?>
Plan Name | THE FCSTONE 401K PLAN |
Plan identification number | 004 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | FCSTONE GROUP, INC. |
Employer identification number (EIN): | 421091210 |
NAIC Classification: | 523130 |
NAIC Description: | Commodity Contracts Dealing |
Additional information about FCSTONE GROUP, INC.
Jurisdiction of Incorporation: | Iowa Secretary of State Business Entities |
Incorporation Date: | 2000-01-31 |
Company Identification Number: | 237010 |
Legal Registered Office Address: |
2829 WESTOWN PKWY STE 100 WEST DES MOINES United States of America (USA) 50266 |
More information about FCSTONE GROUP, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
004 | 2011-01-01 | KELLY HAYERTZ | KATHY HOLMES | 2012-10-15 | |
004 | 2010-01-01 | KELLY HAYERTZ | KATHY HOLMES | 2011-10-14 | |
004 | 2009-01-01 | JOHN SCHWEERS | KATHY HOLMES | 2010-10-15 | |
004 | 2009-01-01 | JOHN SCHWEERS | KATHY HOLMES | 2010-10-15 | |
004 | 2009-01-01 | JOHN SCHWEERS | KATHY HOLMES | 2010-10-15 |
Measure | Date | Value |
---|---|---|
2011: THE FCSTONE 401K PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 421 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 531 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 134 |
Total of all active and inactive participants | 2011-01-01 | 666 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 3 |
Total participants | 2011-01-01 | 669 |
Number of participants with account balances | 2011-01-01 | 559 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 39 |
2010: THE FCSTONE 401K PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 411 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 333 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 85 |
Total of all active and inactive participants | 2010-01-01 | 421 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 421 |
Number of participants with account balances | 2010-01-01 | 389 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 18 |
2009: THE FCSTONE 401K PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 405 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 323 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 63 |
Total of all active and inactive participants | 2009-01-01 | 389 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 389 |
Number of participants with account balances | 2009-01-01 | 363 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2011 : THE FCSTONE 401K PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $568,601 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $17,623,986 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $2,704,839 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,632,738 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $17,518,167 |
Value of total assets at end of year | 2011-12-31 | $51,136,304 |
Value of total assets at beginning of year | 2011-12-31 | $35,648,556 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $72,101 |
Total interest from all sources | 2011-12-31 | $381,724 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $-30,798 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $-22,370 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,500,756 |
Participant contributions at end of year | 2011-12-31 | $1,085,967 |
Participant contributions at beginning of year | 2011-12-31 | $966,965 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $12,198 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $4,350 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $13,672,731 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $14,919,147 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $51,136,304 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $35,648,556 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $67,569 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $32,278,687 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $23,460,055 |
Interest on participant loans | 2011-12-31 | $40,567 |
Interest earned on other investments | 2011-12-31 | $292 |
Income. Interest from US Government securities | 2011-12-31 | $267,201 |
Income. Interest from corporate debt instruments | 2011-12-31 | $52,685 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $3,095,120 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,385,756 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $877,485 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $513,356 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $513,356 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $20,979 |
Asset value of US Government securities at end of year | 2011-12-31 | $11,176,284 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $7,808,177 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-892,972 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $647,865 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $406,890 |
Contributions received in cash from employer | 2011-12-31 | $1,344,680 |
Income. Dividends from common stock | 2011-12-31 | $-8,428 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,632,738 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $2,203,673 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $1,443,367 |
Contract administrator fees | 2011-12-31 | $4,532 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $66,530 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2011-12-31 | 133891517 |
2010 : THE FCSTONE 401K PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $8,941,609 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $976,456 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $941,408 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,987,115 |
Value of total assets at end of year | 2010-12-31 | $35,648,556 |
Value of total assets at beginning of year | 2010-12-31 | $27,683,403 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $35,048 |
Total interest from all sources | 2010-12-31 | $727,796 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $362,584 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $346,638 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,243,877 |
Participant contributions at end of year | 2010-12-31 | $966,965 |
Participant contributions at beginning of year | 2010-12-31 | $913,741 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $4,350 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,569,605 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $7,965,153 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $35,648,556 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $27,683,403 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $31,758 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $23,460,055 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $23,688,115 |
Interest on participant loans | 2010-12-31 | $46,475 |
Interest earned on other investments | 2010-12-31 | $303 |
Income. Interest from US Government securities | 2010-12-31 | $544,554 |
Income. Interest from corporate debt instruments | 2010-12-31 | $100,662 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,385,756 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $3,081,547 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $513,356 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $35,802 |
Asset value of US Government securities at end of year | 2010-12-31 | $7,808,177 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,842,535 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $21,579 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,173,633 |
Income. Dividends from common stock | 2010-12-31 | $15,946 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $941,408 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $1,443,367 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $0 |
Contract administrator fees | 2010-12-31 | $3,290 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $66,530 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2010-12-31 | 133891517 |
2009 : THE FCSTONE 401K PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2011: THE FCSTONE 401K PLAN 2011 form 5500 responses | ||
---|---|---|
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: THE FCSTONE 401K PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: THE FCSTONE 401K PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | Yes |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |