CLARKSON EYECARE, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CLARKSON EYECARE, INC 401(K) PLAN
Measure | Date | Value |
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2022 : CLARKSON EYECARE, INC 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $64,623,852 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $1,636,217 |
Total loss/gain on sale of assets | 2022-12-31 | $-726,444 |
Total of all expenses incurred | 2022-12-31 | $21,903,266 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $21,206,483 |
Value of total corrective distributions | 2022-12-31 | $175,494 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $43,087,667 |
Value of total assets at end of year | 2022-12-31 | $243,895,544 |
Value of total assets at beginning of year | 2022-12-31 | $199,538,741 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $521,289 |
Total interest from all sources | 2022-12-31 | $77,432 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,228,942 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,228,942 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $21,481,682 |
Participant contributions at end of year | 2022-12-31 | $1,749,213 |
Participant contributions at beginning of year | 2022-12-31 | $1,136,059 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $142,837 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $14,222,224 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $6,678 |
Other income not declared elsewhere | 2022-12-31 | $8,250 |
Administrative expenses (other) incurred | 2022-12-31 | $521,289 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-20,267,049 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $243,895,544 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $199,538,741 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $52,087,631 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $193,753,991 |
Interest on participant loans | 2022-12-31 | $77,432 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $189,915,863 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $4,648,691 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-17,643,789 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-25,395,841 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $7,383,761 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $21,199,805 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $726,444 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | ARMANINO LLP |
Accountancy firm EIN | 2022-12-31 | 946214841 |
2021 : CLARKSON EYECARE, INC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $1,922,450 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $50,290,529 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $12,291,236 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $11,409,415 |
Value of total corrective distributions | 2021-12-31 | $571,980 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $29,026,969 |
Value of total assets at end of year | 2021-12-31 | $199,538,741 |
Value of total assets at beginning of year | 2021-12-31 | $159,616,998 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $309,841 |
Total interest from all sources | 2021-12-31 | $48,460 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $6,368,957 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $6,368,957 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $13,961,257 |
Participant contributions at end of year | 2021-12-31 | $1,136,059 |
Participant contributions at beginning of year | 2021-12-31 | $917,889 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $11,914,739 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $7,610 |
Other income not declared elsewhere | 2021-12-31 | $38,296 |
Administrative expenses (other) incurred | 2021-12-31 | $309,841 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $37,999,293 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $199,538,741 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $159,616,998 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $193,753,991 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $152,854,603 |
Interest on participant loans | 2021-12-31 | $48,460 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $4,648,691 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $5,844,506 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $14,734,844 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $73,003 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $3,150,973 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $11,401,805 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | ARMANINO LLP |
Accountancy firm EIN | 2021-12-31 | 946214841 |
2020 : CLARKSON EYECARE, INC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $41,382,311 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $37,027,454 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $13,814,327 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $13,379,075 |
Value of total corrective distributions | 2020-12-31 | $150,872 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $18,231,296 |
Value of total assets at end of year | 2020-12-31 | $159,616,998 |
Value of total assets at beginning of year | 2020-12-31 | $95,021,560 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $284,380 |
Total interest from all sources | 2020-12-31 | $49,034 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $3,714,660 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $3,714,660 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $11,489,248 |
Participant contributions at end of year | 2020-12-31 | $917,889 |
Participant contributions at beginning of year | 2020-12-31 | $799,095 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $5,283,999 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $2,785 |
Other income not declared elsewhere | 2020-12-31 | $26,376 |
Administrative expenses (other) incurred | 2020-12-31 | $284,380 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $23,213,127 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $159,616,998 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $95,021,560 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $152,854,603 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $89,606,943 |
Interest on participant loans | 2020-12-31 | $49,034 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $5,844,506 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $4,615,522 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $15,006,088 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,458,049 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $13,376,290 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | ARMANINO LLP |
Accountancy firm EIN | 2020-12-31 | 946214841 |
2019 : CLARKSON EYECARE, INC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $25,669,310 |
Total transfer of assets to this plan | 2019-12-31 | $25,669,310 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $26,419,241 |
Total income from all sources (including contributions) | 2019-12-31 | $26,419,241 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $4,953,236 |
Total of all expenses incurred | 2019-12-31 | $4,953,236 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,482,633 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,482,633 |
Value of total corrective distributions | 2019-12-31 | $233,208 |
Value of total corrective distributions | 2019-12-31 | $233,208 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $13,943,619 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $13,943,619 |
Value of total assets at end of year | 2019-12-31 | $95,021,560 |
Value of total assets at end of year | 2019-12-31 | $95,021,560 |
Value of total assets at beginning of year | 2019-12-31 | $47,886,245 |
Value of total assets at beginning of year | 2019-12-31 | $47,886,245 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $237,395 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $237,395 |
