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DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameDUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST
Plan identification number 001

DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DUBUQUE INTERNAL MEDICINE PC DBA GRAND RIVER MEDICAL GROUP has sponsored the creation of one or more 401k plans.

Company Name:DUBUQUE INTERNAL MEDICINE PC DBA GRAND RIVER MEDICAL GROUP
Employer identification number (EIN):420848123
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOEL GEHLING JOEL GEHLING2018-09-24
0012016-01-01JOEL GEHLING JOEL GEHLING2017-10-11
0012015-01-01JOEL GEHLING JOEL GEHLING2016-10-14
0012014-01-01JOEL GEHLING JOEL GEHLING2015-10-12
0012013-01-01JOEL GEHLING JOEL GEHLING2014-10-08
0012012-01-01JOEL GEHLING JOEL GEHLING2013-09-25
0012011-01-01JOEL GEHLING
0012010-01-01MICHAEL BERG
0012009-01-01MICHAEL BERG

Plan Statistics for DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01492
Total number of active participants reported on line 7a of the Form 55002022-01-01396
Number of retired or separated participants receiving benefits2022-01-0122
Number of other retired or separated participants entitled to future benefits2022-01-01102
Total of all active and inactive participants2022-01-01520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01523
Number of participants with account balances2022-01-01489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0118
2021: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01480
Total number of active participants reported on line 7a of the Form 55002021-01-01358
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01129
Total of all active and inactive participants2021-01-01490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01492
Number of participants with account balances2021-01-01477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0121
2020: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01459
Total number of active participants reported on line 7a of the Form 55002020-01-01363
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-01112
Total of all active and inactive participants2020-01-01478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01480
Number of participants with account balances2020-01-01458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01446
Total number of active participants reported on line 7a of the Form 55002019-01-01351
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-01102
Total of all active and inactive participants2019-01-01456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01458
Number of participants with account balances2019-01-01438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0124
2018: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01431
Total number of active participants reported on line 7a of the Form 55002018-01-01361
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0184
Total of all active and inactive participants2018-01-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01449
Number of participants with account balances2018-01-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01416
Total number of active participants reported on line 7a of the Form 55002017-01-01352
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0178
Total of all active and inactive participants2017-01-01430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01431
Number of participants with account balances2017-01-01408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0114
2016: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01413
Total number of active participants reported on line 7a of the Form 55002016-01-01362
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0153
Total of all active and inactive participants2016-01-01415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01416
Number of participants with account balances2016-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01349
Total number of active participants reported on line 7a of the Form 55002015-01-01314
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01353
Number of participants with account balances2015-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01330
Total number of active participants reported on line 7a of the Form 55002014-01-01292
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0144
Total of all active and inactive participants2014-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01336
Number of participants with account balances2014-01-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01326
Total number of active participants reported on line 7a of the Form 55002013-01-01293
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0134
Total of all active and inactive participants2013-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01327
Number of participants with account balances2013-01-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-018
2012: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01342
Total number of active participants reported on line 7a of the Form 55002012-01-01290
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0132
Total of all active and inactive participants2012-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01322
Number of participants with account balances2012-01-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01326
Total number of active participants reported on line 7a of the Form 55002011-01-01306
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0125
Total of all active and inactive participants2011-01-01331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01331
Number of participants with account balances2011-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01294
Total number of active participants reported on line 7a of the Form 55002010-01-01285
Number of retired or separated participants receiving benefits2010-01-016
Number of other retired or separated participants entitled to future benefits2010-01-0126
Total of all active and inactive participants2010-01-01317
Total participants2010-01-01317
Number of participants with account balances2010-01-01317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-017
2009: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01280
Total number of active participants reported on line 7a of the Form 55002009-01-01270
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0122
Total of all active and inactive participants2009-01-01294
Total participants2009-01-01294
Number of participants with account balances2009-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-11,909,291
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,734,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,633,073
