401k Plan data: NOVELIS HOURLY SAVINGS PLAN plan

NOVELIS HOURLY SAVINGS PLAN 401k Plan overview

Plan Name	NOVELIS HOURLY SAVINGS PLAN
Plan identification number	045

NOVELIS HOURLY SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NOVELIS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: NOVELIS CORPORATION

Employer identification number (EIN): 412098321

NAIC Classification: 331310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOVELIS HOURLY SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
045 2021-01-01 CINDY JACOVETTY 2022-06-13 CINDY JACOVETTY 2022-06-13
045 2020-01-01
045 2019-01-01
045 2018-01-01
045 2017-01-01 LESLIE PARRETTE
045 2016-01-01 LESLIE PARRETTE LESLIE PARRETTE 2017-10-06
045 2015-01-01 LESPARRETTE1
045 2014-01-01 NICK BRECKER LES PARRETTE 2015-10-15
045 2013-01-01 NICK BRECKER LES PARRETTE 2015-03-02
045 2012-01-01 NICKOLAS BRECKER LESLIE PARRETTE 2013-10-15
045 2012-01-01 NICK BRECKER LES PARRETTE 2015-03-02
045 2011-01-01 NICKOLAS BRECKER LESLIE PARRETTE 2012-10-15
045 2010-01-01 JOHN N. STAMATIADES JOHN C. TILLMAN 2011-10-06
045 2009-01-01 JOHN N. STAMATIADES PAUL J. MENDIK 2010-09-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
045	2021-01-01	CINDY JACOVETTY	2022-06-13	CINDY JACOVETTY	2022-06-13
045	2020-01-01
045	2019-01-01
045	2018-01-01
045	2017-01-01	LESLIE PARRETTE
045	2016-01-01	LESLIE PARRETTE		LESLIE PARRETTE	2017-10-06
045	2015-01-01	LESPARRETTE1
045	2014-01-01	NICK BRECKER		LES PARRETTE	2015-10-15
045	2013-01-01	NICK BRECKER		LES PARRETTE	2015-03-02
045	2012-01-01	NICKOLAS BRECKER		LESLIE PARRETTE	2013-10-15
045	2012-01-01	NICK BRECKER		LES PARRETTE	2015-03-02
045	2011-01-01	NICKOLAS BRECKER		LESLIE PARRETTE	2012-10-15
045	2010-01-01	JOHN N. STAMATIADES		JOHN C. TILLMAN	2011-10-06
045	2009-01-01	JOHN N. STAMATIADES		PAUL J. MENDIK	2010-09-30

