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ATHENE SAVINGS & RETIREMENT PLAN 401k Plan overview

Plan NameATHENE SAVINGS & RETIREMENT PLAN
Plan identification number 102

ATHENE SAVINGS & RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ATHENE USA CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:ATHENE USA CORPORATION
Employer identification number (EIN):421458424
NAIC Classification:524140

Additional information about ATHENE USA CORPORATION

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 1996-06-30
Company Identification Number: 196806
Legal Registered Office Address: 505 5TH AVENUE
SUITE 729
DES MOINES
United States of America (USA)
50309

More information about ATHENE USA CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ATHENE SAVINGS & RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
1022020-01-01
1022019-01-01
1022018-01-01
1022017-01-01KRISTI KAYE BURMA
1022016-01-01KRISTI KAYE BURMA
1022015-01-01KRISTI KAYE BURMA
1022014-01-01KRISTI KAYE BURMA
1022013-01-01LAURA HODGES KRISTI KAYE BURMA2014-10-15
1022012-01-01KATHY BAUER LAURIE ROEPSCH2013-09-26
1022011-01-01LAURIE L. ROEPSCH LAURIE L. ROEPSCH2012-09-28
1022009-01-01LAURIE L. ROEPSCH

Plan Statistics for ATHENE SAVINGS & RETIREMENT PLAN

401k plan membership statisitcs for ATHENE SAVINGS & RETIREMENT PLAN

Measure Date Value
2020: ATHENE SAVINGS & RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,004
Total number of active participants reported on line 7a of the Form 55002020-01-011,265
Number of retired or separated participants receiving benefits2020-01-0112
Number of other retired or separated participants entitled to future benefits2020-01-01742
Total of all active and inactive participants2020-01-012,019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-012,019
Number of participants with account balances2020-01-011,998
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: ATHENE SAVINGS & RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,961
Total number of active participants reported on line 7a of the Form 55002019-01-011,238
Number of retired or separated participants receiving benefits2019-01-0111
Number of other retired or separated participants entitled to future benefits2019-01-01755
Total of all active and inactive participants2019-01-012,004
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,004
Number of participants with account balances2019-01-012,004
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: ATHENE SAVINGS & RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,897
Total number of active participants reported on line 7a of the Form 55002018-01-011,167
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-01785
Total of all active and inactive participants2018-01-011,960
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,961
Number of participants with account balances2018-01-011,961
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ATHENE SAVINGS & RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,917
Total number of active participants reported on line 7a of the Form 55002017-01-011,084
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-01806
Total of all active and inactive participants2017-01-011,897
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,897
Number of participants with account balances2017-01-011,874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: ATHENE SAVINGS & RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,037
Total number of active participants reported on line 7a of the Form 55002016-01-011,072
Number of retired or separated participants receiving benefits2016-01-019
Number of other retired or separated participants entitled to future benefits2016-01-01829
Total of all active and inactive participants2016-01-011,910
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,910
Number of participants with account balances2016-01-011,910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: ATHENE SAVINGS & RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,920
Total number of active participants reported on line 7a of the Form 55002015-01-011,156
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-01875
Total of all active and inactive participants2015-01-012,037
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012,037
Number of participants with account balances2015-01-012,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: ATHENE SAVINGS & RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,374
Total number of active participants reported on line 7a of the Form 55002014-01-011,019
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-01894
Total of all active and inactive participants2014-01-011,920
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,920
Number of participants with account balances2014-01-011,920
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01106
2013: ATHENE SAVINGS & RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,857
Total number of active participants reported on line 7a of the Form 55002013-01-011,273
Number of retired or separated participants receiving benefits2013-01-016
Number of other retired or separated participants entitled to future benefits2013-01-011,095
Total of all active and inactive participants2013-01-012,374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,374
Number of participants with account balances2013-01-012,374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01119
2012: ATHENE SAVINGS & RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,787
Total number of active participants reported on line 7a of the Form 55002012-01-011,955
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-01895
Total of all active and inactive participants2012-01-012,857
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,857
Number of participants with account balances2012-01-012,857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01120
2011: ATHENE SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,632
Total number of active participants reported on line 7a of the Form 55002011-01-011,978
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-01803
Total of all active and inactive participants2011-01-012,787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-012,787
Number of participants with account balances2011-01-012,787
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01205
2009: ATHENE SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,438
Total number of active participants reported on line 7a of the Form 55002009-01-011,695
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-01720
Total of all active and inactive participants2009-01-012,421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-012,422
Number of participants with account balances2009-01-012,422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01165

