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ROTHMAN FURNITURE STORES UNION 401(K) PLAN 401k Plan overview

Plan NameROTHMAN FURNITURE STORES UNION 401(K) PLAN
Plan identification number 004

ROTHMAN FURNITURE STORES UNION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROTHMAN FURNITURE STORES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ROTHMAN FURNITURE STORES, INC.
Employer identification number (EIN):430625107
NAIC Classification:442110
NAIC Description:Furniture Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROTHMAN FURNITURE STORES UNION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042016-07-01JAY STEINBACK
0042015-07-01JAY STEINBACK
0042014-07-01JAY STEINBACK
0042014-07-01JAY STEINBACK
0042013-07-01
0042012-07-01VICTORIA S. SMITH VICTORIA S. SMITH2014-04-14
0042011-07-01VICTORIA S. SMITH VICTORIA S. SMITH2013-04-12
0042009-07-01DALE STEINBACK DALE STEINBACK2011-04-14

Plan Statistics for ROTHMAN FURNITURE STORES UNION 401(K) PLAN

401k plan membership statisitcs for ROTHMAN FURNITURE STORES UNION 401(K) PLAN

Measure Date Value
2016: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01132
Total number of active participants reported on line 7a of the Form 55002016-07-010
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-010
Total of all active and inactive participants2016-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-010
Number of participants with account balances2016-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01121
Total number of active participants reported on line 7a of the Form 55002015-07-01110
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0112
Total of all active and inactive participants2015-07-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01122
Number of participants with account balances2015-07-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01137
Total number of active participants reported on line 7a of the Form 55002014-07-0189
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0113
Total of all active and inactive participants2014-07-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01102
Number of participants with account balances2014-07-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01140
Total number of active participants reported on line 7a of the Form 55002013-07-01125
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-014
Total of all active and inactive participants2013-07-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01129
Number of participants with account balances2013-07-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01137
Total number of active participants reported on line 7a of the Form 55002012-07-01116
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-014
Total of all active and inactive participants2012-07-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01120
Number of participants with account balances2012-07-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01145
Total number of active participants reported on line 7a of the Form 55002011-07-01120
Number of other retired or separated participants entitled to future benefits2011-07-014
Total of all active and inactive participants2011-07-01124
Total participants2011-07-01124
Number of participants with account balances2011-07-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01144
Total number of active participants reported on line 7a of the Form 55002009-07-01141
Number of other retired or separated participants entitled to future benefits2009-07-014
Total of all active and inactive participants2009-07-01145
Total participants2009-07-01145
Number of participants with account balances2009-07-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on ROTHMAN FURNITURE STORES UNION 401(K) PLAN

