401k Plan data: NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN plan

NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN 401k Plan overview

Plan Name	NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN
Plan identification number	002

NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NORTHERN MECHANICAL/PLUMBING CONTRACTORS ASSN has sponsored the creation of one or more 401k plans.

Company Name: NORTHERN MECHANICAL/PLUMBING CONTRACTORS ASSN

Employer identification number (EIN): 416036251

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-01-01 JEFFREY DAVEAU MITCHELL DIERS 2014-10-10
002 2012-01-01 JEFFREY DAVEAU MITCHELL DIERS 2013-10-09

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2013-01-01	JEFFREY DAVEAU		MITCHELL DIERS	2014-10-10
002	2012-01-01	JEFFREY DAVEAU		MITCHELL DIERS	2013-10-09

Plan Statistics for NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN

401k plan membership statisitcs for NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN

Measure Date Value
2013: NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 521
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 515
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 46
Total of all active and inactive participants 2013-01-01 561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 562
Number of participants with account balances 2013-01-01 508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
Number of employers contributing to the scheme 2013-01-01 2
2012: NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 596
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 436
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 73
Total of all active and inactive participants 2012-01-01 509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 510
Number of participants with account balances 2012-01-01 486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
Number of employers contributing to the scheme 2012-01-01 2

Measure	Date	Value
2013: NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	521
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	515
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	46
Total of all active and inactive participants	2013-01-01	561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	562
Number of participants with account balances	2013-01-01	508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
Number of employers contributing to the scheme	2013-01-01	2
2012: NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	596
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	436
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	73
Total of all active and inactive participants	2012-01-01	509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	510
Number of participants with account balances	2012-01-01	486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
Number of employers contributing to the scheme	2012-01-01	2

Financial Data on NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN

Measure	Date	Value
2013 : NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$8,853,881
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,421,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,291,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,137,750
Value of total assets at end of year	2013-12-31	$47,609,593
Value of total assets at beginning of year	2013-12-31	$41,176,764
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$129,664
Total interest from all sources	2013-12-31	$444
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$667,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$667,784
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$199,943
Participant contributions at end of year	2013-12-31	$5,480
Participant contributions at beginning of year	2013-12-31	$23,785
Other income not declared elsewhere	2013-12-31	$73,083
Administrative expenses (other) incurred	2013-12-31	$129,664
Total non interest bearing cash at end of year	2013-12-31	$14,674
Total non interest bearing cash at beginning of year	2013-12-31	$23,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$6,432,829
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$47,609,593
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$41,176,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$43,454,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$38,089,201
Interest on participant loans	2013-12-31	$444
Value of interest in common/collective trusts at end of year	2013-12-31	$3,963,522
Value of interest in common/collective trusts at beginning of year	2013-12-31	$2,842,906
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,835,157
Net investment gain or loss from common/collective trusts	2013-12-31	$139,663
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,937,807
Employer contributions (assets) at end of year	2013-12-31	$171,181
Employer contributions (assets) at beginning of year	2013-12-31	$197,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,291,388
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BAUMAN ASSOCIATES, LTD.
Accountancy firm EIN	2013-12-31	391277627
2012 : NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$6,679,526
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,868,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,771,377
Expenses. Certain deemed distributions of participant loans	2012-12-31	$-12,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,279,947
Value of total assets at end of year	2012-12-31	$41,176,764
Value of total assets at beginning of year	2012-12-31	$36,365,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$109,410
Total interest from all sources	2012-12-31	$1,999
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$746,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$746,210
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$204,967
Participant contributions at end of year	2012-12-31	$23,785
Participant contributions at beginning of year	2012-12-31	$74,585
Other income not declared elsewhere	2012-12-31	$53,838
Administrative expenses (other) incurred	2012-12-31	$109,410
Total non interest bearing cash at end of year	2012-12-31	$23,580
Total non interest bearing cash at beginning of year	2012-12-31	$134,572
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,811,469
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$41,176,764
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$36,365,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$38,089,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$33,040,048
Interest on participant loans	2012-12-31	$1,999
Value of interest in common/collective trusts at end of year	2012-12-31	$2,842,906
Value of interest in common/collective trusts at beginning of year	2012-12-31	$3,116,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,539,169
Net investment gain or loss from common/collective trusts	2012-12-31	$58,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,074,980
Employer contributions (assets) at end of year	2012-12-31	$197,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,771,377
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BAUMAN ASSOCIATES, LTD
Accountancy firm EIN	2012-12-31	391277627

Form 5500 Responses for NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN

2013: NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Multi-employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Multi-employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

NORTHERN MECHANICAL/PLUMBING LOCAL 11 401(K) P/S PLAN [EIN = 410882304]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	NORTHERN MECHANICAL/PLUMBING CONTRACTORS ASSN
Employer identification number (EIN):	416036251
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors