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HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 401k Plan overview

Plan NameHOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN
Plan identification number 002

HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HOPE HAVEN AREA DEVELOPMENT CENTER CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:HOPE HAVEN AREA DEVELOPMENT CENTER CORPORATION
Employer identification number (EIN):421000580
NAIC Classification:624100
NAIC Description: Individual and Family Services

Additional information about HOPE HAVEN AREA DEVELOPMENT CENTER CORPORATION

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 1972-06-26
Company Identification Number: 058698
Legal Registered Office Address: 828 N. 7TH ST.

BURLINGTON
United States of America (USA)
52601

More information about HOPE HAVEN AREA DEVELOPMENT CENTER CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-07-01
0022021-07-01
0022020-07-01
0022019-07-01
0022018-07-01
0022017-07-01CHERYL WRIGHT
0022016-07-01CHERYL WRIGHT
0022015-07-01CHERYL WRIGHT
0022014-07-01CHERYL WRIGHT
0022013-07-01CHERYL WRIGHT
0022012-07-01CHERYL WRIGHT2013-11-25 CHERYL WRIGHT2013-11-25
0022011-07-01CHERYL WRIGHT
0022011-01-01CHERYL WRIGHT
0022009-01-01CHERYL STEVENS

Plan Statistics for HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN

401k plan membership statisitcs for HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN

Measure Date Value
2022: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2022 401k membership
Total participants, beginning-of-year2022-07-01282
Total number of active participants reported on line 7a of the Form 55002022-07-01230
Number of retired or separated participants receiving benefits2022-07-010
Number of other retired or separated participants entitled to future benefits2022-07-0130
Total of all active and inactive participants2022-07-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-07-010
Total participants2022-07-01260
Number of participants with account balances2022-07-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-07-0118
2021: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01274
Total number of active participants reported on line 7a of the Form 55002021-07-01237
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0132
Total of all active and inactive participants2021-07-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01269
Number of participants with account balances2021-07-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-0117
2020: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01266
Total number of active participants reported on line 7a of the Form 55002020-07-01236
Number of retired or separated participants receiving benefits2020-07-011
Number of other retired or separated participants entitled to future benefits2020-07-0121
Total of all active and inactive participants2020-07-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01258
Number of participants with account balances2020-07-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0117
2019: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01280
Total number of active participants reported on line 7a of the Form 55002019-07-01250
Number of retired or separated participants receiving benefits2019-07-013
Number of other retired or separated participants entitled to future benefits2019-07-0112
Total of all active and inactive participants2019-07-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01265
Number of participants with account balances2019-07-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-018
2018: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01294
Total number of active participants reported on line 7a of the Form 55002018-07-01246
Number of retired or separated participants receiving benefits2018-07-012
Number of other retired or separated participants entitled to future benefits2018-07-0113
Total of all active and inactive participants2018-07-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01261
Number of participants with account balances2018-07-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0116
2017: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01295
Total number of active participants reported on line 7a of the Form 55002017-07-01271
Number of retired or separated participants receiving benefits2017-07-012
Number of other retired or separated participants entitled to future benefits2017-07-0110
Total of all active and inactive participants2017-07-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01283
Number of participants with account balances2017-07-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0115
2016: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01303
Total number of active participants reported on line 7a of the Form 55002016-07-01255
Number of retired or separated participants receiving benefits2016-07-017
Number of other retired or separated participants entitled to future benefits2016-07-0113
Total of all active and inactive participants2016-07-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01275
Number of participants with account balances2016-07-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0126
2015: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01278
Total number of active participants reported on line 7a of the Form 55002015-07-01270
Number of retired or separated participants receiving benefits2015-07-013
Number of other retired or separated participants entitled to future benefits2015-07-0111
Total of all active and inactive participants2015-07-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01284
Number of participants with account balances2015-07-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0120
2014: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01231
Total number of active participants reported on line 7a of the Form 55002014-07-01246
Number of retired or separated participants receiving benefits2014-07-0118
Number of other retired or separated participants entitled to future benefits2014-07-015
Total of all active and inactive participants2014-07-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01269
Number of participants with account balances2014-07-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-018
2013: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01223
Total number of active participants reported on line 7a of the Form 55002013-07-01220
Number of retired or separated participants receiving benefits2013-07-013
Number of other retired or separated participants entitled to future benefits2013-07-017
Total of all active and inactive participants2013-07-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01230
Number of participants with account balances2013-07-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-018
2012: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01218
Total number of active participants reported on line 7a of the Form 55002012-07-01205
Number of retired or separated participants receiving benefits2012-07-015
Number of other retired or separated participants entitled to future benefits2012-07-017
Total of all active and inactive participants2012-07-01217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01217
Number of participants with account balances2012-07-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-019
2011: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01206
Total number of active participants reported on line 7a of the Form 55002011-07-01188
Number of retired or separated participants receiving benefits2011-07-0124
Number of other retired or separated participants entitled to future benefits2011-07-010
Total of all active and inactive participants2011-07-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01212
Number of participants with account balances2011-07-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-0111
Total participants, beginning-of-year2011-01-01215
Total number of active participants reported on line 7a of the Form 55002011-01-01191
Number of retired or separated participants receiving benefits2011-01-015
Number of other retired or separated participants entitled to future benefits2011-01-0111
Total of all active and inactive participants2011-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01207
Number of participants with account balances2011-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2009: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01209
Total number of active participants reported on line 7a of the Form 55002009-01-01183
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01196
Number of participants with account balances2009-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN

Measure Date Value
2023 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-06-30$0
Total income from all sources (including contributions)2023-06-30$800,734
Total loss/gain on sale of assets2023-06-30$0
Total of all expenses incurred2023-06-30$640,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-06-30$600,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-06-30$476,194
Value of total assets at end of year2023-06-30$3,511,131
Value of total assets at beginning of year2023-06-30$3,350,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-06-30$39,422
Total interest from all sources2023-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2023-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-06-30No
Was this plan covered by a fidelity bond2023-06-30Yes
Value of fidelity bond cover2023-06-30$500,000
If this is an individual account plan, was there a blackout period2023-06-30No
Were there any nonexempt tranactions with any party-in-interest2023-06-30No
Contributions received from participants2023-06-30$326,831
Participant contributions at end of year2023-06-30$39
Participant contributions at beginning of year2023-06-30$0
Total non interest bearing cash at end of year2023-06-30$4,648
Total non interest bearing cash at beginning of year2023-06-30$4,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Value of net income/loss2023-06-30$160,645
Value of net assets at end of year (total assets less liabilities)2023-06-30$3,511,131
Value of net assets at beginning of year (total assets less liabilities)2023-06-30$3,350,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-06-30No
Were any leases to which the plan was party in default or uncollectible2023-06-30No
Investment advisory and management fees2023-06-30$10,826
Value of interest in pooled separate accounts at end of year2023-06-30$3,505,793
Value of interest in pooled separate accounts at beginning of year2023-06-30$3,345,791
Net investment gain/loss from pooled separate accounts2023-06-30$324,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-06-30No
Was there a failure to transmit to the plan any participant contributions2023-06-30No
Has the plan failed to provide any benefit when due under the plan2023-06-30No
Contributions received in cash from employer2023-06-30$149,363
Employer contributions (assets) at end of year2023-06-30$651
Employer contributions (assets) at beginning of year2023-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-06-30$600,667
Contract administrator fees2023-06-30$28,596
Did the plan have assets held for investment2023-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-06-30No
Opinion of an independent qualified public accountant for this plan2023-06-30Unqualified
Accountancy firm name2023-06-30ANN M MENKE CPA PC
Accountancy firm EIN2023-06-30421363298
2022 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-73
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$1,195,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$1,154,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$582,083
Value of total assets at end of year2022-06-30$3,350,486
Value of total assets at beginning of year2022-06-30$4,546,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$41,377
Total interest from all sources2022-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-06-30$0
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$316,831
Participant contributions at end of year2022-06-30$0
Participant contributions at beginning of year2022-06-30$5
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$115,846
Total non interest bearing cash at end of year2022-06-30$4,695
Total non interest bearing cash at beginning of year2022-06-30$5,709
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-1,195,740
Value of net assets at end of year (total assets less liabilities)2022-06-30$3,350,486
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$4,546,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Investment advisory and management fees2022-06-30$13,200
Value of interest in pooled separate accounts at end of year2022-06-30$3,345,791
Value of interest in pooled separate accounts at beginning of year2022-06-30$4,540,507
Net investment gain/loss from pooled separate accounts2022-06-30$-582,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$149,406
Employer contributions (assets) at end of year2022-06-30$0
Employer contributions (assets) at beginning of year2022-06-30$5
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$1,154,290
Contract administrator fees2022-06-30$28,177
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30ANN M MENKE CPA PC
Accountancy firm EIN2022-06-30421363298
2021 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$1,543,712
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$541,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$505,686
Value of total corrective distributions2021-06-30$101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$478,830
Value of total assets at end of year2021-06-30$4,546,226
Value of total assets at beginning of year2021-06-30$3,544,484
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$36,183
Total interest from all sources2021-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$300,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$299,187
Participant contributions at end of year2021-06-30$5
Participant contributions at beginning of year2021-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$18,390
Total non interest bearing cash at end of year2021-06-30$5,709
Total non interest bearing cash at beginning of year2021-06-30$4,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$1,001,742
Value of net assets at end of year (total assets less liabilities)2021-06-30$4,546,226
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$3,544,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Investment advisory and management fees2021-06-30$9,413
Value of interest in pooled separate accounts at end of year2021-06-30$4,540,507
Value of interest in pooled separate accounts at beginning of year2021-06-30$3,539,828
Net investment gain/loss from pooled separate accounts2021-06-30$1,064,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$161,253
Employer contributions (assets) at end of year2021-06-30$5
Employer contributions (assets) at beginning of year2021-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$505,686
Contract administrator fees2021-06-30$26,770
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30CPA ASSOCIATES PC
Accountancy firm EIN2021-06-30421144302
2020 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$541,655
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$318,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$305,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$443,527
Value of total assets at end of year2020-06-30$3,544,484
Value of total assets at beginning of year2020-06-30$3,321,035
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$13,037
Total interest from all sources2020-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$300,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$262,546
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$35,897
Total non interest bearing cash at end of year2020-06-30$4,656
Total non interest bearing cash at beginning of year2020-06-30$8,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$223,449
Value of net assets at end of year (total assets less liabilities)2020-06-30$3,544,484
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$3,321,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in pooled separate accounts at end of year2020-06-30$3,539,828
Value of interest in pooled separate accounts at beginning of year2020-06-30$3,312,597
Net investment gain/loss from pooled separate accounts2020-06-30$98,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$145,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$305,169
Contract administrator fees2020-06-30$13,037
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30CPA ASSOCIATES PC
Accountancy firm EIN2020-06-30421144302
2019 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2019 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
2018 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$595,245
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$391,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$377,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$394,453
Value of total assets at end of year2018-06-30$2,958,179
Value of total assets at beginning of year2018-06-30$2,754,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$13,793
Total interest from all sources2018-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$300,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$248,044
Participant contributions at beginning of year2018-06-30$36
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$12,357
Total non interest bearing cash at end of year2018-06-30$9,078
Total non interest bearing cash at beginning of year2018-06-30$15,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$203,457
Value of net assets at end of year (total assets less liabilities)2018-06-30$2,958,179
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$2,754,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in pooled separate accounts at end of year2018-06-30$2,949,101
Value of interest in pooled separate accounts at beginning of year2018-06-30$2,739,585
Net investment gain/loss from pooled separate accounts2018-06-30$200,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$134,052
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$377,995
Contract administrator fees2018-06-30$13,793
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30CPA ASSOCIATES PC
Accountancy firm EIN2018-06-30421144302
2017 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$13,803
Total income from all sources (including contributions)2017-06-30$707,002
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$259,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$247,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$396,919
Value of total assets at end of year2017-06-30$2,754,722
Value of total assets at beginning of year2017-06-30$2,321,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$12,240
Total interest from all sources2017-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$300,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$249,308
Participant contributions at end of year2017-06-30$36
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$5,454
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-06-30$13,803
Total non interest bearing cash at end of year2017-06-30$15,101
Total non interest bearing cash at beginning of year2017-06-30$8,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$447,035
Value of net assets at end of year (total assets less liabilities)2017-06-30$2,754,722
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$2,307,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in pooled separate accounts at end of year2017-06-30$2,739,585
Value of interest in pooled separate accounts at beginning of year2017-06-30$2,313,043
Net investment gain/loss from pooled separate accounts2017-06-30$310,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$142,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$247,727
Contract administrator fees2017-06-30$12,240
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30CPA ASSOCIATES PC
Accountancy firm EIN2017-06-30421144302
2016 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$13,803
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$325,346
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$258,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$244,034
Value of total corrective distributions2016-06-30$2,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$361,273
Value of total assets at end of year2016-06-30$2,321,490
Value of total assets at beginning of year2016-06-30$2,240,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$12,035
Total interest from all sources2016-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$300,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$232,183
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$9,737
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-06-30$13,803
Total non interest bearing cash at end of year2016-06-30$8,447
Total non interest bearing cash at beginning of year2016-06-30$3,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$67,155
Value of net assets at end of year (total assets less liabilities)2016-06-30$2,307,687
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$2,240,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in pooled separate accounts at end of year2016-06-30$2,313,043
Value of interest in pooled separate accounts at beginning of year2016-06-30$2,166,466
Net investment gain/loss from pooled separate accounts2016-06-30$-35,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$119,353
Employer contributions (assets) at beginning of year2016-06-30$70,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$244,034
Contract administrator fees2016-06-30$12,035
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30CPA ASSOCIATES PC
Accountancy firm EIN2016-06-30421144302
2015 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$390,851
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$243,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$235,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$361,377
Value of total assets at end of year2015-06-30$2,240,532
Value of total assets at beginning of year2015-06-30$2,092,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$8,026
Total interest from all sources2015-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$300,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$187,504
Total non interest bearing cash at end of year2015-06-30$3,256
Total non interest bearing cash at beginning of year2015-06-30$265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$147,570
Value of net assets at end of year (total assets less liabilities)2015-06-30$2,240,532
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$2,092,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$2,166,466
Value of interest in pooled separate accounts at beginning of year2015-06-30$2,092,697
Net investment gain/loss from pooled separate accounts2015-06-30$29,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$173,873
Employer contributions (assets) at end of year2015-06-30$70,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$235,255
Contract administrator fees2015-06-30$8,026
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30CPA ASSOCIATES PC
Accountancy firm EIN2015-06-30421144302
2014 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$555,106
