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PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 401k Plan overview

Plan NamePATHWARD, NATIONAL ASSOCIATION 401(K) PLAN
Plan identification number 001

PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PATHWARD, NATIONAL ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:PATHWARD, NATIONAL ASSOCIATION
Employer identification number (EIN):420747941
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01SHERI KAMSTRA SHERI KAMSTRA2018-03-26
0012016-10-01 SHERI KAMSTRA2018-10-07
0012015-10-01SHERI KAMSTRA SHERI KAMSTRA2017-04-04
0012014-10-01SHERI KAMSTRA SHERI KAMSTRA2016-04-07
0012013-10-01SHERI KAMSTRA SHERI KAMSTRA2015-04-08
0012012-10-01SHERI KAMSTRA SHERI KAMSTRA2016-01-25
0012011-10-01SHERI L. KAMSTRA
0012009-10-01SANDRA HEGLAND SANDRA HEGLAND2011-04-26

Plan Statistics for PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN

401k plan membership statisitcs for PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN

Measure Date Value
2021: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-011,349
Total number of active participants reported on line 7a of the Form 55002021-10-011,142
Number of retired or separated participants receiving benefits2021-10-010
Number of other retired or separated participants entitled to future benefits2021-10-01261
Total of all active and inactive participants2021-10-011,403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-012
Total participants2021-10-011,405
Number of participants with account balances2021-10-011,394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-010
2020: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-011,220
Total number of active participants reported on line 7a of the Form 55002020-10-011,092
Number of retired or separated participants receiving benefits2020-10-010
Number of other retired or separated participants entitled to future benefits2020-10-01220
Total of all active and inactive participants2020-10-011,312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-011
Total participants2020-10-011,313
Number of participants with account balances2020-10-011,302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-010
2019: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-011,322
Total number of active participants reported on line 7a of the Form 55002019-10-011,001
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-01194
Total of all active and inactive participants2019-10-011,195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-011
Total participants2019-10-011,196
Number of participants with account balances2019-10-011,179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-010
2018: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-011,288
Total number of active participants reported on line 7a of the Form 55002018-10-011,180
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-01128
Total of all active and inactive participants2018-10-011,308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-011,308
Number of participants with account balances2018-10-011,154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-011,126
Total number of active participants reported on line 7a of the Form 55002017-10-011,127
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-01102
Total of all active and inactive participants2017-10-011,229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-011,229
Number of participants with account balances2017-10-011,016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01709
Total number of active participants reported on line 7a of the Form 55002016-10-01730
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0180
Total of all active and inactive participants2016-10-01810
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01810
Number of participants with account balances2016-10-01703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01639
Total number of active participants reported on line 7a of the Form 55002015-10-01597
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0170
Total of all active and inactive participants2015-10-01667
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01667
Number of participants with account balances2015-10-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01541
Total number of active participants reported on line 7a of the Form 55002014-10-01541
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0148
Total of all active and inactive participants2014-10-01589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01589
Number of participants with account balances2014-10-01479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01458
Total number of active participants reported on line 7a of the Form 55002013-10-01420
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-0132
Total of all active and inactive participants2013-10-01452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01452
Number of participants with account balances2013-10-01375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01448
Total number of active participants reported on line 7a of the Form 55002012-10-01412
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0125
Total of all active and inactive participants2012-10-01437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01437
Number of participants with account balances2012-10-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01435
Total number of active participants reported on line 7a of the Form 55002011-10-01371
Number of retired or separated participants receiving benefits2011-10-013
Number of other retired or separated participants entitled to future benefits2011-10-0160
Total of all active and inactive participants2011-10-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01434
Number of participants with account balances2011-10-01393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01492
Total number of active participants reported on line 7a of the Form 55002009-10-01390
Number of retired or separated participants receiving benefits2009-10-012
Number of other retired or separated participants entitled to future benefits2009-10-0139
Total of all active and inactive participants2009-10-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01431
Number of participants with account balances2009-10-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN

Measure Date Value
2022 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$17,473,315
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$14,347,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$14,114,392
Value of total corrective distributions2022-09-30$441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$36,140,241
Value of total assets at end of year2022-09-30$86,352,808
