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BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameBROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN
Plan identification number 001

BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BROWN SMITH WALLACE LLP has sponsored the creation of one or more 401k plans.

Company Name:BROWN SMITH WALLACE LLP
Employer identification number (EIN):431001367
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Additional information about BROWN SMITH WALLACE LLP

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 1525218

More information about BROWN SMITH WALLACE LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01ATHONY CALECA2023-10-21
0012022-01-01
0012022-01-01TONY CALECA
0012021-01-01
0012021-01-01TONY CALECA
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01WILLIAM JERRY WILLIAM JERRY2018-10-16
0012017-01-01WILLIAM JERRY WILLIAM JERRY2018-10-08
0012017-01-01WILLIAM JERRY WILLIAM JERRY2018-10-16
0012016-01-01TONY CALECA TONY CALECA2017-10-12
0012015-01-01ANTHONY CALECA ANTHONY CALECA2016-10-14
0012014-01-01HARVEY WALLACE HARVEY WALLACE2015-10-14
0012013-01-01HARVEY WALLACE HARVEY WALLACE2014-10-09
0012012-01-01LES BLOCK LES BLOCK2013-10-14
0012011-01-01LES BLOCK LES BLOCK2012-10-10
0012009-01-01LES BLOCK LES BLOCK2010-10-13

Plan Statistics for BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01236
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-014
Total of all active and inactive participants2022-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-014
Number of participants with account balances2022-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01377
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01236
Total of all active and inactive participants2021-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01236
Number of participants with account balances2021-01-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01377
Total number of active participants reported on line 7a of the Form 55002020-01-01322
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0155
Total of all active and inactive participants2020-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01377
Number of participants with account balances2020-01-01369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0114
2019: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01370
Total number of active participants reported on line 7a of the Form 55002019-01-01308
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0169
Total of all active and inactive participants2019-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01377
Number of participants with account balances2019-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0121
2018: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01354
Total number of active participants reported on line 7a of the Form 55002018-01-01277
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0190
Total of all active and inactive participants2018-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01367
Number of participants with account balances2018-01-01348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0133
2017: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01318
Total number of active participants reported on line 7a of the Form 55002017-01-01280
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0172
Total of all active and inactive participants2017-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01352
Number of participants with account balances2017-01-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0122
2016: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01271
Total number of active participants reported on line 7a of the Form 55002016-01-01256
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0162
Total of all active and inactive participants2016-01-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01318
Number of participants with account balances2016-01-01298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01260
Total number of active participants reported on line 7a of the Form 55002015-01-01220
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0154
Total of all active and inactive participants2015-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01274
Number of participants with account balances2015-01-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01242
Total number of active participants reported on line 7a of the Form 55002014-01-01199
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0152
Total of all active and inactive participants2014-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01251
Number of participants with account balances2014-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0119
2013: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01226
Total number of active participants reported on line 7a of the Form 55002013-01-01194
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0143
Total of all active and inactive participants2013-01-01237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01237
Number of participants with account balances2013-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0113
2012: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01228
Total number of active participants reported on line 7a of the Form 55002012-01-01186
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0140
Total of all active and inactive participants2012-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01226
Number of participants with account balances2012-01-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01220
Total number of active participants reported on line 7a of the Form 55002011-01-01182
Number of retired or separated participants receiving benefits2011-01-019
Number of other retired or separated participants entitled to future benefits2011-01-0138
Total of all active and inactive participants2011-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01229
Number of participants with account balances2011-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2009: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01250
Total number of active participants reported on line 7a of the Form 55002009-01-01204
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-0146
Total of all active and inactive participants2009-01-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01255
Number of participants with account balances2009-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-4,924,406
Total of all expenses incurred2022-12-31$28,154,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$28,108,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$-27,327
Value of total assets at end of year2022-12-31$2,628
Value of total assets at beginning of year2022-12-31$33,081,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$45,794
Total interest from all sources2022-12-31$7
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$156,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$156,951
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Participant contributions at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-33,078,475
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,628
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$33,081,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$21,390
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$31,381,575
Interest on participant loans2022-12-31$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,471,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,054,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$-27,327
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$227,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$28,108,275
Contract administrator fees2022-12-31$24,404
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31Yes
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ELLINGSON & ELLINGSON, LTD.
Accountancy firm EIN2022-12-31411399624
Total income from all sources (including contributions)2022-01-01$-4,924,406
Total of all expenses incurred2022-01-01$28,154,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$28,108,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$-27,327
Value of total assets at end of year2022-01-01$2,628
Value of total assets at beginning of year2022-01-01$33,081,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$45,794
Total interest from all sources2022-01-01$7
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$156,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-01-01$0
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$156,951
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$1,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Participant contributions at beginning of year2022-01-01$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-33,078,475
Value of net assets at end of year (total assets less liabilities)2022-01-01$2,628
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$33,081,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Investment advisory and management fees2022-01-01$21,390
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$1
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$31,381,575
Interest on participant loans2022-01-01$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$2,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$1,471,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-5,054,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$-27,327
Employer contributions (assets) at end of year2022-01-01$0
Employer contributions (assets) at beginning of year2022-01-01$227,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$28,108,275
Contract administrator fees2022-01-01$24,404
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01Yes
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01ELLINGSON & ELLINGSON, LTD.
Accountancy firm EIN2022-01-01411399624
2021 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$4,831,071
Total income from all sources (including contributions)2021-12-31$8,240,113
Total of all expenses incurred2021-12-31$10,338,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,284,403
Expenses. Certain deemed distributions of participant loans2021-12-31$3,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,868,914
Value of total assets at end of year2021-12-31$33,081,103
Value of total assets at beginning of year2021-12-31$40,010,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$50,945
Total interest from all sources2021-12-31$1,243
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$969,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$969,482
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,113,847
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$43,748
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$96,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-2,098,639
Value of net assets at end of year (total assets less liabilities)2021-12-31$33,081,103
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$40,010,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$41,457
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$31,381,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$38,074,708
Interest on participant loans2021-12-31$1,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,471,841
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,625,847
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,400,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$658,493
Employer contributions (assets) at end of year2021-12-31$227,687
Employer contributions (assets) at beginning of year2021-12-31$266,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,284,403
Contract administrator fees2021-12-31$9,488
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ELLINGSON & ELLINGSON, LTD.
Accountancy firm EIN2021-12-31411399624
2020 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$9,023,304
Total of all expenses incurred2020-12-31$1,884,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,844,416
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,082,193
Value of total assets at end of year2020-12-31$40,010,813
Value of total assets at beginning of year2020-12-31$32,872,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$40,306
Total interest from all sources2020-12-31$1,790
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$856,913
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$856,913
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,857,438
Participant contributions at end of year2020-12-31$43,748
Participant contributions at beginning of year2020-12-31$16,532
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$426,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,138,582
Value of net assets at end of year (total assets less liabilities)2020-12-31$40,010,813
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$32,872,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$37,104
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$38,074,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$31,552,829
Interest on participant loans2020-12-31$1,790
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,625,847
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,037,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,082,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$798,538
Employer contributions (assets) at end of year2020-12-31$266,510
Employer contributions (assets) at beginning of year2020-12-31$265,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,844,416
Contract administrator fees2020-12-31$3,202
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ELLINGSON & ELLINGSON, LTD.
Accountancy firm EIN2020-12-31411399624
2019 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$9,298,011
Total of all expenses incurred2019-12-31$1,469,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,438,061
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,649,049
Value of total assets at end of year2019-12-31$32,872,231
Value of total assets at beginning of year2019-12-31$25,043,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$31,578
Total interest from all sources2019-12-31$1,465
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,431,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,431,080
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,505,342
Participant contributions at end of year2019-12-31$16,532
Participant contributions at beginning of year2019-12-31$26,955
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$311,614
Other income not declared elsewhere2019-12-31$1,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,828,372
Value of net assets at end of year (total assets less liabilities)2019-12-31$32,872,231
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$25,043,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$28,228
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$31,552,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$24,027,157
Interest on participant loans2019-12-31$1,465
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,037,347
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$841,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,215,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$832,093
Employer contributions (assets) at end of year2019-12-31$265,523
Employer contributions (assets) at beginning of year2019-12-31$148,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,438,061
Contract administrator fees2019-12-31$3,350
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ELLINGSON & ELLINGSON, LTD.
Accountancy firm EIN2019-12-31411399624
2018 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,046,705
Total of all expenses incurred2018-12-31$922,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$894,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,907,109
Value of total assets at end of year2018-12-31$25,043,859
Value of total assets at beginning of year2018-12-31$24,919,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$28,239
Total interest from all sources2018-12-31$1,269
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,628,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,628,764
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,195,972
Participant contributions at end of year2018-12-31$26,955
Participant contributions at beginning of year2018-12-31$19,327
Participant contributions at beginning of year2018-12-31$102,338
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$173,266
Other income not declared elsewhere2018-12-31$8,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$124,399
Value of net assets at end of year (total assets less liabilities)2018-12-31$25,043,859
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,919,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$23,674
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$24,027,157
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$23,590,693
Interest on participant loans2018-12-31$1,269
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$841,204
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,043,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,499,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$537,871
Employer contributions (assets) at end of year2018-12-31$148,543
Employer contributions (assets) at beginning of year2018-12-31$163,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$894,067
Contract administrator fees2018-12-31$4,565
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ELLINGSON & ELLINGSON, LTD.
Accountancy firm EIN2018-12-31411399624
2017 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$6,039,908
Total of all expenses incurred2017-12-31$984,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$959,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,522,784
Value of total assets at end of year2017-12-31$24,919,460
Value of total assets at beginning of year2017-12-31$19,863,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$24,299
Total interest from all sources2017-12-31$1,316
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,072,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,072,005
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,945,385
Participant contributions at end of year2017-12-31$19,327
Participant contributions at beginning of year2017-12-31$39,959
Participant contributions at end of year2017-12-31$102,338
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$113,061
Other income not declared elsewhere2017-12-31$12,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,055,837
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,919,460
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$19,863,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$19,479
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$23,590,693
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$18,634,992
Interest on participant loans2017-12-31$1,316
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,043,149
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,036,894
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,431,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$464,338
Employer contributions (assets) at end of year2017-12-31$163,953
Employer contributions (assets) at beginning of year2017-12-31$151,778
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$959,772
Contract administrator fees2017-12-31$4,820
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ELLINGSON & ELLINGSON, LTD.
Accountancy firm EIN2017-12-31411399624
2016 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,766,729
Total of all expenses incurred2016-12-31$1,066,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,049,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,384,101
Value of total assets at end of year2016-12-31$19,863,623
Value of total assets at beginning of year2016-12-31$17,163,031
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,837
Total interest from all sources2016-12-31$2,013
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$843,665
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$843,665
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,746,098
Participant contributions at end of year2016-12-31$39,959
Participant contributions at beginning of year2016-12-31$54,022
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$213,902
Other income not declared elsewhere2016-12-31$8,662
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,700,592
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,863,623
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$17,163,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$2,110
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$18,634,992
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$16,523,468
Interest on participant loans2016-12-31$2,013
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,036,894
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$463,161
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$528,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$424,101
Employer contributions (assets) at end of year2016-12-31$151,778
Employer contributions (assets) at beginning of year2016-12-31$122,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,049,300
Contract administrator fees2016-12-31$14,727
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ELLINGSON & ELLINGSON, LTD.
Accountancy firm EIN2016-12-31411399624
2015 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,796,222
Total of all expenses incurred2015-12-31$2,215,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,205,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,928,149
Value of total assets at end of year2015-12-31$17,163,031
Value of total assets at beginning of year2015-12-31$17,582,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,295
Total interest from all sources2015-12-31$1,980
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,132,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,132,671
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,520,349
Participant contributions at end of year2015-12-31$54,022
Participant contributions at beginning of year2015-12-31$68,091
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$73,381
Other income not declared elsewhere2015-12-31$4,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-419,320
Value of net assets at end of year (total assets less liabilities)2015-12-31$17,163,031
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$17,582,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$16,523,468
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,164,407
Interest on participant loans2015-12-31$1,980
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$463,161
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$268,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,271,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$334,419
Employer contributions (assets) at end of year2015-12-31$122,380
Employer contributions (assets) at beginning of year2015-12-31$81,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,205,247
Contract administrator fees2015-12-31$10,295
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ELLINGSON & ELLINGSON, LTD.
Accountancy firm EIN2015-12-31411399624
