401k Plan data: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN plan

BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	001

BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Stock bonus
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

BAUER, INC. has sponsored the creation of one or more 401k plans.

Company Name: BAUER, INC.

Employer identification number (EIN): 421375920

NAIC Classification: 531310

Additional information about BAUER, INC.

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities

Incorporation Date: 1991-10-01

Company Identification Number: 153189

Legal Registered Office Address: 215 W MILWAUKEE

STORM LAKE
United States of America (USA)
50588

More information about BAUER, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-10-01 RICHARD G FATHAUER
001 2014-10-01 JAMES BAUER
001 2013-10-01 JAMES BAUER
001 2012-10-01 JAMES BAUER
001 2011-10-01 JAMES BAUER
001 2010-10-01 JAMES BAUER
001 2009-10-01 JAMES BAUER

Plan id#	Filing Submission Date	Name of Administrator
001	2015-10-01	RICHARD G FATHAUER
001	2014-10-01	JAMES BAUER
001	2013-10-01	JAMES BAUER
001	2012-10-01	JAMES BAUER
001	2011-10-01	JAMES BAUER
001	2010-10-01	JAMES BAUER
001	2009-10-01	JAMES BAUER

Plan Statistics for BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2015: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 0
Total of all active and inactive participants 2015-10-01 0
Total participants 2015-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 2
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 0
Total of all active and inactive participants 2014-10-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 2
Number of participants with account balances 2014-10-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 0
2013: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 2
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 2
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 0
Total of all active and inactive participants 2013-10-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 2
Number of participants with account balances 2013-10-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 2
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 0
Total of all active and inactive participants 2012-10-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 2
Number of participants with account balances 2012-10-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 2
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 0
Total of all active and inactive participants 2011-10-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 2
Number of participants with account balances 2011-10-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2010: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 2
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 2
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 0
Total of all active and inactive participants 2010-10-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 2
Number of participants with account balances 2010-10-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 0
2009: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 2
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 0
Total of all active and inactive participants 2009-10-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 2
Number of participants with account balances 2009-10-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2015: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	0
Total of all active and inactive participants	2015-10-01	0
Total participants	2015-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	2
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	0
Total of all active and inactive participants	2014-10-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	2
Number of participants with account balances	2014-10-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	0
2013: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	2
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	2
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	0
Total of all active and inactive participants	2013-10-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	2
Number of participants with account balances	2013-10-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	2
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	0
Total of all active and inactive participants	2012-10-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	2
Number of participants with account balances	2012-10-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	2
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	0
Total of all active and inactive participants	2011-10-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	2
Number of participants with account balances	2011-10-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2010: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	2
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	2
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	0
Total of all active and inactive participants	2010-10-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	2
Number of participants with account balances	2010-10-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	0
2009: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	2
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	0
Total of all active and inactive participants	2009-10-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	2
Number of participants with account balances	2009-10-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2016 : BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Transfers to/from the plan	2016-09-30	$-238,255
Total income from all sources	2016-09-30	$0
Expenses. Total of all expenses incurred	2016-09-30	$0
Total plan assets at end of year	2016-09-30	$0
Total plan assets at beginning of year	2016-09-30	$238,255
Net income (gross income less expenses)	2016-09-30	$0
Net plan assets at end of year (total assets less liabilities)	2016-09-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-09-30	$238,255
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
2015 : BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total income from all sources	2015-09-30	$243
Expenses. Total of all expenses incurred	2015-09-30	$0
Total plan assets at end of year	2015-09-30	$238,498
Total plan assets at beginning of year	2015-09-30	$238,255
Other income received	2015-09-30	$243
Net income (gross income less expenses)	2015-09-30	$243
Net plan assets at end of year (total assets less liabilities)	2015-09-30	$238,498
Net plan assets at beginning of year (total assets less liabilities)	2015-09-30	$238,255
Assets. Value of employer securities	2015-09-30	$238,498
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
2014 : BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan assets at end of year	2014-09-30	$238,255
Total plan assets at beginning of year	2014-09-30	$238,255
Net plan assets at end of year (total assets less liabilities)	2014-09-30	$238,255
Net plan assets at beginning of year (total assets less liabilities)	2014-09-30	$238,255
Assets. Value of employer securities	2014-09-30	$238,255
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
2013 : BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total plan assets at end of year	2013-09-30	$238,255
Total plan assets at beginning of year	2013-09-30	$238,255
Net plan assets at end of year (total assets less liabilities)	2013-09-30	$238,255
Net plan assets at beginning of year (total assets less liabilities)	2013-09-30	$238,255
Assets. Value of employer securities	2013-09-30	$238,255
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
2012 : BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total income from all sources	2012-09-30	$5,078
Total plan assets at end of year	2012-09-30	$238,255
Total plan assets at beginning of year	2012-09-30	$233,177
Other income received	2012-09-30	$5,078
Net income (gross income less expenses)	2012-09-30	$5,078
Net plan assets at end of year (total assets less liabilities)	2012-09-30	$238,255
Net plan assets at beginning of year (total assets less liabilities)	2012-09-30	$233,177
Assets. Value of employer securities	2012-09-30	$238,255
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
2011 : BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total income from all sources	2011-09-30	$1,030
Total plan assets at end of year	2011-09-30	$233,177
Total plan assets at beginning of year	2011-09-30	$232,147
Other income received	2011-09-30	$1,030
Net income (gross income less expenses)	2011-09-30	$1,030
Net plan assets at end of year (total assets less liabilities)	2011-09-30	$233,177
Net plan assets at beginning of year (total assets less liabilities)	2011-09-30	$232,147
Assets. Value of employer securities	2011-09-30	$233,177
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
2010 : BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN

2015: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	Yes
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2015-10-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2014-10-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2013-10-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2012-10-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2011-10-01	Plan benefit arrangement – General assets of the sponsor	Yes
2010: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2010-10-01	Plan benefit arrangement – General assets of the sponsor	Yes
2009: BAUER INC EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2009-10-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	BAUER, INC.
Employer identification number (EIN):	421375920
NAIC Classification:	531310

Jurisdiction of Incorporation:	Iowa Secretary of State Business Entities
Incorporation Date:	1991-10-01
Company Identification Number:	153189
Legal Registered Office Address:	215 W MILWAUKEE STORM LAKE United States of America (USA) 50588