SANDBERG PHOENIX & VON GONTARD P.C. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN
401k plan membership statisitcs for SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN
Measure | Date | Value |
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2022 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-31 | $0 |
Total income from all sources (including contributions) | 2022-10-31 | $-8,945,114 |
Total loss/gain on sale of assets | 2022-10-31 | $0 |
Total of all expenses incurred | 2022-10-31 | $4,861,070 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-10-31 | $4,788,629 |
Value of total corrective distributions | 2022-10-31 | $2,084 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-10-31 | $5,366,378 |
Value of total assets at end of year | 2022-10-31 | $69,631,630 |
Value of total assets at beginning of year | 2022-10-31 | $83,437,814 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-10-31 | $70,357 |
Total interest from all sources | 2022-10-31 | $22,617 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-10-31 | $3,159,488 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-10-31 | $3,159,488 |
Was this plan covered by a fidelity bond | 2022-10-31 | Yes |
Value of fidelity bond cover | 2022-10-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-10-31 | No |
Contributions received from participants | 2022-10-31 | $3,476,794 |
Participant contributions at end of year | 2022-10-31 | $599,219 |
Participant contributions at beginning of year | 2022-10-31 | $454,526 |
Participant contributions at end of year | 2022-10-31 | $588,706 |
Participant contributions at beginning of year | 2022-10-31 | $349,263 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-10-31 | $282,993 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-10-31 | $16,393 |
Other income not declared elsewhere | 2022-10-31 | $16,888 |
Administrative expenses (other) incurred | 2022-10-31 | $70,357 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-31 | No |
Value of net income/loss | 2022-10-31 | $-13,806,184 |
Value of net assets at end of year (total assets less liabilities) | 2022-10-31 | $69,631,630 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-10-31 | $83,437,814 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-10-31 | $63,343,180 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-10-31 | $76,349,546 |
Interest on participant loans | 2022-10-31 | $22,617 |
Value of interest in common/collective trusts at end of year | 2022-10-31 | $3,493,934 |
Value of interest in common/collective trusts at beginning of year | 2022-10-31 | $4,252,453 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-10-31 | $-17,615,747 |
Net investment gain or loss from common/collective trusts | 2022-10-31 | $105,262 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-10-31 | No |
Contributions received in cash from employer | 2022-10-31 | $1,606,591 |
Employer contributions (assets) at end of year | 2022-10-31 | $1,606,591 |
Employer contributions (assets) at beginning of year | 2022-10-31 | $2,032,026 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-10-31 | $4,772,236 |
Did the plan have assets held for investment | 2022-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-10-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-10-31 | Unqualified |
Accountancy firm name | 2022-10-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2022-10-31 | 430765316 |
2021 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-10-31 | $0 |
Total income from all sources (including contributions) | 2021-10-31 | $24,103,589 |
Total loss/gain on sale of assets | 2021-10-31 | $0 |
Total of all expenses incurred | 2021-10-31 | $4,364,147 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-10-31 | $4,306,043 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-10-31 | $5,957,465 |
Value of total assets at end of year | 2021-10-31 | $83,437,814 |
Value of total assets at beginning of year | 2021-10-31 | $63,698,372 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-10-31 | $58,104 |
Total interest from all sources | 2021-10-31 | $22,720 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-10-31 | $1,869,707 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-10-31 | $1,869,707 |
Was this plan covered by a fidelity bond | 2021-10-31 | Yes |
Value of fidelity bond cover | 2021-10-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-10-31 | No |
Contributions received from participants | 2021-10-31 | $3,449,548 |
Participant contributions at end of year | 2021-10-31 | $454,526 |
Participant contributions at beginning of year | 2021-10-31 | $457,703 |
Participant contributions at end of year | 2021-10-31 | $349,263 |
Participant contributions at beginning of year | 2021-10-31 | $210,877 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-10-31 | $475,891 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-10-31 | $585 |
Other income not declared elsewhere | 2021-10-31 | $772 |
Administrative expenses (other) incurred | 2021-10-31 | $58,104 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-10-31 | No |
