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UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameUPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN
Plan identification number 002

UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

UPPER IOWA UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:UPPER IOWA UNIVERSITY
Employer identification number (EIN):420680372
NAIC Classification:611000

Additional information about UPPER IOWA UNIVERSITY

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 1911-08-11
Company Identification Number: 064249
Legal Registered Office Address: 605 WASHINGTON ST
BOX 1857
FAYETTE
United States of America (USA)
52142

More information about UPPER IOWA UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01TIM GUYER2023-10-16 TIM GUYER2023-10-16
0022021-01-01BEAU SUDTELGTE2022-10-10 BEAU SUDTELGTE2022-10-10
0022020-01-01BEAU SUDTELGTE2021-10-11 BEAU SUDTELGTE2021-10-11
0022019-01-01KATHY FRANKEN2020-09-30 KATHY FRANKEN2020-09-30
0022019-01-01KATHY FRANKEN2020-09-30 KATHY FRANKEN2020-09-30
0022018-01-01AARON WEDO2019-09-10
0022017-01-01
0022016-01-01
0022015-01-01LESLIE ANDERSON
0022014-01-01LESLIE ANDERSON
0022013-01-01LESLIE ANDERSON
0022012-01-01RANDY FEHR
0022011-01-01BUDDY HORNER
0022009-01-01DONALD AUNGST

Plan Statistics for UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN

401k plan membership statisitcs for UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN

Measure Date Value
2022: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,012
Total number of active participants reported on line 7a of the Form 55002022-01-01474
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01542
Total of all active and inactive participants2022-01-011,016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-011,021
Number of participants with account balances2022-01-01945
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,014
Total number of active participants reported on line 7a of the Form 55002021-01-01487
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01527
Total of all active and inactive participants2021-01-011,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-011,018
Number of participants with account balances2021-01-01944
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,032
Total number of active participants reported on line 7a of the Form 55002020-01-01496
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01517
Total of all active and inactive participants2020-01-011,013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-011,014
Number of participants with account balances2020-01-01946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,014
Total number of active participants reported on line 7a of the Form 55002019-01-01611
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01420
Total of all active and inactive participants2019-01-011,031
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-011,032
Number of participants with account balances2019-01-01965
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01990
Total number of active participants reported on line 7a of the Form 55002018-01-01658
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01355
Total of all active and inactive participants2018-01-011,013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,014
Number of participants with account balances2018-01-01951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0110
2017: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01980
Total number of active participants reported on line 7a of the Form 55002017-01-01728
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01261
Total of all active and inactive participants2017-01-01989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01990
Number of participants with account balances2017-01-01939
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01930
Total number of active participants reported on line 7a of the Form 55002016-01-01723
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01257
Total of all active and inactive participants2016-01-01980
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01981
Number of participants with account balances2016-01-01928
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01891
Total number of active participants reported on line 7a of the Form 55002015-01-01699
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01231
Total of all active and inactive participants2015-01-01930
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01930
Number of participants with account balances2015-01-01860
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01824
Total number of active participants reported on line 7a of the Form 55002014-01-01691
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01200
Total of all active and inactive participants2014-01-01891
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01892
Number of participants with account balances2014-01-01850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01365
Total number of active participants reported on line 7a of the Form 55002013-01-01574
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0178
Total of all active and inactive participants2013-01-01652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01652
Number of participants with account balances2013-01-01584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01343
Total number of active participants reported on line 7a of the Form 55002012-01-01317
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0148
Total of all active and inactive participants2012-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01365
Number of participants with account balances2012-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01329
Total number of active participants reported on line 7a of the Form 55002011-01-01306
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01343
Number of participants with account balances2011-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01294
Total number of active participants reported on line 7a of the Form 55002009-01-01286
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01299
Total participants2009-01-01299
Number of participants with account balances2009-01-01242

