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CLARKSON EYECARE, INC 401(K) PLAN 401k Plan overview

Plan NameCLARKSON EYECARE, INC 401(K) PLAN
Plan identification number 001

CLARKSON EYECARE, INC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CLARKSON EYECARE, INC. has sponsored the creation of one or more 401k plans.

Company Name:CLARKSON EYECARE, INC.
Employer identification number (EIN):431213749
NAIC Classification:446130
NAIC Description:Optical Goods Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLARKSON EYECARE, INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LISA J. SHAPLEIGH
0012016-01-01JOAN MUELLER
0012015-01-01JOAN MUELLER
0012014-01-01JOAN MUELLER
0012013-01-01CYNTHIA M. MUESSIG
0012012-01-01CYNTHIA MUESSIG
0012011-01-01CYNTHIA MUESSIG
0012010-01-01PATRICIA JEHLING
0012009-01-01PATRICIA JEHLING

Plan Statistics for CLARKSON EYECARE, INC 401(K) PLAN

401k plan membership statisitcs for CLARKSON EYECARE, INC 401(K) PLAN

Measure Date Value
2022: CLARKSON EYECARE, INC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-015,441
Total number of active participants reported on line 7a of the Form 55002022-01-016,287
Number of retired or separated participants receiving benefits2022-01-0117
Number of other retired or separated participants entitled to future benefits2022-01-011,130
Total of all active and inactive participants2022-01-017,434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-017
Total participants2022-01-017,441
Number of participants with account balances2022-01-014,702
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01379
2021: CLARKSON EYECARE, INC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,315
Total number of active participants reported on line 7a of the Form 55002021-01-014,890
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-01540
Total of all active and inactive participants2021-01-015,436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-015,441
Number of participants with account balances2021-01-013,110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01221
2020: CLARKSON EYECARE, INC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,882
Total number of active participants reported on line 7a of the Form 55002020-01-013,920
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-01387
Total of all active and inactive participants2020-01-014,312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-014,315
Number of participants with account balances2020-01-012,591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01209
2019: CLARKSON EYECARE, INC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,703
Total number of active participants reported on line 7a of the Form 55002019-01-013,503
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01371
Total of all active and inactive participants2019-01-013,879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-013,882
Number of participants with account balances2019-01-012,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01204
2018: CLARKSON EYECARE, INC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,161
Total number of active participants reported on line 7a of the Form 55002018-01-012,433
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01264
Total of all active and inactive participants2018-01-012,701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-012,703
Number of participants with account balances2018-01-011,719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01183
2017: CLARKSON EYECARE, INC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,306
Total number of active participants reported on line 7a of the Form 55002017-01-011,924
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01234
Total of all active and inactive participants2017-01-012,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-012,161
Number of participants with account balances2017-01-011,493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01222
2016: CLARKSON EYECARE, INC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01719
Total number of active participants reported on line 7a of the Form 55002016-01-011,306
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-011,306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,306
Number of participants with account balances2016-01-011,039
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: CLARKSON EYECARE, INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01750
Total number of active participants reported on line 7a of the Form 55002015-01-01599
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0180
Total of all active and inactive participants2015-01-01679
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01679
Number of participants with account balances2015-01-01514
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: CLARKSON EYECARE, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01554
Total number of active participants reported on line 7a of the Form 55002014-01-01568
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01101
Total of all active and inactive participants2014-01-01669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01669
Number of participants with account balances2014-01-01441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: CLARKSON EYECARE, INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01539
Total number of active participants reported on line 7a of the Form 55002013-01-01473
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0181
Total of all active and inactive participants2013-01-01554
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01554
Number of participants with account balances2013-01-01397
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0124
2012: CLARKSON EYECARE, INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01510
Total number of active participants reported on line 7a of the Form 55002012-01-01472
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0166
Total of all active and inactive participants2012-01-01538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01538
Number of participants with account balances2012-01-01348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0138
2011: CLARKSON EYECARE, INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01410
Total number of active participants reported on line 7a of the Form 55002011-01-01439
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0171
Total of all active and inactive participants2011-01-01510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01510
Number of participants with account balances2011-01-01356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0143
2010: CLARKSON EYECARE, INC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01347
Total number of active participants reported on line 7a of the Form 55002010-01-01353
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0156
Total of all active and inactive participants2010-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01409
Number of participants with account balances2010-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0121
2009: CLARKSON EYECARE, INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01318
Total number of active participants reported on line 7a of the Form 55002009-01-01301
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0146
Total of all active and inactive participants2009-01-01347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01347
Number of participants with account balances2009-01-01292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0115

