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ACT, INC. TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameACT, INC. TAX DEFERRED ANNUITY PLAN
Plan identification number 004

ACT, INC. TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ACT, INC. has sponsored the creation of one or more 401k plans.

Company Name:ACT, INC.
Employer identification number (EIN):420841485
NAIC Classification:611000

Additional information about ACT, INC.

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 1960-08-23
Company Identification Number: 054423
Legal Registered Office Address: 505 5TH AVENUE
SUITE 729
DES MOINES
United States of America (USA)
50309

More information about ACT, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ACT, INC. TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042017-01-01JENNIFER YI BOYER JENNIFER YI BOYER2017-10-12
0042016-01-01JENNIFER YI BOYER JENNIFER YI BOYER2017-10-12
0042015-01-01
0042014-01-01
0042013-01-01ELLEN K. MINCHK
0042012-01-01ELLEN K. MINCHK
0042011-01-01ELLEN K MINCHK
0042009-01-01JAMES W. FRIEL JAMES W. FRIEL2011-02-25
0042009-01-01JAMES W. FRIEL JAMES W. FRIEL2010-10-15

Plan Statistics for ACT, INC. TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for ACT, INC. TAX DEFERRED ANNUITY PLAN

Measure Date Value
2017: ACT, INC. TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01870
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ACT, INC. TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01833
Total number of active participants reported on line 7a of the Form 55002016-01-01592
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01278
Total of all active and inactive participants2016-01-01870
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01870
Number of participants with account balances2016-01-01808
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ACT, INC. TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01783
Total number of active participants reported on line 7a of the Form 55002015-01-01576
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01257
Total of all active and inactive participants2015-01-01833
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01833
Number of participants with account balances2015-01-01773
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ACT, INC. TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01748
Total number of active participants reported on line 7a of the Form 55002014-01-01547
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01235
Total of all active and inactive participants2014-01-01782
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01784
Number of participants with account balances2014-01-01730
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ACT, INC. TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01773
Total number of active participants reported on line 7a of the Form 55002013-01-01583
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01227
Total of all active and inactive participants2013-01-01810
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01810
Number of participants with account balances2013-01-01702
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ACT, INC. TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01751
Total number of active participants reported on line 7a of the Form 55002012-01-01598
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01175
Total of all active and inactive participants2012-01-01773
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01773
Number of participants with account balances2012-01-01638
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ACT, INC. TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01718
Total number of active participants reported on line 7a of the Form 55002011-01-01602
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01163
Total of all active and inactive participants2011-01-01765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01765
Number of participants with account balances2011-01-01637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ACT, INC. TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01723
Total number of active participants reported on line 7a of the Form 55002009-01-01585
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01116
Total of all active and inactive participants2009-01-01701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01703
Number of participants with account balances2009-01-01566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ACT, INC. TAX DEFERRED ANNUITY PLAN

