Number of retired or separated participants receiving benefits2018-01-0195
Number of other retired or separated participants entitled to future benefits2018-01-01779
Total of all active and inactive participants2018-01-014,778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0112
Total participants2018-01-014,790
Number of participants with account balances2018-01-014,727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01100
2017: NOVELIS SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,186
Total number of active participants reported on line 7a of the Form 55002017-01-013,567
Number of retired or separated participants receiving benefits2017-01-0174
Number of other retired or separated participants entitled to future benefits2017-01-01752
Total of all active and inactive participants2017-01-014,393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-019
Total participants2017-01-014,402
Number of participants with account balances2017-01-014,358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01115
2016: NOVELIS SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,021
Total number of active participants reported on line 7a of the Form 55002016-01-013,442
Number of retired or separated participants receiving benefits2016-01-0161
Number of other retired or separated participants entitled to future benefits2016-01-01675
Total of all active and inactive participants2016-01-014,178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-018
Total participants2016-01-014,186
Number of participants with account balances2016-01-014,141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01105
2015: NOVELIS SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,777
Total number of active participants reported on line 7a of the Form 55002015-01-013,360
Number of retired or separated participants receiving benefits2015-01-0144
Number of other retired or separated participants entitled to future benefits2015-01-01613
Total of all active and inactive participants2015-01-014,017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-014,021
Number of participants with account balances2015-01-013,983
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01101
2014: NOVELIS SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,525
Total number of active participants reported on line 7a of the Form 55002014-01-013,174
Number of retired or separated participants receiving benefits2014-01-0135
Number of other retired or separated participants entitled to future benefits2014-01-01564
Total of all active and inactive participants2014-01-013,773
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-013,777
Number of participants with account balances2014-01-013,723
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0192
2013: NOVELIS SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,248
Total number of active participants reported on line 7a of the Form 55002013-01-012,987
Number of retired or separated participants receiving benefits2013-01-0127
Number of other retired or separated participants entitled to future benefits2013-01-01507
Total of all active and inactive participants2013-01-013,521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-013,525
Number of participants with account balances2013-01-013,481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0183
2012: NOVELIS SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,009
Total number of active participants reported on line 7a of the Form 55002012-01-012,791
Number of retired or separated participants receiving benefits2012-01-0125
Number of other retired or separated participants entitled to future benefits2012-01-01429
Total of all active and inactive participants2012-01-013,245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-013,248
Number of participants with account balances2012-01-013,198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0126
2011: NOVELIS SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,816
Total number of active participants reported on line 7a of the Form 55002011-01-012,598
Number of retired or separated participants receiving benefits2011-01-0122
Number of other retired or separated participants entitled to future benefits2011-01-01386
Total of all active and inactive participants2011-01-013,006
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-013,009
Number of participants with account balances2011-01-012,977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0127
2010: NOVELIS SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,752
Total number of active participants reported on line 7a of the Form 55002010-01-012,414
Number of retired or separated participants receiving benefits2010-01-0116
Number of other retired or separated participants entitled to future benefits2010-01-01383
Total of all active and inactive participants2010-01-012,813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-012,816
Number of participants with account balances2010-01-012,808
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0139
2009: NOVELIS SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,784
Total number of active participants reported on line 7a of the Form 55002009-01-012,384
Number of retired or separated participants receiving benefits2009-01-0113
Number of other retired or separated participants entitled to future benefits2009-01-01351
Total of all active and inactive participants2009-01-012,748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-012,752
Number of participants with account balances2009-01-012,746
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0132

Financial Data on NOVELIS SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022 : NOVELIS SAVINGS AND RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$12,915
Total unrealized appreciation/depreciation of assets2022-12-31$12,915
Total transfer of assets to this plan2022-12-31$743,264
Total transfer of assets from this plan2022-12-31$440
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-86,740,637
Total loss/gain on sale of assets2022-12-31$53,440
Total of all expenses incurred2022-12-31$63,957,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$62,993,218
Value of total corrective distributions2022-12-31$5,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$108,667,234
Value of total assets at end of year2022-12-31$1,107,252,681
Value of total assets at beginning of year2022-12-31$1,257,208,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$959,231
Total interest from all sources2022-12-31$946,915
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$10,997,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$10,997,854
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$56,110,512
Participant contributions at end of year2022-12-31$25,963,820
Participant contributions at beginning of year2022-12-31$24,875,518
Participant contributions at end of year2022-12-31$63,860
Participant contributions at beginning of year2022-12-31$4,560
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$6,083,947
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$20,858
Other income not declared elsewhere2022-12-31$63,416
Administrative expenses (other) incurred2022-12-31$959,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-150,698,334
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,107,252,681
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,257,208,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Interest on participant loans2022-12-31$946,915
Value of interest in master investment trust accounts at end of year2022-12-31$1,081,155,491
Value of interest in master investment trust accounts at beginning of year2022-12-31$1,232,322,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-112,285,451
Net investment gain or loss from common/collective trusts2022-12-31$-95,196,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$46,472,775
Employer contributions (assets) at end of year2022-12-31$69,510
Employer contributions (assets) at beginning of year2022-12-31$6,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$62,972,360
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate carrying amount (costs) on sale of assets2022-12-31$-53,440
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FRAZIER & DEETER LLC
Accountancy firm EIN2022-12-31581433845
2021 : NOVELIS SAVINGS AND RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$73,295
Total unrealized appreciation/depreciation of assets2021-12-31$73,295
Total transfer of assets to this plan2021-12-31$6,170,742
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$246,567,064
Total loss/gain on sale of assets2021-12-31$75,471
Total of all expenses incurred2021-12-31$87,398,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$86,595,323
Value of total corrective distributions2021-12-31$8,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$100,082,629
Value of total assets at end of year2021-12-31$1,257,208,191
Value of total assets at beginning of year2021-12-31$1,091,869,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$795,167
Total interest from all sources2021-12-31$991,633
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$19,574,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$19,574,018
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$50,649,029
Participant contributions at end of year2021-12-31$24,875,518
Participant contributions at beginning of year2021-12-31$23,400,918
Participant contributions at end of year2021-12-31$4,560
Participant contributions at beginning of year2021-12-31$4,941
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$8,254,074
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$2,077
Other income not declared elsewhere2021-12-31$47,160
Administrative expenses (other) incurred2021-12-31$795,167
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$78,075,688
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$159,168,186
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,257,208,191
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,091,869,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Interest on participant loans2021-12-31$991,633
Value of interest in master investment trust accounts at end of year2021-12-31$1,232,322,105
Value of interest in master investment trust accounts at beginning of year2021-12-31$989,807,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$57,009,421
Net investment gain or loss from common/collective trusts2021-12-31$68,713,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$41,179,526
Employer contributions (assets) at end of year2021-12-31$6,008
Employer contributions (assets) at beginning of year2021-12-31$580,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$86,593,246
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate carrying amount (costs) on sale of assets2021-12-31$-75,471
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2021-12-31581433845
2020 : NOVELIS SAVINGS AND RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$104,649,204
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$200,187,843
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$95,633,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$95,084,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$76,657,086
Value of total assets at end of year2020-12-31$1,091,869,263
Value of total assets at beginning of year2020-12-31$882,665,933
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$549,521
Total interest from all sources2020-12-31$1,094,225
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$42,713,691
Participant contributions at end of year2020-12-31$23,400,918
Participant contributions at beginning of year2020-12-31$23,705,567
Participant contributions at end of year2020-12-31$4,941
Participant contributions at beginning of year2020-12-31$27,877
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,968,493
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$1,727
Other income not declared elsewhere2020-12-31$28,940
Administrative expenses (other) incurred2020-12-31$549,521
Total non interest bearing cash at end of year2020-12-31$78,075,688
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$104,554,126
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,091,869,263
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$882,665,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Interest on participant loans2020-12-31$1,094,225
Value of interest in master investment trust accounts at end of year2020-12-31$989,807,000
Value of interest in master investment trust accounts at beginning of year2020-12-31$858,908,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$31,974,902
Employer contributions (assets) at end of year2020-12-31$580,716
Employer contributions (assets) at beginning of year2020-12-31$24,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$95,082,469
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2020-12-31581433845