Value of total corrective distributions2022-12-31$465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,001,545
Value of total assets at end of year2022-12-31$82,817,864
Value of total assets at beginning of year2022-12-31$99,461,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$101,038
Total interest from all sources2022-12-31$15,981
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$5,877,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$5,877,407
Administrative expenses professional fees incurred2022-12-31$90,375
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,475,500
Participant contributions at end of year2022-12-31$251,227
Participant contributions at beginning of year2022-12-31$281,111
Participant contributions at end of year2022-12-31$44,248
Participant contributions at beginning of year2022-12-31$11,730
Assets. Other investments not covered elsewhere at end of year2022-12-31$5,483,118
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$6,494,288
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$504,477
Other income not declared elsewhere2022-12-31$-851,296
Administrative expenses (other) incurred2022-12-31$10,663
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-16,643,867
Value of net assets at end of year (total assets less liabilities)2022-12-31$82,817,864
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$99,461,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$73,898,399
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$90,524,715
Interest on participant loans2022-12-31$15,981
Value of interest in common/collective trusts at end of year2022-12-31$2,119,304
Value of interest in common/collective trusts at beginning of year2022-12-31$1,204,316
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-20,979,888
Net investment gain or loss from common/collective trusts2022-12-31$26,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,021,568
Employer contributions (assets) at end of year2022-12-31$1,021,568
Employer contributions (assets) at beginning of year2022-12-31$945,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,633,073
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31OLSEN THIELEN & CO., LTD
Accountancy firm EIN2022-12-31411360831
2021 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$15,729,640
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,939,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,816,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,304,706
Value of total assets at end of year2021-12-31$99,461,731
Value of total assets at beginning of year2021-12-31$86,671,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$122,580
Total interest from all sources2021-12-31$18,267
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$7,247,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$7,247,418
Administrative expenses professional fees incurred2021-12-31$97,377
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,209,162
Participant contributions at end of year2021-12-31$281,111
Participant contributions at beginning of year2021-12-31$326,741
Participant contributions at end of year2021-12-31$11,730
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$6,494,288
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$5,413,885
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$149,973
Other income not declared elsewhere2021-12-31$1,214,430
Administrative expenses (other) incurred2021-12-31$25,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$12,790,609
Value of net assets at end of year (total assets less liabilities)2021-12-31$99,461,731
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$86,671,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$90,524,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$78,681,366
Interest on participant loans2021-12-31$18,267
Value of interest in common/collective trusts at end of year2021-12-31$1,204,316
Value of interest in common/collective trusts at beginning of year2021-12-31$1,262,508
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,925,576
Net investment gain or loss from common/collective trusts2021-12-31$19,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$945,571
Employer contributions (assets) at end of year2021-12-31$945,571
Employer contributions (assets) at beginning of year2021-12-31$986,622
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,816,451
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31OLSEN THIELEN & CO., LTD.
Accountancy firm EIN2021-12-31411360831
2020 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$15,111,943
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,841,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,733,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,320,495
Value of total assets at end of year2020-12-31$86,671,122
Value of total assets at beginning of year2020-12-31$73,400,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$107,840
Total interest from all sources2020-12-31$20,270
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,363,370
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,363,370
Administrative expenses professional fees incurred2020-12-31$85,369
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,849,122
Participant contributions at end of year2020-12-31$326,741
Participant contributions at beginning of year2020-12-31$314,635
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$12,473
Assets. Other investments not covered elsewhere at end of year2020-12-31$5,413,885
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$4,741,273
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$484,751
Other income not declared elsewhere2020-12-31$739,149
Administrative expenses (other) incurred2020-12-31$7,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$13,270,920
Value of net assets at end of year (total assets less liabilities)2020-12-31$86,671,122
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$73,400,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$15,256
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$78,681,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$66,748,114
Interest on participant loans2020-12-31$20,270
Value of interest in common/collective trusts at end of year2020-12-31$1,262,508
Value of interest in common/collective trusts at beginning of year2020-12-31$567,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,650,597
Net investment gain or loss from common/collective trusts2020-12-31$18,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$986,622
Employer contributions (assets) at end of year2020-12-31$986,622
Employer contributions (assets) at beginning of year2020-12-31$1,015,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,733,183
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31OLSEN THIELEN & CO., LTD.