Measure Date Value
2017 : ACT, INC. TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-01-01$0
Total transfer of assets from this plan2017-01-01$57,626,929
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-01$0
Total income from all sources (including contributions)2017-01-01$0
Total loss/gain on sale of assets2017-01-01$0
Total of all expenses incurred2017-01-01$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-01-01$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-01-01$0
Value of total assets at end of year2017-01-01$0
Value of total assets at beginning of year2017-01-01$57,626,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-01-01$0
Total interest from all sources2017-01-01$0
Total dividends received (eg from common stock, registered investment company shares)2017-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-01-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-01-01$0
Was this plan covered by a fidelity bond2017-01-01Yes
Value of fidelity bond cover2017-01-01$10,000,000
If this is an individual account plan, was there a blackout period2017-01-01No
Were there any nonexempt tranactions with any party-in-interest2017-01-01No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-01No
Value of net income/loss2017-01-01$0
Value of net assets at end of year (total assets less liabilities)2017-01-01$0
Value of net assets at beginning of year (total assets less liabilities)2017-01-01$57,626,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2017-01-01No
Were any leases to which the plan was party in default or uncollectible2017-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-01-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-01-01$40,352,842
Value of interest in pooled separate accounts at end of year2017-01-01$0
Value of interest in pooled separate accounts at beginning of year2017-01-01$5,290,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-01-01$11,983,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-01-01No
Was there a failure to transmit to the plan any participant contributions2017-01-01No
Has the plan failed to provide any benefit when due under the plan2017-01-01No
Did the plan have assets held for investment2017-01-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-01-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-01-01Yes
Opinion of an independent qualified public accountant for this plan2017-01-01Disclaimer
Accountancy firm name2017-01-01RSM US LLP
Accountancy firm EIN2017-01-01420714325
2016 : ACT, INC. TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,949,592
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,450,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,422,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,401,592
Value of total assets at end of year2016-12-31$57,626,929
Value of total assets at beginning of year2016-12-31$51,128,291
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$28,757
Total interest from all sources2016-12-31$377,658
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$780,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$780,026
Administrative expenses professional fees incurred2016-12-31$21,600
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,848,457
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,553,135
Other income not declared elsewhere2016-12-31$33,687
Administrative expenses (other) incurred2016-12-31$3,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,498,638
Value of net assets at end of year (total assets less liabilities)2016-12-31$57,626,929
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$51,128,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$3,675
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$40,352,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$35,342,123
Value of interest in pooled separate accounts at end of year2016-12-31$5,290,463
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,882,942
Interest earned on other investments2016-12-31$377,658
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$11,983,624
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,903,226
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$282,805
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,102,143
Net investment gain/loss from pooled separate accounts2016-12-31$254,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,139,392
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
2015 : ACT, INC. TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$7,083,570
Total of all expenses incurred2015-12-31$5,501,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,482,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,536,797
Value of total assets at end of year2015-12-31$51,128,291
Value of total assets at beginning of year2015-12-31$49,545,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,050
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,054,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,054,394
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,531,830
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,004,967
Other income not declared elsewhere2015-12-31$16,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,582,538
Value of net assets at end of year (total assets less liabilities)2015-12-31$51,128,291
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$49,545,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$35,342,123
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$34,796,614
Value of interest in pooled separate accounts at end of year2015-12-31$4,882,942
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,333,309
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,903,226
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$10,415,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-524,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,482,982
Contract administrator fees2015-12-31$18,050
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : ACT, INC. TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$8,371,776
Total of all expenses incurred2014-12-31$2,611,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,589,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,467,738
Value of total assets at end of year2014-12-31$49,545,753
Value of total assets at beginning of year2014-12-31$43,785,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$22,480
Total interest from all sources2014-12-31$346,444
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$725,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$725,211
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,655,742
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,811,996
Other income not declared elsewhere2014-12-31$14,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,759,981
Value of net assets at end of year (total assets less liabilities)2014-12-31$49,545,753
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$43,785,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$34,796,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$30,184,138
Value of interest in pooled separate accounts at end of year2014-12-31$4,333,309
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,504,503
Interest earned on other investments2014-12-31$346,444
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$10,415,830
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$10,097,131
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$38,678
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,365,398
Net investment gain/loss from pooled separate accounts2014-12-31$452,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,550,637
Contract administrator fees2014-12-31$22,480
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : ACT, INC. TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$282,139
Total unrealized appreciation/depreciation of assets2013-12-31$282,139
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$11,319,736
Total of all expenses incurred2013-12-31$2,247,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,244,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,404,614
Value of total assets at end of year2013-12-31$43,785,772
Value of total assets at beginning of year2013-12-31$34,713,904
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,728
Total interest from all sources2013-12-31$30,846
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$614,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$614,923
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,671,408
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$80,593
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,733,206
