401k Plan data: HARTMAN-WALSH CORPORATION 401(K)PLAN plan

HARTMAN-WALSH CORPORATION 401(K)PLAN 401k Plan overview

Plan Name	HARTMAN-WALSH CORPORATION 401(K)PLAN
Plan identification number	003

HARTMAN-WALSH CORPORATION 401(K)PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARTMAN-WALSH CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: HARTMAN-WALSH CORPORATION

Employer identification number (EIN): 430644938

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARTMAN-WALSH CORPORATION 401(K)PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2021-11-01
003 2020-11-01
003 2019-11-01
003 2018-11-01
003 2017-11-01 STEVEN D. CHISM
003 2016-11-01 STEVEN D. CHISM
003 2015-11-01 TODD OETTING
003 2014-11-01 STEVEN D. CHISM
003 2013-11-01 STEVEN D. CHISM 2015-04-20 STEVEN D. CHISM 2015-04-20
003 2012-11-01 STEVEN D CHISM 2014-05-06 STEVEN D CHISM 2014-05-06
003 2011-11-01 STEVEN D. CHISM 2013-07-18
003 2010-11-01 STEVEN D. CHISM 2012-05-08 STEVEN D. CHISM 2012-05-08
003 2008-11-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2021-11-01
003	2020-11-01
003	2019-11-01
003	2018-11-01
003	2017-11-01	STEVEN D. CHISM
003	2016-11-01	STEVEN D. CHISM
003	2015-11-01	TODD OETTING
003	2014-11-01	STEVEN D. CHISM
003	2013-11-01	STEVEN D. CHISM	2015-04-20	STEVEN D. CHISM	2015-04-20
003	2012-11-01	STEVEN D CHISM	2014-05-06	STEVEN D CHISM	2014-05-06
003	2011-11-01	STEVEN D. CHISM	2013-07-18
003	2010-11-01	STEVEN D. CHISM	2012-05-08	STEVEN D. CHISM	2012-05-08
003	2008-11-01