Value of net income/loss | 2021-10-31 | $19,739,442 |
Value of net assets at end of year (total assets less liabilities) | 2021-10-31 | $83,437,814 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-10-31 | $63,698,372 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-10-31 | $76,349,546 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-10-31 | $58,879,810 |
Interest on participant loans | 2021-10-31 | $22,720 |
Value of interest in common/collective trusts at end of year | 2021-10-31 | $4,252,453 |
Value of interest in common/collective trusts at beginning of year | 2021-10-31 | $3,800,733 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-10-31 | $16,170,164 |
Net investment gain or loss from common/collective trusts | 2021-10-31 | $82,761 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-10-31 | No |
Contributions received in cash from employer | 2021-10-31 | $2,032,026 |
Employer contributions (assets) at end of year | 2021-10-31 | $2,032,026 |
Employer contributions (assets) at beginning of year | 2021-10-31 | $349,249 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-10-31 | $4,305,458 |
Did the plan have assets held for investment | 2021-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-10-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-10-31 | Disclaimer |
Accountancy firm name | 2021-10-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2021-10-31 | 430765316 |
2020 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-10-31 | $0 |
Total income from all sources (including contributions) | 2020-10-31 | $8,106,497 |
Total loss/gain on sale of assets | 2020-10-31 | $0 |
Total of all expenses incurred | 2020-10-31 | $7,581,980 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-10-31 | $7,515,108 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-10-31 | $4,086,613 |
Value of total assets at end of year | 2020-10-31 | $63,698,372 |
Value of total assets at beginning of year | 2020-10-31 | $63,173,855 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-10-31 | $66,872 |
Total interest from all sources | 2020-10-31 | $25,519 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-10-31 | $1,542,930 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-10-31 | $1,542,930 |
Was this plan covered by a fidelity bond | 2020-10-31 | Yes |
Value of fidelity bond cover | 2020-10-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-10-31 | No |
Contributions received from participants | 2020-10-31 | $3,059,813 |
Participant contributions at end of year | 2020-10-31 | $457,703 |
Participant contributions at beginning of year | 2020-10-31 | $540,661 |
Participant contributions at end of year | 2020-10-31 | $210,877 |
Participant contributions at beginning of year | 2020-10-31 | $208,125 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-10-31 | $37,551 |
Other income not declared elsewhere | 2020-10-31 | $773 |
Administrative expenses (other) incurred | 2020-10-31 | $66,872 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-10-31 | No |
Value of net income/loss | 2020-10-31 | $524,517 |
Value of net assets at end of year (total assets less liabilities) | 2020-10-31 | $63,698,372 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-10-31 | $63,173,855 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-10-31 | $58,879,810 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-10-31 | $58,643,896 |
Interest on participant loans | 2020-10-31 | $25,519 |
Value of interest in common/collective trusts at end of year | 2020-10-31 | $3,800,733 |
Value of interest in common/collective trusts at beginning of year | 2020-10-31 | $2,707,747 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-10-31 | $2,382,003 |
Net investment gain or loss from common/collective trusts | 2020-10-31 | $68,659 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-10-31 | No |
Contributions received in cash from employer | 2020-10-31 | $989,249 |
Employer contributions (assets) at end of year | 2020-10-31 | $349,249 |
Employer contributions (assets) at beginning of year | 2020-10-31 | $1,073,426 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-10-31 | $7,515,108 |
Did the plan have assets held for investment | 2020-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-10-31 | Disclaimer |
Accountancy firm name | 2020-10-31 | RUBINBROWN LLP |
Accountancy firm EIN | 2020-10-31 | 430765316 |
2019 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-10-31 | $0 |
Total income from all sources (including contributions) | 2019-10-31 | $11,002,794 |
Total loss/gain on sale of assets | 2019-10-31 | $0 |
Total of all expenses incurred | 2019-10-31 | $3,043,620 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-10-31 | $2,977,054 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-10-31 | $4,917,052 |
Value of total assets at end of year | 2019-10-31 | $63,173,855 |
Value of total assets at beginning of year | 2019-10-31 | $55,214,681 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-10-31 | $66,566 |
