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WHITFIELD AND EDDY P.L.C. 401(K) PLAN 401k Plan overview

Plan NameWHITFIELD AND EDDY P.L.C. 401(K) PLAN
Plan identification number 002

WHITFIELD AND EDDY P.L.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WHITFIELD & EDDY P.L.C. has sponsored the creation of one or more 401k plans.

Company Name:WHITFIELD & EDDY P.L.C.
Employer identification number (EIN):420643980
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WHITFIELD AND EDDY P.L.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01JOHN FATINO2023-09-28 JOHN FATINO2023-09-28
0022021-01-01JOHN FATINO2022-08-12 JOHN FATINO2022-08-12
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01GARY GATELY
0022016-01-01ANNETTE LAVIA
0022016-01-01
0022016-01-01
0022015-01-01GARY GATELY
0022014-01-01GARY GATELY
0022013-01-01GARY GATELY
0022012-01-01GARY GATELY
0022012-01-01GARY GATELY
0022011-01-01GARY GATELY
0022010-01-01C GARY GATELY C GARY GATELY2011-10-17
0022009-01-01C GARY GATELY C GARY GATELY2010-10-15

Plan Statistics for WHITFIELD AND EDDY P.L.C. 401(K) PLAN

401k plan membership statisitcs for WHITFIELD AND EDDY P.L.C. 401(K) PLAN

Measure Date Value
2022: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01126
Total number of active participants reported on line 7a of the Form 55002022-01-0175
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0143
Total of all active and inactive participants2022-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01118
Number of participants with account balances2022-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01135
Total number of active participants reported on line 7a of the Form 55002021-01-0183
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0139
Total of all active and inactive participants2021-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01122
Number of participants with account balances2021-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01131
Total number of active participants reported on line 7a of the Form 55002020-01-0184
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0138
Total of all active and inactive participants2020-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01122
Number of participants with account balances2020-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01128
Total number of active participants reported on line 7a of the Form 55002019-01-0183
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0142
Total of all active and inactive participants2019-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01125
Number of participants with account balances2019-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01139
Total number of active participants reported on line 7a of the Form 55002018-01-0179
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0137
Total of all active and inactive participants2018-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01116
Number of participants with account balances2018-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01135
Total number of active participants reported on line 7a of the Form 55002017-01-0182
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0153
Total of all active and inactive participants2017-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01135
Number of participants with account balances2017-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01140
Total number of active participants reported on line 7a of the Form 55002016-01-0182
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0147
Total of all active and inactive participants2016-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01130
Number of participants with account balances2016-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01141
Total number of active participants reported on line 7a of the Form 55002015-01-0189
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0146
Total of all active and inactive participants2015-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01135
Number of participants with account balances2015-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01155
Total number of active participants reported on line 7a of the Form 55002014-01-0197
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0138
Total of all active and inactive participants2014-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01135
Number of participants with account balances2014-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01165
Total number of active participants reported on line 7a of the Form 55002013-01-01103
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0143
Total of all active and inactive participants2013-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01148
Number of participants with account balances2013-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01160
Total number of active participants reported on line 7a of the Form 55002012-01-01104
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0151
Total of all active and inactive participants2012-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01156
Number of participants with account balances2012-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01147
Total number of active participants reported on line 7a of the Form 55002011-01-01108
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0145
Total of all active and inactive participants2011-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01154
Number of participants with account balances2011-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01152
Total number of active participants reported on line 7a of the Form 55002010-01-01112
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0128
Total of all active and inactive participants2010-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01141
Number of participants with account balances2010-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01145
Total number of active participants reported on line 7a of the Form 55002009-01-01122
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0123
Total of all active and inactive participants2009-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01145
Number of participants with account balances2009-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on WHITFIELD AND EDDY P.L.C. 401(K) PLAN

Measure Date Value
2022 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,253,292
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,093,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$13,029,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,383,389
Value of total assets at end of year2022-12-31$24,375,549
Value of total assets at beginning of year2022-12-31$42,722,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$64,126
Total interest from all sources2022-12-31$4,125
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$297,504
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$297,504
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$422,258
Participant contributions at end of year2022-12-31$100,519
Participant contributions at beginning of year2022-12-31$175,927
Participant contributions at end of year2022-12-31$261,711
Participant contributions at beginning of year2022-12-31$366,579
Assets. Other investments not covered elsewhere at end of year2022-12-31$4,950,260
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$16,087,127
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$7,341
Other income not declared elsewhere2022-12-31$-2,010,460
Administrative expenses (other) incurred2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-18,347,017