2019 : NOVELIS SAVINGS AND RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$8,321,377
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$217,719,117
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$54,927,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$54,415,835
Value of total corrective distributions2019-12-31$654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$71,665,955
Value of total assets at end of year2019-12-31$882,665,933
Value of total assets at beginning of year2019-12-31$711,552,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$511,068
Total interest from all sources2019-12-31$1,038,237
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$10,006,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$10,006,559
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$39,675,390
Participant contributions at end of year2019-12-31$23,705,567
Participant contributions at beginning of year2019-12-31$21,288,924
Participant contributions at end of year2019-12-31$27,877
Participant contributions at beginning of year2019-12-31$197,640
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,007,349
Other income not declared elsewhere2019-12-31$38,635
Administrative expenses (other) incurred2019-12-31$511,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$162,791,560
Value of net assets at end of year (total assets less liabilities)2019-12-31$882,665,933
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$711,552,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Interest on participant loans2019-12-31$1,038,237
Value of interest in master investment trust accounts at end of year2019-12-31$858,908,441
Value of interest in master investment trust accounts at beginning of year2019-12-31$689,924,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$59,479,817
Net investment gain or loss from common/collective trusts2019-12-31$75,489,914
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$28,983,216
Employer contributions (assets) at end of year2019-12-31$24,048
Employer contributions (assets) at beginning of year2019-12-31$142,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$54,415,835
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2019-12-31581433845
2018 : NOVELIS SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$179,373
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$35,083,079
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$40,073,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$39,878,398
Value of total corrective distributions2018-12-31$2,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$68,102,537
Value of total assets at end of year2018-12-31$711,552,996
Value of total assets at beginning of year2018-12-31$716,364,296
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$192,615
Total interest from all sources2018-12-31$814,922
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$36,550,022
Participant contributions at end of year2018-12-31$21,288,924
Participant contributions at beginning of year2018-12-31$19,266,353
Participant contributions at end of year2018-12-31$197,640
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$5,230,714
Other income not declared elsewhere2018-12-31$55,252
Administrative expenses (other) incurred2018-12-31$192,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,990,673
Value of net assets at end of year (total assets less liabilities)2018-12-31$711,552,996
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$716,364,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest on participant loans2018-12-31$814,922
Value of interest in master investment trust accounts at end of year2018-12-31$689,924,241
Value of interest in master investment trust accounts at beginning of year2018-12-31$697,097,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$26,321,801
Employer contributions (assets) at end of year2018-12-31$142,191
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$39,878,398
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2018-12-31581433845
2017 : NOVELIS SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$173,279
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$149,836,307
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$37,258,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$36,868,831
Expenses. Certain deemed distributions of participant loans2017-12-31$287,800
Value of total corrective distributions2017-12-31$16,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$59,459,712
Value of total assets at end of year2017-12-31$716,364,296
Value of total assets at beginning of year2017-12-31$603,612,712
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$84,760
Total interest from all sources2017-12-31$479,827
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$32,893,963
Participant contributions at end of year2017-12-31$19,266,353
Participant contributions at beginning of year2017-12-31$18,300,116
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$20,091
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,639,225
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$117
Other income not declared elsewhere2017-12-31$-58,399
Administrative expenses (other) incurred2017-12-31$84,760
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$112,578,305
Value of net assets at end of year (total assets less liabilities)2017-12-31$716,364,296
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$603,612,712
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest on participant loans2017-12-31$479,827
Value of interest in master investment trust accounts at end of year2017-12-31$697,097,943
Value of interest in master investment trust accounts at beginning of year2017-12-31$585,276,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$23,926,524
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$15,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$36,868,714
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2017-12-31581433845
2016 : NOVELIS SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$114,860
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$93,901,845
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$35,101,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$35,055,619
Value of total corrective distributions2016-12-31$13
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$53,248,448
Value of total assets at end of year2016-12-31$603,612,712
Value of total assets at beginning of year2016-12-31$544,697,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$45,761