Financial Data on CLARKSON EYECARE, INC 401(K) PLAN

Measure Date Value
2022 : CLARKSON EYECARE, INC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$64,623,852
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$1,636,217
Total loss/gain on sale of assets2022-12-31$-726,444
Total of all expenses incurred2022-12-31$21,903,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$21,206,483
Value of total corrective distributions2022-12-31$175,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$43,087,667
Value of total assets at end of year2022-12-31$243,895,544
Value of total assets at beginning of year2022-12-31$199,538,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$521,289
Total interest from all sources2022-12-31$77,432
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,228,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,228,942
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$21,481,682
Participant contributions at end of year2022-12-31$1,749,213
Participant contributions at beginning of year2022-12-31$1,136,059
Assets. Other investments not covered elsewhere at end of year2022-12-31$142,837
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$14,222,224
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$6,678
Other income not declared elsewhere2022-12-31$8,250
Administrative expenses (other) incurred2022-12-31$521,289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-20,267,049
Value of net assets at end of year (total assets less liabilities)2022-12-31$243,895,544
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$199,538,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$52,087,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$193,753,991
Interest on participant loans2022-12-31$77,432
Value of interest in common/collective trusts at end of year2022-12-31$189,915,863
Value of interest in common/collective trusts at beginning of year2022-12-31$4,648,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-17,643,789
Net investment gain or loss from common/collective trusts2022-12-31$-25,395,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$7,383,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$21,199,805
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate carrying amount (costs) on sale of assets2022-12-31$726,444
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ARMANINO LLP
Accountancy firm EIN2022-12-31946214841
2021 : CLARKSON EYECARE, INC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$1,922,450
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$50,290,529
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$12,291,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,409,415
Value of total corrective distributions2021-12-31$571,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$29,026,969
Value of total assets at end of year2021-12-31$199,538,741
Value of total assets at beginning of year2021-12-31$159,616,998
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$309,841
Total interest from all sources2021-12-31$48,460
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$6,368,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,368,957
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$13,961,257
Participant contributions at end of year2021-12-31$1,136,059
Participant contributions at beginning of year2021-12-31$917,889
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$11,914,739
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$7,610
Other income not declared elsewhere2021-12-31$38,296
Administrative expenses (other) incurred2021-12-31$309,841
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$37,999,293
Value of net assets at end of year (total assets less liabilities)2021-12-31$199,538,741
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$159,616,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$193,753,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$152,854,603
Interest on participant loans2021-12-31$48,460
Value of interest in common/collective trusts at end of year2021-12-31$4,648,691
Value of interest in common/collective trusts at beginning of year2021-12-31$5,844,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,734,844
Net investment gain or loss from common/collective trusts2021-12-31$73,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,150,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,401,805
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ARMANINO LLP
Accountancy firm EIN2021-12-31946214841
2020 : CLARKSON EYECARE, INC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$41,382,311
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$37,027,454
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$13,814,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$13,379,075
Value of total corrective distributions2020-12-31$150,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$18,231,296
Value of total assets at end of year2020-12-31$159,616,998
Value of total assets at beginning of year2020-12-31$95,021,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$284,380
Total interest from all sources2020-12-31$49,034
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,714,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,714,660
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$11,489,248
Participant contributions at end of year2020-12-31$917,889
Participant contributions at beginning of year2020-12-31$799,095
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,283,999
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$2,785
Other income not declared elsewhere2020-12-31$26,376
Administrative expenses (other) incurred2020-12-31$284,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$23,213,127
Value of net assets at end of year (total assets less liabilities)2020-12-31$159,616,998
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$95,021,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$152,854,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$89,606,943
Interest on participant loans2020-12-31$49,034
Value of interest in common/collective trusts at end of year2020-12-31$5,844,506
Value of interest in common/collective trusts at beginning of year2020-12-31$4,615,522
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$15,006,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,458,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$13,376,290
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ARMANINO LLP
Accountancy firm EIN2020-12-31946214841
2019 : CLARKSON EYECARE, INC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$25,669,310
Total transfer of assets to this plan2019-12-31$25,669,310
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$26,419,241
Total income from all sources (including contributions)2019-12-31$26,419,241
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,953,236
Total of all expenses incurred2019-12-31$4,953,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,482,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,482,633
Value of total corrective distributions2019-12-31$233,208
Value of total corrective distributions2019-12-31$233,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$13,943,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$13,943,619
Value of total assets at end of year2019-12-31$95,021,560
Value of total assets at end of year2019-12-31$95,021,560
Value of total assets at beginning of year2019-12-31$47,886,245
Value of total assets at beginning of year2019-12-31$47,886,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$237,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$237,395
Total interest from all sources2019-12-31$35,409
Total interest from all sources2019-12-31$35,409
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,214,411
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,214,411
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,214,411
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,214,411
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$7,613,046
Contributions received from participants2019-12-31$7,613,046
Participant contributions at end of year2019-12-31$799,095
Participant contributions at end of year2019-12-31$799,095
Participant contributions at beginning of year2019-12-31$506,216
Participant contributions at beginning of year2019-12-31$506,216
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,869,967
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,869,967
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$1,817
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$1,817
Other income not declared elsewhere2019-12-31$40,944
Other income not declared elsewhere2019-12-31$40,944
Administrative expenses (other) incurred2019-12-31$237,395
Administrative expenses (other) incurred2019-12-31$237,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$21,466,005
Value of net income/loss2019-12-31$21,466,005
Value of net assets at end of year (total assets less liabilities)2019-12-31$95,021,560
Value of net assets at end of year (total assets less liabilities)2019-12-31$95,021,560
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$47,886,245
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$47,886,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$89,606,943
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$89,606,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,656,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,656,954
Interest on participant loans2019-12-31$35,409
Interest on participant loans2019-12-31$35,409
Value of interest in common/collective trusts at end of year2019-12-31$4,615,522
Value of interest in common/collective trusts at end of year2019-12-31$4,615,522
Value of interest in common/collective trusts at beginning of year2019-12-31$2,723,075
Value of interest in common/collective trusts at beginning of year2019-12-31$2,723,075
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,150,705
Net investment gain or loss from common/collective trusts2019-12-31$34,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,460,606
Contributions received in cash from employer2019-12-31$2,460,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,480,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,480,816
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BROWN SMITH WALLACE, LLP
Accountancy firm name2019-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2019-12-31431001367
Accountancy firm EIN2019-12-31431001367
2018 : CLARKSON EYECARE, INC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$10,519,127
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,966,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,493,811
Value of total corrective distributions2018-12-31$303,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$13,332,406
Value of total assets at end of year2018-12-31$47,886,245
Value of total assets at beginning of year2018-12-31$42,333,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$168,834
Total interest from all sources2018-12-31$19,329
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,261,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,261,081
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,716,361
Participant contributions at end of year2018-12-31$506,216
Participant contributions at beginning of year2018-12-31$434,391
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$5,769,391
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$482
Other income not declared elsewhere2018-12-31$7,870
Administrative expenses (other) incurred2018-12-31$168,834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$5,552,980
Value of net assets at end of year (total assets less liabilities)2018-12-31$47,886,245
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$42,333,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$44,656,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$40,624,535
Interest on participant loans2018-12-31$19,329
Value of interest in common/collective trusts at end of year2018-12-31$2,723,075
Value of interest in common/collective trusts at beginning of year2018-12-31$1,274,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,128,075
Net investment gain or loss from common/collective trusts2018-12-31$26,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,846,654
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,493,329
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2018-12-31431001367
2017 : CLARKSON EYECARE, INC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$19,153,273
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,047,005
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,089,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,836,234
Value of total corrective distributions2017-12-31$80,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$10,043,885
Value of total assets at end of year2017-12-31$42,333,265
Value of total assets at beginning of year2017-12-31$14,222,551
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$172,639
Total interest from all sources2017-12-31$19,096
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$916,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$916,927
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,321,147
Participant contributions at end of year2017-12-31$434,391
Participant contributions at beginning of year2017-12-31$281,935
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$44,093
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,079,798
Other income not declared elsewhere2017-12-31$9,361
Administrative expenses (other) incurred2017-12-31$172,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,957,441
Value of net assets at end of year (total assets less liabilities)2017-12-31$42,333,265
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$14,222,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$40,624,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$13,336,542
Interest on participant loans2017-12-31$19,096
Value of interest in common/collective trusts at end of year2017-12-31$1,274,339
Value of interest in common/collective trusts at beginning of year2017-12-31$529,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$30,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$30,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,041,147
Net investment gain or loss from common/collective trusts2017-12-31$16,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,642,940
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,836,234
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2017-12-31431001367
2016 : CLARKSON EYECARE, INC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,960,565
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,087,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$912,496
Value of total corrective distributions2016-12-31$54,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,850,697
Value of total assets at end of year2016-12-31$14,222,551
Value of total assets at beginning of year2016-12-31$12,349,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$120,544
Total interest from all sources2016-12-31$10,775
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$232,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$232,060
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,847,836
Participant contributions at end of year2016-12-31$281,935
Participant contributions at beginning of year2016-12-31$303,846
Participant contributions at end of year2016-12-31$44,093
Participant contributions at beginning of year2016-12-31$76,956
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,873,138
Value of net assets at end of year (total assets less liabilities)2016-12-31$14,222,551
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,349,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$43,655
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$13,336,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,336,812
Interest on participant loans2016-12-31$10,711
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$529,237
Value of interest in common/collective trusts at beginning of year2016-12-31$631,770
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$30,744
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$29
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$29
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$64
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$875,840
Net investment gain or loss from common/collective trusts2016-12-31$-8,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$912,496
Contract administrator fees2016-12-31$76,889
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2016-12-31431001367
2015 : CLARKSON EYECARE, INC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$1,482,916
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,235,707
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,224,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,092,356
Value of total corrective distributions2015-12-31$69,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,280,669
Value of total assets at end of year2015-12-31$12,349,413
Value of total assets at beginning of year2015-12-31$10,855,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$62,748
Total interest from all sources2015-12-31$20,908
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$147,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$147,536
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,274,546
Participant contributions at end of year2015-12-31$303,846
Participant contributions at beginning of year2015-12-31$342,665
Participant contributions at end of year2015-12-31$76,956
Participant contributions at beginning of year2015-12-31$36,694
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$6,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$11,315
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,349,413
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,855,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$20,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,336,812
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,035,436
Interest on participant loans2015-12-31$20,908
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$631,770
Value of interest in common/collective trusts at beginning of year2015-12-31$440,331
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$29
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$56
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$56
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-222,137
Net investment gain or loss from common/collective trusts2015-12-31$8,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,092,356
Contract administrator fees2015-12-31$41,998
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2015-12-31431001367
2014 : CLARKSON EYECARE, INC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,768,052
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,203,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,015,400
Value of total corrective distributions2014-12-31$131,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,084,682
Value of total assets at end of year2014-12-31$10,855,182
Value of total assets at beginning of year2014-12-31$10,290,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$56,266
Total interest from all sources2014-12-31$13,561
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$185,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$185,391
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,012,000
Participant contributions at end of year2014-12-31$342,665
Participant contributions at beginning of year2014-12-31$309,686
Participant contributions at end of year2014-12-31$36,694
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$72,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$564,636
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,855,182