Value of total assets at beginning of year2022-09-30$83,227,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$232,679
Total interest from all sources2022-09-30$102,434
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$789,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$789,408
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$25,000,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$10,047,600
Participant contributions at end of year2022-09-30$1,068,062
Participant contributions at beginning of year2022-09-30$835,448
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$19,572,332
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-09-30$169
Other income not declared elsewhere2022-09-30$4,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$3,125,803
Value of net assets at end of year (total assets less liabilities)2022-09-30$86,352,808
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$83,227,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$62,473,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$79,612,319
Value of interest in pooled separate accounts at end of year2022-09-30$17,944,476
Interest on participant loans2022-09-30$34,131
Interest earned on other investments2022-09-30$68,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$4,866,583
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$2,779,238
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-15,009,305
Net investment gain/loss from pooled separate accounts2022-09-30$-4,553,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30Yes
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$6,520,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$14,114,223
Contract administrator fees2022-09-30$232,679
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30CROWE LLP
Accountancy firm EIN2022-09-30350921680
2021 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$29,792,207
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$8,212,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$7,688,495
Value of total corrective distributions2021-09-30$270,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$16,032,589
Value of total assets at end of year2021-09-30$83,227,005
Value of total assets at beginning of year2021-09-30$61,647,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$253,346
Total interest from all sources2021-09-30$72,356
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$816,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$816,179
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$25,000,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$7,697,718
Participant contributions at end of year2021-09-30$835,448
Participant contributions at beginning of year2021-09-30$683,211
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$4,941,528
Other income not declared elsewhere2021-09-30$23,279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$21,579,988
Value of net assets at end of year (total assets less liabilities)2021-09-30$83,227,005
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$61,647,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$79,612,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$56,260,338
Interest on participant loans2021-09-30$31,224
Interest earned on other investments2021-09-30$41,132
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$2,779,238
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$2,367,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$12,847,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30Yes
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$3,393,343
Employer contributions (assets) at beginning of year2021-09-30$2,336,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$7,688,495
Contract administrator fees2021-09-30$253,346
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30CROWE LLP
Accountancy firm EIN2021-09-30350921680
2020 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-09-30$0
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total transfer of assets to this plan2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$15,983,923
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$9,888,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$9,685,247
Expenses. Certain deemed distributions of participant loans2020-09-30$0
Value of total corrective distributions2020-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$10,678,119
Value of total assets at end of year2020-09-30$61,647,017
Value of total assets at beginning of year2020-09-30$55,551,537
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$203,196
Total income from rents2020-09-30$0
Total interest from all sources2020-09-30$81,090
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$760,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$760,246
Administrative expenses professional fees incurred2020-09-30$0
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$25,000,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Amount of non-exempt transactions with any party-in-interest2020-09-30$0
Contributions received from participants2020-09-30$6,945,328
Participant contributions at end of year2020-09-30$683,211
Participant contributions at beginning of year2020-09-30$575,937
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$1,396,646
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-09-30$0
Other income not declared elsewhere2020-09-30$19,777
Administrative expenses (other) incurred2020-09-30$0
Liabilities. Value of operating payables at beginning of year2020-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$6,095,480
Value of net assets at end of year (total assets less liabilities)2020-09-30$61,647,017
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$55,551,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-09-30$0
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-09-30$0
Investment advisory and management fees2020-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$56,260,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$48,787,254
Interest on participant loans2020-09-30$31,740
Income. Interest from loans (other than to participants)2020-09-30$0
Interest earned on other investments2020-09-30$49,350
Income. Interest from US Government securities2020-09-30$0
Income. Interest from corporate debt instruments2020-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$2,367,323
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$2,759,548
Expenses. Payments to insurance carriers foe the provision of benefits2020-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$4,444,227
Net investment gain/loss from pooled separate accounts2020-09-30$0
Net investment gain or loss from common/collective trusts2020-09-30$0