Total interest from all sources2016-12-31$564,780
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$29,972,036
Participant contributions at end of year2016-12-31$18,300,116
Participant contributions at beginning of year2016-12-31$17,895,588
Participant contributions at end of year2016-12-31$20,091
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,022,789
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$521
Administrative expenses (other) incurred2016-12-31$45,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$58,800,452
Value of net assets at end of year (total assets less liabilities)2016-12-31$603,612,712
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$544,697,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest on participant loans2016-12-31$564,780
Value of interest in master investment trust accounts at end of year2016-12-31$585,276,791
Value of interest in master investment trust accounts at beginning of year2016-12-31$526,801,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$21,253,623
Employer contributions (assets) at end of year2016-12-31$15,714
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$35,055,098
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2016-12-31721396621
2015 : NOVELIS SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$12,531
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$47,211,041
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$32,022,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$31,831,151
Value of total corrective distributions2015-12-31$119,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$50,734,980
Value of total assets at end of year2015-12-31$544,697,400
Value of total assets at beginning of year2015-12-31$529,495,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$71,325
Total interest from all sources2015-12-31$541,227
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$71,325
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$27,744,073
Participant contributions at end of year2015-12-31$17,895,588
Participant contributions at beginning of year2015-12-31$16,852,431
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$449,677
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,164,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$15,188,967
Value of net assets at end of year (total assets less liabilities)2015-12-31$544,697,400
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$529,495,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest on participant loans2015-12-31$541,227
Value of interest in master investment trust accounts at end of year2015-12-31$526,801,812
Value of interest in master investment trust accounts at beginning of year2015-12-31$511,806,942
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$20,826,030
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$386,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$31,831,151
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BABUSH NEIMAN KORNMAN & JOHNSON LLP
Accountancy firm EIN2015-12-31580942047
2014 : NOVELIS SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$76,994,218
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$28,397,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$28,247,436
Value of total corrective distributions2014-12-31$94,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$45,696,784
Value of total assets at end of year2014-12-31$529,495,902
Value of total assets at beginning of year2014-12-31$480,899,234
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$55,163
Total interest from all sources2014-12-31$514,886
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$55,163
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$24,597,702
Participant contributions at end of year2014-12-31$16,852,431
Participant contributions at beginning of year2014-12-31$16,006,981
Participant contributions at end of year2014-12-31$449,677
Participant contributions at beginning of year2014-12-31$720,861
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,020,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$48,596,668
Value of net assets at end of year (total assets less liabilities)2014-12-31$529,495,902
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$480,899,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest on participant loans2014-12-31$514,886
Value of interest in master investment trust accounts at end of year2014-12-31$511,806,942
Value of interest in master investment trust accounts at beginning of year2014-12-31$463,638,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$17,078,424
Employer contributions (assets) at end of year2014-12-31$386,852
Employer contributions (assets) at beginning of year2014-12-31$532,868
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$28,247,436
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BABUSH NEIMAN KORNMAN & JOHNSON LLP
Accountancy firm EIN2014-12-31580942047
2013 : NOVELIS SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$462,442
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$98,920,814
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$26,138,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$25,994,024
Value of total corrective distributions2013-12-31$100,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$38,028,021
Value of total assets at end of year2013-12-31$480,899,234
Value of total assets at beginning of year2013-12-31$407,654,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$43,758
Total interest from all sources2013-12-31$450,803
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$43,758
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$21,720,020
Participant contributions at end of year2013-12-31$16,006,981
Participant contributions at beginning of year2013-12-31$13,691,970
Participant contributions at end of year2013-12-31$720,861
Participant contributions at beginning of year2013-12-31$553,185
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,707,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$72,782,784
Value of net assets at end of year (total assets less liabilities)2013-12-31$480,899,234
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$407,654,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest on participant loans2013-12-31$450,803
Value of interest in master investment trust accounts at end of year2013-12-31$463,638,524