Plan Statistics for HARTMAN-WALSH CORPORATION 401(K)PLAN

401k plan membership statisitcs for HARTMAN-WALSH CORPORATION 401(K)PLAN

Measure Date Value
2021: HARTMAN-WALSH CORPORATION 401(K)PLAN 2021 401k membership
Total participants, beginning-of-year 2021-11-01 45
Total number of active participants reported on line 7a of the Form 5500 2021-11-01 48
Number of retired or separated participants receiving benefits 2021-11-01 0
Number of other retired or separated participants entitled to future benefits 2021-11-01 2
Total of all active and inactive participants 2021-11-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-11-01 0
Total participants 2021-11-01 50
Number of participants with account balances 2021-11-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-11-01 0
2020: HARTMAN-WALSH CORPORATION 401(K)PLAN 2020 401k membership
Total participants, beginning-of-year 2020-11-01 52
Total number of active participants reported on line 7a of the Form 5500 2020-11-01 43
Number of retired or separated participants receiving benefits 2020-11-01 1
Number of other retired or separated participants entitled to future benefits 2020-11-01 1
Total of all active and inactive participants 2020-11-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-11-01 0
Total participants 2020-11-01 45
Number of participants with account balances 2020-11-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-11-01 0
2019: HARTMAN-WALSH CORPORATION 401(K)PLAN 2019 401k membership
Total participants, beginning-of-year 2019-11-01 40
Total number of active participants reported on line 7a of the Form 5500 2019-11-01 50
Number of retired or separated participants receiving benefits 2019-11-01 1
Number of other retired or separated participants entitled to future benefits 2019-11-01 1
Total of all active and inactive participants 2019-11-01 52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-11-01 0
Total participants 2019-11-01 52
Number of participants with account balances 2019-11-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-11-01 1
2018: HARTMAN-WALSH CORPORATION 401(K)PLAN 2018 401k membership
Total participants, beginning-of-year 2018-11-01 37
Total number of active participants reported on line 7a of the Form 5500 2018-11-01 39
Number of retired or separated participants receiving benefits 2018-11-01 0
Number of other retired or separated participants entitled to future benefits 2018-11-01 1
Total of all active and inactive participants 2018-11-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-11-01 0
Total participants 2018-11-01 40
Number of participants with account balances 2018-11-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-11-01 0
2017: HARTMAN-WALSH CORPORATION 401(K)PLAN 2017 401k membership
Total participants, beginning-of-year 2017-11-01 38
Total number of active participants reported on line 7a of the Form 5500 2017-11-01 36
Number of retired or separated participants receiving benefits 2017-11-01 0
Number of other retired or separated participants entitled to future benefits 2017-11-01 1
Total of all active and inactive participants 2017-11-01 37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-11-01 0
Total participants 2017-11-01 37
Number of participants with account balances 2017-11-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-11-01 0
2016: HARTMAN-WALSH CORPORATION 401(K)PLAN 2016 401k membership
Total participants, beginning-of-year 2016-11-01 39
Total number of active participants reported on line 7a of the Form 5500 2016-11-01 37
Number of retired or separated participants receiving benefits 2016-11-01 0
Number of other retired or separated participants entitled to future benefits 2016-11-01 1
Total of all active and inactive participants 2016-11-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-11-01 0
Total participants 2016-11-01 38
Number of participants with account balances 2016-11-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-11-01 0
2015: HARTMAN-WALSH CORPORATION 401(K)PLAN 2015 401k membership
Total participants, beginning-of-year 2015-11-01 39
Total number of active participants reported on line 7a of the Form 5500 2015-11-01 38
Number of retired or separated participants receiving benefits 2015-11-01 0
Number of other retired or separated participants entitled to future benefits 2015-11-01 1
Total of all active and inactive participants 2015-11-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-11-01 0
Total participants 2015-11-01 39
Number of participants with account balances 2015-11-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-11-01 0
2014: HARTMAN-WALSH CORPORATION 401(K)PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-01 38
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 38
Number of retired or separated participants receiving benefits 2014-11-01 0
Number of other retired or separated participants entitled to future benefits 2014-11-01 1
Total of all active and inactive participants 2014-11-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 0
Total participants 2014-11-01 39
Number of participants with account balances 2014-11-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 0