Plan Statistics for NOVELIS HOURLY SAVINGS PLAN

401k plan membership statisitcs for NOVELIS HOURLY SAVINGS PLAN

Measure Date Value
2020: NOVELIS HOURLY SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 212
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 44
Number of retired or separated participants receiving benefits 2020-01-01 18
Number of other retired or separated participants entitled to future benefits 2020-01-01 20
Total of all active and inactive participants 2020-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 83
Number of participants with account balances 2020-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: NOVELIS HOURLY SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 320
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 156
Number of retired or separated participants receiving benefits 2019-01-01 19
Number of other retired or separated participants entitled to future benefits 2019-01-01 37
Total of all active and inactive participants 2019-01-01 212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 212
Number of participants with account balances 2019-01-01 162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: NOVELIS HOURLY SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 338
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 254
Number of retired or separated participants receiving benefits 2018-01-01 20
Number of other retired or separated participants entitled to future benefits 2018-01-01 46
Total of all active and inactive participants 2018-01-01 320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 320
Number of participants with account balances 2018-01-01 286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NOVELIS HOURLY SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 308
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 286
Number of retired or separated participants receiving benefits 2017-01-01 18
Number of other retired or separated participants entitled to future benefits 2017-01-01 34
Total of all active and inactive participants 2017-01-01 338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 338
Number of participants with account balances 2017-01-01 306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: NOVELIS HOURLY SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 330
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 256
Number of retired or separated participants receiving benefits 2016-01-01 16
Number of other retired or separated participants entitled to future benefits 2016-01-01 35
Total of all active and inactive participants 2016-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 308
Number of participants with account balances 2016-01-01 279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: NOVELIS HOURLY SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 345
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 284
Number of retired or separated participants receiving benefits 2015-01-01 16
Number of other retired or separated participants entitled to future benefits 2015-01-01 30
Total of all active and inactive participants 2015-01-01 330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 330
Number of participants with account balances 2015-01-01 294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NOVELIS HOURLY SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 361
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 288
Number of retired or separated participants receiving benefits 2014-01-01 13
Number of other retired or separated participants entitled to future benefits 2014-01-01 44
Total of all active and inactive participants 2014-01-01 345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 345
Number of participants with account balances 2014-01-01 311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NOVELIS HOURLY SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 360
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 305
Number of retired or separated participants receiving benefits 2013-01-01 12
Number of other retired or separated participants entitled to future benefits 2013-01-01 44
Total of all active and inactive participants 2013-01-01 361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 361
Number of participants with account balances 2013-01-01 324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NOVELIS HOURLY SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 363
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 314
Number of retired or separated participants receiving benefits 2012-01-01 8
Number of other retired or separated participants entitled to future benefits 2012-01-01 38
Total of all active and inactive participants 2012-01-01 360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 360
Number of participants with account balances 2012-01-01 339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NOVELIS HOURLY SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 372
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 321
Number of retired or separated participants receiving benefits 2011-01-01 4
Number of other retired or separated participants entitled to future benefits 2011-01-01 38
Total of all active and inactive participants 2011-01-01 363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 363
Number of participants with account balances 2011-01-01 345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: NOVELIS HOURLY SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 376
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 323
Number of retired or separated participants receiving benefits 2010-01-01 4
Number of other retired or separated participants entitled to future benefits 2010-01-01 45
Total of all active and inactive participants 2010-01-01 372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 372
Number of participants with account balances 2010-01-01 353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: NOVELIS HOURLY SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 418
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 322
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 53
Total of all active and inactive participants 2009-01-01 376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 376
