THE BANK OF NEW YORK MELLON has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan POOLED EMPLOYEE US SMALL-MID CAPITALIZATION VALUE EQUITY FUND
| Measure | Date | Value |
|---|
| 2015 : POOLED EMPLOYEE US SMALL-MID CAPITALIZATION VALUE EQUITY FUND 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-03-12 | $22,270,779 |
| Total unrealized appreciation/depreciation of assets | 2015-03-12 | $22,270,779 |
| Total transfer of assets to this plan | 2015-03-12 | $15,790,489 |
| Total transfer of assets from this plan | 2015-03-12 | $263,018,031 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-12 | $210,113,895 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-12 | $3,979,869 |
| Total income from all sources (including contributions) | 2015-03-12 | $17,525,938 |
| Total loss/gain on sale of assets | 2015-03-12 | $-7,244,549 |
| Total of all expenses incurred | 2015-03-12 | $14,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-03-12 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-03-12 | $0 |
| Value of total assets at end of year | 2015-03-12 | $210,113,895 |
| Value of total assets at beginning of year | 2015-03-12 | $233,695,473 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-03-12 | $14,000 |
| Total interest from all sources | 2015-03-12 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-03-12 | $2,546,702 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-03-12 | $23,703 |
| Administrative expenses professional fees incurred | 2015-03-12 | $14,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-03-12 | $205,878,791 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-03-12 | $4,925,449 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-03-12 | $210,113,895 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-03-12 | $3,979,869 |
| Value of net income/loss | 2015-03-12 | $17,511,938 |
| Value of net assets at end of year (total assets less liabilities) | 2015-03-12 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-03-12 | $229,715,604 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-03-12 | $2,286,043 |
| Value of interest in common/collective trusts at end of year | 2015-03-12 | $4,235,104 |
| Value of interest in common/collective trusts at beginning of year | 2015-03-12 | $1,102,713 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-03-12 | $-47,442 |
| Net investment gain or loss from common/collective trusts | 2015-03-12 | $448 |
| Income. Dividends from common stock | 2015-03-12 | $2,522,999 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-03-12 | $225,381,268 |
| Aggregate proceeds on sale of assets | 2015-03-12 | $155,350,850 |
| Aggregate carrying amount (costs) on sale of assets | 2015-03-12 | $162,595,399 |
| 2014 : POOLED EMPLOYEE US SMALL-MID CAPITALIZATION VALUE EQUITY FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-03-31 | $34,225,789 |
| Total unrealized appreciation/depreciation of assets | 2014-03-31 | $34,225,789 |
| Total transfer of assets to this plan | 2014-03-31 | $105,427,805 |
| Total transfer of assets from this plan | 2014-03-31 | $141,419,579 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $3,979,869 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $7,042,708 |
| Total income from all sources (including contributions) | 2014-03-31 | $54,779,812 |
| Total loss/gain on sale of assets | 2014-03-31 | $18,456,271 |
| Total of all expenses incurred | 2014-03-31 | $20,457 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $0 |
| Value of total assets at end of year | 2014-03-31 | $233,695,473 |
| Value of total assets at beginning of year | 2014-03-31 | $217,990,731 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $20,457 |
| Total interest from all sources | 2014-03-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $2,704,989 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-03-31 | $23,264 |
| Administrative expenses professional fees incurred | 2014-03-31 | $20,457 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-03-31 | $4,925,449 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-03-31 | $7,586,301 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-03-31 | $3,979,869 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-03-31 | $7,042,708 |
| Value of net income/loss | 2014-03-31 | $54,759,355 |
| Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $229,715,604 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $210,948,023 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-03-31 | $2,286,043 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-03-31 | $2,937,540 |
| Value of interest in common/collective trusts at end of year | 2014-03-31 | $1,102,713 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-03-31 | $-608,050 |
| Net investment gain or loss from common/collective trusts | 2014-03-31 | $813 |
| Income. Dividends from common stock | 2014-03-31 | $2,681,725 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-03-31 | $225,381,268 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-03-31 | $207,466,890 |
| Aggregate proceeds on sale of assets | 2014-03-31 | $258,710,643 |
| Aggregate carrying amount (costs) on sale of assets | 2014-03-31 | $240,254,372 |
| 2013 : POOLED EMPLOYEE US SMALL-MID CAPITALIZATION VALUE EQUITY FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-03-31 | $29,787,363 |