Total interest from all sources | 2019-10-31 | $19,519 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-10-31 | $1,805,160 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-10-31 | $1,805,160 |
Was this plan covered by a fidelity bond | 2019-10-31 | Yes |
Value of fidelity bond cover | 2019-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-10-31 | No |
Contributions received from participants | 2019-10-31 | $2,855,395 |
Participant contributions at end of year | 2019-10-31 | $540,661 |
Participant contributions at beginning of year | 2019-10-31 | $351,323 |
Participant contributions at end of year | 2019-10-31 | $208,125 |
Participant contributions at beginning of year | 2019-10-31 | $176,839 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-10-31 | $988,231 |
Administrative expenses (other) incurred | 2019-10-31 | $66,566 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-10-31 | No |
Value of net income/loss | 2019-10-31 | $7,959,174 |
Value of net assets at end of year (total assets less liabilities) | 2019-10-31 | $63,173,855 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-10-31 | $55,214,681 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-10-31 | $58,643,896 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-10-31 | $50,861,270 |
Interest on participant loans | 2019-10-31 | $19,519 |
Value of interest in common/collective trusts at end of year | 2019-10-31 | $2,707,747 |
Value of interest in common/collective trusts at beginning of year | 2019-10-31 | $2,954,087 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-10-31 | $4,179,392 |
Net investment gain or loss from common/collective trusts | 2019-10-31 | $81,671 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-10-31 | No |
Contributions received in cash from employer | 2019-10-31 | $1,073,426 |
Employer contributions (assets) at end of year | 2019-10-31 | $1,073,426 |
Employer contributions (assets) at beginning of year | 2019-10-31 | $871,162 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-10-31 | $2,977,054 |
Did the plan have assets held for investment | 2019-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-10-31 | Disclaimer |
Accountancy firm name | 2019-10-31 | MUELLER PROST LC |
Accountancy firm EIN | 2019-10-31 | 431594752 |
2018 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $0 |
Total income from all sources (including contributions) | 2018-10-31 | $4,867,329 |
Total loss/gain on sale of assets | 2018-10-31 | $0 |
Total of all expenses incurred | 2018-10-31 | $6,940,393 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-10-31 | $6,883,674 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-10-31 | $4,311,244 |
Value of total assets at end of year | 2018-10-31 | $55,214,681 |
Value of total assets at beginning of year | 2018-10-31 | $57,287,745 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-10-31 | $56,719 |
Total interest from all sources | 2018-10-31 | $16,088 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-10-31 | $1,054,167 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-10-31 | $1,054,167 |
Was this plan covered by a fidelity bond | 2018-10-31 | Yes |
Value of fidelity bond cover | 2018-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-10-31 | No |
Contributions received from participants | 2018-10-31 | $2,355,417 |
Participant contributions at end of year | 2018-10-31 | $351,323 |
Participant contributions at beginning of year | 2018-10-31 | $370,537 |
Participant contributions at end of year | 2018-10-31 | $176,839 |
Participant contributions at beginning of year | 2018-10-31 | $187,810 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-10-31 | $1,084,665 |
Administrative expenses (other) incurred | 2018-10-31 | $56,719 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-31 | No |
Value of net income/loss | 2018-10-31 | $-2,073,064 |
Value of net assets at end of year (total assets less liabilities) | 2018-10-31 | $55,214,681 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-10-31 | $57,287,745 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-10-31 | $50,861,270 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-10-31 | $52,873,330 |
Interest on participant loans | 2018-10-31 | $16,088 |
Value of interest in common/collective trusts at end of year | 2018-10-31 | $2,954,087 |
Value of interest in common/collective trusts at beginning of year | 2018-10-31 | $2,594,521 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-10-31 | $-573,984 |
Net investment gain or loss from common/collective trusts | 2018-10-31 | $59,814 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-10-31 | No |
Contributions received in cash from employer | 2018-10-31 | $871,162 |
Employer contributions (assets) at end of year | 2018-10-31 | $871,162 |
Employer contributions (assets) at beginning of year | 2018-10-31 | $1,261,547 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-10-31 | $6,883,674 |
Did the plan have assets held for investment | 2018-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-10-31 | Disclaimer |
Accountancy firm name | 2018-10-31 | MUELLER PROST LC |
Accountancy firm EIN | 2018-10-31 | 431594752 |
2017 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-10-31 | $0 |
Total income from all sources (including contributions) | 2017-10-31 | $11,975,783 |
Total loss/gain on sale of assets | 2017-10-31 | $0 |
Total of all expenses incurred | 2017-10-31 | $1,636,106 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-10-31 | $1,562,231 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-10-31 | $3,580,454 |
Value of total assets at end of year | 2017-10-31 | $57,287,745 |
Value of total assets at beginning of year | 2017-10-31 | $46,948,068 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-10-31 | $73,875 |
Total interest from all sources | 2017-10-31 | $16,666 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-10-31 | $907,636 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-10-31 | $907,636 |
Was this plan covered by a fidelity bond | 2017-10-31 | Yes |
Value of fidelity bond cover | 2017-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-10-31 | No |
Contributions received from participants | 2017-10-31 | $1,959,749 |
Participant contributions at end of year | 2017-10-31 | $370,537 |
Participant contributions at beginning of year | 2017-10-31 | $406,025 |
Participant contributions at end of year | 2017-10-31 | $187,810 |
Participant contributions at beginning of year | 2017-10-31 | $157,593 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-10-31 | $359,158 |
Administrative expenses (other) incurred | 2017-10-31 | $73,875 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-10-31 | No |
Value of net income/loss | 2017-10-31 | $10,339,677 |
Value of net assets at end of year (total assets less liabilities) | 2017-10-31 | $57,287,745 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-10-31 | $46,948,068 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-10-31 | $52,873,330 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-10-31 | $42,789,182 |
Interest on participant loans | 2017-10-31 | $16,666 |
Value of interest in common/collective trusts at end of year | 2017-10-31 | $2,594,521 |
Value of interest in common/collective trusts at beginning of year | 2017-10-31 | $2,294,701 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-10-31 | $7,428,134 |
Net investment gain or loss from common/collective trusts | 2017-10-31 | $42,893 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-10-31 | No |
Contributions received in cash from employer | 2017-10-31 | $1,261,547 |
Employer contributions (assets) at end of year | 2017-10-31 | $1,261,547 |
Employer contributions (assets) at beginning of year | 2017-10-31 | $1,300,567 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-10-31 | $1,562,231 |
Did the plan have assets held for investment | 2017-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-10-31 | Disclaimer |
Accountancy firm name | 2017-10-31 | MUELLER PROST LC |
Accountancy firm EIN | 2017-10-31 | 431594752 |
2016 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
Total income from all sources (including contributions) | 2016-10-31 | $5,023,002 |
Total loss/gain on sale of assets | 2016-10-31 | $0 |
Total of all expenses incurred | 2016-10-31 | $2,124,997 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-10-31 | $2,062,848 |
Value of total corrective distributions | 2016-10-31 | $19,085 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-10-31 | $3,592,861 |
Value of total assets at end of year | 2016-10-31 | $46,948,068 |
Value of total assets at beginning of year | 2016-10-31 | $44,050,063 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-10-31 | $43,064 |
Total interest from all sources | 2016-10-31 | $17,027 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-10-31 | $677,187 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-10-31 | $677,187 |
Was this plan covered by a fidelity bond | 2016-10-31 | Yes |
Value of fidelity bond cover | 2016-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-10-31 | No |
Contributions received from participants | 2016-10-31 | $1,839,534 |
Participant contributions at end of year | 2016-10-31 | $406,025 |
Participant contributions at beginning of year | 2016-10-31 | $391,310 |
Participant contributions at end of year | 2016-10-31 | $157,593 |
Participant contributions at beginning of year | 2016-10-31 | $191,064 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-10-31 | $452,760 |
Other income not declared elsewhere | 2016-10-31 | $10,106 |
Administrative expenses (other) incurred | 2016-10-31 | $43,064 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
Value of net income/loss | 2016-10-31 | $2,898,005 |
Value of net assets at end of year (total assets less liabilities) | 2016-10-31 | $46,948,068 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-10-31 | $44,050,063 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-10-31 | $42,789,182 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-10-31 | $40,438,048 |
Interest on participant loans | 2016-10-31 | $17,027 |
Value of interest in common/collective trusts at end of year | 2016-10-31 | $2,294,701 |
Value of interest in common/collective trusts at beginning of year | 2016-10-31 | $1,726,422 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-10-31 | $687,242 |
Net investment gain or loss from common/collective trusts | 2016-10-31 | $38,579 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-10-31 | No |
Contributions received in cash from employer | 2016-10-31 | $1,300,567 |
Employer contributions (assets) at end of year | 2016-10-31 | $1,300,567 |
Employer contributions (assets) at beginning of year | 2016-10-31 | $1,303,219 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-10-31 | $2,062,848 |
Did the plan have assets held for investment | 2016-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-10-31 | Disclaimer |
Accountancy firm name | 2016-10-31 | MUELLER PROST LC |
Accountancy firm EIN | 2016-10-31 | 431594752 |
2015 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-31 | $0 |
Total income from all sources (including contributions) | 2015-10-31 | $3,957,448 |
Total loss/gain on sale of assets | 2015-10-31 | $0 |
Total of all expenses incurred | 2015-10-31 | $1,961,170 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-10-31 | $1,930,752 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-10-31 | $3,157,523 |
Value of total assets at end of year | 2015-10-31 | $44,050,063 |
Value of total assets at beginning of year | 2015-10-31 | $42,053,785 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-10-31 | $30,418 |
Total interest from all sources | 2015-10-31 | $13,796 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-10-31 | $808,535 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-10-31 | $808,535 |
Was this plan covered by a fidelity bond | 2015-10-31 | Yes |
Value of fidelity bond cover | 2015-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-10-31 | No |
Contributions received from participants | 2015-10-31 | $1,788,259 |
Participant contributions at end of year | 2015-10-31 | $391,310 |
Participant contributions at beginning of year | 2015-10-31 | $292,010 |
Participant contributions at end of year | 2015-10-31 | $191,064 |
Participant contributions at beginning of year | 2015-10-31 | $167,289 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-10-31 | $88,257 |
Other income not declared elsewhere | 2015-10-31 | $165 |
Administrative expenses (other) incurred | 2015-10-31 | $30,418 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-31 | No |
Value of net income/loss | 2015-10-31 | $1,996,278 |
Value of net assets at end of year (total assets less liabilities) | 2015-10-31 | $44,050,063 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-10-31 | $42,053,785 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-10-31 | $40,438,048 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-10-31 | $38,753,882 |
Interest on participant loans | 2015-10-31 | $13,796 |
Value of interest in common/collective trusts at end of year | 2015-10-31 | $1,726,422 |
Value of interest in common/collective trusts at beginning of year | 2015-10-31 | $1,629,774 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-10-31 | $-52,531 |
Net investment gain or loss from common/collective trusts | 2015-10-31 | $29,960 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-10-31 | No |
Contributions received in cash from employer | 2015-10-31 | $1,281,007 |
Employer contributions (assets) at end of year | 2015-10-31 | $1,303,219 |
Employer contributions (assets) at beginning of year | 2015-10-31 | $1,210,830 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-10-31 | $1,930,752 |
Did the plan have assets held for investment | 2015-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-10-31 | Disclaimer |
Accountancy firm name | 2015-10-31 | MUELLER PROST LC |
Accountancy firm EIN | 2015-10-31 | 431594752 |
2014 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $0 |
Total income from all sources (including contributions) | 2014-10-31 | $7,141,590 |
Total loss/gain on sale of assets | 2014-10-31 | $0 |
Total of all expenses incurred | 2014-10-31 | $8,683,913 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-10-31 | $8,653,461 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-10-31 | $3,550,409 |
Value of total assets at end of year | 2014-10-31 | $42,053,785 |
Value of total assets at beginning of year | 2014-10-31 | $43,596,108 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-10-31 | $30,452 |
Total interest from all sources | 2014-10-31 | $11,524 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-10-31 | $647,317 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-10-31 | $647,317 |
Was this plan covered by a fidelity bond | 2014-10-31 | Yes |
Value of fidelity bond cover | 2014-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-10-31 | No |
Contributions received from participants | 2014-10-31 | $1,694,464 |
Participant contributions at end of year | 2014-10-31 | $292,010 |
Participant contributions at beginning of year | 2014-10-31 | $235,830 |
Participant contributions at end of year | 2014-10-31 | $167,289 |
Participant contributions at beginning of year | 2014-10-31 | $171,845 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-10-31 | $645,115 |
Other income not declared elsewhere | 2014-10-31 | $64 |
Administrative expenses (other) incurred | 2014-10-31 | $30,452 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-10-31 | No |
Value of net income/loss | 2014-10-31 | $-1,542,323 |
Value of net assets at end of year (total assets less liabilities) | 2014-10-31 | $42,053,785 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-10-31 | $43,596,108 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-10-31 | $38,753,882 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-10-31 | $40,936,177 |
Interest on participant loans | 2014-10-31 | $11,524 |
Value of interest in common/collective trusts at end of year | 2014-10-31 | $1,629,774 |
Value of interest in common/collective trusts at beginning of year | 2014-10-31 | $1,123,124 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-10-31 | $2,915,601 |
Net investment gain or loss from common/collective trusts | 2014-10-31 | $16,675 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-10-31 | No |
Contributions received in cash from employer | 2014-10-31 | $1,210,830 |
Employer contributions (assets) at end of year | 2014-10-31 | $1,210,830 |
Employer contributions (assets) at beginning of year | 2014-10-31 | $1,129,132 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-10-31 | $8,653,461 |
Did the plan have assets held for investment | 2014-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-10-31 | Disclaimer |
Accountancy firm name | 2014-10-31 | MUELLER PROST LC |
Accountancy firm EIN | 2014-10-31 | 431594752 |
2013 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-10-31 | $0 |
Total income from all sources (including contributions) | 2013-10-31 | $9,672,581 |
Total loss/gain on sale of assets | 2013-10-31 | $0 |
Total of all expenses incurred | 2013-10-31 | $3,826,987 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-10-31 | $3,784,614 |
Value of total corrective distributions | 2013-10-31 | $1,999 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-10-31 | $2,781,871 |
Value of total assets at end of year | 2013-10-31 | $43,596,108 |
Value of total assets at beginning of year | 2013-10-31 | $37,750,514 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-10-31 | $40,374 |
Total interest from all sources | 2013-10-31 | $10,053 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-10-31 | $788,689 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-10-31 | $788,689 |
Was this plan covered by a fidelity bond | 2013-10-31 | Yes |
Value of fidelity bond cover | 2013-10-31 | $500,000 |
Were there any nonexempt tranactions with any party-in-interest | 2013-10-31 | No |
Contributions received from participants | 2013-10-31 | $1,451,861 |
Participant contributions at end of year | 2013-10-31 | $235,830 |
Participant contributions at beginning of year | 2013-10-31 | $240,177 |
Participant contributions at end of year | 2013-10-31 | $171,845 |
Participant contributions at beginning of year | 2013-10-31 | $184,783 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-10-31 | $200,878 |
Other income not declared elsewhere | 2013-10-31 | $21 |
Administrative expenses (other) incurred | 2013-10-31 | $40,374 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-10-31 | No |
Value of net income/loss | 2013-10-31 | $5,845,594 |
Value of net assets at end of year (total assets less liabilities) | 2013-10-31 | $43,596,108 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-10-31 | $37,750,514 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-10-31 | $40,936,177 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-10-31 | $35,315,065 |
Interest on participant loans | 2013-10-31 | $10,053 |
Value of interest in common/collective trusts at end of year | 2013-10-31 | $1,123,124 |
Value of interest in common/collective trusts at beginning of year | 2013-10-31 | $1,091,940 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-10-31 | $6,075,425 |
Net investment gain or loss from common/collective trusts | 2013-10-31 | $16,522 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-10-31 | No |
Contributions received in cash from employer | 2013-10-31 | $1,129,132 |
Employer contributions (assets) at end of year | 2013-10-31 | $1,129,132 |
Employer contributions (assets) at beginning of year | 2013-10-31 | $918,549 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-10-31 | $3,784,614 |
Did the plan have assets held for investment | 2013-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-10-31 | Disclaimer |
Accountancy firm name | 2013-10-31 | MUELLER PROST PC |
Accountancy firm EIN | 2013-10-31 | 431594752 |
2012 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-10-31 | $0 |