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,290,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$20,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,035,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,729,252
Interest on participant loans2014-12-31$13,561
Value of interest in common/collective trusts at end of year2014-12-31$440,331
Value of interest in common/collective trusts at beginning of year2014-12-31$251,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$56
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$481,462
Net investment gain or loss from common/collective trusts2014-12-31$2,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,015,400
Contract administrator fees2014-12-31$35,516
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SIKICH LLP
Accountancy firm EIN2014-12-31363168081
2013 : CLARKSON EYECARE, INC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$1,003
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$58,776
Total income from all sources (including contributions)2013-12-31$2,832,038
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$737,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$698,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,038,615
Value of total assets at end of year2013-12-31$10,290,546
Value of total assets at beginning of year2013-12-31$8,253,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$38,343
Total interest from all sources2013-12-31$12,938
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$135,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$135,035
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$984,936
Participant contributions at end of year2013-12-31$309,686
Participant contributions at beginning of year2013-12-31$292,884
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$38,761
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,169
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,405
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$58,776
Other income not declared elsewhere2013-12-31$-75
Administrative expenses (other) incurred2013-12-31$6,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,094,903
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,290,546
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,194,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$17,969
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,729,252
Value of interest in pooled separate accounts at beginning of year2013-12-31$7,903,479
Interest on participant loans2013-12-31$12,938
Value of interest in common/collective trusts at end of year2013-12-31$251,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$11,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$969,000
Net investment gain/loss from pooled separate accounts2013-12-31$675,991
Net investment gain or loss from common/collective trusts2013-12-31$534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$51,274
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$5,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$698,792
Contract administrator fees2013-12-31$14,202
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SIKICH LLP
Accountancy firm EIN2013-12-31363168081
2012 : CLARKSON EYECARE, INC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$58,776
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$54,743
Total income from all sources (including contributions)2012-12-31$1,982,523
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$366,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$273,904
Expenses. Certain deemed distributions of participant loans2012-12-31$33,391
Value of total corrective distributions2012-12-31$58,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,095,497
Value of total assets at end of year2012-12-31$8,253,416
Value of total assets at beginning of year2012-12-31$6,632,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$11,438
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$891,727
Participant contributions at end of year2012-12-31$292,884
Participant contributions at beginning of year2012-12-31$264,614
Participant contributions at end of year2012-12-31$38,761
Participant contributions at beginning of year2012-12-31$12,875
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,169
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$8,499
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$98,922
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$58,776
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$54,743
Administrative expenses (other) incurred2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,616,452
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,194,640
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,578,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$7,903,479
Value of interest in pooled separate accounts at beginning of year2012-12-31$6,314,067
Interest on participant loans2012-12-31$11,438
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$11,410
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$30,630
Net investment gain/loss from pooled separate accounts2012-12-31$875,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$104,848
Employer contributions (assets) at end of year2012-12-31$5,713
Employer contributions (assets) at beginning of year2012-12-31$2,246
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$273,904
Contract administrator fees2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SIKICH LLP
Accountancy firm EIN2012-12-31363168081
2011 : CLARKSON EYECARE, INC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$54,743
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$56,860
Total income from all sources (including contributions)2011-12-31$745,400
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$271,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$209,062
Expenses. Certain deemed distributions of participant loans2011-12-31$7,275
Value of total corrective distributions2011-12-31$54,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$973,101
Value of total assets at end of year2011-12-31$6,632,931
Value of total assets at beginning of year2011-12-31$6,160,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$11,792
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$849,925
Participant contributions at end of year2011-12-31$264,614
Participant contributions at beginning of year2011-12-31$274,051
Participant contributions at end of year2011-12-31$12,875
Participant contributions at beginning of year2011-12-31$11,585
Assets. Other investments not covered elsewhere at end of year2011-12-31$8,499
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$8,592
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$5,934
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$54,743
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$56,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$474,319
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,578,188
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,103,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$213,620
Value of interest in pooled separate accounts at end of year2011-12-31$6,314,067
Value of interest in pooled separate accounts at beginning of year2011-12-31$5,801,118
Interest on participant loans2011-12-31$11,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$30,630
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$63,285
Net investment gain/loss from pooled separate accounts2011-12-31$-239,493
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$117,242
Employer contributions (assets) at end of year2011-12-31$2,246
Employer contributions (assets) at beginning of year2011-12-31$2,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$209,062
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SIKICH LLP
Accountancy firm EIN2011-12-31363168081
2010 : CLARKSON EYECARE, INC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$56,860
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$24,936
Total income from all sources (including contributions)2010-12-31$1,599,035
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$205,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$138,723
Expenses. Certain deemed distributions of participant loans2010-12-31$10,223
Value of total corrective distributions2010-12-31$56,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$930,700
Value of total assets at end of year2010-12-31$6,160,729
Value of total assets at beginning of year2010-12-31$4,735,576
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$15,460
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$400,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$770,464
Participant contributions at end of year2010-12-31$274,051
Participant contributions at beginning of year2010-12-31$226,872
Participant contributions at end of year2010-12-31$11,585
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$8,592
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$6,661
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$53,092
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$56,860
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$24,936
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,393,229
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,103,869
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,710,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$5,801,118
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,474,384
Interest on participant loans2010-12-31$15,460
Income. Interest from loans (other than to participants)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$63,285
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$27,659
Net investment gain/loss from pooled separate accounts2010-12-31$652,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$107,144
Employer contributions (assets) at end of year2010-12-31$2,098
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$138,723
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SIKICH LLP
Accountancy firm EIN2010-12-31363168081