Net gain/loss from 103.12 investment entities2020-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Assets. Invements in employer securities at end of year2020-09-30$0
Assets. Invements in employer securities at beginning of year2020-09-30$96,749
Contributions received in cash from employer2020-09-30$2,336,145
Employer contributions (assets) at end of year2020-09-30$2,336,145
Employer contributions (assets) at beginning of year2020-09-30$3,332,049
Income. Dividends from preferred stock2020-09-30$0
Income. Dividends from common stock2020-09-30$464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$9,685,247
Contract administrator fees2020-09-30$203,196
Liabilities. Value of benefit claims payable at beginning of year2020-09-30$0
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Aggregate proceeds on sale of assets2020-09-30$0
Aggregate carrying amount (costs) on sale of assets2020-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30CROWE LLP
Accountancy firm EIN2020-09-30350921680
2019 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-09-30$148,424
Total unrealized appreciation/depreciation of assets2019-09-30$148,424
Total transfer of assets to this plan2019-09-30$4,206
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$15,167,554
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$5,432,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$5,418,895
Expenses. Certain deemed distributions of participant loans2019-09-30$0
Value of total corrective distributions2019-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$13,124,554
Value of total assets at end of year2019-09-30$55,551,537
Value of total assets at beginning of year2019-09-30$45,812,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$13,489
Total income from rents2019-09-30$0
Total interest from all sources2019-09-30$59,968
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$494,712
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$486,588
Administrative expenses professional fees incurred2019-09-30$0
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$25,000,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Amount of non-exempt transactions with any party-in-interest2019-09-30$0
Contributions received from participants2019-09-30$6,209,420
Participant contributions at end of year2019-09-30$575,937
Participant contributions at beginning of year2019-09-30$377,790
Participant contributions at end of year2019-09-30$0
Participant contributions at beginning of year2019-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$3,572,045
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-09-30$8,327
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-09-30$0
Other income not declared elsewhere2019-09-30$1,071
Administrative expenses (other) incurred2019-09-30$0
Liabilities. Value of operating payables at beginning of year2019-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$9,735,170
Value of net assets at end of year (total assets less liabilities)2019-09-30$55,551,537
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$45,812,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-09-30$0
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-09-30$0
Investment advisory and management fees2019-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$48,787,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$22,158,226
Interest on participant loans2019-09-30$24,037
Income. Interest from loans (other than to participants)2019-09-30$0
Interest earned on other investments2019-09-30$35,931
Income. Interest from US Government securities2019-09-30$0
Income. Interest from corporate debt instruments2019-09-30$0
Value of interest in common/collective trusts at end of year2019-09-30$0
Value of interest in common/collective trusts at beginning of year2019-09-30$17,479,622
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$2,759,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$2,510,588
Expenses. Payments to insurance carriers foe the provision of benefits2019-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$1,332,821
Net investment gain/loss from pooled separate accounts2019-09-30$0
Net investment gain or loss from common/collective trusts2019-09-30$6,004
Net gain/loss from 103.12 investment entities2019-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Assets. Invements in employer securities at end of year2019-09-30$96,749
Assets. Invements in employer securities at beginning of year2019-09-30$1,115,480
Contributions received in cash from employer2019-09-30$3,343,089
Employer contributions (assets) at end of year2019-09-30$3,332,049
Employer contributions (assets) at beginning of year2019-09-30$2,170,455
Income. Dividends from preferred stock2019-09-30$0
Income. Dividends from common stock2019-09-30$8,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$5,410,568
Contract administrator fees2019-09-30$13,489
Liabilities. Value of benefit claims payable at beginning of year2019-09-30$0
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Aggregate proceeds on sale of assets2019-09-30$0
Aggregate carrying amount (costs) on sale of assets2019-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30CROWE LLP
Accountancy firm EIN2019-09-30350921680
2018 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-09-30$56,009
Total unrealized appreciation/depreciation of assets2018-09-30$56,009
Total transfer of assets to this plan2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Expenses. Interest paid2018-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-09-30$0
Total income from all sources (including contributions)2018-09-30$13,980,176
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$2,327,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$2,294,540
Expenses. Certain deemed distributions of participant loans2018-09-30$0
Value of total corrective distributions2018-09-30$27,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$10,355,454
Value of total assets at end of year2018-09-30$45,812,161
Value of total assets at beginning of year2018-09-30$34,159,718
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$5,382
Total income from rents2018-09-30$0
Total interest from all sources2018-09-30$35,242
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$205,266
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$198,271
Administrative expenses professional fees incurred2018-09-30$0
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$25,000,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Amount of non-exempt transactions with any party-in-interest2018-09-30$0
Contributions received from participants2018-09-30$3,588,191
Participant contributions at end of year2018-09-30$377,790
Participant contributions at beginning of year2018-09-30$1,165
Participant contributions at end of year2018-09-30$0
Participant contributions at beginning of year2018-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$4,596,808
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-09-30$0
Other income not declared elsewhere2018-09-30$0
Administrative expenses (other) incurred2018-09-30$0
Liabilities. Value of operating payables at beginning of year2018-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Income. Non cash contributions2018-09-30$0
Value of net income/loss2018-09-30$11,652,443
Value of net assets at end of year (total assets less liabilities)2018-09-30$45,812,161
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$34,159,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-09-30$0
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-09-30$0
Investment advisory and management fees2018-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$22,158,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$18,176,126
Interest on participant loans2018-09-30$6,270
Income. Interest from loans (other than to participants)2018-09-30$0
Interest earned on other investments2018-09-30$28,972
Income. Interest from US Government securities2018-09-30$0
Income. Interest from corporate debt instruments2018-09-30$0
Value of interest in common/collective trusts at end of year2018-09-30$17,479,622
Value of interest in common/collective trusts at beginning of year2018-09-30$11,338,124
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$2,510,588
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$1,869,993
Expenses. Payments to insurance carriers foe the provision of benefits2018-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$2,386,936
Net investment gain/loss from pooled separate accounts2018-09-30$0
Net investment gain or loss from common/collective trusts2018-09-30$941,269
Net gain/loss from 103.12 investment entities2018-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Assets. Invements in employer securities at end of year2018-09-30$1,115,480
Assets. Invements in employer securities at beginning of year2018-09-30$1,052,476
Contributions received in cash from employer2018-09-30$2,170,455
Employer contributions (assets) at end of year2018-09-30$2,170,455
Employer contributions (assets) at beginning of year2018-09-30$1,721,834
Income. Dividends from preferred stock2018-09-30$0
Income. Dividends from common stock2018-09-30$6,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$2,294,540
Contract administrator fees2018-09-30$5,382
Liabilities. Value of benefit claims payable at beginning of year2018-09-30$0
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Aggregate proceeds on sale of assets2018-09-30$0
Aggregate carrying amount (costs) on sale of assets2018-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30CROWE LLP
Accountancy firm EIN2018-09-30350921680
2017 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-30$236,893
Total unrealized appreciation/depreciation of assets2017-09-30$236,893
Total transfer of assets to this plan2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Expenses. Interest paid2017-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-09-30$0
Total income from all sources (including contributions)2017-09-30$11,016,529
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$2,822,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$2,761,449
Expenses. Certain deemed distributions of participant loans2017-09-30$0
Value of total corrective distributions2017-09-30$57,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$7,142,972
Value of total assets at end of year2017-09-30$34,159,718
Value of total assets at beginning of year2017-09-30$25,965,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$3,986
Total income from rents2017-09-30$0
Total interest from all sources2017-09-30$26,275
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$162,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$155,840
Administrative expenses professional fees incurred2017-09-30$0
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$25,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Amount of non-exempt transactions with any party-in-interest2017-09-30$0
Contributions received from participants2017-09-30$2,701,131
Participant contributions at end of year2017-09-30$1,165
Participant contributions at beginning of year2017-09-30$12,508
Participant contributions at end of year2017-09-30$0
Participant contributions at beginning of year2017-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$2,720,007
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-09-30$0
Other income not declared elsewhere2017-09-30$0
Administrative expenses (other) incurred2017-09-30$0
Liabilities. Value of operating payables at beginning of year2017-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Income. Non cash contributions2017-09-30$0
Value of net income/loss2017-09-30$8,193,940
Value of net assets at end of year (total assets less liabilities)2017-09-30$34,159,718
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$25,965,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-09-30$0
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-09-30$0
Investment advisory and management fees2017-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$18,176,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$14,836,689
Interest on participant loans2017-09-30$415
Income. Interest from loans (other than to participants)2017-09-30$0
Interest earned on other investments2017-09-30$25,860
Income. Interest from US Government securities2017-09-30$0
Income. Interest from corporate debt instruments2017-09-30$0
Value of interest in common/collective trusts at end of year2017-09-30$11,338,124
Value of interest in common/collective trusts at beginning of year2017-09-30$7,228,872
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$1,869,993
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$1,815,978
Expenses. Payments to insurance carriers foe the provision of benefits2017-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$2,255,560
Net investment gain/loss from pooled separate accounts2017-09-30$0
Net investment gain or loss from common/collective trusts2017-09-30$1,192,034
Net gain/loss from 103.12 investment entities2017-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30Yes
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Assets. Invements in employer securities at end of year2017-09-30$1,052,476
Assets. Invements in employer securities at beginning of year2017-09-30$808,627
Contributions received in cash from employer2017-09-30$1,721,834
Employer contributions (assets) at end of year2017-09-30$1,721,834
Employer contributions (assets) at beginning of year2017-09-30$1,263,104
Income. Dividends from preferred stock2017-09-30$0