Total income from all sources (including contributions) | 2012-10-31 | $5,655,068 |
Total loss/gain on sale of assets | 2012-10-31 | $0 |
Total of all expenses incurred | 2012-10-31 | $864,306 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-10-31 | $823,906 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-10-31 | $2,432,057 |
Value of total assets at end of year | 2012-10-31 | $37,750,514 |
Value of total assets at beginning of year | 2012-10-31 | $32,959,752 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-10-31 | $40,400 |
Total interest from all sources | 2012-10-31 | $10,463 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-10-31 | $632,551 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-10-31 | $632,551 |
Was this plan covered by a fidelity bond | 2012-10-31 | Yes |
Value of fidelity bond cover | 2012-10-31 | $500,000 |
Were there any nonexempt tranactions with any party-in-interest | 2012-10-31 | No |
Contributions received from participants | 2012-10-31 | $1,344,779 |
Participant contributions at end of year | 2012-10-31 | $240,177 |
Participant contributions at beginning of year | 2012-10-31 | $243,143 |
Participant contributions at end of year | 2012-10-31 | $184,783 |
Participant contributions at beginning of year | 2012-10-31 | $137,392 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-10-31 | $168,729 |
Other income not declared elsewhere | 2012-10-31 | $47 |
Administrative expenses (other) incurred | 2012-10-31 | $40,400 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-10-31 | No |
Value of net income/loss | 2012-10-31 | $4,790,762 |
Value of net assets at end of year (total assets less liabilities) | 2012-10-31 | $37,750,514 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-10-31 | $32,959,752 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-10-31 | $35,315,065 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-10-31 | $28,089,145 |
Interest on participant loans | 2012-10-31 | $10,463 |
Value of interest in common/collective trusts at end of year | 2012-10-31 | $1,091,940 |
Value of interest in common/collective trusts at beginning of year | 2012-10-31 | $3,561,471 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-10-31 | $2,559,228 |
Net investment gain or loss from common/collective trusts | 2012-10-31 | $20,722 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-10-31 | No |
Contributions received in cash from employer | 2012-10-31 | $918,549 |
Employer contributions (assets) at end of year | 2012-10-31 | $918,549 |
Employer contributions (assets) at beginning of year | 2012-10-31 | $928,601 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-10-31 | $823,906 |
Did the plan have assets held for investment | 2012-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-10-31 | Disclaimer |
Accountancy firm name | 2012-10-31 | MUELLER PROST PC |
Accountancy firm EIN | 2012-10-31 | 431594752 |
2011 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-10-31 | $0 |
Total income from all sources (including contributions) | 2011-10-31 | $3,676,212 |
Total loss/gain on sale of assets | 2011-10-31 | $0 |
Total of all expenses incurred | 2011-10-31 | $335,469 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-10-31 | $293,529 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-10-31 | $2,234,717 |
Value of total assets at end of year | 2011-10-31 | $32,959,752 |
Value of total assets at beginning of year | 2011-10-31 | $29,619,009 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-10-31 | $41,940 |
Total interest from all sources | 2011-10-31 | $10,785 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-10-31 | $498,195 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-10-31 | $498,195 |
Was this plan covered by a fidelity bond | 2011-10-31 | Yes |
Value of fidelity bond cover | 2011-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-10-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2011-10-31 | No |
Contributions received from participants | 2011-10-31 | $1,226,890 |
Participant contributions at end of year | 2011-10-31 | $243,143 |
Participant contributions at beginning of year | 2011-10-31 | $283,729 |
Participant contributions at end of year | 2011-10-31 | $137,392 |
Participant contributions at beginning of year | 2011-10-31 | $69,435 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-10-31 | $79,226 |
Other income not declared elsewhere | 2011-10-31 | $1,765 |
Administrative expenses (other) incurred | 2011-10-31 | $41,940 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-10-31 | No |
Value of net income/loss | 2011-10-31 | $3,340,743 |
Value of net assets at end of year (total assets less liabilities) | 2011-10-31 | $32,959,752 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-10-31 | $29,619,009 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-10-31 | $28,089,145 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-10-31 | $27,365,682 |
Interest on participant loans | 2011-10-31 | $10,785 |
Value of interest in common/collective trusts at end of year | 2011-10-31 | $3,561,471 |
Value of interest in common/collective trusts at beginning of year | 2011-10-31 | $1,094,215 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-10-31 | $895,175 |
Net investment gain or loss from common/collective trusts | 2011-10-31 | $35,575 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-10-31 | No |
Contributions received in cash from employer | 2011-10-31 | $928,601 |
Employer contributions (assets) at end of year | 2011-10-31 | $928,601 |
Employer contributions (assets) at beginning of year | 2011-10-31 | $805,948 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-10-31 | $293,529 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-10-31 | Yes |
Did the plan have assets held for investment | 2011-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-10-31 | Disclaimer |
Accountancy firm name | 2011-10-31 | MUELLER PROST PC |
Accountancy firm EIN | 2011-10-31 | 431594752 |
2009 : SANDBERG,PHOENIX & VON GONTARD P.C. SAVINGS PLAN 2009 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2009-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-10-31 | $1,162 |
Total income from all sources (including contributions) | 2009-10-31 | $4,415,969 |
Total loss/gain on sale of assets | 2009-10-31 | $0 |
Total of all expenses incurred | 2009-10-31 | $1,673,430 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2009-10-31 | $1,632,833 |
Value of total corrective distributions | 2009-10-31 | $954 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2009-10-31 | $1,550,599 |
Value of total assets at end of year | 2009-10-31 | $24,472,591 |
Value of total assets at beginning of year | 2009-10-31 | $21,731,214 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2009-10-31 | $39,643 |
Total interest from all sources | 2009-10-31 | $29,417 |
Total dividends received (eg from common stock, registered investment company shares) | 2009-10-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2009-10-31 | No |
Administrative expenses professional fees incurred | 2009-10-31 | $6,353 |
Was this plan covered by a fidelity bond | 2009-10-31 | Yes |
Value of fidelity bond cover | 2009-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2009-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2009-10-31 | No |
Contributions received from participants | 2009-10-31 | $956,129 |
Participant contributions at end of year | 2009-10-31 | $230,792 |
Participant contributions at beginning of year | 2009-10-31 | $151,439 |
Participant contributions at end of year | 2009-10-31 | $69,985 |
Participant contributions at beginning of year | 2009-10-31 | $62,101 |
Income. Received or receivable in cash from other sources (including rollovers) | 2009-10-31 | $8,818 |
Liabilities. Value of operating payables at beginning of year | 2009-10-31 | $1,162 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-10-31 | No |
Value of net income/loss | 2009-10-31 | $2,742,539 |
Value of net assets at end of year (total assets less liabilities) | 2009-10-31 | $24,472,591 |
Value of net assets at beginning of year (total assets less liabilities) | 2009-10-31 | $21,730,052 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2009-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2009-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2009-10-31 | No |
Investment advisory and management fees | 2009-10-31 | $33,290 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2009-10-31 | $22,141,664 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2009-10-31 | $16,390,564 |
Interest on participant loans | 2009-10-31 | $11,020 |
Value of interest in common/collective trusts at end of year | 2009-10-31 | $797,567 |
Value of interest in common/collective trusts at beginning of year | 2009-10-31 | $596,930 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2009-10-31 | $646,931 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2009-10-31 | $3,574,638 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2009-10-31 | $3,574,638 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2009-10-31 | $18,397 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2009-10-31 | $2,822,472 |
Net investment gain or loss from common/collective trusts | 2009-10-31 | $13,481 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2009-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2009-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2009-10-31 | No |
Contributions received in cash from employer | 2009-10-31 | $585,652 |
Employer contributions (assets) at end of year | 2009-10-31 | $585,652 |
Employer contributions (assets) at beginning of year | 2009-10-31 | $955,542 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2009-10-31 | $1,632,833 |
Did the plan have assets held for investment | 2009-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2009-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2009-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2009-10-31 | Disclaimer |
Accountancy firm name | 2009-10-31 | MPP & W., P.C. |
Accountancy firm EIN | 2009-10-31 | 431594752 |