Accountancy firm EIN2020-12-31411360831
2019 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$15,996,674
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,217,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,124,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,896,387
Value of total assets at end of year2019-12-31$73,400,202
Value of total assets at beginning of year2019-12-31$60,621,337
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$93,517
Total interest from all sources2019-12-31$18,467
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,267,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$87,944
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,752,555
Participant contributions at end of year2019-12-31$314,635
Participant contributions at beginning of year2019-12-31$245,260
Participant contributions at end of year2019-12-31$12,473
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$4,741,273
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,714,416
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$127,932
Other income not declared elsewhere2019-12-31$913,391
Administrative expenses (other) incurred2019-12-31$5,573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$12,778,865
Value of net assets at end of year (total assets less liabilities)2019-12-31$73,400,202
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$60,621,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$66,748,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$54,902,420
Interest on participant loans2019-12-31$18,467
Value of interest in common/collective trusts at end of year2019-12-31$567,807
Value of interest in common/collective trusts at beginning of year2019-12-31$763,617
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,885,604
Net investment gain or loss from common/collective trusts2019-12-31$14,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,015,900
Employer contributions (assets) at end of year2019-12-31$1,015,900
Employer contributions (assets) at beginning of year2019-12-31$995,624
Income. Dividends from common stock2019-12-31$3,267,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,124,292
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31OLSEN THIELEN & CO., LTD.
Accountancy firm EIN2019-12-31411360831
2018 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-357,104
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,112,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,026,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,033,023
Value of total assets at end of year2018-12-31$60,621,337
Value of total assets at beginning of year2018-12-31$64,090,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$85,158
Total interest from all sources2018-12-31$17,984
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,432,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,432,552
Administrative expenses professional fees incurred2018-12-31$76,595
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,749,273
Participant contributions at end of year2018-12-31$245,260
Participant contributions at beginning of year2018-12-31$361,467
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,714,416
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$3,912,738
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$288,163
Other income not declared elsewhere2018-12-31$-98,792
Administrative expenses (other) incurred2018-12-31$8,563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,469,195
Value of net assets at end of year (total assets less liabilities)2018-12-31$60,621,337
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$64,090,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$54,902,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$58,215,634
Interest on participant loans2018-12-31$17,984
Value of interest in common/collective trusts at end of year2018-12-31$763,617
Value of interest in common/collective trusts at beginning of year2018-12-31$591,929
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,756,663
Net investment gain or loss from common/collective trusts2018-12-31$14,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$995,587
Employer contributions (assets) at end of year2018-12-31$995,624
Employer contributions (assets) at beginning of year2018-12-31$1,008,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,026,933
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31OLSEN THIELEN & CO., LTD.
Accountancy firm EIN2018-12-31411360831
2017 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$8,527,595
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$12,257,456
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,707,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,627,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,886,374
Value of total assets at end of year2017-12-31$64,090,532
Value of total assets at beginning of year2017-12-31$45,013,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$80,359
Total interest from all sources2017-12-31$17,132
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,528,100
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,528,100
Administrative expenses professional fees incurred2017-12-31$58,956
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,737,481
Participant contributions at end of year2017-12-31$361,467
Participant contributions at beginning of year2017-12-31$232,448
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$24,985
Assets. Other investments not covered elsewhere at end of year2017-12-31$3,912,738
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$3,345,504
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$137,596
Other income not declared elsewhere2017-12-31$617,251
Administrative expenses (other) incurred2017-12-31$21,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,549,898
Value of net assets at end of year (total assets less liabilities)2017-12-31$64,090,532
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$45,013,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$58,215,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$39,953,651
Interest on participant loans2017-12-31$17,132
Value of interest in common/collective trusts at end of year2017-12-31$591,929
Value of interest in common/collective trusts at beginning of year2017-12-31$616,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,199,310
Net investment gain or loss from common/collective trusts2017-12-31$9,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,011,297
Employer contributions (assets) at end of year2017-12-31$1,008,764
Employer contributions (assets) at beginning of year2017-12-31$840,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,627,199
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31OLSEN THIELEN & CO., LTD.
Accountancy firm EIN2017-12-31411360831
2016 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$209,588
Total unrealized appreciation/depreciation of assets2016-12-31$209,588
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,564,481
Total loss/gain on sale of assets2016-12-31$14,038
Total of all expenses incurred2016-12-31$6,147,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,076,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,324,861
Value of total assets at end of year2016-12-31$45,013,039
Value of total assets at beginning of year2016-12-31$45,596,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$70,886
Total interest from all sources2016-12-31$13,497
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,510,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,451,665
Administrative expenses professional fees incurred2016-12-31$69,739
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$53
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,470,207
Participant contributions at end of year2016-12-31$232,448
Participant contributions at beginning of year2016-12-31$242,610
Participant contributions at end of year2016-12-31$24,985
Participant contributions at beginning of year2016-12-31$48,237
Assets. Other investments not covered elsewhere at end of year2016-12-31$3,345,504
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$14,526
Other income not declared elsewhere2016-12-31$151,906
Administrative expenses (other) incurred2016-12-31$1,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-583,081
Value of net assets at end of year (total assets less liabilities)2016-12-31$45,013,039
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$45,596,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$39,953,651
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$42,314,488
Interest on participant loans2016-12-31$13,497
Value of interest in common/collective trusts at end of year2016-12-31$616,323
Value of interest in common/collective trusts at beginning of year2016-12-31$620,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$3,173
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$3,173
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,330,087
Net investment gain or loss from common/collective trusts2016-12-31$10,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$840,128
Employer contributions (assets) at end of year2016-12-31$840,128
Employer contributions (assets) at beginning of year2016-12-31$521,601
Income. Dividends from common stock2016-12-31$58,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,076,676
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,845,574
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$143,018
Aggregate carrying amount (costs) on sale of assets2016-12-31$128,980
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31OLSEN THIELEN & CO., LTD.
Accountancy firm EIN2016-12-31411360831
2015 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-129,182
Total unrealized appreciation/depreciation of assets2015-12-31$-129,182
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,073,388
Total loss/gain on sale of assets2015-12-31$9,444
Total of all expenses incurred2015-12-31$1,793,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,735,473
Expenses. Certain deemed distributions of participant loans2015-12-31$1,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,268,228
Value of total assets at end of year2015-12-31$45,596,120
Value of total assets at beginning of year2015-12-31$45,316,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$56,797
Total interest from all sources2015-12-31$13,153
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,211,567
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,150,823
Administrative expenses professional fees incurred2015-12-31$53,190
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$53
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$8,622
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,456,045
Participant contributions at end of year2015-12-31$242,610
Participant contributions at beginning of year2015-12-31$254,823
Participant contributions at end of year2015-12-31$48,237
Participant contributions at beginning of year2015-12-31$58,089
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$290,582
Administrative expenses (other) incurred2015-12-31$3,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$279,635
Value of net assets at end of year (total assets less liabilities)2015-12-31$45,596,120
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$45,316,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$42,314,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$41,593,860
Interest on participant loans2015-12-31$13,153
Value of interest in common/collective trusts at end of year2015-12-31$620,384
Value of interest in common/collective trusts at beginning of year2015-12-31$681,905
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$3,173
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,310,957
Net investment gain or loss from common/collective trusts2015-12-31$11,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$521,601
Employer contributions (assets) at end of year2015-12-31$521,601
Employer contributions (assets) at beginning of year2015-12-31$790,787
Income. Dividends from preferred stock2015-12-31$624
Income. Dividends from common stock2015-12-31$60,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,735,473
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,845,574
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,925,237
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$66,833
Aggregate carrying amount (costs) on sale of assets2015-12-31$57,389
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WEGNER CPAS, LLP
Accountancy firm EIN2015-12-31390974031
2014 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$57,932
Total unrealized appreciation/depreciation of assets2014-12-31$57,932
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,612,307
Total loss/gain on sale of assets2014-12-31$10,482
Total of all expenses incurred2014-12-31$1,468,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,407,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,208,993
Value of total assets at end of year2014-12-31$45,316,485
Value of total assets at beginning of year2014-12-31$42,172,414
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$60,380
Total interest from all sources2014-12-31$13,482
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,836,963
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,790,652
Administrative expenses professional fees incurred2014-12-31$59,780
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$8,622
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$11,223
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,402,889
Participant contributions at end of year2014-12-31$254,823
Participant contributions at beginning of year2014-12-31$257,453
Participant contributions at end of year2014-12-31$58,089
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$15,317
Administrative expenses (other) incurred2014-12-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,144,071
Value of net assets at end of year (total assets less liabilities)2014-12-31$45,316,485
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$42,172,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$41,593,860
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$38,859,626
Interest on participant loans2014-12-31$13,482
Value of interest in common/collective trusts at end of year2014-12-31$681,905
Value of interest in common/collective trusts at beginning of year2014-12-31$640,569
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,162
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$550
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$550
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$471,490
Net investment gain or loss from common/collective trusts2014-12-31$12,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$790,787
Employer contributions (assets) at end of year2014-12-31$790,787
Employer contributions (assets) at beginning of year2014-12-31$746,903
Income. Dividends from common stock2014-12-31$46,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,407,856
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,925,237
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,656,090
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$53,473
Aggregate carrying amount (costs) on sale of assets2014-12-31$42,991
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WEGNER CPAS, LLP
Accountancy firm EIN2014-12-31390974031
2013 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$278,515
Total unrealized appreciation/depreciation of assets2013-12-31$278,515
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,455,265
Total loss/gain on sale of assets2013-12-31$2,082
Total of all expenses incurred2013-12-31$3,400,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,351,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,021,196
Value of total assets at end of year2013-12-31$42,172,414
Value of total assets at beginning of year2013-12-31$37,118,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$49,222
Total interest from all sources2013-12-31$13,343
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,209,266
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,171,651
Administrative expenses professional fees incurred2013-12-31$47,660
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$11,223
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$21,587
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,271,087
Participant contributions at end of year2013-12-31$257,453
Participant contributions at beginning of year2013-12-31$251,643
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$1,037
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$3,206
Other income not declared elsewhere2013-12-31$57,935
Administrative expenses (other) incurred2013-12-31$1,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,054,335
Value of net assets at end of year (total assets less liabilities)2013-12-31$42,172,414
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$37,118,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$38,859,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$33,264,288
Interest on participant loans2013-12-31$13,343
Value of interest in common/collective trusts at end of year2013-12-31$640,569
Value of interest in common/collective trusts at beginning of year2013-12-31$710,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$550
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,032,795
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,032,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,881,752
Net investment gain or loss from common/collective trusts2013-12-31$-8,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$746,903
Employer contributions (assets) at end of year2013-12-31$746,903
Employer contributions (assets) at beginning of year2013-12-31$827,640
Income. Dividends from preferred stock2013-12-31$1,389
Income. Dividends from common stock2013-12-31$36,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,351,708
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,656,090
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,008,922
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$18,250
Aggregate carrying amount (costs) on sale of assets2013-12-31$16,168
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HONKAMP KRUEGER & CO., P.C.
Accountancy firm EIN2013-12-31420946155
2012 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$136,827
Total unrealized appreciation/depreciation of assets2012-12-31$136,827
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,650,234
Total loss/gain on sale of assets2012-12-31$-333
Total of all expenses incurred2012-12-31$1,287,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,238,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,202,452
Value of total assets at end of year2012-12-31$37,118,079
Value of total assets at beginning of year2012-12-31$31,755,325
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$48,607
Total interest from all sources2012-12-31$63,850
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$744,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$715,424
Administrative expenses professional fees incurred2012-12-31$47,275
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$21,587
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,266,947
Participant contributions at end of year2012-12-31$251,643
Participant contributions at beginning of year2012-12-31$227,940
Participant contributions at end of year2012-12-31$1,037
Participant contributions at beginning of year2012-12-31$13,506
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$107,865
Other income not declared elsewhere2012-12-31$50,177
Administrative expenses (other) incurred2012-12-31$1,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,362,754
Value of net assets at end of year (total assets less liabilities)2012-12-31$37,118,079
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$31,755,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$33,264,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$28,196,678
Interest on participant loans2012-12-31$13,412
Value of interest in common/collective trusts at end of year2012-12-31$710,167
Value of interest in common/collective trusts at beginning of year2012-12-31$535,113
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,032,795
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,063,894
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,063,894
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$50,438
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,432,124
Net investment gain or loss from common/collective trusts2012-12-31$21,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$827,640
Employer contributions (assets) at end of year2012-12-31$827,640
Employer contributions (assets) at beginning of year2012-12-31$836,683
Income. Dividends from preferred stock2012-12-31$2,858
Income. Dividends from common stock2012-12-31$25,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,238,873
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,008,922
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$881,511
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$18,500
Aggregate carrying amount (costs) on sale of assets2012-12-31$18,833
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HONKAMP KRUEGER & CO., P.C.