Measure	Date	Value
2021: HARTMAN-WALSH CORPORATION 401(K)PLAN 2021 401k membership
Total participants, beginning-of-year	2021-11-01	45
Total number of active participants reported on line 7a of the Form 5500	2021-11-01	48
Number of retired or separated participants receiving benefits	2021-11-01	0
Number of other retired or separated participants entitled to future benefits	2021-11-01	2
Total of all active and inactive participants	2021-11-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-11-01	0
Total participants	2021-11-01	50
Number of participants with account balances	2021-11-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-11-01	0
2020: HARTMAN-WALSH CORPORATION 401(K)PLAN 2020 401k membership
Total participants, beginning-of-year	2020-11-01	52
Total number of active participants reported on line 7a of the Form 5500	2020-11-01	43
Number of retired or separated participants receiving benefits	2020-11-01	1
Number of other retired or separated participants entitled to future benefits	2020-11-01	1
Total of all active and inactive participants	2020-11-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-11-01	0
Total participants	2020-11-01	45
Number of participants with account balances	2020-11-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-11-01	0
2019: HARTMAN-WALSH CORPORATION 401(K)PLAN 2019 401k membership
Total participants, beginning-of-year	2019-11-01	40
Total number of active participants reported on line 7a of the Form 5500	2019-11-01	50
Number of retired or separated participants receiving benefits	2019-11-01	1
Number of other retired or separated participants entitled to future benefits	2019-11-01	1
Total of all active and inactive participants	2019-11-01	52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-11-01	0
Total participants	2019-11-01	52
Number of participants with account balances	2019-11-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-11-01	1
2018: HARTMAN-WALSH CORPORATION 401(K)PLAN 2018 401k membership
Total participants, beginning-of-year	2018-11-01	37
Total number of active participants reported on line 7a of the Form 5500	2018-11-01	39
Number of retired or separated participants receiving benefits	2018-11-01	0
Number of other retired or separated participants entitled to future benefits	2018-11-01	1
Total of all active and inactive participants	2018-11-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-11-01	0
Total participants	2018-11-01	40
Number of participants with account balances	2018-11-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-11-01	0
2017: HARTMAN-WALSH CORPORATION 401(K)PLAN 2017 401k membership
Total participants, beginning-of-year	2017-11-01	38
Total number of active participants reported on line 7a of the Form 5500	2017-11-01	36
Number of retired or separated participants receiving benefits	2017-11-01	0
Number of other retired or separated participants entitled to future benefits	2017-11-01	1
Total of all active and inactive participants	2017-11-01	37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-11-01	0
Total participants	2017-11-01	37
Number of participants with account balances	2017-11-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-11-01	0
2016: HARTMAN-WALSH CORPORATION 401(K)PLAN 2016 401k membership
Total participants, beginning-of-year	2016-11-01	39
Total number of active participants reported on line 7a of the Form 5500	2016-11-01	37
Number of retired or separated participants receiving benefits	2016-11-01	0
Number of other retired or separated participants entitled to future benefits	2016-11-01	1
Total of all active and inactive participants	2016-11-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-11-01	0
Total participants	2016-11-01	38
Number of participants with account balances	2016-11-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-11-01	0
2015: HARTMAN-WALSH CORPORATION 401(K)PLAN 2015 401k membership
Total participants, beginning-of-year	2015-11-01	39
Total number of active participants reported on line 7a of the Form 5500	2015-11-01	38
Number of retired or separated participants receiving benefits	2015-11-01	0
Number of other retired or separated participants entitled to future benefits	2015-11-01	1
Total of all active and inactive participants	2015-11-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-11-01	0
Total participants	2015-11-01	39
Number of participants with account balances	2015-11-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-11-01	0
2014: HARTMAN-WALSH CORPORATION 401(K)PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-01	38
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	38
Number of retired or separated participants receiving benefits	2014-11-01	0
Number of other retired or separated participants entitled to future benefits	2014-11-01	1
Total of all active and inactive participants	2014-11-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	0
Total participants	2014-11-01	39
Number of participants with account balances	2014-11-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	0

Financial Data on HARTMAN-WALSH CORPORATION 401(K)PLAN

Measure	Date	Value
2022 : HARTMAN-WALSH CORPORATION 401(K)PLAN 2022 401k financial data
Transfers to/from the plan	2022-10-31	$0
Total plan liabilities at end of year	2022-10-31	$0
Total plan liabilities at beginning of year	2022-10-31	$0
Total income from all sources	2022-10-31	$-572,284
Expenses. Total of all expenses incurred	2022-10-31	$209,093
Benefits paid (including direct rollovers)	2022-10-31	$155,914
Total plan assets at end of year	2022-10-31	$5,473,637
Total plan assets at beginning of year	2022-10-31	$6,255,014
Value of fidelity bond covering the plan	2022-10-31	$1,000,000
Assets. Value of tangible personal property	2022-10-31	$0
Total contributions received or receivable from participants	2022-10-31	$299,448
Assets. Value of loans (other than to participants)	2022-10-31	$0
Expenses. Other expenses not covered elsewhere	2022-10-31	$0
Contributions received from other sources (not participants or employers)	2022-10-31	$0
Other income received	2022-10-31	$-951,011
Noncash contributions received	2022-10-31	$0
Net income (gross income less expenses)	2022-10-31	$-781,377
Net plan assets at end of year (total assets less liabilities)	2022-10-31	$5,473,637
Net plan assets at beginning of year (total assets less liabilities)	2022-10-31	$6,255,014
Assets. Value of participant loans	2022-10-31	$5,675
Assets. Value of assets in partnership/joint-venture interests	2022-10-31	$0
Assets. Value of real-estate (other than employer real property)	2022-10-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2022-10-31	$0
Assets. Value of employer securities	2022-10-31	$0
Assets. Value of employer real property	2022-10-31	$0
Total contributions received or receivable from employer(s)	2022-10-31	$79,279
Value of certain deemed distributions of participant loans	2022-10-31	$0
Value of corrective distributions	2022-10-31	$31,724
Expenses. Administrative service providers (salaries,fees and commissions)	2022-10-31	$21,455
2021 : HARTMAN-WALSH CORPORATION 401(K)PLAN 2021 401k financial data
Transfers to/from the plan	2021-10-31	$0
Total plan liabilities at end of year	2021-10-31	$0
Total plan liabilities at beginning of year	2021-10-31	$0
Total income from all sources	2021-10-31	$1,718,541
Expenses. Total of all expenses incurred	2021-10-31	$52,134
Benefits paid (including direct rollovers)	2021-10-31	$16,344
Total plan assets at end of year	2021-10-31	$6,255,014
Total plan assets at beginning of year	2021-10-31	$4,588,607
Value of fidelity bond covering the plan	2021-10-31	$1,000,000
Assets. Value of tangible personal property	2021-10-31	$0
Total contributions received or receivable from participants	2021-10-31	$267,401
Assets. Value of loans (other than to participants)	2021-10-31	$0
Expenses. Other expenses not covered elsewhere	2021-10-31	$0
Contributions received from other sources (not participants or employers)	2021-10-31	$0
Other income received	2021-10-31	$1,369,377
Noncash contributions received	2021-10-31	$0
Net income (gross income less expenses)	2021-10-31	$1,666,407
Net plan assets at end of year (total assets less liabilities)	2021-10-31	$6,255,014
Net plan assets at beginning of year (total assets less liabilities)	2021-10-31	$4,588,607
Assets. Value of participant loans	2021-10-31	$14,718
Assets. Value of assets in partnership/joint-venture interests	2021-10-31	$0
Assets. Value of real-estate (other than employer real property)	2021-10-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2021-10-31	$0
Assets. Value of employer securities	2021-10-31	$0
Assets. Value of employer real property	2021-10-31	$0
Total contributions received or receivable from employer(s)	2021-10-31	$81,763
Value of certain deemed distributions of participant loans	2021-10-31	$0
Value of corrective distributions	2021-10-31	$15,539
Expenses. Administrative service providers (salaries,fees and commissions)	2021-10-31	$20,251
2020 : HARTMAN-WALSH CORPORATION 401(K)PLAN 2020 401k financial data
Transfers to/from the plan	2020-10-31	$0
Total plan liabilities at end of year	2020-10-31	$0
Total plan liabilities at beginning of year	2020-10-31	$0
Total income from all sources	2020-10-31	$501,451
Expenses. Total of all expenses incurred	2020-10-31	$31,641
Benefits paid (including direct rollovers)	2020-10-31	$13,943
Total plan assets at end of year	2020-10-31	$4,588,607
Total plan assets at beginning of year	2020-10-31	$4,118,797