Form 5500 Responses for CLARKSON EYECARE, INC 401(K) PLAN

2022: CLARKSON EYECARE, INC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CLARKSON EYECARE, INC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CLARKSON EYECARE, INC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CLARKSON EYECARE, INC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CLARKSON EYECARE, INC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CLARKSON EYECARE, INC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CLARKSON EYECARE, INC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CLARKSON EYECARE, INC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CLARKSON EYECARE, INC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CLARKSON EYECARE, INC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CLARKSON EYECARE, INC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CLARKSON EYECARE, INC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CLARKSON EYECARE, INC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CLARKSON EYECARE, INC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number83720
Policy instance 1
Insurance contract or identification number83720
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-06-03
Total amount of commissions paid to insurance brokerUSD $8,720
Total amount of fees paid to insurance companyUSD $12,976
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $8,720
Insurance broker organization code?3
Amount paid for insurance broker fees7594
Additional information about fees paid to insurance brokerRIA FEES
Insurance broker namePENSION AND RETIREMENT SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number83720
Policy instance 1
Insurance contract or identification number83720
Number of Individuals Covered364
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $32,240
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $19,541
Insurance broker organization code?3
Insurance broker namePENSION AND RETIREMENT SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number83720
Policy instance 1
Insurance contract or identification number83720
Number of Individuals Covered363
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $18,743
Total amount of fees paid to insurance companyUSD $12,292
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number83720
Policy instance 1
Insurance contract or identification number83720
Number of Individuals Covered341
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $16,834
Total amount of fees paid to insurance companyUSD $8,400
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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