Value of net assets at end of year (total assets less liabilities)2022-12-31$24,375,549
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$42,722,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$60,660
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$16,757,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$22,447,860
Interest on participant loans2022-12-31$4,125
Value of interest in common/collective trusts at end of year2022-12-31$1,352,091
Value of interest in common/collective trusts at beginning of year2022-12-31$2,526,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,952,245
Net investment gain or loss from common/collective trusts2022-12-31$24,395
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$953,790
Employer contributions (assets) at end of year2022-12-31$953,790
Employer contributions (assets) at beginning of year2022-12-31$1,118,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$13,029,599
Contract administrator fees2022-12-31$3,466
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2022-12-31420794029
2021 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,244,512
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,492,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,385,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,836,484
Value of total assets at end of year2021-12-31$42,722,566
Value of total assets at beginning of year2021-12-31$38,970,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$107,051
Total interest from all sources2021-12-31$8,924
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$404,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$404,224
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$568,370
Participant contributions at end of year2021-12-31$175,927
Participant contributions at beginning of year2021-12-31$271,897
Participant contributions at end of year2021-12-31$366,579
Participant contributions at beginning of year2021-12-31$355,575
Assets. Other investments not covered elsewhere at end of year2021-12-31$16,087,127
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$15,841,628
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$149,817
Other income not declared elsewhere2021-12-31$2,086,825
Administrative expenses (other) incurred2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,751,804
Value of net assets at end of year (total assets less liabilities)2021-12-31$42,722,566
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$38,970,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$92,036
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$22,447,860
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$19,121,444
Interest on participant loans2021-12-31$8,924
Value of interest in common/collective trusts at end of year2021-12-31$2,526,776
Value of interest in common/collective trusts at beginning of year2021-12-31$2,184,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,876,872
Net investment gain or loss from common/collective trusts2021-12-31$31,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,118,297
Employer contributions (assets) at end of year2021-12-31$1,118,297
Employer contributions (assets) at beginning of year2021-12-31$1,196,027
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,385,657
Contract administrator fees2021-12-31$15,015
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2021-12-31420794029
2020 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,737,548
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,360,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,258,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,795,008
Value of total assets at end of year2020-12-31$38,970,762
Value of total assets at beginning of year2020-12-31$35,593,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$101,899
Total interest from all sources2020-12-31$13,035
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$234,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$234,534
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$553,627
Participant contributions at end of year2020-12-31$271,897
Participant contributions at beginning of year2020-12-31$323,106
Participant contributions at end of year2020-12-31$355,575
Participant contributions at beginning of year2020-12-31$325,230
Assets. Other investments not covered elsewhere at end of year2020-12-31$15,841,628
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$15,604,769
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$45,354
Other income not declared elsewhere2020-12-31$1,830,499
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,377,177
Value of net assets at end of year (total assets less liabilities)2020-12-31$38,970,762
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$35,593,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$58,862
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$19,121,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$16,767,694
Interest on participant loans2020-12-31$13,035
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$2,184,191
Value of interest in common/collective trusts at beginning of year2020-12-31$1,522,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,837,151
Net investment gain or loss from common/collective trusts2020-12-31$27,321
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,196,027
Employer contributions (assets) at end of year2020-12-31$1,196,027
Employer contributions (assets) at beginning of year2020-12-31$1,050,785
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,258,472
Contract administrator fees2020-12-31$43,037
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2020-12-31420794029
2019 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,621,203
Total income from all sources (including contributions)2019-12-31$7,621,203
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,228,362
Total of all expenses incurred2019-12-31$2,228,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,099,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,099,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,585,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,585,677
Value of total assets at end of year2019-12-31$35,593,585
Value of total assets at end of year2019-12-31$35,593,585
Value of total assets at beginning of year2019-12-31$30,200,744
Value of total assets at beginning of year2019-12-31$30,200,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$128,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$128,812
Total interest from all sources2019-12-31$12,958
Total interest from all sources2019-12-31$12,958
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$246,856
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$246,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$246,856
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$246,856
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$534,892
Contributions received from participants2019-12-31$534,892
Participant contributions at end of year2019-12-31$323,106
Participant contributions at beginning of year2019-12-31$291,435
Participant contributions at beginning of year2019-12-31$291,435
Participant contributions at end of year2019-12-31$325,230
Participant contributions at end of year2019-12-31$325,230
Participant contributions at beginning of year2019-12-31$332,297
Participant contributions at beginning of year2019-12-31$332,297
Assets. Other investments not covered elsewhere at end of year2019-12-31$15,604,769