Number of participants with account balances 2009-01-01 361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: NOVELIS HOURLY SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	212
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	44
Number of retired or separated participants receiving benefits	2020-01-01	18
Number of other retired or separated participants entitled to future benefits	2020-01-01	20
Total of all active and inactive participants	2020-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	83
Number of participants with account balances	2020-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: NOVELIS HOURLY SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	320
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	156
Number of retired or separated participants receiving benefits	2019-01-01	19
Number of other retired or separated participants entitled to future benefits	2019-01-01	37
Total of all active and inactive participants	2019-01-01	212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	212
Number of participants with account balances	2019-01-01	162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: NOVELIS HOURLY SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	338
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	254
Number of retired or separated participants receiving benefits	2018-01-01	20
Number of other retired or separated participants entitled to future benefits	2018-01-01	46
Total of all active and inactive participants	2018-01-01	320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	320
Number of participants with account balances	2018-01-01	286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NOVELIS HOURLY SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	308
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	286
Number of retired or separated participants receiving benefits	2017-01-01	18
Number of other retired or separated participants entitled to future benefits	2017-01-01	34
Total of all active and inactive participants	2017-01-01	338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	338
Number of participants with account balances	2017-01-01	306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: NOVELIS HOURLY SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	330
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	256
Number of retired or separated participants receiving benefits	2016-01-01	16
Number of other retired or separated participants entitled to future benefits	2016-01-01	35
Total of all active and inactive participants	2016-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	308
Number of participants with account balances	2016-01-01	279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: NOVELIS HOURLY SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	345
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	284
Number of retired or separated participants receiving benefits	2015-01-01	16
Number of other retired or separated participants entitled to future benefits	2015-01-01	30
Total of all active and inactive participants	2015-01-01	330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	330
Number of participants with account balances	2015-01-01	294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NOVELIS HOURLY SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	361
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	288
Number of retired or separated participants receiving benefits	2014-01-01	13
Number of other retired or separated participants entitled to future benefits	2014-01-01	44
Total of all active and inactive participants	2014-01-01	345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	345
Number of participants with account balances	2014-01-01	311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NOVELIS HOURLY SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	360
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	305
Number of retired or separated participants receiving benefits	2013-01-01	12
Number of other retired or separated participants entitled to future benefits	2013-01-01	44
Total of all active and inactive participants	2013-01-01	361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	361
Number of participants with account balances	2013-01-01	324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NOVELIS HOURLY SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	363
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	314
Number of retired or separated participants receiving benefits	2012-01-01	8
Number of other retired or separated participants entitled to future benefits	2012-01-01	38
Total of all active and inactive participants	2012-01-01	360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	360
Number of participants with account balances	2012-01-01	339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NOVELIS HOURLY SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	372
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	321
Number of retired or separated participants receiving benefits	2011-01-01	4
Number of other retired or separated participants entitled to future benefits	2011-01-01	38
Total of all active and inactive participants	2011-01-01	363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	363
Number of participants with account balances	2011-01-01	345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: NOVELIS HOURLY SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	376
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	323
Number of retired or separated participants receiving benefits	2010-01-01	4
Number of other retired or separated participants entitled to future benefits	2010-01-01	45
Total of all active and inactive participants	2010-01-01	372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	372
Number of participants with account balances	2010-01-01	353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: NOVELIS HOURLY SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	418
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	322
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	53
Total of all active and inactive participants	2009-01-01	376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	376
Number of participants with account balances	2009-01-01	361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NOVELIS HOURLY SAVINGS PLAN

