UPPER IOWA UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN
Measure | Date | Value |
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2022 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-4,141,402 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,140,754 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,132,693 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,518,125 |
Value of total assets at end of year | 2022-12-31 | $42,248,282 |
Value of total assets at beginning of year | 2022-12-31 | $48,530,438 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $8,061 |
Total interest from all sources | 2022-12-31 | $511,243 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,016,977 |
Participant contributions at end of year | 2022-12-31 | $29,901 |
Participant contributions at beginning of year | 2022-12-31 | $48,852 |
Participant contributions at end of year | 2022-12-31 | $77,536 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $254,198 |
Other income not declared elsewhere | 2022-12-31 | $2,299 |
Administrative expenses (other) incurred | 2022-12-31 | $8,061 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-6,282,156 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $42,248,282 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $48,530,438 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $25,703,621 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $32,378,204 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $2,367,021 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $2,245,749 |
Interest on participant loans | 2022-12-31 | $1,483 |
Interest earned on other investments | 2022-12-31 | $509,760 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $864,039 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $839,511 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $839,511 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $13,184,404 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $13,018,122 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $42,493 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-6,357,747 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $184,678 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $246,950 |
Employer contributions (assets) at end of year | 2022-12-31 | $21,760 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,090,200 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BAKER TILLY US, LLP |
Accountancy firm EIN | 2022-12-31 | 391908691 |
2021 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $6,926,399 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $3,388,240 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $3,383,685 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,382,610 |
Value of total assets at end of year | 2021-12-31 | $48,530,438 |
Value of total assets at beginning of year | 2021-12-31 | $44,992,279 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $4,555 |
Total interest from all sources | 2021-12-31 | $436,701 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $980,459 |
Participant contributions at end of year | 2021-12-31 | $48,852 |
Participant contributions at beginning of year | 2021-12-31 | $0 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $78,080 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $145,511 |
Other income not declared elsewhere | 2021-12-31 | $2,467 |
Administrative expenses (other) incurred | 2021-12-31 | $4,555 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $3,538,159 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $48,530,438 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $44,992,279 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $32,378,204 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $28,965,846 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $2,245,749 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $1,852,442 |
Interest on participant loans | 2021-12-31 | $518 |
Interest earned on other investments | 2021-12-31 | $436,157 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $839,511 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $964,288 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $964,288 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $26 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $13,018,122 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $13,110,364 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $424,360 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,765,143 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $339,478 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $256,640 |
Employer contributions (assets) at end of year | 2021-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $21,259 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,959,325 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BAKER TILLY US, LLP |
Accountancy firm EIN | 2021-12-31 | 391908691 |
2020 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $6,728,167 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,401,294 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,401,270 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,325,756 |
Value of total assets at end of year | 2020-12-31 | $44,992,279 |
Value of total assets at beginning of year | 2020-12-31 | $40,665,406 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $24 |
Total interest from all sources | 2020-12-31 | $485,179 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,009,757 |
Participant contributions at end of year | 2020-12-31 | $78,080 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $94,636 |
Other income not declared elsewhere | 2020-12-31 | $139 |
Administrative expenses (other) incurred | 2020-12-31 | $24 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $4,326,873 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $44,992,279 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $40,665,406 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $28,965,846 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $24,736,587 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $1,852,442 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $1,892,127 |
Interest earned on other investments | 2020-12-31 | $485,179 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $964,288 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $1,105,791 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $1,105,791 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $13,110,364 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $12,930,901 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $839,616 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,932,614 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-15,521 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $221,363 |
Employer contributions (assets) at end of year | 2020-12-31 | $21,259 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,561,654 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | BAKER TILLY US, LLP |
Accountancy firm EIN | 2020-12-31 | 391908691 |
2019 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $7,531,892 |
Total income from all sources (including contributions) | 2019-12-31 | $7,531,892 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $3,614,799 |
Total of all expenses incurred | 2019-12-31 | $3,614,799 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,614,799 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,614,799 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,658,048 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,658,048 |
Value of total assets at end of year | 2019-12-31 | $40,665,406 |
Value of total assets at end of year | 2019-12-31 | $40,665,406 |
Value of total assets at beginning of year | 2019-12-31 | $36,748,313 |
Value of total assets at beginning of year | 2019-12-31 | $36,748,313 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $0 |
Total interest from all sources | 2019-12-31 | $478,240 |
Total interest from all sources | 2019-12-31 | $478,240 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,132,664 |
Contributions received from participants | 2019-12-31 | $1,132,664 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $256,009 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $256,009 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $3,917,093 |
Value of net income/loss | 2019-12-31 | $3,917,093 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $40,665,406 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $40,665,406 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $36,748,313 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $36,748,313 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $24,736,587 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $24,736,587 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $21,271,270 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $21,271,270 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $1,892,127 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $1,892,127 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $1,797,798 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $1,797,798 |
