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HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameHOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

HOLDEN INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:HOLDEN INDUSTRIES, INC.
Employer identification number (EIN):430917528
NAIC Classification:336210

Additional information about HOLDEN INDUSTRIES, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 2001-03-09
Company Identification Number: P01000026209
Legal Registered Office Address: 9212 COUNTY LINE ROAD

LITHIA

33547

More information about HOLDEN INDUSTRIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOHN TAYLOR2018-04-30 JOHN TAYLOR2018-04-30
0012016-01-01JOHN TAYLOR2017-10-12 JOHN TAYLOR2017-10-12
0012015-01-01SUSAN WHITEHILL2016-02-10 SUSAN WHITEHILL2016-02-10
0012014-01-01SUSAN WHITEHILL2015-05-07 SUSAN WHITEHILL2015-05-07
0012013-12-01CHUCK HIXSON2014-04-04 CHUCK HIXSON2014-04-04
0012012-12-01CHUCK HIXSON2014-01-08 MICHAEL DEATON2014-01-08
0012011-12-01IVALOU WOMACK2013-06-13 IVALOU WOMACK2013-06-13
0012010-12-01IVALOU WOMACK2012-11-05 IVALOU WOMACK2012-11-05
0012008-12-01IVALOU WOMACK IVALOU WOMACK2013-03-20
0012007-12-01IVALOU WOMACK IVALOU WOMACK2013-03-20
0012006-12-01IVALOU WOMACK IVALOU WOMACK2013-03-20
0012005-12-01IVALOU WOMACK IVALOU WOMACK2013-03-20
0012004-12-01IVALOU WOMACK IVALOU WOMACK2013-03-20

Plan Statistics for HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2008: HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year2008-12-0154
Total number of active participants reported on line 7a of the Form 55002008-12-0152
Total of all active and inactive participants2008-12-0152
Total participants2008-12-0152
Number of participants with account balances2008-12-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-12-011
2007: HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year2007-12-0147
Total number of active participants reported on line 7a of the Form 55002007-12-0143
Number of other retired or separated participants entitled to future benefits2007-12-011
Total of all active and inactive participants2007-12-0144
Total participants2007-12-0144
Number of participants with account balances2007-12-0120
2006: HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2006 401k membership
Total participants, beginning-of-year2006-12-0125
Total number of active participants reported on line 7a of the Form 55002006-12-0124
Number of other retired or separated participants entitled to future benefits2006-12-011
Total of all active and inactive participants2006-12-0125
Total participants2006-12-0125
Number of participants with account balances2006-12-0125
2005: HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2005 401k membership
Total participants, beginning-of-year2005-12-0129
Total number of active participants reported on line 7a of the Form 55002005-12-0125
Number of other retired or separated participants entitled to future benefits2005-12-011
Total of all active and inactive participants2005-12-0126
Total participants2005-12-0126
Number of participants with account balances2005-12-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-12-011
2004: HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2004 401k membership
Total participants, beginning-of-year2004-12-0130
Total number of active participants reported on line 7a of the Form 55002004-12-0128
Number of other retired or separated participants entitled to future benefits2004-12-011
Total of all active and inactive participants2004-12-0129
Total participants2004-12-0129
Number of participants with account balances2004-12-0129

Financial Data on HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2009 : HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total income from all sources2009-11-30$109,717
Expenses. Total of all expenses incurred2009-11-30$4,611
Benefits paid (including direct rollovers)2009-11-30$2,860
Total plan assets at end of year2009-11-30$1,373,634
Total plan assets at beginning of year2009-11-30$1,268,528
Value of fidelity bond covering the plan2009-11-30$150,000
Total contributions received or receivable from participants2009-11-30$26,407
Expenses. Other expenses not covered elsewhere2009-11-30$1,009
Other income received2009-11-30$41,285
Net income (gross income less expenses)2009-11-30$105,106
Net plan assets at end of year (total assets less liabilities)2009-11-30$1,373,634
Net plan assets at beginning of year (total assets less liabilities)2009-11-30$1,268,528
Assets. Value of participant loans2009-11-30$37,593
Total contributions received or receivable from employer(s)2009-11-30$42,025
Value of corrective distributions2009-11-30$742
2008 : HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2008 401k financial data
Total income from all sources2008-11-30$-83,147
Expenses. Total of all expenses incurred2008-11-30$41,359
Benefits paid (including direct rollovers)2008-11-30$40,659
Total plan assets at end of year2008-11-30$1,268,528
Total plan assets at beginning of year2008-11-30$1,393,034
Value of fidelity bond covering the plan2008-11-30$150,000
Total contributions received or receivable from participants2008-11-30$27,731
Expenses. Other expenses not covered elsewhere2008-11-30$700
Other income received2008-11-30$-114,456
Net income (gross income less expenses)2008-11-30$-124,506
Net plan assets at end of year (total assets less liabilities)2008-11-30$1,268,528
Net plan assets at beginning of year (total assets less liabilities)2008-11-30$1,393,034
Assets. Value of participant loans2008-11-30$17,508
Total contributions received or receivable from employer(s)2008-11-30$3,578
2007 : HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2007 401k financial data
Total income from all sources2007-11-30$92,816
Expenses. Total of all expenses incurred2007-11-30$10,137
Benefits paid (including direct rollovers)2007-11-30$9,597
Total plan assets at end of year2007-11-30$1,393,034
Total plan assets at beginning of year2007-11-30$1,310,355
Value of fidelity bond covering the plan2007-11-30$150,000
Total contributions received or receivable from participants2007-11-30$26,212
Expenses. Other expenses not covered elsewhere2007-11-30$540
Other income received2007-11-30$63,041
Net income (gross income less expenses)2007-11-30$82,679
Net plan assets at end of year (total assets less liabilities)2007-11-30$1,393,034
Net plan assets at beginning of year (total assets less liabilities)2007-11-30$1,310,355
Assets. Value of participant loans2007-11-30$19,576
Total contributions received or receivable from employer(s)2007-11-30$3,563
2006 : HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2006 401k financial data
Total income from all sources2006-11-30$163,872
Expenses. Total of all expenses incurred2006-11-30$31,295
Benefits paid (including direct rollovers)2006-11-30$30,028
Total plan assets at end of year2006-11-30$1,310,355
Total plan assets at beginning of year2006-11-30$1,177,778
Value of fidelity bond covering the plan2006-11-30$150,000
Total contributions received or receivable from participants2006-11-30$26,187
Expenses. Other expenses not covered elsewhere2006-11-30$1,267
Other income received2006-11-30$134,086
Net income (gross income less expenses)2006-11-30$132,577
Net plan assets at end of year (total assets less liabilities)2006-11-30$1,310,355
Net plan assets at beginning of year (total assets less liabilities)2006-11-30$1,177,778
Assets. Value of participant loans2006-11-30$15,104
Total contributions received or receivable from employer(s)2006-11-30$3,599
2005 : HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2005 401k financial data
Total income from all sources2005-11-30$153,547
Expenses. Total of all expenses incurred2005-11-30$159,953
Benefits paid (including direct rollovers)2005-11-30$153,517
Total plan assets at end of year2005-11-30$1,177,778
Total plan assets at beginning of year2005-11-30$1,184,184
Value of fidelity bond covering the plan2005-11-30$150,000
Total contributions received or receivable from participants2005-11-30$32,835
Expenses. Other expenses not covered elsewhere2005-11-30$774
Other income received2005-11-30$117,054
Net income (gross income less expenses)2005-11-30$-6,406
Net plan assets at end of year (total assets less liabilities)2005-11-30$1,177,778
Net plan assets at beginning of year (total assets less liabilities)2005-11-30$1,184,184
Assets. Value of participant loans2005-11-30$15,842
Total contributions received or receivable from employer(s)2005-11-30$3,658
Value of corrective distributions2005-11-30$5,662

