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ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 401k Plan overview

Plan NameADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN
Plan identification number 001

ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED HEAT TREAT CORP. has sponsored the creation of one or more 401k plans.

Company Name:ADVANCED HEAT TREAT CORP.
Employer identification number (EIN):421171269
NAIC Classification:332810

Additional information about ADVANCED HEAT TREAT CORP.

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 1981-09-16
Company Identification Number: 001362
Legal Registered Office Address: 2825 MIDPORT BLVD

WATERLOO
United States of America (USA)
50703

More information about ADVANCED HEAT TREAT CORP.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-09-01
0012020-09-01
0012019-09-01
0012018-09-01
0012017-09-01JANET EKSTROM JANET EKSTROM2019-02-13
0012016-09-01JANET EKSTROM JANET EKSTROM2018-02-02
0012015-09-01JANET EKSTROM JANET EKSTROM2017-06-13
0012014-09-01CONSTANCE MERRON
0012013-09-01CONSTANCE MERRON
0012012-09-01CONSTANCE MERRON
0012011-09-01CONSTANCE MERRON
0012010-09-01CONSTANCE MERRON
0012009-09-01CONNIE MERRON

Plan Statistics for ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN

401k plan membership statisitcs for ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN

Measure Date Value
2021: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-09-01153
Total number of active participants reported on line 7a of the Form 55002021-09-01141
Number of retired or separated participants receiving benefits2021-09-010
Number of other retired or separated participants entitled to future benefits2021-09-0114
Total of all active and inactive participants2021-09-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-09-010
Total participants2021-09-01155
Number of participants with account balances2021-09-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-09-0146
2020: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-09-01166
Total number of active participants reported on line 7a of the Form 55002020-09-01137
Number of retired or separated participants receiving benefits2020-09-010
Number of other retired or separated participants entitled to future benefits2020-09-0116
Total of all active and inactive participants2020-09-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-09-010
Total participants2020-09-01153
Number of participants with account balances2020-09-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-09-0137
2019: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-09-01179
Total number of active participants reported on line 7a of the Form 55002019-09-01149
Number of retired or separated participants receiving benefits2019-09-010
Number of other retired or separated participants entitled to future benefits2019-09-0112
Total of all active and inactive participants2019-09-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-09-010
Total participants2019-09-01161
Number of participants with account balances2019-09-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-09-0136
2018: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-09-01150
Total number of active participants reported on line 7a of the Form 55002018-09-01166
Number of retired or separated participants receiving benefits2018-09-010
Number of other retired or separated participants entitled to future benefits2018-09-0113
Total of all active and inactive participants2018-09-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-09-010
Total participants2018-09-01179
Number of participants with account balances2018-09-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-09-0127
2017: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-09-01139
Total number of active participants reported on line 7a of the Form 55002017-09-01140
Number of retired or separated participants receiving benefits2017-09-010
Number of other retired or separated participants entitled to future benefits2017-09-0110
Total of all active and inactive participants2017-09-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-09-010
Total participants2017-09-01150
Number of participants with account balances2017-09-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-09-013
2016: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-09-01143
Total number of active participants reported on line 7a of the Form 55002016-09-01134
Number of retired or separated participants receiving benefits2016-09-010
Number of other retired or separated participants entitled to future benefits2016-09-013
Total of all active and inactive participants2016-09-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-010
Total participants2016-09-01137
Number of participants with account balances2016-09-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-011
2015: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-09-01158
Total number of active participants reported on line 7a of the Form 55002015-09-01134
Number of retired or separated participants receiving benefits2015-09-010
Number of other retired or separated participants entitled to future benefits2015-09-017
Total of all active and inactive participants2015-09-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-01141
Number of participants with account balances2015-09-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-014
2014: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-01151
Total number of active participants reported on line 7a of the Form 55002014-09-01152
Number of other retired or separated participants entitled to future benefits2014-09-014