Financial Data on ATHENE SAVINGS & RETIREMENT PLAN

Measure Date Value
2020 : ATHENE SAVINGS & RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$54,136,059
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$14,276,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$14,130,194
Value of total corrective distributions2020-12-31$478
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$18,827,237
Value of total assets at end of year2020-12-31$252,990,731
Value of total assets at beginning of year2020-12-31$213,131,555
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$146,211
Total interest from all sources2020-12-31$352,277
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$895,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$895,168
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$35,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$10,279,727
Participant contributions at end of year2020-12-31$1,429,792
Participant contributions at beginning of year2020-12-31$1,265,183
Assets. Other investments not covered elsewhere at end of year2020-12-31$17,944,087
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$13,058,606
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,395,027
Other income not declared elsewhere2020-12-31$19,726
Administrative expenses (other) incurred2020-12-31$146,211
Total non interest bearing cash at end of year2020-12-31$29
Total non interest bearing cash at beginning of year2020-12-31$101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$39,859,176
Value of net assets at end of year (total assets less liabilities)2020-12-31$252,990,731
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$213,131,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$72,367,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$58,177,431
Value of interest in pooled separate accounts at end of year2020-12-31$20,523,832
Value of interest in pooled separate accounts at beginning of year2020-12-31$16,268,311
Interest on participant loans2020-12-31$60,493
Interest earned on other investments2020-12-31$291,784
Value of interest in common/collective trusts at end of year2020-12-31$140,438,967
Value of interest in common/collective trusts at beginning of year2020-12-31$124,203,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$11,942,057
Net investment gain/loss from pooled separate accounts2020-12-31$4,309,521
Net investment gain or loss from common/collective trusts2020-12-31$17,790,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$7,152,483
Employer contributions (assets) at end of year2020-12-31$286,477
Employer contributions (assets) at beginning of year2020-12-31$158,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$14,130,194
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2020-12-31134008324
2019 : ATHENE SAVINGS & RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$56,869,219
Total income from all sources (including contributions)2019-12-31$56,869,219
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$21,273,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$21,112,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$21,112,215
Value of total corrective distributions2019-12-31$1,284
Value of total corrective distributions2019-12-31$1,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,845,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,845,841
Value of total assets at end of year2019-12-31$213,131,555
Value of total assets at end of year2019-12-31$213,131,555
Value of total assets at beginning of year2019-12-31$177,536,204
Value of total assets at beginning of year2019-12-31$177,536,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$160,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$160,369
Total interest from all sources2019-12-31$318,379
Total interest from all sources2019-12-31$318,379
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$949,640
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$949,640
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$949,640
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$949,640
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$35,000,000
Value of fidelity bond cover2019-12-31$35,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$9,450,888
Contributions received from participants2019-12-31$9,450,888
Participant contributions at end of year2019-12-31$1,265,183
Participant contributions at end of year2019-12-31$1,265,183
Participant contributions at beginning of year2019-12-31$1,187,873
Participant contributions at beginning of year2019-12-31$1,187,873
Assets. Other investments not covered elsewhere at end of year2019-12-31$13,058,606
Assets. Other investments not covered elsewhere at end of year2019-12-31$13,058,606
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$13,845,099
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$13,845,099
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,779,420
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,779,420
Other income not declared elsewhere2019-12-31$522
Other income not declared elsewhere2019-12-31$522
Administrative expenses (other) incurred2019-12-31$160,369
Administrative expenses (other) incurred2019-12-31$160,369
Total non interest bearing cash at end of year2019-12-31$101
Total non interest bearing cash at end of year2019-12-31$101
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$35,595,351
Value of net income/loss2019-12-31$35,595,351
Value of net assets at end of year (total assets less liabilities)2019-12-31$213,131,555
Value of net assets at end of year (total assets less liabilities)2019-12-31$213,131,555
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$177,536,204
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$177,536,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$58,177,431
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$58,177,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$149,207,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$149,207,877
Value of interest in pooled separate accounts at end of year2019-12-31$16,268,311
Value of interest in pooled separate accounts at end of year2019-12-31$16,268,311
Value of interest in pooled separate accounts at beginning of year2019-12-31$13,295,355
Value of interest in pooled separate accounts at beginning of year2019-12-31$13,295,355
Interest on participant loans2019-12-31$49,485
Interest on participant loans2019-12-31$49,485
Interest earned on other investments2019-12-31$268,894
Interest earned on other investments2019-12-31$268,894
Value of interest in common/collective trusts at end of year2019-12-31$124,203,370
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,465,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,465,699
Net investment gain/loss from pooled separate accounts2019-12-31$2,858,312
Net investment gain/loss from pooled separate accounts2019-12-31$2,858,312
Net investment gain or loss from common/collective trusts2019-12-31$22,430,826
Net investment gain or loss from common/collective trusts2019-12-31$22,430,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$6,615,533
Contributions received in cash from employer2019-12-31$6,615,533
Employer contributions (assets) at end of year2019-12-31$158,553
Employer contributions (assets) at end of year2019-12-31$158,553
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$21,112,215
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$21,112,215
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2019-12-31134008324
Accountancy firm EIN2019-12-31134008324
2018 : ATHENE SAVINGS & RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,338,061
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$14,860,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$14,735,373
Value of total corrective distributions2018-12-31$4,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$16,273,980
Value of total assets at end of year2018-12-31$177,536,204
Value of total assets at beginning of year2018-12-31$187,059,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$120,919
Total interest from all sources2018-12-31$285,707
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$891,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$891,038
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$35,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$8,574,633
Participant contributions at end of year2018-12-31$1,187,873
Participant contributions at beginning of year2018-12-31$1,458,995
Assets. Other investments not covered elsewhere at end of year2018-12-31$13,845,099
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$12,518,288
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,610,904
Other income not declared elsewhere2018-12-31$1,907
Administrative expenses (other) incurred2018-12-31$120,919
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,522,836
Value of net assets at end of year (total assets less liabilities)2018-12-31$177,536,204
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$187,059,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$149,207,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$173,081,757
Value of interest in pooled separate accounts at end of year2018-12-31$13,295,355
Interest on participant loans2018-12-31$49,973
Interest earned on other investments2018-12-31$235,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-10,166,185
Net investment gain/loss from pooled separate accounts2018-12-31$-1,948,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,088,443
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$14,735,373
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2018-12-31134008324
2017 : ATHENE SAVINGS & RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$41,115,561
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$18,727,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$18,514,784
Value of total corrective distributions2017-12-31$4,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$14,063,796
Value of total assets at end of year2017-12-31$187,059,040
Value of total assets at beginning of year2017-12-31$164,670,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$208,175
Total interest from all sources2017-12-31$271,171
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$775,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$775,892
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$35,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,718,381
Participant contributions at end of year2017-12-31$1,458,995
Participant contributions at beginning of year2017-12-31$1,586,561
Assets. Other investments not covered elsewhere at end of year2017-12-31$12,518,288
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$12,972,203
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,761,295
Other income not declared elsewhere2017-12-31$-111
Administrative expenses (other) incurred2017-12-31$208,175
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$9
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$22,388,475
Value of net assets at end of year (total assets less liabilities)2017-12-31$187,059,040
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$164,670,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$173,081,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$149,975,302
Interest on participant loans2017-12-31$51,501
Interest earned on other investments2017-12-31$219,670
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$26,004,813
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,584,120
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$136,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$18,514,784
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2017-12-31134008324
2016 : ATHENE SAVINGS & RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$7,402,822
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$24,973,985
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$23,608,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$23,367,570
Expenses. Certain deemed distributions of participant loans2016-12-31$-5,660
Value of total corrective distributions2016-12-31$45,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$12,784,865
Value of total assets at end of year2016-12-31$164,670,565
Value of total assets at beginning of year2016-12-31$170,708,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$201,103
Total interest from all sources2016-12-31$246,680
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$727,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$727,153
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$35,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,158,985
Participant contributions at end of year2016-12-31$1,586,561
Participant contributions at beginning of year2016-12-31$2,405,849
Assets. Other investments not covered elsewhere at end of year2016-12-31$12,972,203
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$10,681,360