Total interest from all sources | 2019-12-31 | $35,409 |
Total interest from all sources | 2019-12-31 | $35,409 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,214,411 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,214,411 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,214,411 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,214,411 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $7,613,046 |
Contributions received from participants | 2019-12-31 | $7,613,046 |
Participant contributions at end of year | 2019-12-31 | $799,095 |
Participant contributions at end of year | 2019-12-31 | $799,095 |
Participant contributions at beginning of year | 2019-12-31 | $506,216 |
Participant contributions at beginning of year | 2019-12-31 | $506,216 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,869,967 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,869,967 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $1,817 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $1,817 |
Other income not declared elsewhere | 2019-12-31 | $40,944 |
Other income not declared elsewhere | 2019-12-31 | $40,944 |
Administrative expenses (other) incurred | 2019-12-31 | $237,395 |
Administrative expenses (other) incurred | 2019-12-31 | $237,395 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $21,466,005 |
Value of net income/loss | 2019-12-31 | $21,466,005 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $95,021,560 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $95,021,560 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $47,886,245 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $47,886,245 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $89,606,943 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $89,606,943 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $44,656,954 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $44,656,954 |
Interest on participant loans | 2019-12-31 | $35,409 |
Interest on participant loans | 2019-12-31 | $35,409 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $4,615,522 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $4,615,522 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $2,723,075 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $2,723,075 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $10,150,705 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $34,153 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $2,460,606 |
Contributions received in cash from employer | 2019-12-31 | $2,460,606 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,480,816 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,480,816 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BROWN SMITH WALLACE, LLP |
Accountancy firm name | 2019-12-31 | BROWN SMITH WALLACE, LLP |
Accountancy firm EIN | 2019-12-31 | 431001367 |
Accountancy firm EIN | 2019-12-31 | 431001367 |
2018 : CLARKSON EYECARE, INC 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $10,519,127 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $4,966,147 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $4,493,811 |
Value of total corrective distributions | 2018-12-31 | $303,502 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $13,332,406 |
Value of total assets at end of year | 2018-12-31 | $47,886,245 |
Value of total assets at beginning of year | 2018-12-31 | $42,333,265 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $168,834 |
Total interest from all sources | 2018-12-31 | $19,329 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,261,081 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,261,081 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $5,716,361 |
Participant contributions at end of year | 2018-12-31 | $506,216 |
Participant contributions at beginning of year | 2018-12-31 | $434,391 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $5,769,391 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $482 |
Other income not declared elsewhere | 2018-12-31 | $7,870 |
Administrative expenses (other) incurred | 2018-12-31 | $168,834 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $5,552,980 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $47,886,245 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $42,333,265 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $44,656,954 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $40,624,535 |
Interest on participant loans | 2018-12-31 | $19,329 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $2,723,075 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,274,339 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,128,075 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $26,516 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,846,654 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $4,493,329 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BROWN SMITH WALLACE, LLP |
Accountancy firm EIN | 2018-12-31 | 431001367 |
2017 : CLARKSON EYECARE, INC 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $19,153,273 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $15,047,005 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $6,089,564 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $5,836,234 |
Value of total corrective distributions | 2017-12-31 | $80,691 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $10,043,885 |
Value of total assets at end of year | 2017-12-31 | $42,333,265 |
Value of total assets at beginning of year | 2017-12-31 | $14,222,551 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $172,639 |
Total interest from all sources | 2017-12-31 | $19,096 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $916,927 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $916,927 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $5,321,147 |
Participant contributions at end of year | 2017-12-31 | $434,391 |
Participant contributions at beginning of year | 2017-12-31 | $281,935 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $44,093 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $3,079,798 |
Other income not declared elsewhere | 2017-12-31 | $9,361 |
Administrative expenses (other) incurred | 2017-12-31 | $172,639 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $8,957,441 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $42,333,265 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $14,222,551 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $40,624,535 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $13,336,542 |
Interest on participant loans | 2017-12-31 | $19,096 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,274,339 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $529,237 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $30,744 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $30,744 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $4,041,147 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $16,589 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,642,940 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $5,836,234 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BROWN SMITH WALLACE, LLP |
Accountancy firm EIN | 2017-12-31 | 431001367 |
2016 : CLARKSON EYECARE, INC 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $2,960,565 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,087,427 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $912,496 |
Value of total corrective distributions | 2016-12-31 | $54,387 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,850,697 |
Value of total assets at end of year | 2016-12-31 | $14,222,551 |
Value of total assets at beginning of year | 2016-12-31 | $12,349,413 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $120,544 |
