ATHENE USA CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ATHENE SAVINGS & RETIREMENT PLAN
Measure | Date | Value |
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2020 : ATHENE SAVINGS & RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $54,136,059 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $14,276,883 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $14,130,194 |
Value of total corrective distributions | 2020-12-31 | $478 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $18,827,237 |
Value of total assets at end of year | 2020-12-31 | $252,990,731 |
Value of total assets at beginning of year | 2020-12-31 | $213,131,555 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $146,211 |
Total interest from all sources | 2020-12-31 | $352,277 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $895,168 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $895,168 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $10,279,727 |
Participant contributions at end of year | 2020-12-31 | $1,429,792 |
Participant contributions at beginning of year | 2020-12-31 | $1,265,183 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $17,944,087 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $13,058,606 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,395,027 |
Other income not declared elsewhere | 2020-12-31 | $19,726 |
Administrative expenses (other) incurred | 2020-12-31 | $146,211 |
Total non interest bearing cash at end of year | 2020-12-31 | $29 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $101 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $39,859,176 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $252,990,731 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $213,131,555 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $72,367,547 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $58,177,431 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $20,523,832 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $16,268,311 |
Interest on participant loans | 2020-12-31 | $60,493 |
Interest earned on other investments | 2020-12-31 | $291,784 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $140,438,967 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $124,203,370 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $11,942,057 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $4,309,521 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $17,790,073 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $7,152,483 |
Employer contributions (assets) at end of year | 2020-12-31 | $286,477 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $158,553 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $14,130,194 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2020-12-31 | 134008324 |
2019 : ATHENE SAVINGS & RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $56,869,219 |
Total income from all sources (including contributions) | 2019-12-31 | $56,869,219 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $21,273,868 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $21,112,215 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $21,112,215 |
Value of total corrective distributions | 2019-12-31 | $1,284 |
Value of total corrective distributions | 2019-12-31 | $1,284 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $18,845,841 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $18,845,841 |
Value of total assets at end of year | 2019-12-31 | $213,131,555 |
Value of total assets at end of year | 2019-12-31 | $213,131,555 |
Value of total assets at beginning of year | 2019-12-31 | $177,536,204 |
Value of total assets at beginning of year | 2019-12-31 | $177,536,204 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $160,369 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $160,369 |
Total interest from all sources | 2019-12-31 | $318,379 |
Total interest from all sources | 2019-12-31 | $318,379 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $949,640 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $949,640 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $949,640 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $949,640 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $35,000,000 |
Value of fidelity bond cover | 2019-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $9,450,888 |
Contributions received from participants | 2019-12-31 | $9,450,888 |
Participant contributions at end of year | 2019-12-31 | $1,265,183 |
Participant contributions at end of year | 2019-12-31 | $1,265,183 |
Participant contributions at beginning of year | 2019-12-31 | $1,187,873 |
Participant contributions at beginning of year | 2019-12-31 | $1,187,873 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $13,058,606 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $13,058,606 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $13,845,099 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $13,845,099 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,779,420 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,779,420 |
Other income not declared elsewhere | 2019-12-31 | $522 |
Other income not declared elsewhere | 2019-12-31 | $522 |
Administrative expenses (other) incurred | 2019-12-31 | $160,369 |
Administrative expenses (other) incurred | 2019-12-31 | $160,369 |
Total non interest bearing cash at end of year | 2019-12-31 | $101 |
Total non interest bearing cash at end of year | 2019-12-31 | $101 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $35,595,351 |
Value of net income/loss | 2019-12-31 | $35,595,351 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $213,131,555 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $213,131,555 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $177,536,204 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $177,536,204 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $58,177,431 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $58,177,431 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $149,207,877 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $149,207,877 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $16,268,311 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $16,268,311 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $13,295,355 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $13,295,355 |
Interest on participant loans | 2019-12-31 | $49,485 |
Interest on participant loans | 2019-12-31 | $49,485 |
Interest earned on other investments | 2019-12-31 | $268,894 |
Interest earned on other investments | 2019-12-31 | $268,894 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $124,203,370 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $11,465,699 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $11,465,699 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $2,858,312 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $2,858,312 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $22,430,826 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $22,430,826 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $6,615,533 |
Contributions received in cash from employer | 2019-12-31 | $6,615,533 |
Employer contributions (assets) at end of year | 2019-12-31 | $158,553 |
Employer contributions (assets) at end of year | 2019-12-31 | $158,553 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $21,112,215 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $21,112,215 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm name | 2019-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2019-12-31 | 134008324 |
Accountancy firm EIN | 2019-12-31 | 134008324 |
2018 : ATHENE SAVINGS & RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $5,338,061 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $14,860,897 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $14,735,373 |