Value of fidelity bond covering the plan	2020-10-31	$1,000,000
Assets. Value of tangible personal property	2020-10-31	$0
Total contributions received or receivable from participants	2020-10-31	$263,415
Assets. Value of loans (other than to participants)	2020-10-31	$0
Expenses. Other expenses not covered elsewhere	2020-10-31	$0
Contributions received from other sources (not participants or employers)	2020-10-31	$0
Other income received	2020-10-31	$159,182
Noncash contributions received	2020-10-31	$0
Net income (gross income less expenses)	2020-10-31	$469,810
Net plan assets at end of year (total assets less liabilities)	2020-10-31	$4,588,607
Net plan assets at beginning of year (total assets less liabilities)	2020-10-31	$4,118,797
Assets. Value of participant loans	2020-10-31	$23,258
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2020-10-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2020-10-31	$0
Assets. Value of assets in partnership/joint-venture interests	2020-10-31	$0
Assets. Value of real-estate (other than employer real property)	2020-10-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2020-10-31	$0
Assets. Value of employer securities	2020-10-31	$0
Assets. Value of employer real property	2020-10-31	$0
Total contributions received or receivable from employer(s)	2020-10-31	$78,854
Value of certain deemed distributions of participant loans	2020-10-31	$0
Value of corrective distributions	2020-10-31	$2,614
Expenses. Administrative service providers (salaries,fees and commissions)	2020-10-31	$15,084
2019 : HARTMAN-WALSH CORPORATION 401(K)PLAN 2019 401k financial data
Transfers to/from the plan	2019-10-31	$0
Total plan liabilities at end of year	2019-10-31	$0
Total plan liabilities at beginning of year	2019-10-31	$0
Total income from all sources	2019-10-31	$671,219
Expenses. Total of all expenses incurred	2019-10-31	$220,439
Benefits paid (including direct rollovers)	2019-10-31	$193,259
Total plan assets at end of year	2019-10-31	$4,118,797
Total plan assets at beginning of year	2019-10-31	$3,668,017
Value of fidelity bond covering the plan	2019-10-31	$1,000,000
Total contributions received or receivable from participants	2019-10-31	$249,545
Expenses. Other expenses not covered elsewhere	2019-10-31	$0
Contributions received from other sources (not participants or employers)	2019-10-31	$0
Other income received	2019-10-31	$346,212
Noncash contributions received	2019-10-31	$0
Net income (gross income less expenses)	2019-10-31	$450,780
Net plan assets at end of year (total assets less liabilities)	2019-10-31	$4,118,797
Net plan assets at beginning of year (total assets less liabilities)	2019-10-31	$3,668,017
Assets. Value of participant loans	2019-10-31	$32,579
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2019-10-31	$0
Total contributions received or receivable from employer(s)	2019-10-31	$75,462
Value of certain deemed distributions of participant loans	2019-10-31	$0
Value of corrective distributions	2019-10-31	$12,273
Expenses. Administrative service providers (salaries,fees and commissions)	2019-10-31	$14,907
2018 : HARTMAN-WALSH CORPORATION 401(K)PLAN 2018 401k financial data
Transfers to/from the plan	2018-10-31	$0
Total plan liabilities at end of year	2018-10-31	$0
Total plan liabilities at beginning of year	2018-10-31	$0
Total income from all sources	2018-10-31	$310,342
Expenses. Total of all expenses incurred	2018-10-31	$185,772
Benefits paid (including direct rollovers)	2018-10-31	$170,461
Total plan assets at end of year	2018-10-31	$3,668,017
Total plan assets at beginning of year	2018-10-31	$3,543,447
Value of fidelity bond covering the plan	2018-10-31	$250,000
Total contributions received or receivable from participants	2018-10-31	$245,637
Expenses. Other expenses not covered elsewhere	2018-10-31	$0
Contributions received from other sources (not participants or employers)	2018-10-31	$0
Other income received	2018-10-31	$-2,938
Noncash contributions received	2018-10-31	$0
Net income (gross income less expenses)	2018-10-31	$124,570
Net plan assets at end of year (total assets less liabilities)	2018-10-31	$3,668,017
Net plan assets at beginning of year (total assets less liabilities)	2018-10-31	$3,543,447
Assets. Value of participant loans	2018-10-31	$28,162
Total contributions received or receivable from employer(s)	2018-10-31	$67,643
Value of certain deemed distributions of participant loans	2018-10-31	$0
Value of corrective distributions	2018-10-31	$3,584