Measure Date Value
2016 : ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-19$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-19$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-19$0
Total income from all sources (including contributions)2016-12-19$15,612
Total loss/gain on sale of assets2016-12-19$0
Total of all expenses incurred2016-12-19$369,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-19$365,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-19$1,779
Value of total assets at end of year2016-12-19$0
Value of total assets at beginning of year2016-12-19$354,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-19$4,011
Total interest from all sources2016-12-19$198
Total dividends received (eg from common stock, registered investment company shares)2016-12-19$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-19Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-19$0
Was this plan covered by a fidelity bond2016-12-19Yes
Value of fidelity bond cover2016-12-19$500,000
If this is an individual account plan, was there a blackout period2016-12-19No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-19$0
Were there any nonexempt tranactions with any party-in-interest2016-12-19No
Contributions received from participants2016-12-19$1,779
Participant contributions at end of year2016-12-19$0
Participant contributions at beginning of year2016-12-19$10,147
Total non interest bearing cash at end of year2016-12-19$0
Total non interest bearing cash at beginning of year2016-12-19$152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-19No
Value of net income/loss2016-12-19$-354,172
Value of net assets at end of year (total assets less liabilities)2016-12-19$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-19$354,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-19No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-19No
Were any leases to which the plan was party in default or uncollectible2016-12-19No
Value of interest in pooled separate accounts at end of year2016-12-19$0
Value of interest in pooled separate accounts at beginning of year2016-12-19$341,757
Interest on participant loans2016-12-19$198
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-19$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-19$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-19$2,116
Net investment gain/loss from pooled separate accounts2016-12-19$13,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-19No
Was there a failure to transmit to the plan any participant contributions2016-12-19No
Has the plan failed to provide any benefit when due under the plan2016-12-19No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-19$365,773
Contract administrator fees2016-12-19$4,011
Did the plan have assets held for investment2016-12-19No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-19No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-19Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-19Yes
Opinion of an independent qualified public accountant for this plan2016-12-19Disclaimer
Accountancy firm name2016-12-19C.J. SCHLOSSER & COMPANY, L.L.C.
Accountancy firm EIN2016-12-19371031116
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$5,805
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$13,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$8,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$10,115
Value of total assets at end of year2016-06-30$354,172
Value of total assets at beginning of year2016-06-30$362,293
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$5,168
Total interest from all sources2016-06-30$526
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$10,115
Participant contributions at end of year2016-06-30$10,147
Participant contributions at beginning of year2016-06-30$12,887
Other income not declared elsewhere2016-06-30$-43
Total non interest bearing cash at end of year2016-06-30$152
Total non interest bearing cash at beginning of year2016-06-30$152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-8,121
Value of net assets at end of year (total assets less liabilities)2016-06-30$354,172
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$362,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in pooled separate accounts at end of year2016-06-30$341,757
Value of interest in pooled separate accounts at beginning of year2016-06-30$347,114
Interest on participant loans2016-06-30$524
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-06-30$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$2,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$2,140
Net investment gain/loss from pooled separate accounts2016-06-30$-4,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$8,758
Contract administrator fees2016-06-30$5,168
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
2015 : ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$20,082
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$61,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$55,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$10,420
Value of total assets at end of year2015-06-30$362,293
Value of total assets at beginning of year2015-06-30$403,721
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$5,807
Total interest from all sources2015-06-30$652
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$10,420
Participant contributions at end of year2015-06-30$12,887
Participant contributions at beginning of year2015-06-30$15,664
Other income not declared elsewhere2015-06-30$152
Total non interest bearing cash at end of year2015-06-30$152
Total non interest bearing cash at beginning of year2015-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-41,428
Value of net assets at end of year (total assets less liabilities)2015-06-30$362,293
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$403,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$347,114
Value of interest in pooled separate accounts at beginning of year2015-06-30$385,892
Interest on participant loans2015-06-30$650
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-06-30$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$2,140
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$2,165
Net investment gain/loss from pooled separate accounts2015-06-30$8,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30Yes
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$55,703
Contract administrator fees2015-06-30$5,807
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30BENDER WELTMAN THOMAS PERRY & CO.
Accountancy firm EIN2015-06-30431698328
2014 : ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-06-30$52,205
Total unrealized appreciation/depreciation of assets2014-06-30$52,205
Total income from all sources (including contributions)2014-06-30$66,228
Total of all expenses incurred2014-06-30$37,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$31,888
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$13,875
Value of total assets at end of year2014-06-30$403,721
Value of total assets at beginning of year2014-06-30$374,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$5,541
Total interest from all sources2014-06-30$148
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$13,875
Participant contributions at end of year2014-06-30$15,664
Participant contributions at end of year2014-06-30$0
Participant contributions at beginning of year2014-06-30$560
Assets. Other investments not covered elsewhere at beginning of year2014-06-30$0
Total non interest bearing cash at end of year2014-06-30$0
Total non interest bearing cash at beginning of year2014-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$28,799
Value of net assets at end of year (total assets less liabilities)2014-06-30$403,721
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$374,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in pooled separate accounts at end of year2014-06-30$385,892
Value of interest in pooled separate accounts at beginning of year2014-06-30$371,595
Interest on participant loans2014-06-30$144
Interest earned on other investments2014-06-30$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$2,165
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$2,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30Yes
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$31,888
Contract administrator fees2014-06-30$5,541
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30BENDER WELTMAN THOMAS PERRY & CO.
Accountancy firm EIN2014-06-30431698328
2013 : ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$50,955
Total of all expenses incurred2013-06-30$5,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$18,255
Value of total assets at end of year2013-06-30$374,922
Value of total assets at beginning of year2013-06-30$329,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$5,319
Total interest from all sources2013-06-30$15
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$18,255
Participant contributions at end of year2013-06-30$560
Participant contributions at beginning of year2013-06-30$10
Total non interest bearing cash at end of year2013-06-30$0
Total non interest bearing cash at beginning of year2013-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$45,422
Value of net assets at end of year (total assets less liabilities)2013-06-30$374,922
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$329,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in pooled separate accounts at end of year2013-06-30$371,595
Value of interest in pooled separate accounts at beginning of year2013-06-30$326,754
Interest earned on other investments2013-06-30$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$2,767
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$2,736
Net investment gain/loss from pooled separate accounts2013-06-30$32,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$214
Contract administrator fees2013-06-30$5,319
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30BENDER WELTMAN THOMAS PERRY & CO.
Accountancy firm EIN2013-06-30431698328
2012 : ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$19,257
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$45,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$40,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$20,361
Value of total assets at end of year2012-06-30$329,500
Value of total assets at beginning of year2012-06-30$355,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$5,001
Total interest from all sources2012-06-30$15
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$20,361
Participant contributions at end of year2012-06-30$10
Participant contributions at beginning of year2012-06-30$10
Total non interest bearing cash at end of year2012-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-26,031
Value of net assets at end of year (total assets less liabilities)2012-06-30$329,500
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$355,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in pooled separate accounts at end of year2012-06-30$326,754
Value of interest in pooled separate accounts at beginning of year2012-06-30$352,828
Interest earned on other investments2012-06-30$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$2,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$2,693
Net investment gain/loss from pooled separate accounts2012-06-30$-1,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$40,287
Contract administrator fees2012-06-30$5,001
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30BENDER WELTMAN THOMAS PERRY & CO.
Accountancy firm EIN2012-06-30431698328
2011 : ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$76,667
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$91,298
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$85,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$28,977
Value of total assets at end of year2011-06-30$355,531
Value of total assets at beginning of year2011-06-30$370,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$5,713
Total interest from all sources2011-06-30$13
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$28,977
Participant contributions at end of year2011-06-30$10
Participant contributions at beginning of year2011-06-30$10
Total non interest bearing cash at beginning of year2011-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$-14,631
Value of net assets at end of year (total assets less liabilities)2011-06-30$355,531
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$370,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in pooled separate accounts at end of year2011-06-30$352,828
Value of interest in pooled separate accounts at beginning of year2011-06-30$367,762
Interest earned on other investments2011-06-30$13
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$2,693
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$2,390
Net investment gain/loss from pooled separate accounts2011-06-30$47,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$85,585
Contract administrator fees2011-06-30$5,713
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30BENDER WELTMAN THOMAS PERRY & CO.
Accountancy firm EIN2011-06-30431698328