Interest earned on other investments | 2019-12-31 | $478,240 |
Interest earned on other investments | 2019-12-31 | $478,240 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $1,105,791 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $1,105,791 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $1,215,751 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $1,215,751 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $1,215,751 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $1,215,751 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $12,930,901 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $12,930,901 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $12,463,494 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $12,463,494 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $224,580 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $224,580 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,298,642 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,298,642 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $96,962 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $96,962 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $269,375 |
Contributions received in cash from employer | 2019-12-31 | $269,375 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,390,219 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,390,219 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BAKER TILLY US, LLP |
Accountancy firm name | 2019-12-31 | BAKER TILLY US, LLP |
Accountancy firm EIN | 2019-12-31 | 391908691 |
Accountancy firm EIN | 2019-12-31 | 391908691 |
2018 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $532,857 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,697,443 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,697,443 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,542,482 |
Value of total assets at end of year | 2018-12-31 | $36,748,313 |
Value of total assets at beginning of year | 2018-12-31 | $38,912,899 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $0 |
Total interest from all sources | 2018-12-31 | $464,856 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,194,010 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $90,949 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,164,586 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $36,748,313 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $38,912,899 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $21,271,270 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $24,355,630 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $1,797,798 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $1,653,381 |
Interest earned on other investments | 2018-12-31 | $464,856 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $1,215,751 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $1,342,959 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $1,342,959 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $12,463,494 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $11,560,929 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $257 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,553,745 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $79,264 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $257,523 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,697,186 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2018-12-31 | 391908691 |
2017 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $7,170,342 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,523,173 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,523,173 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,385,472 |
Value of total assets at end of year | 2017-12-31 | $38,912,899 |
Value of total assets at beginning of year | 2017-12-31 | $34,265,730 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $0 |
Total interest from all sources | 2017-12-31 | $431,126 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,233,890 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $852,494 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,647,169 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $38,912,899 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $34,265,730 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $24,355,630 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $20,273,233 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $1,653,381 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $1,554,601 |
Interest earned on other investments | 2017-12-31 | $431,126 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $1,342,959 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $1,473,702 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $1,473,702 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $11,560,929 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $10,964,194 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $66,942 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $4,285,663 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $68,081 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $299,088 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,456,231 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2017-12-31 | 391908691 |
2016 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,677,356 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,359,397 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,359,397 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,780,808 |
Value of total assets at end of year | 2016-12-31 | $34,265,730 |
Value of total assets at beginning of year | 2016-12-31 | $32,947,771 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $0 |
Total interest from all sources | 2016-12-31 | $453,465 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,223,987 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $407,020 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,317,959 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $34,265,730 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $32,947,771 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $20,273,233 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $19,448,228 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $1,554,601 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $1,488,363 |
Interest earned on other investments | 2016-12-31 | $453,465 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $1,473,702 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,299,722 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,299,722 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $10,964,194 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $10,711,458 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $524,714 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,366,230 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $76,853 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $149,801 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,834,683 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2016-12-31 | 391908691 |
2015 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,302,373 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,287,329 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,287,329 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,743,070 |
Value of total assets at end of year | 2015-12-31 | $32,947,771 |
Value of total assets at beginning of year | 2015-12-31 | $31,932,727 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
Total interest from all sources | 2015-12-31 | $414,863 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,193,509 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $548,769 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,015,044 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $32,947,771 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $31,932,727 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $19,448,228 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $19,253,207 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $1,488,363 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $1,317,163 |
Interest earned on other investments | 2015-12-31 | $414,863 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,299,722 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,108,877 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,108,877 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $10,711,458 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $10,253,480 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $36,935 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $107,505 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $792 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,287,329 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2015-12-31 | 391908691 |
