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FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameFORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN
Plan identification number 001

FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FORSYTH STREET ADVISORS, LLC has sponsored the creation of one or more 401k plans.

Company Name:FORSYTH STREET ADVISORS, LLC
Employer identification number (EIN):412100158
NAIC Classification:523900

Additional information about FORSYTH STREET ADVISORS, LLC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2003-06-13
Company Identification Number: 2918844
Legal Registered Office Address: 588 BROADWAY
SUITE 1208
NEW YORK
United States of America (USA)
10012

More information about FORSYTH STREET ADVISORS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01ESTHER SANDROF
0012017-01-01ESTHER SANDROF
0012016-01-01ESTHER SANDROF
0012015-01-01ESTHER SANDROF
0012014-01-01ESTHER SANDROF
0012013-01-01CHARLES LAVEN2014-07-30
0012012-01-01CHARLES LAVEN2013-08-08
0012011-01-01CHARLES LAVEN2012-07-27
0012010-01-01CHARLES LAVEN2011-06-21

Plan Statistics for FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0117
Total number of active participants reported on line 7a of the Form 55002018-01-0118
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-014
Total of all active and inactive participants2018-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0122
Number of participants with account balances2018-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0119
Total number of active participants reported on line 7a of the Form 55002017-01-0113
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0117
Number of participants with account balances2017-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0119
Total number of active participants reported on line 7a of the Form 55002016-01-0116
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-013
Total of all active and inactive participants2016-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0119
Number of participants with account balances2016-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0118
Total number of active participants reported on line 7a of the Form 55002015-01-0116
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013
Total of all active and inactive participants2015-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0119
Number of participants with account balances2015-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0118
Total number of active participants reported on line 7a of the Form 55002014-01-0115
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0118
Number of participants with account balances2014-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2018 : FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-9,029
Expenses. Total of all expenses incurred2018-12-31$318
Benefits paid (including direct rollovers)2018-12-31$0
Total plan assets at end of year2018-12-31$6,860,623
Total plan assets at beginning of year2018-12-31$6,869,970
Value of fidelity bond covering the plan2018-12-31$600,000
Total contributions received or receivable from participants2018-12-31$107,200
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-455,387
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-9,347
Net plan assets at end of year (total assets less liabilities)2018-12-31$6,860,623
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$6,869,970
Total contributions received or receivable from employer(s)2018-12-31$339,158
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$318
2017 : FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$1,414,951
Expenses. Total of all expenses incurred2017-12-31$107,773
Benefits paid (including direct rollovers)2017-12-31$106,562
Total plan assets at end of year2017-12-31$6,869,970
Total plan assets at beginning of year2017-12-31$5,562,792
Value of fidelity bond covering the plan2017-12-31$600,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$63,328
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$1,009,055
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$1,307,178
Net plan assets at end of year (total assets less liabilities)2017-12-31$6,869,970
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$5,562,792
Assets. Value of participant loans2017-12-31$0
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$342,568
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$736
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$475
2016 : FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$827,721
Expenses. Total of all expenses incurred2016-12-31$100
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$5,562,792
Total plan assets at beginning of year2016-12-31$4,735,171
Value of fidelity bond covering the plan2016-12-31$600,000
Total contributions received or receivable from participants2016-12-31$83,100
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$410,828
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$827,621
Net plan assets at end of year (total assets less liabilities)2016-12-31$5,562,792
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$4,735,171
Total contributions received or receivable from employer(s)2016-12-31$333,793
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$100
2015 : FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$353,069
Expenses. Total of all expenses incurred2015-12-31$100
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$4,735,171
Total plan assets at beginning of year2015-12-31$4,382,202
Value of fidelity bond covering the plan2015-12-31$600,000
Total contributions received or receivable from participants2015-12-31$52,267
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-28,870
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$352,969
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,735,171
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,382,202
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$329,672
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$100
2014 : FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$678,835
Expenses. Total of all expenses incurred2014-12-31$471,111
Benefits paid (including direct rollovers)2014-12-31$465,185
Total plan assets at end of year2014-12-31$4,382,202
Total plan assets at beginning of year2014-12-31$4,174,478
Value of fidelity bond covering the plan2014-12-31$417,450
Total contributions received or receivable from participants2014-12-31$52,865
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$265,370
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$207,724
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,382,202
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,174,478
Total contributions received or receivable from employer(s)2014-12-31$360,600
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$5,926

Form 5500 Responses for FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN

2018: FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FORSYTH STREET ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80003
Policy instance 1
Insurance contract or identification number80003
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-08-31
Total amount of commissions paid to insurance brokerUSD $6,690
Total amount of fees paid to insurance companyUSD $1,189
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1189
Commission paid to Insurance BrokerUSD $6,690
Insurance broker nameCADARET, GRANT & CO. INC.

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