Assets. Other investments not covered elsewhere at end of year2019-12-31$15,604,769
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$13,850,289
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$13,850,289
Other income not declared elsewhere2019-12-31$2,730,525
Other income not declared elsewhere2019-12-31$2,730,525
Administrative expenses (other) incurred2019-12-31$32
Administrative expenses (other) incurred2019-12-31$32
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,392,841
Value of net income/loss2019-12-31$5,392,841
Value of net assets at end of year (total assets less liabilities)2019-12-31$35,593,585
Value of net assets at end of year (total assets less liabilities)2019-12-31$35,593,585
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$30,200,744
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$30,200,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$89,092
Investment advisory and management fees2019-12-31$89,092
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,767,694
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,767,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,548,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,548,069
Interest on participant loans2019-12-31$12,958
Interest on participant loans2019-12-31$12,958
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$1,522,001
Value of interest in common/collective trusts at end of year2019-12-31$1,522,001
Value of interest in common/collective trusts at beginning of year2019-12-31$2,046,966
Value of interest in common/collective trusts at beginning of year2019-12-31$2,046,966
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,001,704
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,001,704
Net investment gain or loss from common/collective trusts2019-12-31$43,483
Net investment gain or loss from common/collective trusts2019-12-31$43,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,050,785
Contributions received in cash from employer2019-12-31$1,050,785
Employer contributions (assets) at end of year2019-12-31$1,050,785
Employer contributions (assets) at end of year2019-12-31$1,050,785
Employer contributions (assets) at beginning of year2019-12-31$1,131,688
Employer contributions (assets) at beginning of year2019-12-31$1,131,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,099,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,099,550
Contract administrator fees2019-12-31$39,688
Contract administrator fees2019-12-31$39,688
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DENMAN & COMPANY, LLP
Accountancy firm name2019-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2019-12-31420794029
Accountancy firm EIN2019-12-31420794029
2018 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$206,902
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,110,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$988,781
Value of total corrective distributions2018-12-31$54
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,658,058
Value of total assets at end of year2018-12-31$30,200,744
Value of total assets at beginning of year2018-12-31$31,104,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$122,030
Total interest from all sources2018-12-31$13,182
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$211,751
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$211,751
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$522,466
Participant contributions at end of year2018-12-31$291,435
Participant contributions at beginning of year2018-12-31$241,320
Participant contributions at end of year2018-12-31$332,297
Participant contributions at beginning of year2018-12-31$362,852
Assets. Other investments not covered elsewhere at end of year2018-12-31$13,850,289
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$14,070,361
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,904
Other income not declared elsewhere2018-12-31$-678,334
Administrative expenses (other) incurred2018-12-31$185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-903,963
Value of net assets at end of year (total assets less liabilities)2018-12-31$30,200,744
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$31,104,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$69,711
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$12,548,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,564,988
Interest on participant loans2018-12-31$13,182
Income. Interest from loans (other than to participants)2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$2,046,966
Value of interest in common/collective trusts at beginning of year2018-12-31$1,743,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,034,147
Net investment gain or loss from common/collective trusts2018-12-31$36,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,131,688
Employer contributions (assets) at end of year2018-12-31$1,131,688
Employer contributions (assets) at beginning of year2018-12-31$1,121,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$988,781
Contract administrator fees2018-12-31$52,134
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2018-12-31420794029
2017 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,035,854
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,896,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,758,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,687,135
Value of total assets at end of year2017-12-31$31,104,707
Value of total assets at beginning of year2017-12-31$27,964,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$137,789
Total interest from all sources2017-12-31$7,198
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$192,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$192,275
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$551,550
Participant contributions at end of year2017-12-31$241,320
Participant contributions at beginning of year2017-12-31$282,315
Participant contributions at end of year2017-12-31$362,852
Participant contributions at beginning of year2017-12-31$364,447
Assets. Other investments not covered elsewhere at end of year2017-12-31$14,070,361
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$13,025,303
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$13,655
Other income not declared elsewhere2017-12-31$1,699,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,139,779
Value of net assets at end of year (total assets less liabilities)2017-12-31$31,104,707
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$27,964,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$77,837
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,564,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,643,688
Interest on participant loans2017-12-31$7,198
Value of interest in common/collective trusts at end of year2017-12-31$1,743,256
Value of interest in common/collective trusts at beginning of year2017-12-31$1,407,587
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$50
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$50
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,424,428
Net investment gain or loss from common/collective trusts2017-12-31$25,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,121,930
Employer contributions (assets) at end of year2017-12-31$1,121,930
Employer contributions (assets) at beginning of year2017-12-31$1,241,538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,758,286
Contract administrator fees2017-12-31$59,952
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2017-12-31420794029
2016 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,707,974
