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NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan NameNORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN
Plan identification number 001

NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHLICH, LLC has sponsored the creation of one or more 401k plans.

Company Name:NORTHLICH, LLC
Employer identification number (EIN):412245403
NAIC Classification:541800

Additional information about NORTHLICH, LLC

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 2007-07-12
Company Identification Number: 1713115
Legal Registered Office Address: 3569 RAYMAR DRIVE
-
CINCINNATI
United States of America (USA)
45208

More information about NORTHLICH, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01NICOLE ZWISSLER2016-09-29
0012014-01-01NICOLE ZWISSLER2015-08-13 NICOLE ZWISSLER2015-08-13
0012013-01-01NICOLE ZWISSLER
0012012-01-01NICKI ZWISSLER
0012011-01-01NICKI ZWISSLER
0012010-01-01STEPHANIE KIRSCHNER
0012009-01-01STEPHANIE KIRSCHNER
0012009-01-01STEPHANIE KIRSCHNER

Plan Statistics for NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2013: NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0188
Total number of active participants reported on line 7a of the Form 55002013-01-0146
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0174
Number of participants with account balances2013-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0198
Total number of active participants reported on line 7a of the Form 55002012-01-0156
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0132
Total of all active and inactive participants2012-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0188
Number of participants with account balances2012-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0113
2011: NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01140
Total number of active participants reported on line 7a of the Form 55002011-01-0162
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0142
Total of all active and inactive participants2011-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01104
Number of participants with account balances2011-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2010: NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01220
Total number of active participants reported on line 7a of the Form 55002010-01-0175
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0163
Total of all active and inactive participants2010-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-01140
Number of participants with account balances2010-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-019
2009: NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01218
Total number of active participants reported on line 7a of the Form 55002009-01-0175
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01143
Total of all active and inactive participants2009-01-01218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01220
Number of participants with account balances2009-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0117

Financial Data on NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2013 : NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$776,859
Expenses. Total of all expenses incurred2013-12-31$322,947
Benefits paid (including direct rollovers)2013-12-31$316,471
Total plan assets at end of year2013-12-31$2,984,482
Total plan assets at beginning of year2013-12-31$2,530,570
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$214,653
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$1,740
Other income received2013-12-31$560,383
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$453,912
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,984,482
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,530,570
Assets. Value of participant loans2013-12-31$16,453
Total contributions received or receivable from employer(s)2013-12-31$83
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$6,476
2012 : NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$594,696
Expenses. Total of all expenses incurred2012-12-31$881,999
Benefits paid (including direct rollovers)2012-12-31$866,303
Total plan assets at end of year2012-12-31$2,530,570
Total plan assets at beginning of year2012-12-31$2,817,873
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$194,671
Contributions received from other sources (not participants or employers)2012-12-31$69,641
Other income received2012-12-31$330,384
Net income (gross income less expenses)2012-12-31$-287,303
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,530,570
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,817,873
Assets. Value of participant loans2012-12-31$9,167
Value of corrective distributions2012-12-31$829
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$14,867
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$162,674
Total of all expenses incurred2011-12-31$1,342,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,326,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$197,006
Value of total assets at end of year2011-12-31$2,818,516
Value of total assets at beginning of year2011-12-31$3,997,938
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$15,710
Total interest from all sources2011-12-31$1,005
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$74,460
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$74,460
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$189,309
Participant contributions at end of year2011-12-31$1,166
Participant contributions at beginning of year2011-12-31$47,559
Administrative expenses (other) incurred2011-12-31$15,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,179,422
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,818,516
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,997,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,497,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,628,351
Interest on participant loans2011-12-31$999
Value of interest in common/collective trusts at end of year2011-12-31$257,115
Value of interest in common/collective trusts at beginning of year2011-12-31$257,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$62,885
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$64,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$64,031
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-117,535
Net investment gain or loss from common/collective trusts2011-12-31$7,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$7,697
Employer contributions (assets) at end of year2011-12-31$643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,326,386
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BARNES DENNING & CO., LTD
Accountancy firm EIN2011-12-31311119890
2010 : NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$807,317
Total of all expenses incurred2010-12-31$1,345,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,328,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$341,911
Value of total assets at end of year2010-12-31$3,997,938
Value of total assets at beginning of year2010-12-31$4,536,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$16,899
Total interest from all sources2010-12-31$1,772
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$81,008
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$81,008
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$234,923
Participant contributions at end of year2010-12-31$47,559
Participant contributions at beginning of year2010-12-31$33,832
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$106,988
Administrative expenses (other) incurred2010-12-31$16,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-538,544
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,997,938
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,536,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,628,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,045,573
Interest on participant loans2010-12-31$1,753
Value of interest in common/collective trusts at end of year2010-12-31$257,997
Value of interest in common/collective trusts at beginning of year2010-12-31$232,562
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$64,031
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$224,515
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$224,515
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$19
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$373,031
Net investment gain or loss from common/collective trusts2010-12-31$9,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,328,962
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BARNES DENNING
Accountancy firm EIN2010-12-31311119890
2009 : NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN

2013: NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHLICH, LLC PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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