| Total unrealized appreciation/depreciation of assets | 2013-03-31 | $29,787,363 |
| Total transfer of assets to this plan | 2013-03-31 | $25,841,692 |
| Total transfer of assets from this plan | 2013-03-31 | $35,151,733 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $7,042,708 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $2,592,568 |
| Total income from all sources (including contributions) | 2013-03-31 | $28,441,939 |
| Total loss/gain on sale of assets | 2013-03-31 | $-4,334,821 |
| Total of all expenses incurred | 2013-03-31 | $21,115 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-03-31 | $0 |
| Value of total assets at end of year | 2013-03-31 | $217,990,731 |
| Value of total assets at beginning of year | 2013-03-31 | $194,429,808 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $21,115 |
| Total interest from all sources | 2013-03-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-03-31 | $2,812,956 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-03-31 | $37,132 |
| Administrative expenses professional fees incurred | 2013-03-31 | $21,115 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-03-31 | $7,586,301 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-03-31 | $2,104,463 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-03-31 | $7,042,708 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-03-31 | $2,592,568 |
| Value of net income/loss | 2013-03-31 | $28,420,824 |
| Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $210,948,023 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $191,837,240 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-03-31 | $2,937,540 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-03-31 | $524,654 |
| Value of interest in common/collective trusts at beginning of year | 2013-03-31 | $1,141,937 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-03-31 | $174,583 |
| Net investment gain or loss from common/collective trusts | 2013-03-31 | $1,858 |
| Income. Dividends from common stock | 2013-03-31 | $2,775,824 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-03-31 | $207,466,890 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-03-31 | $190,658,754 |
| Aggregate proceeds on sale of assets | 2013-03-31 | $145,772,811 |
| Aggregate carrying amount (costs) on sale of assets | 2013-03-31 | $150,107,632 |
| 2012 : POOLED EMPLOYEE US SMALL-MID CAPITALIZATION VALUE EQUITY FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-03-31 | $12,170,106 |
| Total unrealized appreciation/depreciation of assets | 2012-03-31 | $12,170,106 |
| Total transfer of assets to this plan | 2012-03-31 | $28,770,950 |
| Total transfer of assets from this plan | 2012-03-31 | $33,462,751 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $2,592,568 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $1,094,486 |
| Total income from all sources (including contributions) | 2012-03-31 | $2,027,835 |
| Total loss/gain on sale of assets | 2012-03-31 | $-12,430,173 |
| Total of all expenses incurred | 2012-03-31 | $36,369 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-03-31 | $0 |
| Value of total assets at end of year | 2012-03-31 | $194,429,808 |
| Value of total assets at beginning of year | 2012-03-31 | $195,632,061 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-31 | $36,369 |
| Total interest from all sources | 2012-03-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-03-31 | $2,388,547 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-03-31 | $24,899 |
| Administrative expenses professional fees incurred | 2012-03-31 | $36,369 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-03-31 | $238 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-03-31 | $2,104,463 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-03-31 | $1,331,512 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-03-31 | $2,592,568 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-03-31 | $1,094,486 |
| Value of net income/loss | 2012-03-31 | $1,991,466 |
| Value of net assets at end of year (total assets less liabilities) | 2012-03-31 | $191,837,240 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-03-31 | $194,537,575 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-03-31 | $524,654 |
| Value of interest in common/collective trusts at end of year | 2012-03-31 | $1,141,937 |
| Value of interest in common/collective trusts at beginning of year | 2012-03-31 | $2,799,844 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-03-31 | $-101,314 |
| Net investment gain or loss from common/collective trusts | 2012-03-31 | $669 |
| Income. Dividends from common stock | 2012-03-31 | $2,363,648 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-03-31 | $190,658,754 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-03-31 | $191,500,467 |
| Aggregate proceeds on sale of assets | 2012-03-31 | $140,690,663 |
| Aggregate carrying amount (costs) on sale of assets | 2012-03-31 | $153,120,836 |
| 2011 : POOLED EMPLOYEE US SMALL-MID CAPITALIZATION VALUE EQUITY FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-05-31 | $22,498,113 |
| Total unrealized appreciation/depreciation of assets | 2011-05-31 | $22,498,113 |
| Total transfer of assets to this plan | 2011-05-31 | $107,221,548 |