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,234,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,132,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,857,221
Value of total assets at end of year2016-12-31$27,964,927
Value of total assets at beginning of year2016-12-31$26,490,963
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$101,950
Total interest from all sources2016-12-31$16,025
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$163,732
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$163,732
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$198,897
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$563,682
Participant contributions at end of year2016-12-31$282,315
Participant contributions at beginning of year2016-12-31$419,215
Participant contributions at end of year2016-12-31$364,446
Participant contributions at beginning of year2016-12-31$300,875
Assets. Other investments not covered elsewhere at end of year2016-12-31$13,025,303
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,188,352
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$52,000
Other income not declared elsewhere2016-12-31$1,178,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,473,964
Value of net assets at end of year (total assets less liabilities)2016-12-31$27,964,927
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$26,490,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$57,652
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,643,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,488,254
Interest on participant loans2016-12-31$16,025
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$1,407,587
Value of interest in common/collective trusts at beginning of year2016-12-31$1,180,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$50
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,283,156
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,283,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$470,235
Net investment gain or loss from common/collective trusts2016-12-31$22,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,241,539
Employer contributions (assets) at end of year2016-12-31$1,241,538
Employer contributions (assets) at beginning of year2016-12-31$1,157,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,132,060
Contract administrator fees2016-12-31$44,298
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$2,274,357
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2016-12-31420794029
2015 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,485,615
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,251,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,165,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,987,342
Value of total assets at end of year2015-12-31$26,490,963
Value of total assets at beginning of year2015-12-31$27,256,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$85,555
Total interest from all sources2015-12-31$15,494
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$135,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$135,861
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$198,897
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$133,167
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$542,182
Participant contributions at end of year2015-12-31$419,215
Participant contributions at beginning of year2015-12-31$395,866
Participant contributions at end of year2015-12-31$300,875
Participant contributions at beginning of year2015-12-31$355,289
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,188,352
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,153,258
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$287,983
Other income not declared elsewhere2015-12-31$-467,149
Administrative expenses (other) incurred2015-12-31$38
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-765,716
Value of net assets at end of year (total assets less liabilities)2015-12-31$26,490,963
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$27,256,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$50,700
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,488,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,130,419
Interest on participant loans2015-12-31$15,494
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$1,180,679
Value of interest in common/collective trusts at beginning of year2015-12-31$1,751,441
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,283,156
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,462,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,462,678
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-215,666
Net investment gain or loss from common/collective trusts2015-12-31$29,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,157,177
Employer contributions (assets) at end of year2015-12-31$1,157,178
Employer contributions (assets) at beginning of year2015-12-31$1,287,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,165,776
Contract administrator fees2015-12-31$34,817
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$2,274,357
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$2,586,927
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2015-12-31420794029
2014 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,468,284
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,051,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,973,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,907,218
Value of total assets at end of year2014-12-31$27,256,679
Value of total assets at beginning of year2014-12-31$29,839,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$78,124
Total interest from all sources2014-12-31$15,539
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$150,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$150,496
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$133,167
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$569,584
Participant contributions at end of year2014-12-31$395,866
Participant contributions at beginning of year2014-12-31$409,614
Participant contributions at end of year2014-12-31$355,289
Participant contributions at beginning of year2014-12-31$373,813
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,153,258
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$7,156,811
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$50,000
Other income not declared elsewhere2014-12-31$8,795,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-2,583,126
Value of net assets at end of year (total assets less liabilities)2014-12-31$27,256,679
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$29,839,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$45,845
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,130,419
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,618,816
Interest on participant loans2014-12-31$15,539
Value of interest in common/collective trusts at end of year2014-12-31$1,751,441
Value of interest in common/collective trusts at beginning of year2014-12-31$1,203,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,462,678
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,694,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,694,669
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-7,429,245
Net investment gain or loss from common/collective trusts2014-12-31$28,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,287,634
Employer contributions (assets) at end of year2014-12-31$1,287,634
Employer contributions (assets) at beginning of year2014-12-31$1,382,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,973,286