2014 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,873,393
Total of all expenses incurred2014-12-31$2,979,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,971,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,793,632
Value of total assets at end of year2014-12-31$17,582,351
Value of total assets at beginning of year2014-12-31$17,688,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,486
Total interest from all sources2014-12-31$3,770
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$872,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$868,300
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,409,446
Participant contributions at end of year2014-12-31$68,091
Participant contributions at beginning of year2014-12-31$104,944
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$84,440
Other income not declared elsewhere2014-12-31$2,392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-106,123
Value of net assets at end of year (total assets less liabilities)2014-12-31$17,582,351
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,688,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,515
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,164,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$17,400,026
Interest on participant loans2014-12-31$3,770
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$268,162
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$110,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$201,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$299,746
Employer contributions (assets) at end of year2014-12-31$81,691
Employer contributions (assets) at beginning of year2014-12-31$72,786
Income. Dividends from common stock2014-12-31$4,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,971,030
Contract administrator fees2014-12-31$6,971
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ELLINGSON & ELLINGSON, LTD.
Accountancy firm EIN2014-12-31411399624
2013 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$35
Total income from all sources (including contributions)2013-12-31$4,910,876
Total of all expenses incurred2013-12-31$579,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$574,723
Value of total corrective distributions2013-12-31$573
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,880,387
Value of total assets at end of year2013-12-31$17,688,474
Value of total assets at beginning of year2013-12-31$13,357,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,603
Total interest from all sources2013-12-31$4,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,326,341
Participant contributions at end of year2013-12-31$104,944
Participant contributions at beginning of year2013-12-31$120,504
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$256,822
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$35
Other income not declared elsewhere2013-12-31$10,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,330,977
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,688,474
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,357,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$17,400,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,088,046
Interest on participant loans2013-12-31$4,499
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$110,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$94,138
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,015,059
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$297,224
Employer contributions (assets) at end of year2013-12-31$72,786
Employer contributions (assets) at beginning of year2013-12-31$54,844
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$574,723
Contract administrator fees2013-12-31$4,603
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ELLINGSON & ELLINGSON, LTD
Accountancy firm EIN2013-12-31411399624
2012 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$35
Total income from all sources (including contributions)2012-12-31$3,286,447
Total of all expenses incurred2012-12-31$1,276,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,268,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,697,162
Value of total assets at end of year2012-12-31$13,357,532
Value of total assets at beginning of year2012-12-31$11,347,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,869
Total interest from all sources2012-12-31$5,354
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,235,046
Participant contributions at end of year2012-12-31$120,504
Participant contributions at beginning of year2012-12-31$114,059
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$195,587
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$35
Other income not declared elsewhere2012-12-31$5,498
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,010,372
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,357,497
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,347,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,088,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,071,455
Interest on participant loans2012-12-31$5,311
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$43
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$94,138
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$88,612
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,578,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$266,529
Employer contributions (assets) at end of year2012-12-31$54,844
Employer contributions (assets) at beginning of year2012-12-31$72,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,268,206
Contract administrator fees2012-12-31$7,869
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ELLINGSON & ELLINGSON, LTD
Accountancy firm EIN2012-12-31411399624
2011 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$379,599
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,505
Total income from all sources (including contributions)2011-12-31$1,046,991
Total of all expenses incurred2011-12-31$896,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$886,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,422,146
Value of total assets at end of year2011-12-31$11,347,125
Value of total assets at beginning of year2011-12-31$10,823,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$9,820
Total interest from all sources2011-12-31$4,277
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,127,789
Participant contributions at end of year2011-12-31$114,059
Participant contributions at beginning of year2011-12-31$83,273
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$34,628
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$6,505
Other income not declared elsewhere2011-12-31$156
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$23,971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$150,874
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,347,125
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,816,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$6,156
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,071,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,615,493
Interest on participant loans2011-12-31$4,039
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$238
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$88,612
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$43,943
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-379,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$259,729
Employer contributions (assets) at end of year2011-12-31$72,999
Employer contributions (assets) at beginning of year2011-12-31$56,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$886,297
Contract administrator fees2011-12-31$3,664
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ELLINGSON & ELLINGSON, LTD
Accountancy firm EIN2011-12-31411399624
2010 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets from this plan2010-12-31$291,847
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,505
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,777,283
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$791,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$781,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,518,494
Value of total assets at end of year2010-12-31$10,823,157
Value of total assets at beginning of year2010-12-31$9,122,710
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$9,696
Total interest from all sources2010-12-31$4,299
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,100,195
Participant contributions at end of year2010-12-31$83,273
Participant contributions at beginning of year2010-12-31$58,311
Participant contributions at beginning of year2010-12-31$125
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$181,036
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$6,505
Other income not declared elsewhere2010-12-31$405
Total non interest bearing cash at end of year2010-12-31$23,971
Total non interest bearing cash at beginning of year2010-12-31$9,807
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,985,789
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,816,652
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,122,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,615,493
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,958,996
Interest on participant loans2010-12-31$3,931
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$43,943
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$15,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,254,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$237,263
Employer contributions (assets) at end of year2010-12-31$56,477
Employer contributions (assets) at beginning of year2010-12-31$79,652
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$781,798
Contract administrator fees2010-12-31$9,696
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ELLINGSON & ELLINGSON, LTD
Accountancy firm EIN2010-12-31411399624
2009 : BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN

2022: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BROWN, SMITH, WALLACE, LLC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370483-01
Policy instance 1
Insurance contract or identification number370483-01
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370483-01
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370483-01
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370483-01
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370483-01
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370483-01
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370483-01
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370483-01
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14707
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14707
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14707
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14707
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number14707
Policy instance 1

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