DEFFENBAUGH INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DEFFENBAUGH INDUSTRIES, INC. & AFFILIATES RETIREMENT SAVINGS PLAN
401k plan membership statisitcs for DEFFENBAUGH INDUSTRIES, INC. & AFFILIATES RETIREMENT SAVINGS PLAN
Measure | Date | Value |
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2015 : DEFFENBAUGH INDUSTRIES, INC. & AFFILIATES RETIREMENT SAVINGS PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-08-31 | $0 |
Total income from all sources (including contributions) | 2015-08-31 | $378,196 |
Total loss/gain on sale of assets | 2015-08-31 | $0 |
Total of all expenses incurred | 2015-08-31 | $5,845,544 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-08-31 | $5,814,671 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-08-31 | $119,808 |
Value of total assets at end of year | 2015-08-31 | $0 |
Value of total assets at beginning of year | 2015-08-31 | $5,467,348 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-08-31 | $30,873 |
Total interest from all sources | 2015-08-31 | $4,448 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-08-31 | $17,702 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-08-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2015-08-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-08-31 | $17,702 |
Was this plan covered by a fidelity bond | 2015-08-31 | Yes |
Value of fidelity bond cover | 2015-08-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2015-08-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-08-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-08-31 | No |
Contributions received from participants | 2015-08-31 | $119,808 |
Participant contributions at end of year | 2015-08-31 | $0 |
Participant contributions at beginning of year | 2015-08-31 | $307,660 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-08-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-08-31 | $0 |
Other income not declared elsewhere | 2015-08-31 | $5,370 |
Total non interest bearing cash at end of year | 2015-08-31 | $0 |
Total non interest bearing cash at beginning of year | 2015-08-31 | $6,176 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-08-31 | No |
Value of net income/loss | 2015-08-31 | $-5,467,348 |
Value of net assets at end of year (total assets less liabilities) | 2015-08-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-08-31 | $5,467,348 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-08-31 | No |
Investment advisory and management fees | 2015-08-31 | $17,027 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-08-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-08-31 | $5,153,512 |
Interest on participant loans | 2015-08-31 | $4,448 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-08-31 | $230,868 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-08-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-08-31 | $5,814,671 |
Contract administrator fees | 2015-08-31 | $13,846 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-08-31 | Yes |
Did the plan have assets held for investment | 2015-08-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-08-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-08-31 | Disclaimer |
Accountancy firm name | 2015-08-31 | A.C. EVANS, LLC |
Accountancy firm EIN | 2015-08-31 | 263421158 |
2014 : DEFFENBAUGH INDUSTRIES, INC. & AFFILIATES RETIREMENT SAVINGS PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,020 |
Total income from all sources (including contributions) | 2014-12-31 | $775,020 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,094,296 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,038,432 |
Value of total corrective distributions | 2014-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $476,739 |
Value of total assets at end of year | 2014-12-31 | $5,467,348 |
Value of total assets at beginning of year | 2014-12-31 | $5,788,644 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $55,864 |
Total interest from all sources | 2014-12-31 | $9,496 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $177,990 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $177,990 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $473,673 |
Participant contributions at end of year | 2014-12-31 | $307,660 |
Participant contributions at beginning of year | 2014-12-31 | $214,418 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $3,066 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $2,020 |
Total non interest bearing cash at end of year | 2014-12-31 | $6,176 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $91 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-319,276 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $5,467,348 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $5,786,624 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $29,110 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $5,153,512 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $5,574,135 |
Interest on participant loans | 2014-12-31 | $9,496 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $110,795 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,038,432 |
Contract administrator fees | 2014-12-31 | $26,754 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | A.C. EVANS, LLC |
Accountancy firm EIN | 2014-12-31 | 263421158 |
2013 : DEFFENBAUGH INDUSTRIES, INC. & AFFILIATES RETIREMENT SAVINGS PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $2,020 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $18,023 |
Total income from all sources (including contributions) | 2013-12-31 | $1,495,306 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,632,690 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,578,076 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $552,455 |
Value of total assets at end of year | 2013-12-31 | $5,788,644 |
Value of total assets at beginning of year | 2013-12-31 | $5,942,031 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $54,614 |
Total interest from all sources | 2013-12-31 | $9,356 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $162,239 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $162,239 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $517,789 |
Participant contributions at end of year | 2013-12-31 | $214,418 |
Participant contributions at beginning of year | 2013-12-31 | $245,117 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $34,666 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $2,020 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $18,023 |
Administrative expenses (other) incurred | 2013-12-31 | $86 |
Total non interest bearing cash at end of year | 2013-12-31 | $91 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $226 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $-137,384 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $5,786,624 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,924,008 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $30,235 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,574,135 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $5,696,688 |