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,155,402
Other income not declared elsewhere2016-12-31$821
Administrative expenses (other) incurred2016-12-31$201,103
Total non interest bearing cash at end of year2016-12-31$9
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,365,338
Value of net assets at end of year (total assets less liabilities)2016-12-31$164,670,565
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$170,708,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$149,975,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$157,620,840
Interest on participant loans2016-12-31$58,215
Interest earned on other investments2016-12-31$188,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$11,214,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,470,478
Employer contributions (assets) at end of year2016-12-31$136,490
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$23,367,570
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2016-12-31134008324
2015 : ATHENE SAVINGS & RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$17,343,180
Total transfer of assets from this plan2015-12-31$1,976,514
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$15,126,216
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$29,523,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$29,403,564
Value of total corrective distributions2015-12-31$20,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$16,074,205
Value of total assets at end of year2015-12-31$170,708,049
Value of total assets at beginning of year2015-12-31$169,739,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$100,288
Total interest from all sources2015-12-31$259,762
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$817,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$817,531
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$35,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$8,006,382
Participant contributions at end of year2015-12-31$2,405,849
Participant contributions at beginning of year2015-12-31$3,231,837
Assets. Other investments not covered elsewhere at end of year2015-12-31$10,681,360
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,399,519
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$3,263,694
Other income not declared elsewhere2015-12-31$-48,652
Administrative expenses (other) incurred2015-12-31$100,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-14,397,675
Value of net assets at end of year (total assets less liabilities)2015-12-31$170,708,049
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$169,739,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$157,620,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$129,737,196
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,645,323
Interest on participant loans2015-12-31$91,001
Interest earned on other investments2015-12-31$168,742
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$66
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$66
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$27,725,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,865,674
Net investment gain/loss from pooled separate accounts2015-12-31$-110,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,804,129
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$29,403,564
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2015-12-31134008324
2014 : ATHENE SAVINGS & RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$30,132,991
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$21,625,697
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$55,452,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$55,357,118
Expenses. Certain deemed distributions of participant loans2014-12-31$102
Value of total corrective distributions2014-12-31$759
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,682,784
Value of total assets at end of year2014-12-31$169,739,058
Value of total assets at beginning of year2014-12-31$233,698,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$94,078
Total interest from all sources2014-12-31$902,394
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,632,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,632,437
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$35,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,877,632
Participant contributions at end of year2014-12-31$3,231,837
Participant contributions at beginning of year2014-12-31$4,726,888
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,399,519
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$11,392
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,954,861
Other income not declared elsewhere2014-12-31$-113,574
Administrative expenses (other) incurred2014-12-31$94,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-33,826,360
Value of net assets at end of year (total assets less liabilities)2014-12-31$169,739,058
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$233,698,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$129,737,196
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$172,203,012
Value of interest in pooled separate accounts at end of year2014-12-31$5,645,323
Value of interest in pooled separate accounts at beginning of year2014-12-31$9,569,994
Interest on participant loans2014-12-31$114,737
Interest earned on other investments2014-12-31$787,657
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$66
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$27,725,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$47,187,123
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$6,127,609
Net investment gain/loss from pooled separate accounts2014-12-31$394,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$4,850,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$55,357,118
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2014-12-31134008324
2013 : ATHENE SAVINGS & RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$27,363,054
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$117
Total income from all sources (including contributions)2013-12-31$63,436,684
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$24,241,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$24,153,419
Expenses. Certain deemed distributions of participant loans2013-12-31$14,319
Value of total corrective distributions2013-12-31$5,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$21,657,450
Value of total assets at end of year2013-12-31$233,698,409
Value of total assets at beginning of year2013-12-31$221,866,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$68,735
Total interest from all sources2013-12-31$1,277,476
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,682,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,682,156
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$35,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$12,248,916
Participant contributions at end of year2013-12-31$4,726,888
Participant contributions at beginning of year2013-12-31$5,699,180
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$44,206
Assets. Other investments not covered elsewhere at end of year2013-12-31$11,392
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$4,116,168
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$335,188
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$117
Other income not declared elsewhere2013-12-31$691,921
Administrative expenses (other) incurred2013-12-31$68,735
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$39,194,957
Value of net assets at end of year (total assets less liabilities)2013-12-31$233,698,409
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$221,866,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$64,220
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$172,203,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$124,329,595
Value of interest in pooled separate accounts at end of year2013-12-31$9,569,994
Value of interest in pooled separate accounts at beginning of year2013-12-31$34,146,458
Interest on participant loans2013-12-31$171,982
Interest earned on other investments2013-12-31$1,105,494
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$47,187,123
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$52,089,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$33,160,833
Net investment gain/loss from pooled separate accounts2013-12-31$4,966,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$9,073,346
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$1,377,119
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$24,153,419
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2013-12-31134008324
2012 : ATHENE SAVINGS & RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$1,783,978
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$117
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$517
Total income from all sources (including contributions)2012-12-31$49,260,899
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$19,319,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$19,153,231
Expenses. Certain deemed distributions of participant loans2012-12-31$776
Value of total corrective distributions2012-12-31$7,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$26,995,044
Value of total assets at end of year2012-12-31$221,866,623
Value of total assets at beginning of year2012-12-31$190,141,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$157,876
Total interest from all sources2012-12-31$1,491,834
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,840,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,840,715
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$35,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$13,521,588
Participant contributions at end of year2012-12-31$5,699,180
Participant contributions at beginning of year2012-12-31$5,208,293
Participant contributions at end of year2012-12-31$44,206
Assets. Other investments not covered elsewhere at end of year2012-12-31$4,116,168
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$3,050,090
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,768,708
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$117
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$517
Other income not declared elsewhere2012-12-31$46,078
Administrative expenses (other) incurred2012-12-31$157,876
Total non interest bearing cash at end of year2012-12-31$117
Total non interest bearing cash at beginning of year2012-12-31$517
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$29,941,585
Value of net assets at end of year (total assets less liabilities)2012-12-31$221,866,506
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$190,140,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$64,220
Assets. partnership/joint venture interests at beginning of year2012-12-31$78,679
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$124,329,595
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$100,201,702
Value of interest in pooled separate accounts at end of year2012-12-31$34,146,458
Value of interest in pooled separate accounts at beginning of year2012-12-31$28,704,698
Interest on participant loans2012-12-31$179,958
Interest earned on other investments2012-12-31$1,311,872
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$52,089,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$46,576,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$14,437,001
Net investment gain/loss from pooled separate accounts2012-12-31$4,450,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$11,704,748
Employer contributions (assets) at end of year2012-12-31$1,377,119
Employer contributions (assets) at beginning of year2012-12-31$6,321,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$19,153,231
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2012-12-31134008324
2011 : ATHENE SAVINGS & RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,444
Total unrealized appreciation/depreciation of assets2011-12-31$-1,444
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$517
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$7
Total income from all sources (including contributions)2011-12-31$22,622,699
Total loss/gain on sale of assets2011-12-31$-1,085
Total of all expenses incurred2011-12-31$15,630,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$15,519,364
Expenses. Certain deemed distributions of participant loans2011-12-31$-428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$27,648,395
Value of total assets at end of year2011-12-31$190,141,460
Value of total assets at beginning of year2011-12-31$183,148,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$111,514
Total interest from all sources2011-12-31$1,525,553
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,374,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,374,955
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$35,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$11,553,491
Participant contributions at end of year2011-12-31$5,208,293
Participant contributions at beginning of year2011-12-31$4,750,564
Assets. Other investments not covered elsewhere at end of year2011-12-31$3,050,090
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$3,417,763
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,381,415
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$517
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$7
Other income not declared elsewhere2011-12-31$-111,207
Administrative expenses (other) incurred2011-12-31$111,514
Total non interest bearing cash at end of year2011-12-31$517
Total non interest bearing cash at beginning of year2011-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,992,249
Value of net assets at end of year (total assets less liabilities)2011-12-31$190,140,943
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$183,148,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$78,679
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$100,201,702
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$97,181,669
Value of interest in pooled separate accounts at end of year2011-12-31$28,704,698
Value of interest in pooled separate accounts at beginning of year2011-12-31$29,153,896
Interest on participant loans2011-12-31$183,393
Interest earned on other investments2011-12-31$1,342,160
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$46,576,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$42,612,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,362,112
Net investment gain/loss from pooled separate accounts2011-12-31$-450,356
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$12,713,489
Employer contributions (assets) at end of year2011-12-31$6,321,286
Employer contributions (assets) at beginning of year2011-12-31$6,032,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$15,519,364
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$55,678
Aggregate carrying amount (costs) on sale of assets2011-12-31$56,763
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : ATHENE SAVINGS & RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$7
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$342
Total income from all sources (including contributions)2010-12-31$41,373,395
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$15,954,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$15,765,747
Expenses. Certain deemed distributions of participant loans2010-12-31$2,444
Value of total corrective distributions2010-12-31$7,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$23,077,834
Value of total assets at end of year2010-12-31$183,148,701
Value of total assets at beginning of year2010-12-31$157,730,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$179,606
Total interest from all sources2010-12-31$1,526,614
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$905,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$905,558
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$35,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$10,054,959
Participant contributions at end of year2010-12-31$4,750,564
Participant contributions at beginning of year2010-12-31$3,645,866
Assets. Other investments not covered elsewhere at end of year2010-12-31$3,417,763
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$3,220,461
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,328,366
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$105,463
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$7
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$342
Other income not declared elsewhere2010-12-31$538,228
Administrative expenses (other) incurred2010-12-31$179,606
Total non interest bearing cash at end of year2010-12-31$7
Total non interest bearing cash at beginning of year2010-12-31$342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$25,418,541
Value of net assets at end of year (total assets less liabilities)2010-12-31$183,148,694
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$157,730,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$13,580
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$97,181,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$39,113,399
Value of interest in pooled separate accounts at end of year2010-12-31$29,153,896
Value of interest in pooled separate accounts at beginning of year2010-12-31$66,122,723
Interest on participant loans2010-12-31$186,301
Interest earned on other investments2010-12-31$1,340,313
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$42,612,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$41,205,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,108,100
Net investment gain/loss from pooled separate accounts2010-12-31$3,217,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$11,694,509
Employer contributions (assets) at end of year2010-12-31$6,032,634
Employer contributions (assets) at beginning of year2010-12-31$4,303,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$15,765,747
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : ATHENE SAVINGS & RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ATHENE SAVINGS & RETIREMENT PLAN

2020: ATHENE SAVINGS & RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ATHENE SAVINGS & RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ATHENE SAVINGS & RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ATHENE SAVINGS & RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ATHENE SAVINGS & RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ATHENE SAVINGS & RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ATHENE SAVINGS & RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ATHENE SAVINGS & RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ATHENE SAVINGS & RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ATHENE SAVINGS & RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ATHENE SAVINGS & RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040107
Policy instance 1
Insurance contract or identification number040107
Number of Individuals Covered2019
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040107
Policy instance 1
Insurance contract or identification number040107
Number of Individuals Covered2004
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040107
Policy instance 1
Insurance contract or identification number040107
Number of Individuals Covered1961
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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