Measure	Date	Value
2020 : NOVELIS HOURLY SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$6,865,619
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,605,731
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$2,231,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,218,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$319,298
Value of total assets at end of year	2020-12-31	$5,694,550
Value of total assets at beginning of year	2020-12-31	$13,186,137
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$13,265
Total interest from all sources	2020-12-31	$17,372
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$315,498
Participant contributions at end of year	2020-12-31	$94,556
Participant contributions at beginning of year	2020-12-31	$487,714
Participant contributions at end of year	2020-12-31	$1,065
Participant contributions at beginning of year	2020-12-31	$9,702
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$3,800
Other income not declared elsewhere	2020-12-31	$181
Administrative expenses (other) incurred	2020-12-31	$13,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$-625,968
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$5,694,550
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$13,186,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Interest on participant loans	2020-12-31	$17,372
Value of interest in master investment trust accounts at end of year	2020-12-31	$5,598,929
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$12,688,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,218,434
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	FRAZIER & DEETER, LLC
Accountancy firm EIN	2020-12-31	581433845
2019 : NOVELIS HOURLY SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$8,321,377
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,181,935
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,634,618
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,619,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$482,311
Value of total assets at end of year	2019-12-31	$13,186,137
Value of total assets at beginning of year	2019-12-31	$19,960,197
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$15,439
Total interest from all sources	2019-12-31	$24,695
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$133,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$133,386
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$482,311
Participant contributions at end of year	2019-12-31	$487,714
Participant contributions at beginning of year	2019-12-31	$850,534
Participant contributions at end of year	2019-12-31	$9,702
Participant contributions at beginning of year	2019-12-31	$9,649
Other income not declared elsewhere	2019-12-31	$702
Administrative expenses (other) incurred	2019-12-31	$15,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,547,317
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$13,186,137
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$19,960,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Interest on participant loans	2019-12-31	$24,695
Value of interest in master investment trust accounts at end of year	2019-12-31	$12,688,721
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$19,100,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,140,083
Net investment gain or loss from common/collective trusts	2019-12-31	$1,400,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,619,179
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	FRAZIER & DEETER, LLC
Accountancy firm EIN	2019-12-31	581433845
2018 : NOVELIS HOURLY SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$179,373
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$137,960
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,358,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,352,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$962,667
Value of total assets at end of year	2018-12-31	$19,960,197
Value of total assets at beginning of year	2018-12-31	$21,360,255
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$5,788
Total interest from all sources	2018-12-31	$34,405
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$939,003
Participant contributions at end of year	2018-12-31	$850,534
Participant contributions at beginning of year	2018-12-31	$945,658
Participant contributions at end of year	2018-12-31	$9,649
Participant contributions at beginning of year	2018-12-31	$1,290
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$23,664
Other income not declared elsewhere	2018-12-31	$170
Administrative expenses (other) incurred	2018-12-31	$5,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,220,685
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$19,960,197
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$21,360,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Interest on participant loans	2018-12-31	$34,405
Value of interest in master investment trust accounts at end of year	2018-12-31	$19,100,014
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$20,413,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,352,857
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	FRAZIER & DEETER, LLC
Accountancy firm EIN	2018-12-31	581433845
2017 : NOVELIS HOURLY SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$173,279
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,480,796
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,296,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,287,193
Value of total corrective distributions	2017-12-31	$5,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$893,940
Value of total assets at end of year	2017-12-31	$21,360,255
Value of total assets at beginning of year	2017-12-31	$20,348,970
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,910
Total interest from all sources	2017-12-31	$30,526
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$883,268
Participant contributions at end of year	2017-12-31	$945,658
Participant contributions at beginning of year	2017-12-31	$1,048,432
Participant contributions at end of year	2017-12-31	$1,290
Participant contributions at beginning of year	2017-12-31	$1,841
Other income not declared elsewhere	2017-12-31	$822
Administrative expenses (other) incurred	2017-12-31	$3,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,184,564
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$21,360,255
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$20,348,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Interest on participant loans	2017-12-31	$30,526
Value of interest in master investment trust accounts at end of year	2017-12-31	$20,413,307
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$19,298,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$10,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,287,193
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	FRAZIER & DEETER, LLC
Accountancy firm EIN	2017-12-31	581433845
2016 : NOVELIS HOURLY SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$114,860
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,277,436
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,110,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,106,665
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$977,298
Value of total assets at end of year	2016-12-31	$20,348,970
Value of total assets at beginning of year	2016-12-31	$20,296,579
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,520
Total interest from all sources	2016-12-31	$31,824
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$937,583
Participant contributions at end of year	2016-12-31	$1,048,432
Participant contributions at beginning of year	2016-12-31	$1,089,175
Participant contributions at end of year	2016-12-31	$1,841
Participant contributions at beginning of year	2016-12-31	$1,879
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$39,715
Administrative expenses (other) incurred	2016-12-31	$3,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$167,251
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$20,348,970
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$20,296,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Interest on participant loans	2016-12-31	$31,824
Value of interest in master investment trust accounts at end of year	2016-12-31	$19,298,697
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$19,205,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,106,665
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CARR, RIGGS & INGRAM, LLP
Accountancy firm EIN	2016-12-31	721396621
2015 : NOVELIS HOURLY SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$12,531
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$956,250
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,447,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,445,157
Value of total corrective distributions	2015-12-31	$23
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,023,296
Value of total assets at end of year	2015-12-31	$20,296,579
Value of total assets at beginning of year	2015-12-31	$20,800,740
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,700
Total interest from all sources	2015-12-31	$33,299
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$1,089,175
Participant contributions at beginning of year	2015-12-31	$1,053,328
Administrative expenses (other) incurred	2015-12-31	$2,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-491,630