Financial Data on UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN

Measure Date Value
2022 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,141,402
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,140,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,132,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,518,125
Value of total assets at end of year2022-12-31$42,248,282
Value of total assets at beginning of year2022-12-31$48,530,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$8,061
Total interest from all sources2022-12-31$511,243
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,016,977
Participant contributions at end of year2022-12-31$29,901
Participant contributions at beginning of year2022-12-31$48,852
Participant contributions at end of year2022-12-31$77,536
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$254,198
Other income not declared elsewhere2022-12-31$2,299
Administrative expenses (other) incurred2022-12-31$8,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,282,156
Value of net assets at end of year (total assets less liabilities)2022-12-31$42,248,282
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$48,530,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$25,703,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$32,378,204
Value of interest in pooled separate accounts at end of year2022-12-31$2,367,021
Value of interest in pooled separate accounts at beginning of year2022-12-31$2,245,749
Interest on participant loans2022-12-31$1,483
Interest earned on other investments2022-12-31$509,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$864,039
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$839,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$839,511
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$13,184,404
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$13,018,122
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$42,493
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,357,747
Net investment gain/loss from pooled separate accounts2022-12-31$184,678
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$246,950
Employer contributions (assets) at end of year2022-12-31$21,760
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,090,200
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31391908691
2021 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$6,926,399
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,388,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,383,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,382,610
Value of total assets at end of year2021-12-31$48,530,438
Value of total assets at beginning of year2021-12-31$44,992,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$4,555
Total interest from all sources2021-12-31$436,701
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$980,459
Participant contributions at end of year2021-12-31$48,852
Participant contributions at beginning of year2021-12-31$0
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$78,080
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$145,511
Other income not declared elsewhere2021-12-31$2,467
Administrative expenses (other) incurred2021-12-31$4,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,538,159
Value of net assets at end of year (total assets less liabilities)2021-12-31$48,530,438
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$44,992,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$32,378,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$28,965,846
Value of interest in pooled separate accounts at end of year2021-12-31$2,245,749
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,852,442
Interest on participant loans2021-12-31$518
Interest earned on other investments2021-12-31$436,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$839,511
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$964,288
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$964,288
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$26
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,018,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$13,110,364
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$424,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,765,143
Net investment gain/loss from pooled separate accounts2021-12-31$339,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$256,640
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$21,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,959,325
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31391908691
2020 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,728,167
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,401,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,401,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,325,756
Value of total assets at end of year2020-12-31$44,992,279
Value of total assets at beginning of year2020-12-31$40,665,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$24
Total interest from all sources2020-12-31$485,179
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,009,757
Participant contributions at end of year2020-12-31$78,080
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$94,636
Other income not declared elsewhere2020-12-31$139
Administrative expenses (other) incurred2020-12-31$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,326,873
Value of net assets at end of year (total assets less liabilities)2020-12-31$44,992,279
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$40,665,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,965,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$24,736,587
Value of interest in pooled separate accounts at end of year2020-12-31$1,852,442
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,892,127
Interest earned on other investments2020-12-31$485,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$964,288
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,105,791
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,105,791
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$13,110,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$12,930,901
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$839,616
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,932,614
Net investment gain/loss from pooled separate accounts2020-12-31$-15,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$221,363
Employer contributions (assets) at end of year2020-12-31$21,259
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,561,654
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31391908691
2019 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,531,892
Total income from all sources (including contributions)2019-12-31$7,531,892
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,614,799
Total of all expenses incurred2019-12-31$3,614,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,614,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,614,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,658,048
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,658,048
Value of total assets at end of year2019-12-31$40,665,406
Value of total assets at end of year2019-12-31$40,665,406
Value of total assets at beginning of year2019-12-31$36,748,313
Value of total assets at beginning of year2019-12-31$36,748,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$478,240
Total interest from all sources2019-12-31$478,240
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,132,664
Contributions received from participants2019-12-31$1,132,664
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$256,009
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$256,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,917,093
Value of net income/loss2019-12-31$3,917,093
Value of net assets at end of year (total assets less liabilities)2019-12-31$40,665,406
Value of net assets at end of year (total assets less liabilities)2019-12-31$40,665,406
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$36,748,313
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$36,748,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,736,587
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,736,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,271,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,271,270
Value of interest in pooled separate accounts at end of year2019-12-31$1,892,127
Value of interest in pooled separate accounts at end of year2019-12-31$1,892,127
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,797,798
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,797,798
Interest earned on other investments2019-12-31$478,240
Interest earned on other investments2019-12-31$478,240
