HORNER & SHIFRIN EMPLOYEE BENEFITS PLAN has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2022 : HORNER & SHIFRIN 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-1,231,951 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $1,038,537 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $980,599 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,094,705 |
| Value of total assets at end of year | 2022-12-31 | $11,005,336 |
| Value of total assets at beginning of year | 2022-12-31 | $13,275,824 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $57,938 |
| Total interest from all sources | 2022-12-31 | $3,051 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $345,665 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $345,665 |
| Administrative expenses professional fees incurred | 2022-12-31 | $3,552 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $973,421 |
| Participant contributions at end of year | 2022-12-31 | $125,752 |
| Participant contributions at beginning of year | 2022-12-31 | $13,253 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $121,284 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-2,270,488 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $11,005,336 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $13,275,824 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $37,811 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $10,476,215 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $12,929,903 |
| Interest on participant loans | 2022-12-31 | $3,051 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $403,369 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $332,668 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,682,747 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $7,375 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $980,599 |
| Contract administrator fees | 2022-12-31 | $16,575 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | ABELES AND HOFFMAN P.C. |
| Accountancy firm EIN | 2022-12-31 | 431215065 |
| 2021 : HORNER & SHIFRIN 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total transfer of assets to this plan | 2021-12-31 | $755,859 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $2,654,695 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $1,147,800 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,093,214 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $976,521 |
| Value of total assets at end of year | 2021-12-31 | $13,275,824 |
| Value of total assets at beginning of year | 2021-12-31 | $11,013,070 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $54,586 |
| Total interest from all sources | 2021-12-31 | $897 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $260,325 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $260,325 |
| Administrative expenses professional fees incurred | 2021-12-31 | $1,887 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $949,159 |
| Participant contributions at end of year | 2021-12-31 | $13,253 |
| Participant contributions at beginning of year | 2021-12-31 | $23,843 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $27,362 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,506,895 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $13,275,824 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $11,013,070 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $37,049 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $12,929,903 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $10,682,346 |
| Interest on participant loans | 2021-12-31 | $897 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $332,668 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $306,881 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,411,580 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $5,372 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,093,214 |
| Contract administrator fees | 2021-12-31 | $15,650 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | ABELES AND HOFFMAN P.C. |
| Accountancy firm EIN | 2021-12-31 | 431215065 |
| 2020 : HORNER & SHIFRIN 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $2,570,117 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $678,103 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $642,488 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $845,649 |
| Value of total assets at end of year | 2020-12-31 | $11,013,070 |
| Value of total assets at beginning of year | 2020-12-31 | $9,121,056 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $35,615 |
| Total interest from all sources | 2020-12-31 | $1,117 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $155,016 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $155,016 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $845,649 |
| Participant contributions at end of year | 2020-12-31 | $23,843 |
| Participant contributions at beginning of year | 2020-12-31 | $24,159 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $1,892,014 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $11,013,070 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $9,121,056 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $23,434 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $10,682,346 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $8,448,046 |
| Interest on participant loans | 2020-12-31 | $1,117 |
| Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $306,881 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $648,851 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,561,652 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $6,683 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $642,488 |
| Contract administrator fees | 2020-12-31 | $12,181 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | ABELES AND HOFFMAN P.C. |
| Accountancy firm EIN | 2020-12-31 | 431215065 |
