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MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 401k Plan overview

Plan NameMISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN
Plan identification number 001

MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BIG SPRINGS MEDICAL ASSOCIATION ASSOCIATION, INC. has sponsored the creation of one or more 401k plans.

Company Name:BIG SPRINGS MEDICAL ASSOCIATION ASSOCIATION, INC.
Employer identification number (EIN):431068291
NAIC Classification:621112
NAIC Description:Offices of Physicians, Mental Health Specialists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012019-01-01
0012018-01-01
0012017-01-01SAMANTHA GAMBLIN2018-05-16 SAMANTHA GAMBLIN2018-05-16
0012017-01-01
0012016-01-01SAMANTHA GAMBLIN2017-06-14 SAMANTHA GAMBLIN2017-06-14
0012016-01-01SAMANTHA GAMBLIN2019-09-17 SAMANTHA GAMBLIN2019-09-17
0012015-01-01SAMANTHA GAMBLIN2016-04-19 SAMANTHA GAMBLIN2016-04-19
0012014-01-01KAREN WHITE2015-05-26 KAREN WHITE2015-05-26
0012013-01-01DEBBIE TARVID2014-05-14 DEBBIE TARVID2014-05-14
0012012-01-01SHERILYN CLARK2013-05-28 DEBBIE TARVID2013-05-28
0012011-01-01DEBBIE TARVID2012-05-23 SHERILYN CLARK2012-05-23
0012010-01-01DEBBIE TARVID2011-05-12

Plan Statistics for MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN

401k plan membership statisitcs for MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN

Measure Date Value
2022: MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01204
Total number of active participants reported on line 7a of the Form 55002022-01-01217
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0130
Total of all active and inactive participants2022-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01247
Number of participants with account balances2022-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2019: MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01171
Total number of active participants reported on line 7a of the Form 55002019-01-01154
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0125
Total of all active and inactive participants2019-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01179
Number of participants with account balances2019-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01147
Total number of active participants reported on line 7a of the Form 55002018-01-01134
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0133
Total of all active and inactive participants2018-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01168
Number of participants with account balances2018-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01130
Total number of active participants reported on line 7a of the Form 55002017-01-01115
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0131
Total of all active and inactive participants2017-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01146
Number of participants with account balances2017-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010

Financial Data on MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN

Measure Date Value
2022 : MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$222,061
Total income from all sources (including contributions)2022-12-31$392,226
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$221,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$212,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,104,326
Value of total assets at end of year2022-12-31$3,588,122
Value of total assets at beginning of year2022-12-31$3,639,192
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$8,436
Total interest from all sources2022-12-31$5,227
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$111,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$97,146
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$342,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$598,633
Participant contributions at end of year2022-12-31$173,202
Participant contributions at beginning of year2022-12-31$56,067
Participant contributions at end of year2022-12-31$26,877
Participant contributions at beginning of year2022-12-31$16,569
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$159,437
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$222,061
Administrative expenses (other) incurred2022-12-31$8,436
Total non interest bearing cash at beginning of year2022-12-31$193,919
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$170,991
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,588,122
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,417,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,356,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,315,371
Interest on participant loans2022-12-31$5,227
Value of interest in common/collective trusts at end of year2022-12-31$17,394
Value of interest in common/collective trusts at beginning of year2022-12-31$43,883
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,309
Net investment gain or loss from common/collective trusts2022-12-31$103
Net gain/loss from 103.12 investment entities2022-12-31$-819,898
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$346,256
Employer contributions (assets) at end of year2022-12-31$14,264
Employer contributions (assets) at beginning of year2022-12-31$13,383
Income. Dividends from preferred stock2022-12-31$14,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$212,799
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PEAK AUDIT AND ACCOUNTING LLC
Accountancy firm EIN2022-12-31831056549
2019 : MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$824,394
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$396,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$369,114
Value of total corrective distributions2019-12-31$24,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$498,251
Value of total assets at end of year2019-12-31$2,143,545
Value of total assets at beginning of year2019-12-31$1,715,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,800
Total interest from all sources2019-12-31$4,856
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$250,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$207,070
Participant contributions at end of year2019-12-31$65,877
Participant contributions at beginning of year2019-12-31$100,474
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$168,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$427,667
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,143,545
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,715,878
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$2,004,918
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,548,830
Interest on participant loans2019-12-31$4,286
Interest earned on other investments2019-12-31$570
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$72,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$66,574
Net investment gain/loss from pooled separate accounts2019-12-31$321,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$123,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$369,114
Contract administrator fees2019-12-31$2,800
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PEAK AUDIT AND ACCOUNTING LLC
Accountancy firm EIN2019-12-31831056549
2018 : MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$154,322
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$63,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$48,689
Value of total corrective distributions2018-12-31$12,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$267,148
Value of total assets at end of year2018-12-31$1,715,878
Value of total assets at beginning of year2018-12-31$1,625,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,800
Total interest from all sources2018-12-31$4,132
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31No
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$172,245
Participant contributions at end of year2018-12-31$100,474
Participant contributions at beginning of year2018-12-31$49,644
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$90,665
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,715,878
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,625,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$1,548,830
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,516,172
Interest on participant loans2018-12-31$3,731
Interest earned on other investments2018-12-31$401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$66,574
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$59,397
Net investment gain/loss from pooled separate accounts2018-12-31$-116,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$93,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$48,689
Contract administrator fees2018-12-31$2,800
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PEAK AUDIT AND ACCOUNTING LLC
Accountancy firm EIN2018-12-31831056549
2017 : MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$428,018
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$209,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$206,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$221,848
Value of total assets at end of year2017-12-31$1,625,213
Value of total assets at beginning of year2017-12-31$1,406,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,700
Total interest from all sources2017-12-31$2,149
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$131,918
Participant contributions at end of year2017-12-31$49,644
Participant contributions at beginning of year2017-12-31$31,327
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$9,391
Administrative expenses (other) incurred2017-12-31$2,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$218,579
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,625,213
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,406,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$1,516,172
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,272,690
Interest on participant loans2017-12-31$1,872
Interest earned on other investments2017-12-31$277
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$59,397
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$102,617
Net investment gain/loss from pooled separate accounts2017-12-31$204,021
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$80,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$206,739
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PEAK AUDIT & ACCOUNTING LLC
Accountancy firm EIN2017-12-31831056549

Form 5500 Responses for MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN

2022: MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2019: MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MISSOURI HIGHLANDS HEALTH CARE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number13484
Policy instance 1
Insurance contract or identification number13484
Number of Individuals Covered116
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $4,556
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,556
Insurance broker organization code?3
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number13484
Policy instance 1
Insurance contract or identification number13484
Number of Individuals Covered105
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $4,130
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,130
Insurance broker organization code?3
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number13484
Policy instance 1
Insurance contract or identification number13484
Number of Individuals Covered95
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,682
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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