| Total transfer of assets from this plan | 2011-05-31 | $29,834,760 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-05-31 | $1,094,486 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-05-31 | $2,438,322 |
| Total income from all sources (including contributions) | 2011-05-31 | $30,618,676 |
| Total loss/gain on sale of assets | 2011-05-31 | $6,235,487 |
| Total of all expenses incurred | 2011-05-31 | $23,447 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-05-31 | $0 |
| Value of total assets at end of year | 2011-05-31 | $195,632,061 |
| Value of total assets at beginning of year | 2011-05-31 | $88,993,880 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-05-31 | $23,447 |
| Total interest from all sources | 2011-05-31 | $713 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-05-31 | $1,774,046 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-05-31 | $26,149 |
| Administrative expenses professional fees incurred | 2011-05-31 | $23,447 |
| Assets. Other investments not covered elsewhere at end of year | 2011-05-31 | $238 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-05-31 | $1,331,512 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-05-31 | $843,967 |
| Assets. Loans (other than to participants) at beginning of year | 2011-05-31 | $1,321,702 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-05-31 | $1,094,486 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-05-31 | $2,438,322 |
| Value of net income/loss | 2011-05-31 | $30,595,229 |
| Value of net assets at end of year (total assets less liabilities) | 2011-05-31 | $194,537,575 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-05-31 | $86,555,558 |
| Income. Interest from loans (other than to participants) | 2011-05-31 | $713 |
| Value of interest in common/collective trusts at end of year | 2011-05-31 | $2,799,844 |
| Value of interest in common/collective trusts at beginning of year | 2011-05-31 | $425,807 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-05-31 | $106,757 |
| Net investment gain or loss from common/collective trusts | 2011-05-31 | $3,560 |
| Income. Dividends from common stock | 2011-05-31 | $1,747,897 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-05-31 | $191,500,467 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-05-31 | $86,402,404 |
| Aggregate proceeds on sale of assets | 2011-05-31 | $114,333,738 |
| Aggregate carrying amount (costs) on sale of assets | 2011-05-31 | $108,098,251 |
| 2010 : POOLED EMPLOYEE US SMALL-MID CAPITALIZATION VALUE EQUITY FUND 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-05-31 | $9,596,357 |
| Total unrealized appreciation/depreciation of assets | 2010-05-31 | $9,596,357 |
| Total transfer of assets to this plan | 2010-05-31 | $25,760,037 |
| Total transfer of assets from this plan | 2010-05-31 | $21,859,556 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-05-31 | $2,438,322 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-05-31 | $9,134,371 |
| Expenses. Interest paid | 2010-05-31 | $6 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2010-05-31 | $6 |
| Total income from all sources (including contributions) | 2010-05-31 | $24,113,213 |
| Total loss/gain on sale of assets | 2010-05-31 | $13,188,244 |
| Total of all expenses incurred | 2010-05-31 | $21,667 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-05-31 | $0 |
| Value of total assets at end of year | 2010-05-31 | $88,993,880 |
| Value of total assets at beginning of year | 2010-05-31 | $67,697,902 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-05-31 | $21,661 |
| Total interest from all sources | 2010-05-31 | $17,897 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-05-31 | $1,291,015 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-05-31 | $3,545 |
| Administrative expenses professional fees incurred | 2010-05-31 | $21,661 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-05-31 | $843,967 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-05-31 | $967,393 |
| Assets. Loans (other than to participants) at end of year | 2010-05-31 | $1,321,702 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-05-31 | $2,438,322 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-05-31 | $9,134,371 |
| Value of net income/loss | 2010-05-31 | $24,091,546 |
| Value of net assets at end of year (total assets less liabilities) | 2010-05-31 | $86,555,558 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-05-31 | $58,563,531 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-05-31 | $341,185 |
| Income. Interest from loans (other than to participants) | 2010-05-31 | $17,897 |
| Value of interest in common/collective trusts at end of year | 2010-05-31 | $425,807 |
| Value of interest in common/collective trusts at beginning of year | 2010-05-31 | $8,144,158 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-05-31 | $5,925 |
| Net investment gain or loss from common/collective trusts | 2010-05-31 | $13,775 |
| Income. Dividends from common stock | 2010-05-31 | $1,287,470 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-05-31 | $86,402,404 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-05-31 | $58,245,166 |
| Aggregate proceeds on sale of assets | 2010-05-31 | $83,105,293 |
| Aggregate carrying amount (costs) on sale of assets | 2010-05-31 | $69,917,049 |