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,105,791
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,105,791
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,215,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,215,751
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,215,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,215,751
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$12,930,901
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$12,930,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$12,463,494
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$12,463,494
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$224,580
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$224,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,298,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,298,642
Net investment gain/loss from pooled separate accounts2019-12-31$96,962
Net investment gain/loss from pooled separate accounts2019-12-31$96,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$269,375
Contributions received in cash from employer2019-12-31$269,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,390,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,390,219
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31391908691
Accountancy firm EIN2019-12-31391908691
2018 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$532,857
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,697,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,697,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,542,482
Value of total assets at end of year2018-12-31$36,748,313
Value of total assets at beginning of year2018-12-31$38,912,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$464,856
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,194,010
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$90,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,164,586
Value of net assets at end of year (total assets less liabilities)2018-12-31$36,748,313
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$38,912,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$21,271,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$24,355,630
Value of interest in pooled separate accounts at end of year2018-12-31$1,797,798
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,653,381
Interest earned on other investments2018-12-31$464,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,215,751
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,342,959
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,342,959
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$12,463,494
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$11,560,929
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$257
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,553,745
Net investment gain/loss from pooled separate accounts2018-12-31$79,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$257,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,697,186
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31391908691
2017 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,170,342
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,523,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,523,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,385,472
Value of total assets at end of year2017-12-31$38,912,899
Value of total assets at beginning of year2017-12-31$34,265,730
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$431,126
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,233,890
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$852,494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,647,169
Value of net assets at end of year (total assets less liabilities)2017-12-31$38,912,899
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$34,265,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$24,355,630
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$20,273,233
Value of interest in pooled separate accounts at end of year2017-12-31$1,653,381
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,554,601
Interest earned on other investments2017-12-31$431,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,342,959
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,473,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,473,702
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$11,560,929
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$10,964,194
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$66,942
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,285,663
Net investment gain/loss from pooled separate accounts2017-12-31$68,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$299,088
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,456,231
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31391908691
2016 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,677,356
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,359,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,359,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,780,808
Value of total assets at end of year2016-12-31$34,265,730
Value of total assets at beginning of year2016-12-31$32,947,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$453,465
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,223,987
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$407,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,317,959
Value of net assets at end of year (total assets less liabilities)2016-12-31$34,265,730
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$32,947,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,273,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$19,448,228
Value of interest in pooled separate accounts at end of year2016-12-31$1,554,601
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,488,363
Interest earned on other investments2016-12-31$453,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,473,702
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,299,722
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,299,722
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$10,964,194
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,711,458
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$524,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,366,230
Net investment gain/loss from pooled separate accounts2016-12-31$76,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$149,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,834,683
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31391908691
2015 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,302,373
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,287,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,287,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,743,070
Value of total assets at end of year2015-12-31$32,947,771
Value of total assets at beginning of year2015-12-31$31,932,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$414,863
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,193,509
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$548,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,015,044
Value of net assets at end of year (total assets less liabilities)2015-12-31$32,947,771
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$31,932,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$19,448,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$19,253,207
Value of interest in pooled separate accounts at end of year2015-12-31$1,488,363
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,317,163
Interest earned on other investments2015-12-31$414,863
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,299,722
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,108,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,108,877
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,711,458
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$10,253,480
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$36,935
Net investment gain/loss from pooled separate accounts2015-12-31$107,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$792
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,287,329
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31391908691
2014 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,222,659
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,718,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,718,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,314,909
Value of total assets at end of year2014-12-31$31,932,727
Value of total assets at beginning of year2014-12-31$30,428,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$419,709