Expenses. Administrative service providers (salaries,fees and commissions)	2018-10-31	$11,727
2017 : HARTMAN-WALSH CORPORATION 401(K)PLAN 2017 401k financial data
Transfers to/from the plan	2017-10-31	$0
Total plan liabilities at end of year	2017-10-31	$0
Total plan liabilities at beginning of year	2017-10-31	$0
Total income from all sources	2017-10-31	$703,619
Expenses. Total of all expenses incurred	2017-10-31	$20,961
Benefits paid (including direct rollovers)	2017-10-31	$0
Total plan assets at end of year	2017-10-31	$3,543,447
Total plan assets at beginning of year	2017-10-31	$2,860,789
Value of fidelity bond covering the plan	2017-10-31	$250,000
Total contributions received or receivable from participants	2017-10-31	$211,372
Expenses. Other expenses not covered elsewhere	2017-10-31	$0
Contributions received from other sources (not participants or employers)	2017-10-31	$0
Other income received	2017-10-31	$433,342
Noncash contributions received	2017-10-31	$0
Net income (gross income less expenses)	2017-10-31	$682,658
Net plan assets at end of year (total assets less liabilities)	2017-10-31	$3,543,447
Net plan assets at beginning of year (total assets less liabilities)	2017-10-31	$2,860,789
Assets. Value of participant loans	2017-10-31	$16,385
Total contributions received or receivable from employer(s)	2017-10-31	$58,905
Value of certain deemed distributions of participant loans	2017-10-31	$0
Value of corrective distributions	2017-10-31	$11,842
Expenses. Administrative service providers (salaries,fees and commissions)	2017-10-31	$9,119
2016 : HARTMAN-WALSH CORPORATION 401(K)PLAN 2016 401k financial data
Transfers to/from the plan	2016-10-31	$0
Total plan liabilities at end of year	2016-10-31	$0
Total plan liabilities at beginning of year	2016-10-31	$0
Total income from all sources	2016-10-31	$367,977
Expenses. Total of all expenses incurred	2016-10-31	$489,073
Benefits paid (including direct rollovers)	2016-10-31	$473,996
Total plan assets at end of year	2016-10-31	$2,860,789
Total plan assets at beginning of year	2016-10-31	$2,981,885
Value of fidelity bond covering the plan	2016-10-31	$250,000
Total contributions received or receivable from participants	2016-10-31	$167,723
Expenses. Other expenses not covered elsewhere	2016-10-31	$0
Contributions received from other sources (not participants or employers)	2016-10-31	$0
Other income received	2016-10-31	$148,461
Noncash contributions received	2016-10-31	$0
Net income (gross income less expenses)	2016-10-31	$-121,096
Net plan assets at end of year (total assets less liabilities)	2016-10-31	$2,860,789
Net plan assets at beginning of year (total assets less liabilities)	2016-10-31	$2,981,885
Assets. Value of participant loans	2016-10-31	$23,687
Total contributions received or receivable from employer(s)	2016-10-31	$51,793
Value of certain deemed distributions of participant loans	2016-10-31	$0
Value of corrective distributions	2016-10-31	$7,250
Expenses. Administrative service providers (salaries,fees and commissions)	2016-10-31	$7,827
2015 : HARTMAN-WALSH CORPORATION 401(K)PLAN 2015 401k financial data
Transfers to/from the plan	2015-10-31	$0
Total plan liabilities at end of year	2015-10-31	$0
Total plan liabilities at beginning of year	2015-10-31	$0
Total income from all sources	2015-10-31	$178,455
Expenses. Total of all expenses incurred	2015-10-31	$53,619
Benefits paid (including direct rollovers)	2015-10-31	$53,156
Total plan assets at end of year	2015-10-31	$2,981,885
Total plan assets at beginning of year	2015-10-31	$2,857,049
Value of fidelity bond covering the plan	2015-10-31	$250,000
Total contributions received or receivable from participants	2015-10-31	$170,711
Expenses. Other expenses not covered elsewhere	2015-10-31	$0
Contributions received from other sources (not participants or employers)	2015-10-31	$0
Other income received	2015-10-31	$-60,696
Noncash contributions received	2015-10-31	$0
Net income (gross income less expenses)	2015-10-31	$124,836
Net plan assets at end of year (total assets less liabilities)	2015-10-31	$2,981,885
Net plan assets at beginning of year (total assets less liabilities)	2015-10-31	$2,857,049
Assets. Value of participant loans	2015-10-31	$39,261
Total contributions received or receivable from employer(s)	2015-10-31	$68,440
Value of certain deemed distributions of participant loans	2015-10-31	$0
Value of corrective distributions	2015-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-10-31	$463

Form 5500 Responses for HARTMAN-WALSH CORPORATION 401(K)PLAN

2021: HARTMAN-WALSH CORPORATION 401(K)PLAN 2021 form 5500 responses
2021-11-01	Type of plan entity	Single employer plan
2021-11-01	This submission is the final filing	No
2021-11-01	Plan is a collectively bargained plan	No
2021-11-01	Plan funding arrangement – Trust	Yes
2021-11-01	Plan benefit arrangement - Trust	Yes
2020: HARTMAN-WALSH CORPORATION 401(K)PLAN 2020 form 5500 responses
2020-11-01	Type of plan entity	Single employer plan
2020-11-01	This submission is the final filing	No
2020-11-01	Plan is a collectively bargained plan	No
2020-11-01	Plan funding arrangement – Trust	Yes
2020-11-01	Plan benefit arrangement - Trust	Yes
2019: HARTMAN-WALSH CORPORATION 401(K)PLAN 2019 form 5500 responses
2019-11-01	Type of plan entity	Single employer plan
2019-11-01	This submission is the final filing	No
2019-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-11-01	Plan funding arrangement – Trust	Yes
2019-11-01	Plan benefit arrangement - Trust	Yes
2018: HARTMAN-WALSH CORPORATION 401(K)PLAN 2018 form 5500 responses
2018-11-01	Type of plan entity	Single employer plan
2018-11-01	Submission has been amended	No
2018-11-01	This submission is the final filing	No
2018-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-11-01	Plan is a collectively bargained plan	No
2018-11-01	Plan funding arrangement – Trust	Yes
2018-11-01	Plan benefit arrangement - Trust	Yes
2017: HARTMAN-WALSH CORPORATION 401(K)PLAN 2017 form 5500 responses
2017-11-01	Type of plan entity	Single employer plan
2017-11-01	Submission has been amended	No
2017-11-01	This submission is the final filing	No
2017-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-11-01	Plan is a collectively bargained plan	No
2017-11-01	Plan funding arrangement – Trust	Yes
2017-11-01	Plan benefit arrangement - Trust	Yes
2016: HARTMAN-WALSH CORPORATION 401(K)PLAN 2016 form 5500 responses
2016-11-01	Type of plan entity	Single employer plan
2016-11-01	Submission has been amended	No
2016-11-01	This submission is the final filing	No
2016-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-11-01	Plan is a collectively bargained plan	No
2016-11-01	Plan funding arrangement – Trust	Yes
2016-11-01	Plan benefit arrangement - Trust	Yes
2015: HARTMAN-WALSH CORPORATION 401(K)PLAN 2015 form 5500 responses
2015-11-01	Type of plan entity	Single employer plan
2015-11-01	Submission has been amended	No
2015-11-01	This submission is the final filing	No
2015-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-11-01	Plan is a collectively bargained plan	No
2015-11-01	Plan funding arrangement – Trust	Yes
2015-11-01	Plan benefit arrangement - Trust	Yes
2014: HARTMAN-WALSH CORPORATION 401(K)PLAN 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	Submission has been amended	No
2014-11-01	This submission is the final filing	No
2014-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-11-01	Plan is a collectively bargained plan	No
2014-11-01	Plan funding arrangement – Insurance	Yes
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement – Insurance	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2008: HARTMAN-WALSH CORPORATION 401(K)PLAN 2008 form 5500 responses
2008-11-01	Type of plan entity	Single employer plan
2008-11-01	Submission has been amended	No
2008-11-01	This submission is the final filing	No
2008-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-11-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )

Policy contract number

15307

Policy instance

Insurance contract or identification number	15307
Number of Individuals Covered	0
Insurance policy start date	2014-11-01
Insurance policy end date	2015-07-31
Total amount of commissions paid to insurance broker	USD $4,650
Total amount of fees paid to insurance company	USD $247
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,650
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	OMAHA RETIREMENT PLAN DISTRIBUTORS

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Company Name:	HARTMAN-WALSH CORPORATION
Employer identification number (EIN):	430644938
NAIC Classification:	238900