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FONTBONNE UNIVERSITY TDA PLAN 401k Plan overview

Plan NameFONTBONNE UNIVERSITY TDA PLAN
Plan identification number 002

FONTBONNE UNIVERSITY TDA PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

FONTBONNE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:FONTBONNE UNIVERSITY
Employer identification number (EIN):430694556
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FONTBONNE UNIVERSITY TDA PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022013-01-01GARY ZACK
0022012-01-01GARY ZACK GARY ZACK2013-09-10
0022011-01-01GARY ZACK GARY ZACK2012-07-25
0022009-01-01GARY ZACK GARY ZACK2010-10-15
0022009-01-01GARY ZACK GARY ZACK2010-10-15

Plan Statistics for FONTBONNE UNIVERSITY TDA PLAN

401k plan membership statisitcs for FONTBONNE UNIVERSITY TDA PLAN

Measure Date Value
2013: FONTBONNE UNIVERSITY TDA PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01280
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-010
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FONTBONNE UNIVERSITY TDA PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01279
Total number of active participants reported on line 7a of the Form 55002012-01-01273
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01280
Number of participants with account balances2012-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: FONTBONNE UNIVERSITY TDA PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01278
Total number of active participants reported on line 7a of the Form 55002011-01-01272
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-016
Total of all active and inactive participants2011-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01279
Number of participants with account balances2011-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: FONTBONNE UNIVERSITY TDA PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01272
Total number of active participants reported on line 7a of the Form 55002009-01-01266
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01269
Number of participants with account balances2009-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on FONTBONNE UNIVERSITY TDA PLAN

Measure Date Value
2013 : FONTBONNE UNIVERSITY TDA PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$5,191,688
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,088,067
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$273,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$273,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$443,487
Value of total assets at end of year2013-12-31$0
Value of total assets at beginning of year2013-12-31$4,377,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$5,419
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$128
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$392,190
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$51,297
Other income not declared elsewhere2013-12-31$36,661
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$814,501
Value of net assets at end of year (total assets less liabilities)2013-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,377,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,918,282
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$267,586
Interest earned on other investments2013-12-31$5,419
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,191,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$578,243
Net investment gain/loss from pooled separate accounts2013-12-31$24,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$273,566
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RUBINBROWN LLP
Accountancy firm EIN2013-12-31430765316
2012 : FONTBONNE UNIVERSITY TDA PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,021,281
Total of all expenses incurred2012-12-31$74,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$74,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$638,166
Value of total assets at end of year2012-12-31$4,377,187
Value of total assets at beginning of year2012-12-31$3,430,207
Total interest from all sources2012-12-31$4,304
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$397,808
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$240,358
Other income not declared elsewhere2012-12-31$30,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$946,980
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,377,187
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,430,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,918,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,277,522
Value of interest in pooled separate accounts at end of year2012-12-31$267,586
Value of interest in pooled separate accounts at beginning of year2012-12-31$170,944
Interest earned on other investments2012-12-31$4,304
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,191,319
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$981,741
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$327,546
Net investment gain/loss from pooled separate accounts2012-12-31$20,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$74,301
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RUBINBROWN LLP
Accountancy firm EIN2012-12-31430765316
2011 : FONTBONNE UNIVERSITY TDA PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$434,986
Total of all expenses incurred2011-12-31$170,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$170,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$416,229
Value of total assets at end of year2011-12-31$3,430,207
Value of total assets at beginning of year2011-12-31$3,165,255
Total interest from all sources2011-12-31$2,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$382,001
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$29,174
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$34,228
Other income not declared elsewhere2011-12-31$27,734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$264,952
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,430,207
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,165,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,277,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,120,947
Value of interest in pooled separate accounts at end of year2011-12-31$170,944
Value of interest in pooled separate accounts at beginning of year2011-12-31$127,406
Interest earned on other investments2011-12-31$2,802
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$981,741
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$887,728
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-29,339
Net investment gain/loss from pooled separate accounts2011-12-31$17,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$170,034
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RUBINBROWN LLP
Accountancy firm EIN2011-12-31430765316
2010 : FONTBONNE UNIVERSITY TDA PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$31,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$714,469
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$349,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$349,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$469,459
Value of total assets at end of year2010-12-31$3,165,255
Value of total assets at beginning of year2010-12-31$2,769,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$29,707
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$361,143
Participant contributions at end of year2010-12-31$29,174
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$108,316
Other income not declared elsewhere2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$364,778
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,165,255
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,769,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,120,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,650,406
Value of interest in pooled separate accounts at end of year2010-12-31$127,406
Value of interest in pooled separate accounts at beginning of year2010-12-31$98,722
Interest earned on other investments2010-12-31$29,707
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$887,728
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,020,349
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$200,655
Net investment gain/loss from pooled separate accounts2010-12-31$14,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$349,691
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RUBINBROWN LLP
Accountancy firm EIN2010-12-31430765316

Form 5500 Responses for FONTBONNE UNIVERSITY TDA PLAN

2013: FONTBONNE UNIVERSITY TDA PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: FONTBONNE UNIVERSITY TDA PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: FONTBONNE UNIVERSITY TDA PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: FONTBONNE UNIVERSITY TDA PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

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