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,219,958
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$56,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,503,923
Value of net assets at end of year (total assets less liabilities)2014-12-31$31,932,727
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$30,428,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$19,253,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$17,880,124
Value of interest in pooled separate accounts at end of year2014-12-31$1,317,163
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,048,417
Interest earned on other investments2014-12-31$419,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,108,877
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,319,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,319,941
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$10,253,480
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$10,180,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,349,655
Net investment gain/loss from pooled separate accounts2014-12-31$138,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$38,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,718,736
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31391908691
2013 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$24,010,479
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,841,168
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$242,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$242,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,076,938
Value of total assets at end of year2013-12-31$6,418,325
Value of total assets at beginning of year2013-12-31$4,819,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$63,834
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$846,730
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$122,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,598,740
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,418,325
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,819,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,976,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,927,503
Value of interest in pooled separate accounts at end of year2013-12-31$215,714
Value of interest in pooled separate accounts at beginning of year2013-12-31$153,737
Interest earned on other investments2013-12-31$63,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$409,872
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$185,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$185,940
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,816,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,552,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$683,923
Net investment gain/loss from pooled separate accounts2013-12-31$16,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$107,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$242,428
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-12-31390859910
2012 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$842,345
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$82,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$82,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$420,468
Value of total assets at end of year2012-12-31$4,819,585
Value of total assets at beginning of year2012-12-31$4,059,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$57,359
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$384,159
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$30,763
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$36,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$759,703
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,819,585
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,059,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,927,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,296,697
Value of interest in pooled separate accounts at end of year2012-12-31$153,737
Value of interest in pooled separate accounts at beginning of year2012-12-31$127,983
Interest earned on other investments2012-12-31$57,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$185,940
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$173,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$173,420
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,552,405
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,431,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$351,008
Net investment gain/loss from pooled separate accounts2012-12-31$13,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$82,642
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$411,335
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$458,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$458,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$379,787
Value of total assets at end of year2011-12-31$4,059,882
Value of total assets at beginning of year2011-12-31$4,107,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$53,967
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$377,574
Participant contributions at end of year2011-12-31$30,763
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-47,578
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,059,882
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,107,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,296,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,669,492
Value of interest in pooled separate accounts at end of year2011-12-31$127,983
Value of interest in pooled separate accounts at beginning of year2011-12-31$118,535
Interest earned on other investments2011-12-31$53,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$173,420
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,431,019
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,319,433
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-36,615
Net investment gain/loss from pooled separate accounts2011-12-31$14,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$458,913
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-12-31390859910
2010 : UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$936,262
Total of all expenses incurred2010-12-31$67,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$67,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$599,844
Value of total assets at end of year2010-12-31$4,107,460
Value of total assets at beginning of year2010-12-31$3,238,387
Total interest from all sources2010-12-31$46,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$310,788
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$289,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$869,073
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,107,460
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,238,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,669,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,983,371
Value of interest in pooled separate accounts at end of year2010-12-31$118,535
Value of interest in pooled separate accounts at beginning of year2010-12-31$67,438
Interest earned on other investments2010-12-31$46,941
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,319,433
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,187,578
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$6,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$279,165
Net investment gain/loss from pooled separate accounts2010-12-31$10,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$61,159
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CARNEY, ALEXANDER, MAROLD & CO, LLP
Accountancy firm EIN2010-12-31420728423

Form 5500 Responses for UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN

2022: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UPPER IOWA UNIVERSITY 403(B) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered868
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered897
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered949
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered969
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered937
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered862
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered851
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered584
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered300
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered278
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number356416
Policy instance 1
Insurance contract or identification number356416
Number of Individuals Covered266
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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