Form 5500 Responses for ROTHMAN FURNITURE STORES UNION 401(K) PLAN

2016: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingYes
2016-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-07-01Plan is a collectively bargained planYes
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planYes
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planYes
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planYes
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planYes
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planYes
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2009: ROTHMAN FURNITURE STORES UNION 401(K) PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planYes
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14079
Policy instance 1
Insurance contract or identification number14079
Number of Individuals Covered36
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $2,811
Total amount of fees paid to insurance companyUSD $134
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,618
Insurance broker organization code?3
Amount paid for insurance broker fees134
Additional information about fees paid to insurance brokerMISCELLANEOUS SERVICE FEE
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14079
Policy instance 1
Insurance contract or identification number14079
Number of Individuals Covered37
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $3,057
Total amount of fees paid to insurance companyUSD $108
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,860
Insurance broker organization code?3
Amount paid for insurance broker fees108
Additional information about fees paid to insurance brokerMISCELLANEOUS SERVICE FEE
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14079
Policy instance 1
Insurance contract or identification number14079
Number of Individuals Covered31
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $2,625
Total amount of fees paid to insurance companyUSD $108
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,625
Insurance broker organization code?3
Amount paid for insurance broker fees108
Additional information about fees paid to insurance brokerMISCELLANEOUS SERVICE FEE
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14079
Policy instance 1
Insurance contract or identification number14079
Number of Individuals Covered23
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $2,786
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2,675
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14079
Policy instance 1
Insurance contract or identification number14079
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $2,782
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14079
Policy instance 1
Insurance contract or identification number14079
Number of Individuals Covered48
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $2,857
Total amount of fees paid to insurance companyUSD $161
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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