Form 5500 Responses for HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

2008: HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo
2008-12-01Plan funding arrangement – InsuranceYes
2008-12-01Plan funding arrangement – TrustYes
2008-12-01Plan benefit arrangement – InsuranceYes
2008-12-01Plan benefit arrangement - TrustYes
2007: HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2007 form 5500 responses
2007-12-01Type of plan entitySingle employer plan
2007-12-01Submission has been amendedNo
2007-12-01This submission is the final filingNo
2007-12-01This return/report is a short plan year return/report (less than 12 months)No
2007-12-01Plan is a collectively bargained planNo
2007-12-01Plan funding arrangement – InsuranceYes
2007-12-01Plan funding arrangement – TrustYes
2007-12-01Plan benefit arrangement – InsuranceYes
2007-12-01Plan benefit arrangement - TrustYes
2006: HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2006 form 5500 responses
2006-12-01Type of plan entitySingle employer plan
2006-12-01Submission has been amendedNo
2006-12-01This submission is the final filingNo
2006-12-01This return/report is a short plan year return/report (less than 12 months)No
2006-12-01Plan is a collectively bargained planNo
2006-12-01Plan funding arrangement – InsuranceYes
2006-12-01Plan funding arrangement – TrustYes
2006-12-01Plan benefit arrangement – InsuranceYes
2006-12-01Plan benefit arrangement - TrustYes
2005: HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2005 form 5500 responses
2005-12-01Type of plan entitySingle employer plan
2005-12-01Submission has been amendedNo
2005-12-01This submission is the final filingNo
2005-12-01This return/report is a short plan year return/report (less than 12 months)No
2005-12-01Plan is a collectively bargained planNo
2005-12-01Plan funding arrangement – InsuranceYes
2005-12-01Plan funding arrangement – TrustYes
2005-12-01Plan benefit arrangement – InsuranceYes
2005-12-01Plan benefit arrangement - TrustYes
2004: HOLDEN INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2004 form 5500 responses
2004-12-01Type of plan entitySingle employer plan
2004-12-01Submission has been amendedNo
2004-12-01This submission is the final filingNo
2004-12-01This return/report is a short plan year return/report (less than 12 months)No
2004-12-01Plan is a collectively bargained planNo
2004-12-01Plan funding arrangement – InsuranceYes
2004-12-01Plan funding arrangement – TrustYes
2004-12-01Plan benefit arrangement – InsuranceYes
2004-12-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number387269
Policy instance 1
Insurance contract or identification number387269
Number of Individuals Covered52
Insurance policy start date2008-12-01
Insurance policy end date2009-11-30
Total amount of commissions paid to insurance brokerUSD $1,413
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,413
Insurance broker organization code?3
Insurance broker nameBEIMDIEK INSURANCE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number387269
Policy instance 1
Insurance contract or identification number387269
Number of Individuals Covered44
Insurance policy start date2007-12-01
Insurance policy end date2008-11-30
Total amount of commissions paid to insurance brokerUSD $955
Total amount of fees paid to insurance companyUSD $3
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $955
Amount paid for insurance broker fees3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameBEIMDIEK INSURANCE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number387269
Policy instance 1
Insurance contract or identification number387269
Number of Individuals Covered25
Insurance policy start date2006-12-01
Insurance policy end date2007-11-30
Total amount of commissions paid to insurance brokerUSD $880
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $880
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameBEIMDIEK INSURANCE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number387269
Policy instance 1
Insurance contract or identification number387269
Number of Individuals Covered26
Insurance policy start date2005-12-01
Insurance policy end date2006-11-30
Total amount of commissions paid to insurance brokerUSD $898
Total amount of fees paid to insurance companyUSD $240
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $898
Amount paid for insurance broker fees240
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameBEIMDIEK INSURANCE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number387269
Policy instance 1
Insurance contract or identification number387269
Number of Individuals Covered29
Insurance policy start date2004-12-01
Insurance policy end date2005-11-30
Total amount of commissions paid to insurance brokerUSD $957
Total amount of fees paid to insurance companyUSD $138
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $957
Amount paid for insurance broker fees138
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
Insurance broker nameBEIMDIEK INSURANCE AGENCY INC

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