Total interest from all sources | 2016-12-31 | $10,775 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $232,060 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $232,060 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,847,836 |
Participant contributions at end of year | 2016-12-31 | $281,935 |
Participant contributions at beginning of year | 2016-12-31 | $303,846 |
Participant contributions at end of year | 2016-12-31 | $44,093 |
Participant contributions at beginning of year | 2016-12-31 | $76,956 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,861 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,873,138 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $14,222,551 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $12,349,413 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $43,655 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $13,336,542 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $11,336,812 |
Interest on participant loans | 2016-12-31 | $10,711 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $529,237 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $631,770 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $30,744 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $29 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $29 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $64 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $875,840 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $-8,807 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $912,496 |
Contract administrator fees | 2016-12-31 | $76,889 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BROWN SMITH WALLACE, LLP |
Accountancy firm EIN | 2016-12-31 | 431001367 |
2015 : CLARKSON EYECARE, INC 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $1,482,916 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,235,707 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,224,392 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,092,356 |
Value of total corrective distributions | 2015-12-31 | $69,288 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,280,669 |
Value of total assets at end of year | 2015-12-31 | $12,349,413 |
Value of total assets at beginning of year | 2015-12-31 | $10,855,182 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $62,748 |
Total interest from all sources | 2015-12-31 | $20,908 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $147,536 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $147,536 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,274,546 |
Participant contributions at end of year | 2015-12-31 | $303,846 |
Participant contributions at beginning of year | 2015-12-31 | $342,665 |
Participant contributions at end of year | 2015-12-31 | $76,956 |
Participant contributions at beginning of year | 2015-12-31 | $36,694 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $6,123 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $11,315 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $12,349,413 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $10,855,182 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $20,750 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $11,336,812 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $10,035,436 |
Interest on participant loans | 2015-12-31 | $20,908 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $631,770 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $440,331 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $29 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $56 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $56 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-222,137 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $8,731 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,092,356 |
Contract administrator fees | 2015-12-31 | $41,998 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BROWN SMITH WALLACE, LLP |
Accountancy firm EIN | 2015-12-31 | 431001367 |
2014 : CLARKSON EYECARE, INC 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,768,052 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,203,416 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,015,400 |
Value of total corrective distributions | 2014-12-31 | $131,750 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,084,682 |
Value of total assets at end of year | 2014-12-31 | $10,855,182 |
Value of total assets at beginning of year | 2014-12-31 | $10,290,546 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $56,266 |
Total interest from all sources | 2014-12-31 | $13,561 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $185,391 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $185,391 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,012,000 |
Participant contributions at end of year | 2014-12-31 | $342,665 |
Participant contributions at beginning of year | 2014-12-31 | $309,686 |
Participant contributions at end of year | 2014-12-31 | $36,694 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $72,682 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $564,636 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $10,855,182 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $10,290,546 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $20,750 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $10,035,436 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,729,252 |
Interest on participant loans | 2014-12-31 | $13,561 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $440,331 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $251,608 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $56 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $481,462 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $2,956 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,015,400 |
Contract administrator fees | 2014-12-31 | $35,516 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | SIKICH LLP |
Accountancy firm EIN | 2014-12-31 | 363168081 |
2013 : CLARKSON EYECARE, INC 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets to this plan | 2013-12-31 | $1,003 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $58,776 |
Total income from all sources (including contributions) | 2013-12-31 | $2,832,038 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $737,135 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $698,792 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,038,615 |
Value of total assets at end of year | 2013-12-31 | $10,290,546 |
Value of total assets at beginning of year | 2013-12-31 | $8,253,416 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $38,343 |
Total interest from all sources | 2013-12-31 | $12,938 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $135,035 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $135,035 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $984,936 |
Participant contributions at end of year | 2013-12-31 | $309,686 |
Participant contributions at beginning of year | 2013-12-31 | $292,884 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $38,761 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $1,169 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $2,405 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $58,776 |
Other income not declared elsewhere | 2013-12-31 | $-75 |
Administrative expenses (other) incurred | 2013-12-31 | $6,172 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,094,903 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $10,290,546 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,194,640 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $17,969 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,729,252 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $7,903,479 |