Income. Dividends from common stock2017-09-30$6,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$2,761,449
Contract administrator fees2017-09-30$3,986
Liabilities. Value of benefit claims payable at beginning of year2017-09-30$0
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Aggregate proceeds on sale of assets2017-09-30$0
Aggregate carrying amount (costs) on sale of assets2017-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30No
Opinion of an independent qualified public accountant for this plan2017-09-30Unqualified
Accountancy firm name2017-09-30KPMG LLP
Accountancy firm EIN2017-09-30135565270
2016 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$250,686
Total unrealized appreciation/depreciation of assets2016-09-30$250,686
Total transfer of assets to this plan2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Expenses. Interest paid2016-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-09-30$0
Total income from all sources (including contributions)2016-09-30$6,428,183
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$2,277,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$2,254,684
Expenses. Certain deemed distributions of participant loans2016-09-30$0
Value of total corrective distributions2016-09-30$19,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$4,014,395
Value of total assets at end of year2016-09-30$25,965,778
Value of total assets at beginning of year2016-09-30$21,814,649
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$3,223
Total income from rents2016-09-30$0
Total interest from all sources2016-09-30$26,789
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$158,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$151,125
Administrative expenses professional fees incurred2016-09-30$0
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$25,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Amount of non-exempt transactions with any party-in-interest2016-09-30$0
Contributions received from participants2016-09-30$2,126,130
Participant contributions at end of year2016-09-30$12,508
Participant contributions at beginning of year2016-09-30$17,369
Participant contributions at end of year2016-09-30$0
Participant contributions at beginning of year2016-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$625,161
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$0
Other income not declared elsewhere2016-09-30$-26
Administrative expenses (other) incurred2016-09-30$0
Liabilities. Value of operating payables at beginning of year2016-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Income. Non cash contributions2016-09-30$0
Value of net income/loss2016-09-30$4,151,129
Value of net assets at end of year (total assets less liabilities)2016-09-30$25,965,778
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$21,814,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-09-30$0
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-09-30$0
Investment advisory and management fees2016-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$14,836,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$13,354,330
Interest on participant loans2016-09-30$789
Income. Interest from loans (other than to participants)2016-09-30$0
Interest earned on other investments2016-09-30$26,000
Income. Interest from US Government securities2016-09-30$0
Income. Interest from corporate debt instruments2016-09-30$0
Value of interest in common/collective trusts at end of year2016-09-30$7,228,872
Value of interest in common/collective trusts at beginning of year2016-09-30$5,291,378
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$1,815,978
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$1,511,190
Expenses. Payments to insurance carriers foe the provision of benefits2016-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$1,348,993
Net investment gain/loss from pooled separate accounts2016-09-30$0
Net investment gain or loss from common/collective trusts2016-09-30$629,330
Net gain/loss from 103.12 investment entities2016-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Assets. Invements in employer securities at end of year2016-09-30$808,627
Assets. Invements in employer securities at beginning of year2016-09-30$551,050
Contributions received in cash from employer2016-09-30$1,263,104
Employer contributions (assets) at end of year2016-09-30$1,263,104
Employer contributions (assets) at beginning of year2016-09-30$1,089,332
Income. Dividends from preferred stock2016-09-30$0
Income. Dividends from common stock2016-09-30$6,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$2,254,684
Contract administrator fees2016-09-30$3,223
Liabilities. Value of benefit claims payable at beginning of year2016-09-30$0
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$0
Aggregate carrying amount (costs) on sale of assets2016-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30No
Opinion of an independent qualified public accountant for this plan2016-09-30Unqualified
Accountancy firm name2016-09-30KPMG LLP
Accountancy firm EIN2016-09-30135565270
2015 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$85,284
Total unrealized appreciation/depreciation of assets2015-09-30$85,284
Total transfer of assets to this plan2015-09-30$60,238
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Expenses. Interest paid2015-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-09-30$0
Total income from all sources (including contributions)2015-09-30$4,868,460
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$590,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$581,080
Expenses. Certain deemed distributions of participant loans2015-09-30$0
Value of total corrective distributions2015-09-30$6,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$4,762,240
Value of total assets at end of year2015-09-30$21,814,649
Value of total assets at beginning of year2015-09-30$17,476,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$2,532
Total income from rents2015-09-30$0
Total interest from all sources2015-09-30$24,483
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$140,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$133,342
Administrative expenses professional fees incurred2015-09-30$0
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$25,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Amount of non-exempt transactions with any party-in-interest2015-09-30$0
Contributions received from participants2015-09-30$1,637,643
Participant contributions at end of year2015-09-30$17,369
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$2,035,265
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$0
Other income not declared elsewhere2015-09-30$0
Administrative expenses (other) incurred2015-09-30$0
Liabilities. Value of operating payables at beginning of year2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Income. Non cash contributions2015-09-30$0
Value of net income/loss2015-09-30$4,277,948
Value of net assets at end of year (total assets less liabilities)2015-09-30$21,814,649
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$17,476,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-09-30$0
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-09-30$0
Investment advisory and management fees2015-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$13,354,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$11,319,336
Interest on participant loans2015-09-30$635
Income. Interest from loans (other than to participants)2015-09-30$0
Interest earned on other investments2015-09-30$23,848
Income. Interest from US Government securities2015-09-30$0
Income. Interest from corporate debt instruments2015-09-30$0
Value of interest in common/collective trusts at end of year2015-09-30$5,291,378
Value of interest in common/collective trusts at beginning of year2015-09-30$3,491,645
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$1,511,190
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$1,270,949
Expenses. Payments to insurance carriers foe the provision of benefits2015-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$8,036
Net investment gain/loss from pooled separate accounts2015-09-30$0
Net investment gain or loss from common/collective trusts2015-09-30$-151,730
Net gain/loss from 103.12 investment entities2015-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Assets. Invements in employer securities at end of year2015-09-30$551,050
Assets. Invements in employer securities at beginning of year2015-09-30$458,961
Contributions received in cash from employer2015-09-30$1,089,332
Employer contributions (assets) at end of year2015-09-30$1,089,332
Employer contributions (assets) at beginning of year2015-09-30$935,572
Income. Dividends from preferred stock2015-09-30$0
Income. Dividends from common stock2015-09-30$6,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$581,080
Contract administrator fees2015-09-30$2,532
Liabilities. Value of benefit claims payable at beginning of year2015-09-30$0
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$0
Aggregate carrying amount (costs) on sale of assets2015-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30No
Opinion of an independent qualified public accountant for this plan2015-09-30Unqualified
Accountancy firm name2015-09-30KPMG LLP
Accountancy firm EIN2015-09-30135565270
2014 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$-23,955
Total unrealized appreciation/depreciation of assets2014-09-30$-23,955
Total transfer of assets to this plan2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Expenses. Interest paid2014-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-09-30$0
Total income from all sources (including contributions)2014-09-30$4,106,448
Total loss/gain on sale of assets2014-09-30$195
Total of all expenses incurred2014-09-30$2,740,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$2,732,069
Value of total corrective distributions2014-09-30$8,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$2,624,966
Value of total assets at end of year2014-09-30$17,476,463
Value of total assets at beginning of year2014-09-30$16,110,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$186
Total income from rents2014-09-30$0
Total interest from all sources2014-09-30$20,079
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$122,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$108,712
Administrative expenses professional fees incurred2014-09-30$0
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$25,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Amount of non-exempt transactions with any party-in-interest2014-09-30$0
Contributions received from participants2014-09-30$1,291,779
Participant contributions at end of year2014-09-30$0
Participant contributions at beginning of year2014-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2014-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$397,615
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-09-30$1,200
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$0
Other income not declared elsewhere2014-09-30$0
Administrative expenses (other) incurred2014-09-30$0
Liabilities. Value of operating payables at beginning of year2014-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Income. Non cash contributions2014-09-30$0
Value of net income/loss2014-09-30$1,365,676
Value of net assets at end of year (total assets less liabilities)2014-09-30$17,476,463
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$16,110,787
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-09-30$0
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-09-30$0
Investment advisory and management fees2014-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$11,319,336
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$10,361,028
Income. Interest from loans (other than to participants)2014-09-30$0
Interest earned on other investments2014-09-30$20,079
Income. Interest from US Government securities2014-09-30$0
Income. Interest from corporate debt instruments2014-09-30$0
Value of interest in common/collective trusts at end of year2014-09-30$3,491,645
Value of interest in common/collective trusts at beginning of year2014-09-30$2,494,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$1,270,949
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$1,134,828
Expenses. Payments to insurance carriers foe the provision of benefits2014-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$1,070,500
Net investment gain/loss from pooled separate accounts2014-09-30$0
Net investment gain or loss from common/collective trusts2014-09-30$292,079
Net gain/loss from 103.12 investment entities2014-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Assets. Invements in employer securities at end of year2014-09-30$458,961
Assets. Invements in employer securities at beginning of year2014-09-30$491,247
Contributions received in cash from employer2014-09-30$935,572
Employer contributions (assets) at end of year2014-09-30$935,572
Employer contributions (assets) at beginning of year2014-09-30$792,990
Income. Dividends from preferred stock2014-09-30$0
Income. Dividends from common stock2014-09-30$13,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$2,730,869
Contract administrator fees2014-09-30$186
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$836,333
Liabilities. Value of benefit claims payable at beginning of year2014-09-30$0
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$8,976
Aggregate carrying amount (costs) on sale of assets2014-09-30$8,781
Liabilities. Value of acquisition indebtedness at beginning of year2014-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30No
Opinion of an independent qualified public accountant for this plan2014-09-30Unqualified
Accountancy firm name2014-09-30KPMG LLP
Accountancy firm EIN2014-09-30135565270
2013 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$415,572
Total unrealized appreciation/depreciation of assets2013-09-30$415,572
Total transfer of assets to this plan2013-09-30$0
Total transfer of assets from this plan2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Expenses. Interest paid2013-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-09-30$0
Total income from all sources (including contributions)2013-09-30$5,342,099
Total loss/gain on sale of assets2013-09-30$595,520
Total of all expenses incurred2013-09-30$4,634,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$4,628,841
Value of total corrective distributions2013-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$2,391,431
Value of total assets at end of year2013-09-30$16,110,787
Value of total assets at beginning of year2013-09-30$15,402,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$5,437
Total income from rents2013-09-30$0
Total interest from all sources2013-09-30$19,715
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$166,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$108,035
Administrative expenses professional fees incurred2013-09-30$0
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$25,000,000
If this is an individual account plan, was there a blackout period2013-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Amount of non-exempt transactions with any party-in-interest2013-09-30$0
Contributions received from participants2013-09-30$1,129,782
Participant contributions at end of year2013-09-30$0
Participant contributions at beginning of year2013-09-30$0
Assets. Other investments not covered elsewhere at end of year2013-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$1,892,672
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$467,803
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-09-30$0
Other income not declared elsewhere2013-09-30$33,896
Administrative expenses (other) incurred2013-09-30$0
Liabilities. Value of operating payables at beginning of year2013-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Income. Non cash contributions2013-09-30$0
Value of net income/loss2013-09-30$707,821
Value of net assets at end of year (total assets less liabilities)2013-09-30$16,110,787
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$15,402,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-09-30$0
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-09-30$0
Investment advisory and management fees2013-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$10,361,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$10,412,847
Income. Interest from loans (other than to participants)2013-09-30$0
Interest earned on other investments2013-09-30$19,715
Income. Interest from US Government securities2013-09-30$0
Income. Interest from corporate debt instruments2013-09-30$0
Value of interest in common/collective trusts at end of year2013-09-30$2,494,361
Value of interest in common/collective trusts at beginning of year2013-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$620,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$620,763
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$1,134,828
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$1,892,672
Expenses. Payments to insurance carriers foe the provision of benefits2013-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$1,421,456
Net investment gain/loss from pooled separate accounts2013-09-30$0
Net investment gain or loss from common/collective trusts2013-09-30$298,162
Net gain/loss from 103.12 investment entities2013-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Assets. Invements in employer securities at end of year2013-09-30$491,247
Assets. Invements in employer securities at beginning of year2013-09-30$1,736,478
Contributions received in cash from employer2013-09-30$793,846
Employer contributions (assets) at end of year2013-09-30$792,990
Employer contributions (assets) at beginning of year2013-09-30$740,206
Income. Dividends from preferred stock2013-09-30$0
Income. Dividends from common stock2013-09-30$58,312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$4,628,841
Contract administrator fees2013-09-30$5,437
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-09-30Yes
Assets. Corporate common stocks other than exployer securities at end of year2013-09-30$836,333
Assets. Corporate common stocks other than exployer securities at beginning of year2013-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2013-09-30$0
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Aggregate proceeds on sale of assets2013-09-30$2,169,550
Aggregate carrying amount (costs) on sale of assets2013-09-30$1,574,030
Liabilities. Value of acquisition indebtedness at beginning of year2013-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30No
Opinion of an independent qualified public accountant for this plan2013-09-30Unqualified
Accountancy firm name2013-09-30KPMG LLP
Accountancy firm EIN2013-09-30135565270
2012 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$445,580
Total unrealized appreciation/depreciation of assets2012-09-30$445,580
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$4,263,764
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$1,072,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$1,063,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,736,709
Value of total assets at end of year2012-09-30$15,402,966
Value of total assets at beginning of year2012-09-30$12,212,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$9,727
Total interest from all sources2012-09-30$79
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$282,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$244,081
Administrative expenses professional fees incurred2012-09-30$9,727
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$5,000,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$963,337
Assets. Other investments not covered elsewhere at end of year2012-09-30$1,892,672
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$1,801,766
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$32,994
Other income not declared elsewhere2012-09-30$4,713
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$3,190,933
Value of net assets at end of year (total assets less liabilities)2012-09-30$15,402,966
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$12,212,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$10,412,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$7,912,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$620,763