Interest on participant loans | 2013-12-31 | $9,356 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $771,256 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,578,076 |
Contract administrator fees | 2013-12-31 | $24,293 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | A.C. EVANS, LLC |
Accountancy firm EIN | 2013-12-31 | 263421158 |
2012 : DEFFENBAUGH INDUSTRIES, INC. & AFFILIATES RETIREMENT SAVINGS PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $18,023 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $6,956 |
Total income from all sources (including contributions) | 2012-12-31 | $1,365,361 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $919,919 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $847,550 |
Value of total corrective distributions | 2012-12-31 | $18,023 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $670,472 |
Value of total assets at end of year | 2012-12-31 | $5,942,031 |
Value of total assets at beginning of year | 2012-12-31 | $5,485,522 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $54,346 |
Total interest from all sources | 2012-12-31 | $11,227 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $170,854 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $170,854 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $610,316 |
Participant contributions at end of year | 2012-12-31 | $245,117 |
Participant contributions at beginning of year | 2012-12-31 | $252,985 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $11,259 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $60,156 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $18,023 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $6,956 |
Total non interest bearing cash at end of year | 2012-12-31 | $226 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $3,101 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $445,442 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,924,008 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,478,566 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $28,903 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $5,696,688 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,218,177 |
Interest on participant loans | 2012-12-31 | $11,227 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $512,808 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $847,550 |
Contract administrator fees | 2012-12-31 | $25,443 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | A.C. EVANS, LLC |
Accountancy firm EIN | 2012-12-31 | 263421158 |
2011 : DEFFENBAUGH INDUSTRIES, INC. & AFFILIATES RETIREMENT SAVINGS PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $6,956 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $22,203 |
Total income from all sources (including contributions) | 2011-12-31 | $607,939 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $693,450 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $642,346 |
Value of total corrective distributions | 2011-12-31 | $7,773 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $692,907 |
Value of total assets at end of year | 2011-12-31 | $5,485,522 |
Value of total assets at beginning of year | 2011-12-31 | $5,586,280 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $43,331 |
Total interest from all sources | 2011-12-31 | $12,886 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $100,802 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $100,802 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $655,788 |
Participant contributions at end of year | 2011-12-31 | $252,985 |
Participant contributions at beginning of year | 2011-12-31 | $296,379 |
Participant contributions at end of year | 2011-12-31 | $11,259 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $37,119 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $6,956 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $22,203 |
Total non interest bearing cash at end of year | 2011-12-31 | $3,101 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $16,514 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-85,511 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,478,566 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $5,564,077 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $23,822 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,218,177 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,273,387 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $0 |
Interest on participant loans | 2011-12-31 | $12,886 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-198,656 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $642,346 |
Contract administrator fees | 2011-12-31 | $19,509 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | A.C. EVANS, LLC |
Accountancy firm EIN | 2011-12-31 | 263421158 |
2010 : DEFFENBAUGH INDUSTRIES, INC. & AFFILIATES RETIREMENT SAVINGS PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $22,203 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $7,274 |
Total income from all sources (including contributions) | 2010-12-31 | $1,249,928 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,012,614 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $990,001 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $634,143 |
Value of total assets at end of year | 2010-12-31 | $5,586,280 |
Value of total assets at beginning of year | 2010-12-31 | $5,334,037 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $22,613 |
Total interest from all sources | 2010-12-31 | $12,415 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $91,125 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $91,125 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $634,143 |
Participant contributions at end of year | 2010-12-31 | $296,379 |
Participant contributions at beginning of year | 2010-12-31 | $255,851 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $22,203 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $7,274 |
Total non interest bearing cash at end of year | 2010-12-31 | $16,514 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $237,314 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $5,564,077 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,326,763 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $8,757 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,273,387 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $4,564,919 |
Interest on participant loans | 2010-12-31 | $12,415 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $513,267 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $210,133 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $302,112 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $990,001 |
Contract administrator fees | 2010-12-31 | $13,856 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | A.C. EVANS, LLC |
Accountancy firm EIN | 2010-12-31 | 263421158 |
2009 : DEFFENBAUGH INDUSTRIES, INC. & AFFILIATES RETIREMENT SAVINGS PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |