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SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 401k Plan overview

Plan NameSPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN
Plan identification number 001

SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPARTECH CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:SPARTECH CORPORATION
Employer identification number (EIN):430761773
NAIC Classification:326100

Additional information about SPARTECH CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 676806

More information about SPARTECH CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01JOAO JOSE SAN MARTIN
0012016-01-01JOAO JOSE SAN MARTIN
0012015-01-01ANA RODRIGUEZ
0012014-01-01ANA G. RODRIGUEZ
0012013-01-01WOODROW BAN
0012012-01-01WOODROW BAN WOODROW BAN2013-10-16

Plan Statistics for SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN

401k plan membership statisitcs for SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN

Measure Date Value
2017: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,655
Total number of active participants reported on line 7a of the Form 55002017-01-01861
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01374
Total of all active and inactive participants2017-01-011,235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-011,237
Number of participants with account balances2017-01-011,237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01253
2016: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,641
Total number of active participants reported on line 7a of the Form 55002016-01-011,399
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01250
Total of all active and inactive participants2016-01-011,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-011,650
Number of participants with account balances2016-01-011,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01176
2015: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,697
Total number of active participants reported on line 7a of the Form 55002015-01-011,429
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01212
Total of all active and inactive participants2015-01-011,641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,641
Number of participants with account balances2015-01-011,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01118
2014: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,205
Total number of active participants reported on line 7a of the Form 55002014-01-011,416
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01279
Total of all active and inactive participants2014-01-011,697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,697
Number of participants with account balances2014-01-011,492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01145
2013: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,167
Total number of active participants reported on line 7a of the Form 55002013-01-011,923
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01259
Total of all active and inactive participants2013-01-012,185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,185
Number of participants with account balances2013-01-011,791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01157
2012: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,275
Total number of active participants reported on line 7a of the Form 55002012-01-012,126
Number of retired or separated participants receiving benefits2012-01-0141
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-012,167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,167
Number of participants with account balances2012-01-011,425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN

Measure Date Value
2017 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$1,355,441
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$19,905,489
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$10,224,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$10,175,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,400,554
Value of total assets at end of year2017-12-31$95,036,454
Value of total assets at beginning of year2017-12-31$86,710,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$48,590
Total interest from all sources2017-12-31$95,656
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,249,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,249,102
Administrative expenses professional fees incurred2017-12-31$16,200
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,099,441
Participant contributions at end of year2017-12-31$2,165,456
Participant contributions at beginning of year2017-12-31$2,347,197
Participant contributions at end of year2017-12-31$136,252
Participant contributions at beginning of year2017-12-31$143,524
Assets. Other investments not covered elsewhere at end of year2017-12-31$32,450
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$34,187
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,160,903
Administrative expenses (other) incurred2017-12-31$101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$140,210
Value of net income/loss2017-12-31$9,680,903
Value of net assets at end of year (total assets less liabilities)2017-12-31$95,036,454
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$86,710,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$10,087
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$79,474,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$70,750,140
Value of interest in pooled separate accounts at end of year2017-12-31$13,151,095
Value of interest in pooled separate accounts at beginning of year2017-12-31$13,352,185
Interest on participant loans2017-12-31$95,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,924,617
Net investment gain/loss from pooled separate accounts2017-12-31$235,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Employer contributions (assets) at end of year2017-12-31$76,490
Employer contributions (assets) at beginning of year2017-12-31$83,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$10,175,996
Contract administrator fees2017-12-31$22,202
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2017-12-31381357951
2016 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$572,236
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$12,821,772
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,279,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,139,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,170,127
Value of total assets at end of year2016-12-31$86,710,992
Value of total assets at beginning of year2016-12-31$81,740,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$140,011
Total interest from all sources2016-12-31$95,087
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,192,593
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,192,593
Administrative expenses professional fees incurred2016-12-31$25,870
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,080,134
Participant contributions at end of year2016-12-31$2,347,197
Participant contributions at beginning of year2016-12-31$2,390,883
Participant contributions at end of year2016-12-31$143,524
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$34,187
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$35,724
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$809,151
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$87,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,542,391
Value of net assets at end of year (total assets less liabilities)2016-12-31$86,710,992
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$81,740,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$17,780
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$70,750,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$66,749,838
Value of interest in pooled separate accounts at end of year2016-12-31$13,352,185
Value of interest in pooled separate accounts at beginning of year2016-12-31$12,564,392
Interest on participant loans2016-12-31$95,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,149,380
Net investment gain/loss from pooled separate accounts2016-12-31$214,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,280,842
Employer contributions (assets) at end of year2016-12-31$83,759
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,052,223
Contract administrator fees2016-12-31$96,361
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2016-12-31381357951
2015 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,915,195
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$16,325,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$16,288,526
Expenses. Certain deemed distributions of participant loans2015-12-31$2,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,684,061
Value of total assets at end of year2015-12-31$81,740,837
Value of total assets at beginning of year2015-12-31$92,151,462
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$35,106
Total interest from all sources2015-12-31$106,154
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,070,003
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,070,003
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,127,966
Participant contributions at end of year2015-12-31$2,390,883
Participant contributions at beginning of year2015-12-31$2,598,279
Assets. Other investments not covered elsewhere at end of year2015-12-31$35,724
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$131,197
Other income not declared elsewhere2015-12-31$286,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-10,410,625
Value of net assets at end of year (total assets less liabilities)2015-12-31$81,740,837
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$92,151,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$27,556
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$66,749,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$54,791,254
Value of interest in pooled separate accounts at end of year2015-12-31$12,564,392
Value of interest in pooled separate accounts at beginning of year2015-12-31$11,895,558
Interest on participant loans2015-12-31$106,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$22,866,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,387,870
Net investment gain/loss from pooled separate accounts2015-12-31$156,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,424,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$16,288,526
Contract administrator fees2015-12-31$7,550
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2015-12-31381357951
2014 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$2,746,836
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$11,015,989
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$17,277,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$17,267,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,104,888
Value of total assets at end of year2014-12-31$92,151,462
Value of total assets at beginning of year2014-12-31$101,160,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,050
Total interest from all sources2014-12-31$415,142
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$650,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$650,872
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,567,001
Participant contributions at end of year2014-12-31$2,598,279
Participant contributions at beginning of year2014-12-31$3,201,302
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$237,588
Other income not declared elsewhere2014-12-31$124,060
Administrative expenses (other) incurred2014-12-31$10,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-6,261,856
Value of net assets at end of year (total assets less liabilities)2014-12-31$92,151,462
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$101,160,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$54,791,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$60,568,175
Value of interest in pooled separate accounts at end of year2014-12-31$11,895,558
Value of interest in pooled separate accounts at beginning of year2014-12-31$12,462,360
Interest on participant loans2014-12-31$116,534
Interest earned on other investments2014-12-31$298,608
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$22,866,371
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$24,928,317
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,168,317
Net investment gain/loss from pooled separate accounts2014-12-31$552,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,300,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$17,267,795
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2014-12-31381357951
2013 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,354,720
Total unrealized appreciation/depreciation of assets2013-12-31$1,354,720
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$23,099,153
Total loss/gain on sale of assets2013-12-31$-589,429
Total of all expenses incurred2013-12-31$9,575,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,328,693
Expenses. Certain deemed distributions of participant loans2013-12-31$-16
Value of total corrective distributions2013-12-31$58,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,759,553
Value of total assets at end of year2013-12-31$101,160,154
Value of total assets at beginning of year2013-12-31$87,636,144
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$188,083
Total interest from all sources2013-12-31$507,852
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$493,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$493,603
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,312,689
Participant contributions at end of year2013-12-31$3,201,302
Participant contributions at beginning of year2013-12-31$3,189,399
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$486,336
Other income not declared elsewhere2013-12-31$172,130
Administrative expenses (other) incurred2013-12-31$188,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,524,010
Value of net assets at end of year (total assets less liabilities)2013-12-31$101,160,154
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$87,636,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$60,568,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$52,088,717
Value of interest in pooled separate accounts at end of year2013-12-31$12,462,360
Value of interest in pooled separate accounts at beginning of year2013-12-31$8,691,079
Interest on participant loans2013-12-31$135,281
Interest earned on other investments2013-12-31$372,571
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$24,928,317
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$18,161,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$13,595,502
Net investment gain/loss from pooled separate accounts2013-12-31$-194,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at beginning of year2013-12-31$5,505,170
Contributions received in cash from employer2013-12-31$1,960,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,328,693
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$6,378,758
Aggregate carrying amount (costs) on sale of assets2013-12-31$6,968,187
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2013-12-31381357951
2012 : SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$2,994,757
Total unrealized appreciation/depreciation of assets2012-12-31$2,994,757
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$18,462,729
Total loss/gain on sale of assets2012-12-31$-261,065
Total of all expenses incurred2012-12-31$6,781,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,557,735
Expenses. Certain deemed distributions of participant loans2012-12-31$-1,941
Value of total corrective distributions2012-12-31$63,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,797,910
Value of total assets at end of year2012-12-31$87,636,144
Value of total assets at beginning of year2012-12-31$75,954,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$161,662
Total interest from all sources2012-12-31$483,260
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$649,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$649,643
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,325,066
Participant contributions at end of year2012-12-31$3,189,399
Participant contributions at beginning of year2012-12-31$2,772,548
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$485,873
Other income not declared elsewhere2012-12-31$-31,901
Administrative expenses (other) incurred2012-12-31$161,662
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$3,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$11,681,514
Value of net assets at end of year (total assets less liabilities)2012-12-31$87,636,144
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$75,954,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$52,088,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$45,585,946
Value of interest in pooled separate accounts at end of year2012-12-31$8,691,079
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,563,690
Interest on participant loans2012-12-31$131,396
Interest earned on other investments2012-12-31$351,864
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$18,161,779
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$17,265,801
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,066,017
Net investment gain/loss from pooled separate accounts2012-12-31$764,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$5,505,170
Assets. Invements in employer securities at beginning of year2012-12-31$2,762,823
Contributions received in cash from employer2012-12-31$1,986,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,557,735
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$960,038
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,221,103
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2012-12-31346565596

Form 5500 Responses for SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN

2017: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SPARTECH CORPORATION 401(K) SAVINGS & INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1237
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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