Total of all active and inactive participants2014-09-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-01156
Number of participants with account balances2014-09-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-011
2013: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-01156
Total number of active participants reported on line 7a of the Form 55002013-09-01145
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-014
Total of all active and inactive participants2013-09-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-01149
Number of participants with account balances2013-09-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-012
2012: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-01160
Total number of active participants reported on line 7a of the Form 55002012-09-01149
Number of retired or separated participants receiving benefits2012-09-010
Number of other retired or separated participants entitled to future benefits2012-09-014
Total of all active and inactive participants2012-09-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-01153
Number of participants with account balances2012-09-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-015
2011: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-09-01145
Total number of active participants reported on line 7a of the Form 55002011-09-01151
Number of retired or separated participants receiving benefits2011-09-010
Number of other retired or separated participants entitled to future benefits2011-09-018
Total of all active and inactive participants2011-09-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-01159
Number of participants with account balances2011-09-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-015
2010: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-09-01128
Total number of active participants reported on line 7a of the Form 55002010-09-01140
Number of retired or separated participants receiving benefits2010-09-010
Number of other retired or separated participants entitled to future benefits2010-09-015
Total of all active and inactive participants2010-09-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-09-010
Total participants2010-09-01145
Number of participants with account balances2010-09-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-09-014
2009: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-09-01151
Total number of active participants reported on line 7a of the Form 55002009-09-01121
Number of retired or separated participants receiving benefits2009-09-010
Number of other retired or separated participants entitled to future benefits2009-09-017
Total of all active and inactive participants2009-09-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-09-010
Total participants2009-09-01128
Number of participants with account balances2009-09-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-014

Financial Data on ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN

Measure Date Value
2022 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total income from all sources (including contributions)2022-08-31$-764,900
Total loss/gain on sale of assets2022-08-31$0
Total of all expenses incurred2022-08-31$612,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-08-31$567,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-08-31$652,509
Value of total assets at end of year2022-08-31$8,442,998
Value of total assets at beginning of year2022-08-31$9,820,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-08-31$44,601
Total interest from all sources2022-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-08-31$86,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-08-31$86,900
Was this plan covered by a fidelity bond2022-08-31Yes
Value of fidelity bond cover2022-08-31$500,000
If this is an individual account plan, was there a blackout period2022-08-31No
Were there any nonexempt tranactions with any party-in-interest2022-08-31No
Contributions received from participants2022-08-31$463,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Value of net income/loss2022-08-31$-1,377,394
Value of net assets at end of year (total assets less liabilities)2022-08-31$8,442,998
Value of net assets at beginning of year (total assets less liabilities)2022-08-31$9,820,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-08-31No
Were any leases to which the plan was party in default or uncollectible2022-08-31No
Investment advisory and management fees2022-08-31$18,030
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-08-31$7,495,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-08-31$8,970,481
Value of interest in common/collective trusts at end of year2022-08-31$947,979
Value of interest in common/collective trusts at beginning of year2022-08-31$849,911
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-08-31$-1,526,232
Net investment gain or loss from common/collective trusts2022-08-31$21,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-08-31No
Was there a failure to transmit to the plan any participant contributions2022-08-31No
Has the plan failed to provide any benefit when due under the plan2022-08-31No
Contributions received in cash from employer2022-08-31$189,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-08-31$567,893
Contract administrator fees2022-08-31$26,571
Did the plan have assets held for investment2022-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-08-31No
Opinion of an independent qualified public accountant for this plan2022-08-31Unqualified
Accountancy firm name2022-08-31BERGANKDV, LTD
Accountancy firm EIN2022-08-31411431613
2021 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total income from all sources (including contributions)2021-08-31$2,632,378