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$397,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$397,298
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$79
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$1,794,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Assets. Invements in employer securities at end of year2012-09-30$1,736,478
Assets. Invements in employer securities at beginning of year2012-09-30$1,290,794
Contributions received in cash from employer2012-09-30$740,378
Employer contributions (assets) at end of year2012-09-30$740,206
Employer contributions (assets) at beginning of year2012-09-30$810,072
Income. Dividends from common stock2012-09-30$38,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$1,063,104
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30No
Opinion of an independent qualified public accountant for this plan2012-09-30Unqualified
Accountancy firm name2012-09-30KPMG LLP
Accountancy firm EIN2012-09-30135565270
2011 : PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$-1,058,774
Total unrealized appreciation/depreciation of assets2011-09-30$-1,058,774
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$453,930
Total loss/gain on sale of assets2011-09-30$-268,863
Total of all expenses incurred2011-09-30$1,307,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$1,299,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$1,824,354
Value of total assets at end of year2011-09-30$12,212,033
Value of total assets at beginning of year2011-09-30$13,065,822
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$8,053
Total interest from all sources2011-09-30$143
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$263,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-09-30$221,052
Administrative expenses professional fees incurred2011-09-30$7,978
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$1,000,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$993,470
Participant contributions at end of year2011-09-30$0
Participant contributions at beginning of year2011-09-30$61,322
Assets. Other investments not covered elsewhere at end of year2011-09-30$1,801,766
Assets. Other investments not covered elsewhere at beginning of year2011-09-30$1,787,565
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$20,812
Other income not declared elsewhere2011-09-30$5,800
Administrative expenses (other) incurred2011-09-30$75
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-853,789
Value of net assets at end of year (total assets less liabilities)2011-09-30$12,212,033
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$13,065,822
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$7,912,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$7,266,387
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$397,298
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$377,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$377,692
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$143
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-312,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30Yes
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Assets. Invements in employer securities at end of year2011-09-30$1,290,794
Assets. Invements in employer securities at beginning of year2011-09-30$2,844,000
Contributions received in cash from employer2011-09-30$810,072
Employer contributions (assets) at end of year2011-09-30$810,072
Employer contributions (assets) at beginning of year2011-09-30$728,856
Income. Dividends from common stock2011-09-30$42,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$1,299,666
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Aggregate proceeds on sale of assets2011-09-30$225,569
Aggregate carrying amount (costs) on sale of assets2011-09-30$494,432
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30No
Opinion of an independent qualified public accountant for this plan2011-09-30Unqualified
Accountancy firm name2011-09-30KPMG LLP
Accountancy firm EIN2011-09-30135565270

Form 5500 Responses for PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN

2021: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedYes
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedYes
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: PATHWARD, NATIONAL ASSOCIATION 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number459119
Policy instance 2
Insurance contract or identification number459119
Number of Individuals Covered1405
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $4,671
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,671
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1405
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $2,944
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,944
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1313
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $4,851
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,851
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1196
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $5,664
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,664
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1308
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $7,695
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,695
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1229
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $4,960
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered667
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $4,199
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,227
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY DW INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered589
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $3,552
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,195
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY DW INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered452
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $3,194
Total amount of fees paid to insurance companyUSD $16
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,042
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameMORGAN STANLEY DW INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered437
Insurance policy start date2012-12-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $12,261
Total amount of fees paid to insurance companyUSD $3,472
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,705
Amount paid for insurance broker fees3494
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE/ PLATFORM SUPPORT FEE
Insurance broker organization code?3
Insurance broker nameS B H U LIFE AGENCY INC

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