Contract administrator fees2014-12-31$32,279
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$2,586,927
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2014-12-31420794029
2013 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,343,021
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,692,292
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,656,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,950,524
Value of total assets at end of year2013-12-31$29,839,805
Value of total assets at beginning of year2013-12-31$25,189,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$36,200
Total interest from all sources2013-12-31$36,122
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$99,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$99,252
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$564,438
Participant contributions at end of year2013-12-31$409,614
Participant contributions at beginning of year2013-12-31$318,571
Participant contributions at end of year2013-12-31$373,813
Participant contributions at beginning of year2013-12-31$424,958
Assets. Other investments not covered elsewhere at end of year2013-12-31$7,156,811
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$13,002,280
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$3,749
Other income not declared elsewhere2013-12-31$2,759,015
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,650,729
Value of net assets at end of year (total assets less liabilities)2013-12-31$29,839,805
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$25,189,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$7,348
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,618,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,075,581
Interest on participant loans2013-12-31$15,065
Value of interest in common/collective trusts at end of year2013-12-31$1,203,745
Value of interest in common/collective trusts at beginning of year2013-12-31$1,127,455
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,694,669
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,862,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,862,605
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$21,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,470,862
Net investment gain or loss from common/collective trusts2013-12-31$27,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,382,337
Employer contributions (assets) at end of year2013-12-31$1,382,337
Employer contributions (assets) at beginning of year2013-12-31$1,377,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,656,092
Contract administrator fees2013-12-31$28,852
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2013-12-31420794029
2012 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,140,830
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,402,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,343,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,979,909
Value of total assets at end of year2012-12-31$25,189,076
Value of total assets at beginning of year2012-12-31$24,451,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$59,820
Total interest from all sources2012-12-31$24,792
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$120,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$120,686
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$598,412
Participant contributions at end of year2012-12-31$318,571
Participant contributions at beginning of year2012-12-31$364,386
Participant contributions at end of year2012-12-31$424,958
Participant contributions at beginning of year2012-12-31$421,418
Assets. Other investments not covered elsewhere at end of year2012-12-31$13,002,280
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$6,574,294
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,871
Other income not declared elsewhere2012-12-31$1,236,645
Administrative expenses (other) incurred2012-12-31$22,087
Total non interest bearing cash at beginning of year2012-12-31$21,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$737,919
Value of net assets at end of year (total assets less liabilities)2012-12-31$25,189,076
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$24,451,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$31,695
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,075,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,259,019
Interest on participant loans2012-12-31$16,288
Value of interest in common/collective trusts at end of year2012-12-31$1,127,455
Value of interest in common/collective trusts at beginning of year2012-12-31$1,063,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,862,605
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,434,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,434,453
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$8,504
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$751,315
Net investment gain or loss from common/collective trusts2012-12-31$27,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,377,626
Employer contributions (assets) at end of year2012-12-31$1,377,626
Employer contributions (assets) at beginning of year2012-12-31$1,312,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,343,091
Contract administrator fees2012-12-31$6,038
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DENMAN AND COMPANY, LLP
Accountancy firm EIN2012-12-31420794029
2011 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,659,900
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,837,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,788,860
Expenses. Certain deemed distributions of participant loans2011-12-31$4,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,968,410
Value of total assets at end of year2011-12-31$24,451,157
Value of total assets at beginning of year2011-12-31$25,628,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$44,069
Total interest from all sources2011-12-31$21,650
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$85,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$85,754
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$623,363
Participant contributions at end of year2011-12-31$364,386
Participant contributions at beginning of year2011-12-31$390,457
Participant contributions at end of year2011-12-31$421,418
Participant contributions at beginning of year2011-12-31$431,061
Assets. Other investments not covered elsewhere at end of year2011-12-31$6,574,294
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$14,607,936
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$32,090
Other income not declared elsewhere2011-12-31$-130,074
Total non interest bearing cash at end of year2011-12-31$21,504
Total non interest bearing cash at beginning of year2011-12-31$42,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,177,550
Value of net assets at end of year (total assets less liabilities)2011-12-31$24,451,157
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$25,628,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$36,757
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,259,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,500,511
Interest on participant loans2011-12-31$21,650
Value of interest in common/collective trusts at end of year2011-12-31$1,063,284
Value of interest in common/collective trusts at beginning of year2011-12-31$966,784
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,434,453
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,336,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,336,530