Value of total corrective distributions | 2018-12-31 | $4,605 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $16,273,980 |
Value of total assets at end of year | 2018-12-31 | $177,536,204 |
Value of total assets at beginning of year | 2018-12-31 | $187,059,040 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $120,919 |
Total interest from all sources | 2018-12-31 | $285,707 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $891,038 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $891,038 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $8,574,633 |
Participant contributions at end of year | 2018-12-31 | $1,187,873 |
Participant contributions at beginning of year | 2018-12-31 | $1,458,995 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $13,845,099 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $12,518,288 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,610,904 |
Other income not declared elsewhere | 2018-12-31 | $1,907 |
Administrative expenses (other) incurred | 2018-12-31 | $120,919 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-9,522,836 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $177,536,204 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $187,059,040 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $149,207,877 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $173,081,757 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $13,295,355 |
Interest on participant loans | 2018-12-31 | $49,973 |
Interest earned on other investments | 2018-12-31 | $235,734 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-10,166,185 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-1,948,386 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $5,088,443 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $14,735,373 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2018-12-31 | 134008324 |
2017 : ATHENE SAVINGS & RETIREMENT PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $41,115,561 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $18,727,086 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $18,514,784 |
Value of total corrective distributions | 2017-12-31 | $4,127 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $14,063,796 |
Value of total assets at end of year | 2017-12-31 | $187,059,040 |
Value of total assets at beginning of year | 2017-12-31 | $164,670,565 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $208,175 |
Total interest from all sources | 2017-12-31 | $271,171 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $775,892 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $775,892 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $7,718,381 |
Participant contributions at end of year | 2017-12-31 | $1,458,995 |
Participant contributions at beginning of year | 2017-12-31 | $1,586,561 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $12,518,288 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $12,972,203 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,761,295 |
Other income not declared elsewhere | 2017-12-31 | $-111 |
Administrative expenses (other) incurred | 2017-12-31 | $208,175 |
Total non interest bearing cash at end of year | 2017-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $9 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $22,388,475 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $187,059,040 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $164,670,565 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $173,081,757 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $149,975,302 |
Interest on participant loans | 2017-12-31 | $51,501 |
Interest earned on other investments | 2017-12-31 | $219,670 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $26,004,813 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $4,584,120 |
Employer contributions (assets) at end of year | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $136,490 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $18,514,784 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2017-12-31 | 134008324 |
2016 : ATHENE SAVINGS & RETIREMENT PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $7,402,822 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $24,973,985 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $23,608,647 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $23,367,570 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $-5,660 |
Value of total corrective distributions | 2016-12-31 | $45,634 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $12,784,865 |
Value of total assets at end of year | 2016-12-31 | $164,670,565 |
Value of total assets at beginning of year | 2016-12-31 | $170,708,049 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $201,103 |
Total interest from all sources | 2016-12-31 | $246,680 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $727,153 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $727,153 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $7,158,985 |
Participant contributions at end of year | 2016-12-31 | $1,586,561 |
Participant contributions at beginning of year | 2016-12-31 | $2,405,849 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $12,972,203 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $10,681,360 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,155,402 |
Other income not declared elsewhere | 2016-12-31 | $821 |
Administrative expenses (other) incurred | 2016-12-31 | $201,103 |
Total non interest bearing cash at end of year | 2016-12-31 | $9 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,365,338 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $164,670,565 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $170,708,049 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $149,975,302 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $157,620,840 |
Interest on participant loans | 2016-12-31 | $58,215 |
Interest earned on other investments | 2016-12-31 | $188,465 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $11,214,466 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $4,470,478 |
Employer contributions (assets) at end of year | 2016-12-31 | $136,490 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $23,367,570 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2016-12-31 | 134008324 |
2015 : ATHENE SAVINGS & RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $17,343,180 |
Total transfer of assets from this plan | 2015-12-31 | $1,976,514 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $15,126,216 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $29,523,891 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $29,403,564 |
Value of total corrective distributions | 2015-12-31 | $20,039 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $16,074,205 |
Value of total assets at end of year | 2015-12-31 | $170,708,049 |
Value of total assets at beginning of year | 2015-12-31 | $169,739,058 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $100,288 |
Total interest from all sources | 2015-12-31 | $259,762 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $817,531 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $817,531 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $8,006,382 |
Participant contributions at end of year | 2015-12-31 | $2,405,849 |
Participant contributions at beginning of year | 2015-12-31 | $3,231,837 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $10,681,360 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $3,399,519 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $3,263,694 |
Other income not declared elsewhere | 2015-12-31 | $-48,652 |
Administrative expenses (other) incurred | 2015-12-31 | $100,288 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-14,397,675 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $170,708,049 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $169,739,058 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $157,620,840 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $129,737,196 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $5,645,323 |
Interest on participant loans | 2015-12-31 | $91,001 |
Interest earned on other investments | 2015-12-31 | $168,742 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $66 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $66 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $19 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $27,725,117 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,865,674 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-110,956 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $4,804,129 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $29,403,564 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2015-12-31 | 134008324 |
2014 : ATHENE SAVINGS & RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $30,132,991 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $21,625,697 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $55,452,057 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $55,357,118 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $102 |
Value of total corrective distributions | 2014-12-31 | $759 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $12,682,784 |
Value of total assets at end of year | 2014-12-31 | $169,739,058 |
Value of total assets at beginning of year | 2014-12-31 | $233,698,409 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $94,078 |
Total interest from all sources | 2014-12-31 | $902,394 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,632,437 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,632,437 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $5,877,632 |
Participant contributions at end of year | 2014-12-31 | $3,231,837 |
Participant contributions at beginning of year | 2014-12-31 | $4,726,888 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $3,399,519 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $11,392 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,954,861 |
Other income not declared elsewhere | 2014-12-31 | $-113,574 |
Administrative expenses (other) incurred | 2014-12-31 | $94,078 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-33,826,360 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $169,739,058 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $233,698,409 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $129,737,196 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $172,203,012 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $5,645,323 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $9,569,994 |
Interest on participant loans | 2014-12-31 | $114,737 |
Interest earned on other investments | 2014-12-31 | $787,657 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $66 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $27,725,117 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $47,187,123 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $6,127,609 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $394,047 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $4,850,291 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $55,357,118 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2014-12-31 | 134008324 |
2013 : ATHENE SAVINGS & RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets from this plan | 2013-12-31 | $27,363,054 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $117 |
Total income from all sources (including contributions) | 2013-12-31 | $63,436,684 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $24,241,727 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $24,153,419 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $14,319 |
Value of total corrective distributions | 2013-12-31 | $5,254 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $21,657,450 |
Value of total assets at end of year | 2013-12-31 | $233,698,409 |
Value of total assets at beginning of year | 2013-12-31 | $221,866,623 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $68,735 |
Total interest from all sources | 2013-12-31 | $1,277,476 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,682,156 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,682,156 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $12,248,916 |
Participant contributions at end of year | 2013-12-31 | $4,726,888 |
Participant contributions at beginning of year | 2013-12-31 | $5,699,180 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $44,206 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $11,392 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $4,116,168 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $335,188 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $117 |
Other income not declared elsewhere | 2013-12-31 | $691,921 |
Administrative expenses (other) incurred | 2013-12-31 | $68,735 |
Total non interest bearing cash at end of year | 2013-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $117 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $39,194,957 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $233,698,409 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $221,866,506 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2013-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $64,220 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $172,203,012 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $124,329,595 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $9,569,994 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $34,146,458 |
Interest on participant loans | 2013-12-31 | $171,982 |
Interest earned on other investments | 2013-12-31 | $1,105,494 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $47,187,123 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $52,089,560 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $33,160,833 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $4,966,848 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $9,073,346 |
Employer contributions (assets) at end of year | 2013-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $1,377,119 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $24,153,419 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2013-12-31 | 134008324 |
2012 : ATHENE SAVINGS & RETIREMENT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets to this plan | 2012-12-31 | $1,783,978 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $117 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $517 |
Total income from all sources (including contributions) | 2012-12-31 | $49,260,899 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $19,319,314 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $19,153,231 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $776 |
Value of total corrective distributions | 2012-12-31 | $7,431 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $26,995,044 |
Value of total assets at end of year | 2012-12-31 | $221,866,623 |
Value of total assets at beginning of year | 2012-12-31 | $190,141,460 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $157,876 |
Total interest from all sources | 2012-12-31 | $1,491,834 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,840,715 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,840,715 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $13,521,588 |
Participant contributions at end of year | 2012-12-31 | $5,699,180 |
Participant contributions at beginning of year | 2012-12-31 | $5,208,293 |
Participant contributions at end of year | 2012-12-31 | $44,206 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $4,116,168 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $3,050,090 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $1,768,708 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $117 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $517 |
Other income not declared elsewhere | 2012-12-31 | $46,078 |
Administrative expenses (other) incurred | 2012-12-31 | $157,876 |
Total non interest bearing cash at end of year | 2012-12-31 | $117 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $517 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $29,941,585 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $221,866,506 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $190,140,943 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2012-12-31 | $64,220 |
Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $78,679 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $124,329,595 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $100,201,702 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $34,146,458 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $28,704,698 |
Interest on participant loans | 2012-12-31 | $179,958 |
Interest earned on other investments | 2012-12-31 | $1,311,872 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $4 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $52,089,560 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $46,576,195 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $14,437,001 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $4,450,227 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $11,704,748 |
Employer contributions (assets) at end of year | 2012-12-31 | $1,377,119 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $6,321,286 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $19,153,231 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2012-12-31 | 134008324 |
2011 : ATHENE SAVINGS & RETIREMENT PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-1,444 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-1,444 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $517 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $7 |
Total income from all sources (including contributions) | 2011-12-31 | $22,622,699 |
Total loss/gain on sale of assets | 2011-12-31 | $-1,085 |
Total of all expenses incurred | 2011-12-31 | $15,630,450 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $15,519,364 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $-428 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $27,648,395 |
Value of total assets at end of year | 2011-12-31 | $190,141,460 |
Value of total assets at beginning of year | 2011-12-31 | $183,148,701 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $111,514 |
Total interest from all sources | 2011-12-31 | $1,525,553 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,374,955 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,374,955 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $11,553,491 |
Participant contributions at end of year | 2011-12-31 | $5,208,293 |
Participant contributions at beginning of year | 2011-12-31 | $4,750,564 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $3,050,090 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $3,417,763 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $3,381,415 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $517 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $7 |
Other income not declared elsewhere | 2011-12-31 | $-111,207 |
Administrative expenses (other) incurred | 2011-12-31 | $111,514 |
Total non interest bearing cash at end of year | 2011-12-31 | $517 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $7 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $6,992,249 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $190,140,943 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $183,148,694 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2011-12-31 | $78,679 |
Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $100,201,702 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $97,181,669 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $28,704,698 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $29,153,896 |
Interest on participant loans | 2011-12-31 | $183,393 |
Interest earned on other investments | 2011-12-31 | $1,342,160 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $46,576,195 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $42,612,168 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-7,362,112 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-450,356 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $12,713,489 |
Employer contributions (assets) at end of year | 2011-12-31 | $6,321,286 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $6,032,634 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $15,519,364 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $55,678 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $56,763 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2011-12-31 | 346565596 |
2010 : ATHENE SAVINGS & RETIREMENT PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $7 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $342 |
Total income from all sources (including contributions) | 2010-12-31 | $41,373,395 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $15,954,854 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $15,765,747 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $2,444 |
Value of total corrective distributions | 2010-12-31 | $7,057 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $23,077,834 |
Value of total assets at end of year | 2010-12-31 | $183,148,701 |
Value of total assets at beginning of year | 2010-12-31 | $157,730,495 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $179,606 |
Total interest from all sources | 2010-12-31 | $1,526,614 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $905,558 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $905,558 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $35,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $10,054,959 |
Participant contributions at end of year | 2010-12-31 | $4,750,564 |
Participant contributions at beginning of year | 2010-12-31 | $3,645,866 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $3,417,763 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $3,220,461 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,328,366 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $105,463 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $7 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $342 |
Other income not declared elsewhere | 2010-12-31 | $538,228 |
Administrative expenses (other) incurred | 2010-12-31 | $179,606 |
Total non interest bearing cash at end of year | 2010-12-31 | $7 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $342 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $25,418,541 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $183,148,694 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $157,730,153 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2010-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $13,580 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $97,181,669 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $39,113,399 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $29,153,896 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $66,122,723 |
Interest on participant loans | 2010-12-31 | $186,301 |
Interest earned on other investments | 2010-12-31 | $1,340,313 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $42,612,168 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $41,205,250 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $12,108,100 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $3,217,061 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $11,694,509 |
Employer contributions (assets) at end of year | 2010-12-31 | $6,032,634 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $4,303,411 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $15,765,747 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2010-12-31 | 346565596 |
2009 : ATHENE SAVINGS & RETIREMENT PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |