W.N. EPSTEIN & CO., INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN
401k plan membership statisitcs for THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2012: THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 7 |
| Total of all active and inactive participants | 2012-01-01 | 7 |
| Total participants | 2012-01-01 | 7 |
| Number of participants with account balances | 2012-01-01 | 7 |
| 2011: THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 6 |
| Total of all active and inactive participants | 2011-01-01 | 6 |
| Total participants | 2011-01-01 | 6 |
| Number of participants with account balances | 2011-01-01 | 6 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 6 |
| Total of all active and inactive participants | 2009-01-01 | 6 |
| Total participants | 2009-01-01 | 6 |
| Number of participants with account balances | 2009-01-01 | 6 |
| Number of employers contributing to the scheme | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2012 : THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $355,555 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $43,364 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $23,137 |
| Total plan assets at end of year | 2012-12-31 | $3,955,210 |
| Total plan assets at beginning of year | 2012-12-31 | $3,643,019 |
| Value of fidelity bond covering the plan | 2012-12-31 | $400,000 |
| Other income received | 2012-12-31 | $337,677 |
| Net income (gross income less expenses) | 2012-12-31 | $312,191 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $3,955,210 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,643,019 |
| Assets. Value of participant loans | 2012-12-31 | $33,426 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $17,878 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $20,227 |
| 2011 : THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $137,097 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $17,655 |
| Total plan assets at end of year | 2011-12-31 | $3,643,019 |
| Total plan assets at beginning of year | 2011-12-31 | $3,505,922 |
| Value of fidelity bond covering the plan | 2011-12-31 | $400,000 |
| Other income received | 2011-12-31 | $117,125 |
| Net income (gross income less expenses) | 2011-12-31 | $119,442 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $3,643,019 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,505,922 |
| Assets. Value of participant loans | 2011-12-31 | $43,542 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $19,972 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $17,655 |
| 2010 : THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $469,782 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $18,049 |
| Total plan assets at end of year | 2010-12-31 | $3,505,922 |
| Total plan assets at beginning of year | 2010-12-31 | $3,054,189 |
| Value of fidelity bond covering the plan | 2010-12-31 | $400,000 |
| Other income received | 2010-12-31 | $450,805 |
| Net income (gross income less expenses) | 2010-12-31 | $451,733 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $3,505,922 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,054,189 |
| Assets. Value of participant loans | 2010-12-31 | $53,546 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $18,977 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $18,049 |
| 2012: THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | First time form 5500 has been submitted | Yes |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | First time form 5500 has been submitted | Yes |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: THE W.N. EPSTEIN & CO., INC. DISCRETIONARY PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | First time form 5500 has been submitted | Yes |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | P8100607&08 |
| Policy instance | 1 |
| Insurance contract or identification number | P8100607&08 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | Yes |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | P8100607&08 |
| Policy instance | 1 |
| Insurance contract or identification number | P8100607&08 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | P8100607&08 |
| Policy instance | 1 |
| Insurance contract or identification number | P8100607&08 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | Yes |
|
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