Total loss/gain on sale of assets2021-08-31$0
Total of all expenses incurred2021-08-31$1,128,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-08-31$1,081,424
Value of total corrective distributions2021-08-31$4,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-08-31$632,064
Value of total assets at end of year2021-08-31$9,820,392
Value of total assets at beginning of year2021-08-31$8,316,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-08-31$42,572
Total interest from all sources2021-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-08-31$76,535
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-08-31$76,535
Was this plan covered by a fidelity bond2021-08-31Yes
Value of fidelity bond cover2021-08-31$500,000
If this is an individual account plan, was there a blackout period2021-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-08-31$0
Were there any nonexempt tranactions with any party-in-interest2021-08-31No
Contributions received from participants2021-08-31$445,954
Income. Received or receivable in cash from other sources (including rollovers)2021-08-31$1,376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Value of net income/loss2021-08-31$1,503,485
Value of net assets at end of year (total assets less liabilities)2021-08-31$9,820,392
Value of net assets at beginning of year (total assets less liabilities)2021-08-31$8,316,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-08-31No
Were any leases to which the plan was party in default or uncollectible2021-08-31No
Investment advisory and management fees2021-08-31$17,613
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-08-31$8,970,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-08-31$7,480,143
Value of interest in common/collective trusts at end of year2021-08-31$849,911
Value of interest in common/collective trusts at beginning of year2021-08-31$836,764
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-08-31$1,906,364
Net investment gain or loss from common/collective trusts2021-08-31$17,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-08-31No
Was there a failure to transmit to the plan any participant contributions2021-08-31No
Has the plan failed to provide any benefit when due under the plan2021-08-31No
Contributions received in cash from employer2021-08-31$184,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-08-31$1,081,424
Contract administrator fees2021-08-31$24,959
Did the plan have assets held for investment2021-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-08-31No
Opinion of an independent qualified public accountant for this plan2021-08-31Disclaimer
Accountancy firm name2021-08-31BERGANKDV, LTD
Accountancy firm EIN2021-08-31411431613
2020 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total income from all sources (including contributions)2020-08-31$1,852,687
Total loss/gain on sale of assets2020-08-31$0
Total of all expenses incurred2020-08-31$409,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-08-31$374,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-08-31$647,644
Value of total assets at end of year2020-08-31$8,316,907
Value of total assets at beginning of year2020-08-31$6,874,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-08-31$35,289
Total interest from all sources2020-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-08-31$86,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-08-31$86,943
Was this plan covered by a fidelity bond2020-08-31Yes
Value of fidelity bond cover2020-08-31$500,000
If this is an individual account plan, was there a blackout period2020-08-31No
Were there any nonexempt tranactions with any party-in-interest2020-08-31No
Contributions received from participants2020-08-31$444,619
Income. Received or receivable in cash from other sources (including rollovers)2020-08-31$12,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Value of net income/loss2020-08-31$1,442,873
Value of net assets at end of year (total assets less liabilities)2020-08-31$8,316,907
Value of net assets at beginning of year (total assets less liabilities)2020-08-31$6,874,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-08-31No
Were any leases to which the plan was party in default or uncollectible2020-08-31No
Investment advisory and management fees2020-08-31$14,492
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-08-31$7,480,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-08-31$6,390,127
Value of interest in common/collective trusts at end of year2020-08-31$836,764
Value of interest in common/collective trusts at beginning of year2020-08-31$483,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-08-31$1,102,827
Net investment gain/loss from pooled separate accounts2020-08-31$15,273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-08-31No
Was there a failure to transmit to the plan any participant contributions2020-08-31No
Has the plan failed to provide any benefit when due under the plan2020-08-31No
Contributions received in cash from employer2020-08-31$191,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-08-31$374,525
Contract administrator fees2020-08-31$20,797
Did the plan have assets held for investment2020-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-08-31Yes
Opinion of an independent qualified public accountant for this plan2020-08-31Disclaimer
Accountancy firm name2020-08-31BERGANKDV, LTD
Accountancy firm EIN2020-08-31411431613
2019 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total income from all sources (including contributions)2019-08-31$597,206
Total loss/gain on sale of assets2019-08-31$0
Total of all expenses incurred2019-08-31$441,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-08-31$394,310
Value of total corrective distributions2019-08-31$6,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-08-31$690,294
Value of total assets at end of year2019-08-31$6,874,034
Value of total assets at beginning of year2019-08-31$6,718,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-08-31$40,829
Total interest from all sources2019-08-31$351
Total dividends received (eg from common stock, registered investment company shares)2019-08-31$10,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-08-31$10,483
Was this plan covered by a fidelity bond2019-08-31Yes
Value of fidelity bond cover2019-08-31$500,000
If this is an individual account plan, was there a blackout period2019-08-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-08-31$0
Were there any nonexempt tranactions with any party-in-interest2019-08-31No
Contributions received from participants2019-08-31$488,106
Total non interest bearing cash at end of year2019-08-31$0
Total non interest bearing cash at beginning of year2019-08-31$1,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Value of net income/loss2019-08-31$155,576
Value of net assets at end of year (total assets less liabilities)2019-08-31$6,874,034
Value of net assets at beginning of year (total assets less liabilities)2019-08-31$6,718,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-08-31No
Were any leases to which the plan was party in default or uncollectible2019-08-31No
Investment advisory and management fees2019-08-31$3,123
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-08-31$6,390,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-08-31$6,687,056
Interest earned on other investments2019-08-31$351
Value of interest in common/collective trusts at end of year2019-08-31$483,907
Value of interest in common/collective trusts at beginning of year2019-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-08-31$29,736
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-08-31$181,218
Net investment gain or loss from common/collective trusts2019-08-31$-285,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-08-31No
Was there a failure to transmit to the plan any participant contributions2019-08-31No
Has the plan failed to provide any benefit when due under the plan2019-08-31No
Contributions received in cash from employer2019-08-31$202,188
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-08-31$394,310
Contract administrator fees2019-08-31$37,706
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-08-31Yes
Did the plan have assets held for investment2019-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-08-31Yes
Opinion of an independent qualified public accountant for this plan2019-08-31Disclaimer
Accountancy firm name2019-08-31BERGANKDV, LTD
Accountancy firm EIN2019-08-31411431613
2018 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total income from all sources (including contributions)2018-08-31$1,423,081
Total loss/gain on sale of assets2018-08-31$0
Total of all expenses incurred2018-08-31$1,945,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-31$1,945,575
Value of total corrective distributions2018-08-31$280
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-31$642,398
Value of total assets at end of year2018-08-31$6,718,458
Value of total assets at beginning of year2018-08-31$7,241,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-31$0
Total interest from all sources2018-08-31$312
Total dividends received (eg from common stock, registered investment company shares)2018-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-31No
Was this plan covered by a fidelity bond2018-08-31Yes
Value of fidelity bond cover2018-08-31$500,000
If this is an individual account plan, was there a blackout period2018-08-31No
Were there any nonexempt tranactions with any party-in-interest2018-08-31No
Contributions received from participants2018-08-31$404,962
Income. Received or receivable in cash from other sources (including rollovers)2018-08-31$70,339
Other income not declared elsewhere2018-08-31$-193
Total non interest bearing cash at end of year2018-08-31$1,666
Total non interest bearing cash at beginning of year2018-08-31$4,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Value of net income/loss2018-08-31$-522,774
Value of net assets at end of year (total assets less liabilities)2018-08-31$6,718,458
Value of net assets at beginning of year (total assets less liabilities)2018-08-31$7,241,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-31No
Were any leases to which the plan was party in default or uncollectible2018-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-08-31$6,687,056
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-08-31$7,203,901
Interest earned on other investments2018-08-31$312
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-08-31$29,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-08-31$32,786
Net investment gain/loss from pooled separate accounts2018-08-31$780,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-31No
Was there a failure to transmit to the plan any participant contributions2018-08-31No
Has the plan failed to provide any benefit when due under the plan2018-08-31No
Contributions received in cash from employer2018-08-31$167,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-31$1,945,575
Did the plan have assets held for investment2018-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-08-31Yes
Opinion of an independent qualified public accountant for this plan2018-08-31Disclaimer
Accountancy firm name2018-08-31BERGANKDV, LTD.
Accountancy firm EIN2018-08-31411431613
2017 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total income from all sources (including contributions)2017-08-31$1,081,260
Total loss/gain on sale of assets2017-08-31$0
Total of all expenses incurred2017-08-31$155,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-31$142,333
Value of total corrective distributions2017-08-31$13,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-31$359,501
Value of total assets at end of year2017-08-31$7,241,232
Value of total assets at beginning of year2017-08-31$6,315,689
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-31$0
Total interest from all sources2017-08-31$212
Total dividends received (eg from common stock, registered investment company shares)2017-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-31No
Was this plan covered by a fidelity bond2017-08-31Yes
Value of fidelity bond cover2017-08-31$500,000
If this is an individual account plan, was there a blackout period2017-08-31No
Were there any nonexempt tranactions with any party-in-interest2017-08-31No
Contributions received from participants2017-08-31$37,903
Other income not declared elsewhere2017-08-31$-38
Total non interest bearing cash at end of year2017-08-31$4,545
Total non interest bearing cash at beginning of year2017-08-31$4,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Value of net income/loss2017-08-31$925,543
Value of net assets at end of year (total assets less liabilities)2017-08-31$7,241,232
Value of net assets at beginning of year (total assets less liabilities)2017-08-31$6,315,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-31No
Were any leases to which the plan was party in default or uncollectible2017-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-08-31$7,203,901
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-08-31$6,272,757
Interest earned on other investments2017-08-31$212
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-08-31$32,786
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-08-31$38,387
Net investment gain/loss from pooled separate accounts2017-08-31$721,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-31No
Was there a failure to transmit to the plan any participant contributions2017-08-31No
Has the plan failed to provide any benefit when due under the plan2017-08-31No
Contributions received in cash from employer2017-08-31$321,598
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-31$142,333
Did the plan have assets held for investment2017-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-08-31Yes
Opinion of an independent qualified public accountant for this plan2017-08-31Disclaimer
Accountancy firm name2017-08-31BERGANKDV, LTD.
Accountancy firm EIN2017-08-31411431613
2016 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total income from all sources (including contributions)2016-08-31$841,060
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$788,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$778,968
Value of total corrective distributions2016-08-31$9,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$483,697
Value of total assets at end of year2016-08-31$6,315,689
Value of total assets at beginning of year2016-08-31$6,262,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$0
Total interest from all sources2016-08-31$143
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31No
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$500,000
If this is an individual account plan, was there a blackout period2016-08-31No
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Contributions received from participants2016-08-31$361,622
Income. Received or receivable in cash from other sources (including rollovers)2016-08-31$14,012
Other income not declared elsewhere2016-08-31$-127
Total non interest bearing cash at end of year2016-08-31$4,545
Total non interest bearing cash at beginning of year2016-08-31$5,106
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$52,784
Value of net assets at end of year (total assets less liabilities)2016-08-31$6,315,689
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$6,262,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-31$6,272,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-31$6,220,993
Interest earned on other investments2016-08-31$143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-08-31$38,387
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-08-31$36,806
Net investment gain/loss from pooled separate accounts2016-08-31$357,347
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31No
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Contributions received in cash from employer2016-08-31$108,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$778,968
Did the plan have assets held for investment2016-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31Yes
Opinion of an independent qualified public accountant for this plan2016-08-31Disclaimer
Accountancy firm name2016-08-31BERGANKDV LTD.