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-311,242
Net investment gain or loss from common/collective trusts2011-12-31$25,402
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,312,957
Employer contributions (assets) at end of year2011-12-31$1,312,799
Employer contributions (assets) at beginning of year2011-12-31$1,353,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,787,558
Contract administrator fees2011-12-31$7,312
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DENMAN AND COMPANY, LLP
Accountancy firm EIN2011-12-31420794029
2010 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,708,857
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,256,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,215,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,127,061
Value of total assets at end of year2010-12-31$25,628,707
Value of total assets at beginning of year2010-12-31$23,175,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$40,740
Total interest from all sources2010-12-31$84,806
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$394,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$275,485
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$477,089
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$540,865
Participant contributions at end of year2010-12-31$390,457
Participant contributions at beginning of year2010-12-31$329,909
Participant contributions at end of year2010-12-31$431,061
Participant contributions at beginning of year2010-12-31$471,610
Assets. Other investments not covered elsewhere at end of year2010-12-31$14,607,936
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,805,522
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$135,848
Other income not declared elsewhere2010-12-31$1,605,295
Total non interest bearing cash at end of year2010-12-31$42,276
Total non interest bearing cash at beginning of year2010-12-31$505
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,452,822
Value of net assets at end of year (total assets less liabilities)2010-12-31$25,628,707
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,175,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$34,094
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,500,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,463,425
Interest on participant loans2010-12-31$20,829
Income. Interest from US Government securities2010-12-31$1,264
Income. Interest from corporate debt instruments2010-12-31$49,167
Value of interest in common/collective trusts at end of year2010-12-31$966,784
Value of interest in common/collective trusts at beginning of year2010-12-31$966,267
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,336,530
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,882,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,882,706
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$13,546
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$66,661
Asset value of US Government securities at beginning of year2010-12-31$172,703
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$479,522
Net investment gain or loss from common/collective trusts2010-12-31$17,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,450,348
Employer contributions (assets) at end of year2010-12-31$1,353,152
Employer contributions (assets) at beginning of year2010-12-31$1,193,360
Income. Dividends from preferred stock2010-12-31$36,346
Income. Dividends from common stock2010-12-31$83,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,148,634
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$612,914
Contract administrator fees2010-12-31$6,646
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$2,799,875
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DENMAN & COMPANY, LLP
Accountancy firm EIN2010-12-31420794029
2009 : WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WHITFIELD AND EDDY P.L.C. 401(K) PLAN

2022: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WHITFIELD AND EDDY P.L.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number2822547
Policy instance 2
Insurance contract or identification number2822547
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
Insurance broker nameOTT, SHARON KAY
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number01 6814411
Policy instance 1
Insurance contract or identification number01 6814411
Number of Individuals Covered133
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $52,526
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $52,526
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH, PIERCE, FENNER&SMITH
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number2822547
Policy instance 2
Insurance contract or identification number2822547
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract numberA006875
Policy instance 1
Insurance contract or identification numberA006875
Number of Individuals Covered2
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $68
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $68
Insurance broker organization code?3
Insurance broker nameSECURIAN FINANCIAL SERVICES, INC
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract numberA006875
Policy instance 1
Insurance contract or identification numberA006875
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $68
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $68
Insurance broker organization code?3
Insurance broker nameSECURIAN FINANCIAL SERVICES, INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number2822547
Policy instance 2
Insurance contract or identification number2822547
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMP49118
Policy instance 3
Insurance contract or identification numberMP49118
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $16
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $16
Insurance broker organization code?3
Insurance broker nameMCGOLDRICK
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract numberA006875
Policy instance 1
Insurance contract or identification numberA006875
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $98
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $98
Insurance broker organization code?3
Insurance broker nameSECURIAN FINANCIAL SERVICES, INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMP49118
Policy instance 3
Insurance contract or identification numberMP49118
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number2822547
Policy instance 2
Insurance contract or identification number2822547
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number2822547
Policy instance 1
Insurance contract or identification number2822547
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberMP49118
Policy instance 2
Insurance contract or identification numberMP49118
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $257
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract numberA006875
Policy instance 3
Insurance contract or identification numberA006875
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $146
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number2822547
Policy instance 1
Insurance contract or identification number2822547
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract numberA006875
Policy instance 2
Insurance contract or identification numberA006875
Number of Individuals Covered1
Insurance policy start date2010-07-01
Insurance policy end date2011-07-01
Total amount of commissions paid to insurance brokerUSD $120
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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