Accountancy firm EIN2012-12-31420946155
2011 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-74,794
Total unrealized appreciation/depreciation of assets2011-12-31$-74,794
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,961,308
Total loss/gain on sale of assets2011-12-31$11
Total of all expenses incurred2011-12-31$953,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$920,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,072,115
Value of total assets at end of year2011-12-31$31,755,325
Value of total assets at beginning of year2011-12-31$30,747,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$32,784
Total interest from all sources2011-12-31$45,573
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$544,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$526,150
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,198,326
Participant contributions at end of year2011-12-31$227,940
Participant contributions at beginning of year2011-12-31$204,278
Participant contributions at end of year2011-12-31$13,506
Participant contributions at beginning of year2011-12-31$10,391
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$37,106
Administrative expenses (other) incurred2011-12-31$13,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,007,786
Value of net assets at end of year (total assets less liabilities)2011-12-31$31,755,325
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,747,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$19,342
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$28,196,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$24,173,768
Interest on participant loans2011-12-31$15,282
Value of interest in common/collective trusts at end of year2011-12-31$535,113
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,063,894
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,237,440
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,237,440
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$30,291
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-651,731
Net investment gain or loss from common/collective trusts2011-12-31$25,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$836,683
Employer contributions (assets) at end of year2011-12-31$836,683
Employer contributions (assets) at beginning of year2011-12-31$870,585
Income. Dividends from common stock2011-12-31$18,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$920,738
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$881,511
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$2,251,077
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$2,700
Aggregate carrying amount (costs) on sale of assets2011-12-31$2,689
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HONKAMP KRUEGER & CO., P.C.
Accountancy firm EIN2011-12-31420946155
2010 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,844,643
Total unrealized appreciation/depreciation of assets2010-12-31$2,844,643
Total income from all sources (including contributions)2010-12-31$5,398,946
Total loss/gain on sale of assets2010-12-31$204,847
Total of all expenses incurred2010-12-31$3,166,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,109,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,963,896
Value of total assets at end of year2010-12-31$30,747,539
Value of total assets at beginning of year2010-12-31$28,514,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$57,038
Total interest from all sources2010-12-31$11,949
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$373,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,092,483
Participant contributions at end of year2010-12-31$204,278
Participant contributions at beginning of year2010-12-31$170,144
Participant contributions at end of year2010-12-31$10,391
Participant contributions at beginning of year2010-12-31$13,272
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$828
Administrative expenses (other) incurred2010-12-31$57,038
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,232,793
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,747,539
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$28,514,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$24,173,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$21,075,735
Interest on participant loans2010-12-31$11,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,237,440
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$4,540,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$4,540,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$870,585
Employer contributions (assets) at end of year2010-12-31$870,585
Employer contributions (assets) at beginning of year2010-12-31$600,000
Income. Dividends from common stock2010-12-31$373,611
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,109,115
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$2,251,077
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$2,114,922
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$9,680,635
Aggregate carrying amount (costs) on sale of assets2010-12-31$9,475,788
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KRUEGER & ASSOCIATES, P.C.
Accountancy firm EIN2010-12-31203925585
2009 : DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST

2022: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DUBUQUE INTERNAL MEDICINE PC PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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