2014 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,222,659 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,718,736 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,718,736 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,314,909 |
Value of total assets at end of year | 2014-12-31 | $31,932,727 |
Value of total assets at beginning of year | 2014-12-31 | $30,428,804 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
Total interest from all sources | 2014-12-31 | $419,709 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,219,958 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $56,259 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,503,923 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $31,932,727 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $30,428,804 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $19,253,207 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $17,880,124 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $1,317,163 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $1,048,417 |
Interest earned on other investments | 2014-12-31 | $419,709 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,108,877 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,319,941 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,319,941 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $10,253,480 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $10,180,322 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,349,655 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $138,386 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $38,692 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,718,736 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2014-12-31 | 391908691 |
2013 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets to this plan | 2013-12-31 | $24,010,479 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $1,841,168 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $242,428 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $242,428 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,076,938 |
Value of total assets at end of year | 2013-12-31 | $6,418,325 |
Value of total assets at beginning of year | 2013-12-31 | $4,819,585 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $63,834 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $846,730 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $122,571 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,598,740 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,418,325 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $4,819,585 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $3,976,613 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $2,927,503 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $215,714 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $153,737 |
Interest earned on other investments | 2013-12-31 | $63,833 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $409,872 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $185,940 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $185,940 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $1 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,816,126 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,552,405 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $683,923 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $16,473 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $107,637 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $242,428 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2013-12-31 | 390859910 |
2012 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $842,345 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $82,642 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $82,642 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $420,468 |
Value of total assets at end of year | 2012-12-31 | $4,819,585 |
Value of total assets at beginning of year | 2012-12-31 | $4,059,882 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $57,359 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $384,159 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $30,763 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $36,309 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $759,703 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $4,819,585 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,059,882 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $2,927,503 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,296,697 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $153,737 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $127,983 |
Interest earned on other investments | 2012-12-31 | $57,358 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $185,940 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $173,420 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $173,420 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $1 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,552,405 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,431,019 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $351,008 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $13,510 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $82,642 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2012-12-31 | 390859910 |
2011 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $411,335 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $458,913 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $458,913 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $379,787 |
Value of total assets at end of year | 2011-12-31 | $4,059,882 |
Value of total assets at beginning of year | 2011-12-31 | $4,107,460 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $53,967 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $377,574 |
Participant contributions at end of year | 2011-12-31 | $30,763 |
Participant contributions at beginning of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $2,213 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-47,578 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,059,882 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,107,460 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,296,697 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,669,492 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $127,983 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $118,535 |
Interest earned on other investments | 2011-12-31 | $53,966 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $173,420 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $1 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,431,019 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $1,319,433 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-36,615 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $14,196 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $458,913 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2011-12-31 | 390859910 |
2010 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2010 401k financial data |
---|
Total income from all sources (including contributions) | 2010-12-31 | $936,262 |
Total of all expenses incurred | 2010-12-31 | $67,189 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $67,189 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $599,844 |
Value of total assets at end of year | 2010-12-31 | $4,107,460 |
Value of total assets at beginning of year | 2010-12-31 | $3,238,387 |
Total interest from all sources | 2010-12-31 | $46,941 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $310,788 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $289,056 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $869,073 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,107,460 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,238,387 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,669,492 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,983,371 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $118,535 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $67,438 |
Interest earned on other investments | 2010-12-31 | $46,941 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $1,319,433 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $1,187,578 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $6,030 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $279,165 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $10,312 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $61,159 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CARNEY, ALEXANDER, MAROLD & CO, LLP |
Accountancy firm EIN | 2010-12-31 | 420728423 |