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$209,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$196,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$272,459
Value of total assets at end of year2014-06-30$2,092,962
Value of total assets at beginning of year2014-06-30$1,747,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$12,447
Total interest from all sources2014-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$250,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$164,082
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$12,336
Total non interest bearing cash at end of year2014-06-30$265
Total non interest bearing cash at beginning of year2014-06-30$3,026
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$345,750
Value of net assets at end of year (total assets less liabilities)2014-06-30$2,092,962
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$1,747,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in pooled separate accounts at end of year2014-06-30$2,092,697
Value of interest in pooled separate accounts at beginning of year2014-06-30$1,744,186
Net investment gain/loss from pooled separate accounts2014-06-30$282,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$96,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$196,909
Contract administrator fees2014-06-30$12,447
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30CPA ASSOCIATES PC
Accountancy firm EIN2014-06-30421144302
2013 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$413,672
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$67,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$64,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$245,223
Value of total assets at end of year2013-06-30$1,747,212
Value of total assets at beginning of year2013-06-30$1,401,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$3,772
Total interest from all sources2013-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$250,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$157,741
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$1,773
Total non interest bearing cash at end of year2013-06-30$3,026
Total non interest bearing cash at beginning of year2013-06-30$1,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$345,703
Value of net assets at end of year (total assets less liabilities)2013-06-30$1,747,212
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$1,401,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in pooled separate accounts at end of year2013-06-30$1,744,186
Value of interest in pooled separate accounts at beginning of year2013-06-30$1,371,581
Net investment gain/loss from pooled separate accounts2013-06-30$168,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$85,709
Employer contributions (assets) at beginning of year2013-06-30$28,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$64,197
Contract administrator fees2013-06-30$3,772
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30CPA ASSOCIATES PC
Accountancy firm EIN2013-06-30421144302
2012 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$225,525
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$181,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$159,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$241,466
Value of total assets at end of year2012-06-30$1,401,509
Value of total assets at beginning of year2012-06-30$1,357,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$21,548
Total interest from all sources2012-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$250,000
If this is an individual account plan, was there a blackout period2012-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$135,937
Total non interest bearing cash at end of year2012-06-30$1,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$44,341
Value of net assets at end of year (total assets less liabilities)2012-06-30$1,401,509
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$1,357,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in pooled separate accounts at end of year2012-06-30$1,371,581
Value of interest in pooled separate accounts at beginning of year2012-06-30$1,334,258
Net investment gain/loss from pooled separate accounts2012-06-30$-15,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$105,529
Employer contributions (assets) at end of year2012-06-30$28,510
Employer contributions (assets) at beginning of year2012-06-30$22,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$159,636
Contract administrator fees2012-06-30$21,548
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30Yes
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30CPA ASSOCIATES PC
Accountancy firm EIN2012-06-30421144302
2011 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$142,633
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$41,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$31,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$116,089
Value of total assets at end of year2011-06-30$1,357,168
Value of total assets at beginning of year2011-06-30$1,255,831
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$9,859
Total interest from all sources2011-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$250,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$60,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$101,337
Value of net assets at end of year (total assets less liabilities)2011-06-30$1,357,168
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$1,255,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in pooled separate accounts at end of year2011-06-30$1,334,258
Value of interest in pooled separate accounts at beginning of year2011-06-30$1,255,831
Net investment gain/loss from pooled separate accounts2011-06-30$26,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$55,811
Employer contributions (assets) at end of year2011-06-30$22,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$31,437
Contract administrator fees2011-06-30$9,859
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
2010 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$309,818
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$133,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$110,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$183,266
Value of total assets at end of year2010-12-31$1,255,831
Value of total assets at beginning of year2010-12-31$1,079,322
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,257
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$250,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$122,435
Participant contributions at beginning of year2010-12-31$4,766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$176,509
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,255,831
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,079,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$1,255,831
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,072,000
Net investment gain/loss from pooled separate accounts2010-12-31$126,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$60,831
Employer contributions (assets) at beginning of year2010-12-31$2,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$110,052
Contract administrator fees2010-12-31$23,257
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CPA ASSOCIATES PC
Accountancy firm EIN2010-12-31421144302
2009 : HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN

2022: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2022 form 5500 responses
2022-07-01Type of plan entitySingle employer plan
2022-07-01Submission has been amendedNo
2022-07-01This submission is the final filingNo
2022-07-01This return/report is a short plan year return/report (less than 12 months)No
2022-07-01Plan is a collectively bargained planNo
2022-07-01Plan funding arrangement – InsuranceYes
2022-07-01Plan funding arrangement – TrustYes
2022-07-01Plan benefit arrangement – InsuranceYes
2022-07-01Plan benefit arrangement - TrustYes
2021: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HOPE HAVEN AREA DVLPT CENTER CORPORATION 401(K) & REVENUE SHRG PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 1
Insurance contract or identification number106133
Number of Individuals Covered255
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,997
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7997
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 1
Insurance contract or identification number106133
Number of Individuals Covered274
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,844
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5844
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 1
Insurance contract or identification number106133
Number of Individuals Covered274
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,790
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8790
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 1
Insurance contract or identification number106133
Number of Individuals Covered251
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,999
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8999
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 1
Insurance contract or identification number106133
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,230
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7230
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 1
Insurance contract or identification number106133
Number of Individuals Covered245
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,570
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 1
Insurance contract or identification number106133
Number of Individuals Covered246
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $10,954
Total amount of fees paid to insurance companyUSD $8,393
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,954
Insurance broker organization code?3
Amount paid for insurance broker fees8393
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker namePARADIGM BENEFITS LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 1
Insurance contract or identification number106133
Number of Individuals Covered192
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $10,493
Total amount of fees paid to insurance companyUSD $4,961
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,493
Insurance broker organization code?3
Amount paid for insurance broker fees4961
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker namePARADIGM BENEFITS LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 1
Insurance contract or identification number106133
Number of Individuals Covered175
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $8,746
Total amount of fees paid to insurance companyUSD $5,563
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,746
Insurance broker organization code?3
Amount paid for insurance broker fees5563
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker namePARADIGM BENEFITS LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 1
Insurance contract or identification number106133
Number of Individuals Covered164
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $8,504
Total amount of fees paid to insurance companyUSD $1,400
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $8,504
Insurance broker organization code?3
Amount paid for insurance broker fees1400
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker namePARADIGM BENEFITS LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number438-00053
Policy instance 1
Insurance contract or identification number438-00053
Number of Individuals Covered0
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $9,894
Total amount of fees paid to insurance companyUSD $2,287
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106133
Policy instance 2
Insurance contract or identification number106133
Number of Individuals Covered151
Insurance policy start date2012-06-18
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $571
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number438-00053
Policy instance 1
Insurance contract or identification number438-00053
Number of Individuals Covered133
Insurance policy start date2011-01-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $3,783
Total amount of fees paid to insurance companyUSD $946
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number438-00053
Policy instance 1
Insurance contract or identification number438-00053
Number of Individuals Covered124
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $6,546
Total amount of fees paid to insurance companyUSD $1,637
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,546
Insurance broker organization code?3
Amount paid for insurance broker fees1637
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker namePARADIGM BENEFITS LLC

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