Accountancy firm EIN2016-08-31411431613
2015 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$310,432
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$770,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$750,113
Value of total corrective distributions2015-08-31$20,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$510,337
Value of total assets at end of year2015-08-31$6,262,905
Value of total assets at beginning of year2015-08-31$6,722,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$0
Total interest from all sources2015-08-31$109
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$500,000
If this is an individual account plan, was there a blackout period2015-08-31No
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Contributions received from participants2015-08-31$358,421
Participant contributions at beginning of year2015-08-31$11,010
Other income not declared elsewhere2015-08-31$-197
Total non interest bearing cash at end of year2015-08-31$5,106
Total non interest bearing cash at beginning of year2015-08-31$7,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$-459,831
Value of net assets at end of year (total assets less liabilities)2015-08-31$6,262,905
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$6,722,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-08-31$6,220,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-08-31$6,658,936
Interest earned on other investments2015-08-31$109
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-31$36,806
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-31$33,243
Net investment gain/loss from pooled separate accounts2015-08-31$-199,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31No
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Contributions received in cash from employer2015-08-31$151,916
Employer contributions (assets) at beginning of year2015-08-31$12,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$750,113
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31BERGANKDV LTD.
Accountancy firm EIN2015-08-31411431613
2014 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$1,407,190
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$141,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$106,594
Value of total corrective distributions2014-08-31$15,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$467,000
Value of total assets at end of year2014-08-31$6,722,736
Value of total assets at beginning of year2014-08-31$5,457,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$19,667
Total interest from all sources2014-08-31$133
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$500,000
If this is an individual account plan, was there a blackout period2014-08-31No
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Contributions received from participants2014-08-31$324,639
Participant contributions at end of year2014-08-31$11,010
Participant contributions at beginning of year2014-08-31$9,997
Income. Received or receivable in cash from other sources (including rollovers)2014-08-31$7,705
Other income not declared elsewhere2014-08-31$-2
Total non interest bearing cash at end of year2014-08-31$7,052
Total non interest bearing cash at beginning of year2014-08-31$5,911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$1,265,730
Value of net assets at end of year (total assets less liabilities)2014-08-31$6,722,736
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$5,457,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-08-31$6,658,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-08-31$5,396,111
Interest earned on other investments2014-08-31$133
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$33,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$30,131
Net investment gain/loss from pooled separate accounts2014-08-31$940,059
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Contributions received in cash from employer2014-08-31$134,656
Employer contributions (assets) at end of year2014-08-31$12,495
Employer contributions (assets) at beginning of year2014-08-31$14,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$106,594
Contract administrator fees2014-08-31$19,667
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31BERGAN, PAULSEN, & COMPANY, P.C.
Accountancy firm EIN2014-08-31421243538
2013 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$1,156,028
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$147,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$115,954
Value of total corrective distributions2013-08-31$12,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$527,434
Value of total assets at end of year2013-08-31$5,457,006
Value of total assets at beginning of year2013-08-31$4,448,344
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$18,727
Total interest from all sources2013-08-31$179
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$500,000
If this is an individual account plan, was there a blackout period2013-08-31No
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Contributions received from participants2013-08-31$311,345
Participant contributions at end of year2013-08-31$9,997
Participant contributions at beginning of year2013-08-31$9,874
Income. Received or receivable in cash from other sources (including rollovers)2013-08-31$75,239
Other income not declared elsewhere2013-08-31$-320
Total non interest bearing cash at end of year2013-08-31$5,911
Total non interest bearing cash at beginning of year2013-08-31$664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$1,008,662
Value of net assets at end of year (total assets less liabilities)2013-08-31$5,457,006
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$4,448,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-08-31$5,396,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-08-31$4,407,158
Interest earned on other investments2013-08-31$179
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-08-31$30,131
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-08-31$26,631
Net investment gain/loss from pooled separate accounts2013-08-31$628,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Contributions received in cash from employer2013-08-31$140,850
Employer contributions (assets) at end of year2013-08-31$14,856
Employer contributions (assets) at beginning of year2013-08-31$4,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$115,954
Contract administrator fees2013-08-31$18,727
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31BERGAN, PAULSEN & COMPANY, P.C.
Accountancy firm EIN2013-08-31421243538
2012 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total income from all sources (including contributions)2012-08-31$800,287
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$73,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$50,886
Value of total corrective distributions2012-08-31$2,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$417,502
Value of total assets at end of year2012-08-31$4,448,344
Value of total assets at beginning of year2012-08-31$3,721,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$20,178
Total interest from all sources2012-08-31$324
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$500,000
If this is an individual account plan, was there a blackout period2012-08-31No
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Contributions received from participants2012-08-31$305,790
Participant contributions at end of year2012-08-31$9,874
Income. Received or receivable in cash from other sources (including rollovers)2012-08-31$10,937
Other income not declared elsewhere2012-08-31$-116
Total non interest bearing cash at end of year2012-08-31$664
Total non interest bearing cash at beginning of year2012-08-31$6,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$726,903
Value of net assets at end of year (total assets less liabilities)2012-08-31$4,448,344
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$3,721,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$4,407,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-08-31$3,691,645
Interest earned on other investments2012-08-31$324
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$26,631
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$23,727
Net investment gain/loss from pooled separate accounts2012-08-31$382,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31No
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Contributions received in cash from employer2012-08-31$100,775
Employer contributions (assets) at end of year2012-08-31$4,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$50,886
Contract administrator fees2012-08-31$20,178
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31BERGAN, PAULSEN & COMPANY, P.C.
Accountancy firm EIN2012-08-31421243538
2011 : ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total income from all sources (including contributions)2011-08-31$851,928
Total loss/gain on sale of assets2011-08-31$0
Total of all expenses incurred2011-08-31$675,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-08-31$642,155
Value of total corrective distributions2011-08-31$6,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-08-31$335,880
Value of total assets at end of year2011-08-31$3,721,441
Value of total assets at beginning of year2011-08-31$3,544,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-08-31$26,098
Total interest from all sources2011-08-31$493
Total dividends received (eg from common stock, registered investment company shares)2011-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-08-31No
Was this plan covered by a fidelity bond2011-08-31Yes
Value of fidelity bond cover2011-08-31$500,000
Were there any nonexempt tranactions with any party-in-interest2011-08-31No
Contributions received from participants2011-08-31$256,763
Income. Received or receivable in cash from other sources (including rollovers)2011-08-31$67,819
Other income not declared elsewhere2011-08-31$-347
Total non interest bearing cash at end of year2011-08-31$6,069
Total non interest bearing cash at beginning of year2011-08-31$4,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Value of net income/loss2011-08-31$176,759
Value of net assets at end of year (total assets less liabilities)2011-08-31$3,721,441
Value of net assets at beginning of year (total assets less liabilities)2011-08-31$3,544,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-08-31No
Were any leases to which the plan was party in default or uncollectible2011-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-08-31$3,691,645
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-08-31$3,514,451
Interest earned on other investments2011-08-31$493
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-08-31$23,727
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-08-31$25,270
Net investment gain/loss from pooled separate accounts2011-08-31$515,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-08-31No
Was there a failure to transmit to the plan any participant contributions2011-08-31No
Has the plan failed to provide any benefit when due under the plan2011-08-31No
Contributions received in cash from employer2011-08-31$11,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-08-31$642,155
Contract administrator fees2011-08-31$26,098
Did the plan have assets held for investment2011-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-08-31Yes
Opinion of an independent qualified public accountant for this plan2011-08-31Disclaimer
Accountancy firm name2011-08-31BERGAN, PAULSEN & COMPANY, P.C.
Accountancy firm EIN2011-08-31421243538

Form 5500 Responses for ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN

2021: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2021 form 5500 responses
2021-09-01Type of plan entitySingle employer plan
2021-09-01Submission has been amendedNo
2021-09-01This submission is the final filingNo
2021-09-01This return/report is a short plan year return/report (less than 12 months)No
2021-09-01Plan is a collectively bargained planNo
2021-09-01Plan funding arrangement – InsuranceYes
2021-09-01Plan funding arrangement – TrustYes
2021-09-01Plan benefit arrangement – InsuranceYes
2021-09-01Plan benefit arrangement - TrustYes
2020: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2020 form 5500 responses
2020-09-01Type of plan entitySingle employer plan
2020-09-01Submission has been amendedNo
2020-09-01This submission is the final filingNo
2020-09-01This return/report is a short plan year return/report (less than 12 months)No
2020-09-01Plan is a collectively bargained planNo
2020-09-01Plan funding arrangement – InsuranceYes
2020-09-01Plan funding arrangement – TrustYes
2020-09-01Plan benefit arrangement – InsuranceYes
2020-09-01Plan benefit arrangement - TrustYes
2019: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2019 form 5500 responses
2019-09-01Type of plan entitySingle employer plan
2019-09-01Submission has been amendedNo
2019-09-01This submission is the final filingNo
2019-09-01This return/report is a short plan year return/report (less than 12 months)No
2019-09-01Plan is a collectively bargained planNo
2019-09-01Plan funding arrangement – InsuranceYes
2019-09-01Plan funding arrangement – TrustYes
2019-09-01Plan benefit arrangement – InsuranceYes
2019-09-01Plan benefit arrangement - TrustYes
2018: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2018 form 5500 responses
2018-09-01Type of plan entitySingle employer plan
2018-09-01Submission has been amendedNo
2018-09-01This submission is the final filingNo
2018-09-01This return/report is a short plan year return/report (less than 12 months)No
2018-09-01Plan is a collectively bargained planNo
2018-09-01Plan funding arrangement – InsuranceYes
2018-09-01Plan funding arrangement – TrustYes
2018-09-01Plan benefit arrangement – InsuranceYes
2018-09-01Plan benefit arrangement - TrustYes
2017: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2017 form 5500 responses
2017-09-01Type of plan entitySingle employer plan
2017-09-01Submission has been amendedNo
2017-09-01This submission is the final filingNo
2017-09-01This return/report is a short plan year return/report (less than 12 months)No
2017-09-01Plan is a collectively bargained planNo
2017-09-01Plan funding arrangement – InsuranceYes
2017-09-01Plan funding arrangement – TrustYes
2017-09-01Plan benefit arrangement – InsuranceYes
2017-09-01Plan benefit arrangement - TrustYes
2016: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2016 form 5500 responses
2016-09-01Type of plan entitySingle employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingNo
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – InsuranceYes
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement – InsuranceYes
2016-09-01Plan benefit arrangement - TrustYes
2015: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes
2010: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2010 form 5500 responses
2010-09-01Type of plan entitySingle employer plan
2010-09-01Submission has been amendedNo
2010-09-01This submission is the final filingNo
2010-09-01This return/report is a short plan year return/report (less than 12 months)No
2010-09-01Plan is a collectively bargained planNo
2010-09-01Plan funding arrangement – InsuranceYes
2010-09-01Plan funding arrangement – TrustYes
2010-09-01Plan benefit arrangement – InsuranceYes
2010-09-01Plan benefit arrangement - TrustYes
2009: ADVANCED HEAT TREAT CORP. 401(K) DEFERRED SAVINGS PLAN 2009 form 5500 responses
2009-09-01Type of plan entitySingle employer plan
2009-09-01Submission has been amendedNo
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement – InsuranceYes
2009-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24590
Policy instance 1
Insurance contract or identification number24590
Number of Individuals Covered110
Insurance policy start date2018-09-01
Insurance policy end date2019-06-17
Total amount of commissions paid to insurance brokerUSD $9,695
Total amount of fees paid to insurance companyUSD $31,359
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,695
Amount paid for insurance broker fees31359
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24590
Policy instance 1
Insurance contract or identification number24590
Number of Individuals Covered109
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Total amount of commissions paid to insurance brokerUSD $46,800
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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