401k Plan data: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN plan

NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 401k Plan overview

Plan Name	NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN
Plan identification number	501

NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision) Dental Vision

401k Sponsoring company profile

NOVELIS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: NOVELIS CORPORATION

Employer identification number (EIN): 412098321

NAIC Classification: 331310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
501 2016-01-01 LESLIE PARRETTE
501 2015-01-01 HR SHASHIKANT
501 2014-01-01 NICK BRECKER LES PARRETTE 2015-10-13
501 2013-01-01 NICK BRECKER LES PARRETTE 2014-10-15
501 2012-01-01 NICK BRECKER LES PARRETTE 2013-10-15
501 2011-01-01 NICKOLAS BRECKER LESLIE PARRETTE 2012-10-15
501 2009-01-01 JOHN N. STAMATIADES PAUL J. MENDIK 2010-09-27

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
501	2016-01-01	LESLIE PARRETTE
501	2015-01-01	HR SHASHIKANT
501	2014-01-01	NICK BRECKER	LES PARRETTE	2015-10-13
501	2013-01-01	NICK BRECKER	LES PARRETTE	2014-10-15
501	2012-01-01	NICK BRECKER	LES PARRETTE	2013-10-15
501	2011-01-01	NICKOLAS BRECKER	LESLIE PARRETTE	2012-10-15
501	2009-01-01	JOHN N. STAMATIADES	PAUL J. MENDIK	2010-09-27

Plan Statistics for NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN

401k plan membership statisitcs for NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN

Measure Date Value
2016: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,864
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
2015: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,165
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,861
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 1,864
2014: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,114
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,165
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 2,165
2013: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,104
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,246
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 2,246
2012: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,980
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,914
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 2,914
2011: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,883
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3,885
Number of retired or separated participants receiving benefits 2011-01-01 23
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 3,908
2009: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,761
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,258
Number of retired or separated participants receiving benefits 2009-01-01 469
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 1,727

Measure	Date	Value
2016: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,864
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
2015: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,165
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,861
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	1,864
2014: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,114
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,165
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	2,165
2013: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,104
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,246
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	2,246
2012: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,980
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,914
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	2,914
2011: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,883
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3,885
Number of retired or separated participants receiving benefits	2011-01-01	23
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	3,908
2009: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,761
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,258
Number of retired or separated participants receiving benefits	2009-01-01	469
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	1,727

Form 5500 Responses for NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN

2016: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2016-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2015: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2009: NOVELIS COMPREHENSIVE MEDICAL, DENTAL, AND PRESCRIPTION DRUG PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-01-01	Plan benefit arrangement – General assets of the sponsor	Yes

Insurance Providers Used on plan

CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 67369 )

Policy contract number

06632A

Policy instance

Insurance contract or identification number	06632A
Number of Individuals Covered	41
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	Yes
Dental Insurance Welfare Benefit	Yes
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Other welfare benefits provided	EMPLOYEE ASSISTANCE
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $576,514
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	NOVELIS CORPORATION
Employer identification number (EIN):	412098321
NAIC Classification:	331310