Interest on participant loans | 2013-12-31 | $12,938 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $251,608 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $11,410 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $969,000 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $675,991 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $534 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $51,274 |
Employer contributions (assets) at end of year | 2013-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $5,713 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $698,792 |
Contract administrator fees | 2013-12-31 | $14,202 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | SIKICH LLP |
Accountancy firm EIN | 2013-12-31 | 363168081 |
2012 : CLARKSON EYECARE, INC 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $58,776 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $54,743 |
Total income from all sources (including contributions) | 2012-12-31 | $1,982,523 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $366,071 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $273,904 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $33,391 |
Value of total corrective distributions | 2012-12-31 | $58,776 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,095,497 |
Value of total assets at end of year | 2012-12-31 | $8,253,416 |
Value of total assets at beginning of year | 2012-12-31 | $6,632,931 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $11,438 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Administrative expenses professional fees incurred | 2012-12-31 | $0 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $891,727 |
Participant contributions at end of year | 2012-12-31 | $292,884 |
Participant contributions at beginning of year | 2012-12-31 | $264,614 |
Participant contributions at end of year | 2012-12-31 | $38,761 |
Participant contributions at beginning of year | 2012-12-31 | $12,875 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $1,169 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $8,499 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $98,922 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $58,776 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $54,743 |
Administrative expenses (other) incurred | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,616,452 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,194,640 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,578,188 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $7,903,479 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $6,314,067 |
Interest on participant loans | 2012-12-31 | $11,438 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $11,410 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $30,630 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $875,588 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $104,848 |
Employer contributions (assets) at end of year | 2012-12-31 | $5,713 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $2,246 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $273,904 |
Contract administrator fees | 2012-12-31 | $0 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | SIKICH LLP |
Accountancy firm EIN | 2012-12-31 | 363168081 |
2011 : CLARKSON EYECARE, INC 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $54,743 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $56,860 |
Total income from all sources (including contributions) | 2011-12-31 | $745,400 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $271,081 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $209,062 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $7,275 |
Value of total corrective distributions | 2011-12-31 | $54,744 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $973,101 |
Value of total assets at end of year | 2011-12-31 | $6,632,931 |
Value of total assets at beginning of year | 2011-12-31 | $6,160,729 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $11,792 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $849,925 |
Participant contributions at end of year | 2011-12-31 | $264,614 |
Participant contributions at beginning of year | 2011-12-31 | $274,051 |
Participant contributions at end of year | 2011-12-31 | $12,875 |
Participant contributions at beginning of year | 2011-12-31 | $11,585 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $8,499 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $8,592 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $5,934 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $54,743 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $56,860 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $474,319 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $6,578,188 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,103,869 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $213,620 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $6,314,067 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $5,801,118 |
Interest on participant loans | 2011-12-31 | $11,792 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $30,630 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $63,285 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-239,493 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $117,242 |
Employer contributions (assets) at end of year | 2011-12-31 | $2,246 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $2,098 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $209,062 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | SIKICH LLP |
Accountancy firm EIN | 2011-12-31 | 363168081 |
2010 : CLARKSON EYECARE, INC 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $56,860 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $24,936 |
Total income from all sources (including contributions) | 2010-12-31 | $1,599,035 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $205,806 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $138,723 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $10,223 |
Value of total corrective distributions | 2010-12-31 | $56,860 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $930,700 |
Value of total assets at end of year | 2010-12-31 | $6,160,729 |
Value of total assets at beginning of year | 2010-12-31 | $4,735,576 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $15,460 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $400,000 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $770,464 |
Participant contributions at end of year | 2010-12-31 | $274,051 |
Participant contributions at beginning of year | 2010-12-31 | $226,872 |
Participant contributions at end of year | 2010-12-31 | $11,585 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $8,592 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $6,661 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $53,092 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $56,860 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $24,936 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Income. Non cash contributions | 2010-12-31 | $0 |
Value of net income/loss | 2010-12-31 | $1,393,229 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,103,869 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,710,640 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $5,801,118 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $4,474,384 |
Interest on participant loans | 2010-12-31 | $15,460 |
Income. Interest from loans (other than to participants) | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $63,285 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $27,659 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $652,875 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $107,144 |
Employer contributions (assets) at end of year | 2010-12-31 | $2,098 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $138,723 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | SIKICH LLP |
Accountancy firm EIN | 2010-12-31 | 363168081 |