Value of interest in master investment trust accounts at beginning of year2013-12-31$392,759,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$14,600,361
Employer contributions (assets) at end of year2013-12-31$532,868
Employer contributions (assets) at beginning of year2013-12-31$649,277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$25,994,024
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : NOVELIS SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$203,063
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$72,588,270
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$27,787,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$27,759,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$35,208,836
Value of total assets at end of year2012-12-31$407,654,008
Value of total assets at beginning of year2012-12-31$362,649,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$27,235
Total interest from all sources2012-12-31$415,868
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$27,235
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$20,578,865
Participant contributions at end of year2012-12-31$13,691,970
Participant contributions at beginning of year2012-12-31$12,681,096
Participant contributions at end of year2012-12-31$553,185
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,010,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$44,801,077
Value of net assets at end of year (total assets less liabilities)2012-12-31$407,654,008
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$362,649,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest on participant loans2012-12-31$415,868
Value of interest in master investment trust accounts at end of year2012-12-31$392,759,576
Value of interest in master investment trust accounts at beginning of year2012-12-31$349,968,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$13,619,252
Employer contributions (assets) at end of year2012-12-31$649,277
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$27,759,958
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : NOVELIS SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$5,201
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$35,930,034
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$18,518,966
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$18,479,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$31,650,705
Value of total assets at end of year2011-12-31$362,649,868
Value of total assets at beginning of year2011-12-31$345,233,599
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$38,981
Total interest from all sources2011-12-31$449,556
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$19,883,028
Participant contributions at end of year2011-12-31$12,681,096
Participant contributions at beginning of year2011-12-31$11,919,948
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$341,311
Administrative expenses (other) incurred2011-12-31$38,981
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$17,411,068
Value of net assets at end of year (total assets less liabilities)2011-12-31$362,649,868
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$345,233,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest on participant loans2011-12-31$449,556
Value of interest in master investment trust accounts at end of year2011-12-31$349,968,772
Value of interest in master investment trust accounts at beginning of year2011-12-31$332,749,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$11,767,677
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$222,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$18,479,985
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : NOVELIS SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$91,533
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$65,177,002
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$23,387,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$23,370,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$28,356,195
Value of total assets at end of year2010-12-31$345,233,599
Value of total assets at beginning of year2010-12-31$303,352,649
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$16,710
Total interest from all sources2010-12-31$492,219
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$16,778,967
Participant contributions at end of year2010-12-31$11,919,948
Participant contributions at beginning of year2010-12-31$10,944,975
Participant contributions at end of year2010-12-31$341,311
Participant contributions at beginning of year2010-12-31$7,719
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,212,333
Administrative expenses (other) incurred2010-12-31$16,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$41,789,417
Value of net assets at end of year (total assets less liabilities)2010-12-31$345,233,599
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$303,352,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest on participant loans2010-12-31$492,219
Value of interest in master investment trust accounts at end of year2010-12-31$332,749,471
Value of interest in master investment trust accounts at beginning of year2010-12-31$290,900,523
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$10,364,895
Employer contributions (assets) at end of year2010-12-31$222,869
Employer contributions (assets) at beginning of year2010-12-31$1,499,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$23,370,875
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31366055558

Form 5500 Responses for NOVELIS SAVINGS AND RETIREMENT PLAN

2022: NOVELIS SAVINGS AND RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NOVELIS SAVINGS AND RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NOVELIS SAVINGS AND RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NOVELIS SAVINGS AND RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NOVELIS SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NOVELIS SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NOVELIS SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NOVELIS SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NOVELIS SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NOVELIS SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NOVELIS SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NOVELIS SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NOVELIS SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NOVELIS SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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