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$20,296,579
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$20,800,740
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Interest on participant loans	2015-12-31	$33,299
Value of interest in master investment trust accounts at end of year	2015-12-31	$19,205,525
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$19,720,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,023,296
Employer contributions (assets) at end of year	2015-12-31	$1,879
Employer contributions (assets) at beginning of year	2015-12-31	$27,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,445,157
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BABUSH NEIMAN KORNMAN & JOHNSON LLP
Accountancy firm EIN	2015-12-31	580942047
2014 : NOVELIS HOURLY SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,319,363
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,296,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,292,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,125,621
Value of total assets at end of year	2014-12-31	$20,800,740
Value of total assets at beginning of year	2014-12-31	$19,778,076
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$4,360
Total interest from all sources	2014-12-31	$33,609
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$4,360
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,111,576
Participant contributions at end of year	2014-12-31	$1,053,328
Participant contributions at beginning of year	2014-12-31	$1,162,777
Participant contributions at end of year	2014-12-31	$27,331
Participant contributions at beginning of year	2014-12-31	$72,075
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$14,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,022,664
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$20,800,740
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$19,778,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Interest on participant loans	2014-12-31	$33,609
Value of interest in master investment trust accounts at end of year	2014-12-31	$19,720,081
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$18,543,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,292,339
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BABUSH NEIMAN KORNMAN & JOHNSON LLP
Accountancy firm EIN	2014-12-31	580942047
2013 : NOVELIS HOURLY SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$462,442
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,585,995
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,220,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,217,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,229,257
Value of total assets at end of year	2013-12-31	$19,778,076
Value of total assets at beginning of year	2013-12-31	$17,874,539
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,780
Total interest from all sources	2013-12-31	$32,129
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$2,780
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,225,088
Participant contributions at end of year	2013-12-31	$1,162,777
Participant contributions at beginning of year	2013-12-31	$1,061,790
Participant contributions at end of year	2013-12-31	$72,075
Participant contributions at beginning of year	2013-12-31	$42,931
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$4,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,365,979
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$19,778,076
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$17,874,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Interest on participant loans	2013-12-31	$32,129
Value of interest in master investment trust accounts at end of year	2013-12-31	$18,543,224
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$16,769,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,217,236
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2013-12-31	366055558
2012 : NOVELIS HOURLY SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$203,063
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,895,039
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$650,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$647,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,351,104
Value of total assets at end of year	2012-12-31	$17,874,539
Value of total assets at beginning of year	2012-12-31	$15,833,354
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,960
Total interest from all sources	2012-12-31	$32,465
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$2,960
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,166,705
Participant contributions at end of year	2012-12-31	$1,061,790
Participant contributions at beginning of year	2012-12-31	$1,030,434
Participant contributions at end of year	2012-12-31	$42,931
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$184,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,244,248
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$17,874,539
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$15,833,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Interest on participant loans	2012-12-31	$32,465
Value of interest in master investment trust accounts at end of year	2012-12-31	$16,769,818
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$14,802,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$647,831
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2012-12-31	366055558
2011 : NOVELIS HOURLY SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$5,201
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,394,055
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,488,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,485,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,191,650
Value of total assets at end of year	2011-12-31	$15,833,354
Value of total assets at beginning of year	2011-12-31	$15,932,502
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,835
Total interest from all sources	2011-12-31	$32,081
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,191,650
Participant contributions at end of year	2011-12-31	$1,030,434
Participant contributions at beginning of year	2011-12-31	$863,711
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$10,623
Administrative expenses (other) incurred	2011-12-31	$2,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-93,947
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$15,833,354
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$15,932,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Interest on participant loans	2011-12-31	$32,081
Value of interest in master investment trust accounts at end of year	2011-12-31	$14,802,920
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$15,058,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,485,167
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2011-12-31	366055558
2010 : NOVELIS HOURLY SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$91,533
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,823,764
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,144,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,142,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,222,394
Value of total assets at end of year	2010-12-31	$15,932,502
Value of total assets at beginning of year	2010-12-31	$14,344,834
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,714
Total interest from all sources	2010-12-31	$36,175
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,182,027
Participant contributions at end of year	2010-12-31	$863,711
Participant contributions at beginning of year	2010-12-31	$842,933
Participant contributions at end of year	2010-12-31	$10,623
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$40,367
Administrative expenses (other) incurred	2010-12-31	$1,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,679,201
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$15,932,502
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$14,344,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Interest on participant loans	2010-12-31	$36,175
Value of interest in master investment trust accounts at end of year	2010-12-31	$15,058,168
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$13,501,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,142,849
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2010-12-31	366055558

Form 5500 Responses for NOVELIS HOURLY SAVINGS PLAN

2020: NOVELIS HOURLY SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: NOVELIS HOURLY SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NOVELIS HOURLY SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NOVELIS HOURLY SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NOVELIS HOURLY SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NOVELIS HOURLY SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NOVELIS HOURLY SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NOVELIS HOURLY SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NOVELIS HOURLY SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NOVELIS HOURLY SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NOVELIS HOURLY SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NOVELIS HOURLY SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	NOVELIS CORPORATION
Employer identification number (EIN):	412098321
NAIC Classification:	331310