Other income not declared elsewhere2013-12-31$10,829
Administrative expenses (other) incurred2013-12-31$3,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,071,868
Value of net assets at end of year (total assets less liabilities)2013-12-31$43,785,772
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$34,713,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$30,184,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$22,790,287
Value of interest in pooled separate accounts at end of year2013-12-31$3,504,503
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,873,800
Interest earned on other investments2013-12-31$30,846
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$10,097,131
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$8,969,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,685,076
Net investment gain/loss from pooled separate accounts2013-12-31$291,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,244,140
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : ACT, INC. TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$223,595
Total unrealized appreciation/depreciation of assets2012-12-31$223,595
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,622,789
Total of all expenses incurred2012-12-31$1,728,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,728,614
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,292,293
Value of total assets at end of year2012-12-31$34,713,904
Value of total assets at beginning of year2012-12-31$28,820,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$285
Total interest from all sources2012-12-31$23,619
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$294,194
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$294,194
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,210,158
Participant contributions at end of year2012-12-31$80,593
Participant contributions at beginning of year2012-12-31$154,211
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,082,135
Administrative expenses (other) incurred2012-12-31$285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,893,890
Value of net assets at end of year (total assets less liabilities)2012-12-31$34,713,904
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$28,820,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$22,790,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$19,794,670
Value of interest in pooled separate accounts at end of year2012-12-31$2,873,800
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,424,995
Interest earned on other investments2012-12-31$23,619
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$8,969,224
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$6,446,138
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,535,424
Net investment gain/loss from pooled separate accounts2012-12-31$253,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,728,614
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : ACT, INC. TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,551,871
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,719,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,718,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,506,022
Value of total assets at end of year2011-12-31$28,820,014
Value of total assets at beginning of year2011-12-31$27,987,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$796
Total interest from all sources2011-12-31$22,197
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$197,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$197,786
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,047,320
Participant contributions at end of year2011-12-31$154,211
Participant contributions at beginning of year2011-12-31$73,183
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$458,702
Administrative expenses (other) incurred2011-12-31$796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$832,526
Value of net assets at end of year (total assets less liabilities)2011-12-31$28,820,014
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$27,987,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$19,794,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$20,075,326
Value of interest in pooled separate accounts at end of year2011-12-31$2,424,995
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,607,264
Interest earned on other investments2011-12-31$22,197
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$6,446,138
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$6,231,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-428,759
Net investment gain/loss from pooled separate accounts2011-12-31$254,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,718,549
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY, LLP
Accountancy firm EIN2011-12-31420714325
2010 : ACT, INC. TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,088,393
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,046,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,044,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,323,971
Value of total assets at end of year2010-12-31$27,987,488
Value of total assets at beginning of year2010-12-31$23,945,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,098
Total interest from all sources2010-12-31$187,581
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$106,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$106,236
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,044,696
Participant contributions at end of year2010-12-31$73,183
Participant contributions at beginning of year2010-12-31$53,951
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$279,275
Administrative expenses (other) incurred2010-12-31$2,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,041,858
Value of net assets at end of year (total assets less liabilities)2010-12-31$27,987,488
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,945,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$20,075,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$17,702,818
Value of interest in pooled separate accounts at end of year2010-12-31$1,607,264
Value of interest in pooled separate accounts at beginning of year2010-12-31$692,501
Interest earned on other investments2010-12-31$187,581
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$6,231,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$5,496,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,328,286
Net investment gain/loss from pooled separate accounts2010-12-31$142,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,044,437
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2010-12-31420714325
2009 : ACT, INC. TAX DEFERRED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ACT, INC. TAX DEFERRED ANNUITY PLAN

2017: ACT, INC. TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ACT, INC. TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ACT, INC. TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ACT, INC. TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ACT, INC. TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ACT, INC. TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ACT, INC. TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ACT, INC. TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150222
Policy instance 1
Insurance contract or identification number150222
Number of Individuals Covered511
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150222
Policy instance 1
Insurance contract or identification number150222
Number of Individuals Covered514
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150222
Policy instance 1
Insurance contract or identification number150222
Number of Individuals Covered507
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150222
Policy instance 1
Insurance contract or identification number150222
Number of Individuals Covered638
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150222
Policy instance 1
Insurance contract or identification number150222
Number of Individuals Covered612
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERIPRISE FINANCIAL (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number4287
Policy instance 1
Insurance contract or identification number4287
Number of Individuals Covered8
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $3,762
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $1,995
Insurance broker organization code?7
Insurance broker nameBRADLEY BALDES
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150222
Policy instance 2
Insurance contract or identification number150222
Number of Individuals Covered568
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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