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STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameSTIFEL FINANCIAL PROFIT SHARING 401(K) PLAN
Plan identification number 001

STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STIFEL FINANCIAL CORP. has sponsored the creation of one or more 401k plans.

Company Name:STIFEL FINANCIAL CORP.
Employer identification number (EIN):431273600
NAIC Classification:523110
NAIC Description:Investment Banking and Securities Dealing

Additional information about STIFEL FINANCIAL CORP.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0929371

More information about STIFEL FINANCIAL CORP.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01KRISTEN JOHNSON JAMES LASCHOBER2019-07-08
0012017-01-01KRISTEN JOHNSON JIM LASCHOBER2018-07-11
0012016-01-01KRISTEN JOHNSON JAMES LASCHOBER2017-07-03
0012015-01-01KRISTEN JOHNSON JAMES LASHOBER2016-06-30
0012014-01-01KRISTEN JOHNSON JAMES LASHOBER2015-07-22
0012013-01-01KRISTEN R JOHNSON JAMES G LASCHOBER2014-07-30
0012012-01-01KRISTEN FISHERO BERNARD N. BURKEMPER2013-10-14

Plan Statistics for STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN

Measure Date Value
2022: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-019,663
Total number of active participants reported on line 7a of the Form 55002022-01-018,119
Number of retired or separated participants receiving benefits2022-01-0122
Number of other retired or separated participants entitled to future benefits2022-01-011,880
Total of all active and inactive participants2022-01-0110,021
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0110,021
Number of participants with account balances2022-01-019,875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0186
2021: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-019,296
Total number of active participants reported on line 7a of the Form 55002021-01-017,968
Number of retired or separated participants receiving benefits2021-01-0118
Number of other retired or separated participants entitled to future benefits2021-01-011,640
Total of all active and inactive participants2021-01-019,626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-019,626
Number of participants with account balances2021-01-019,326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0195
2020: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-019,148
Total number of active participants reported on line 7a of the Form 55002020-01-017,765
Number of retired or separated participants receiving benefits2020-01-0116
Number of other retired or separated participants entitled to future benefits2020-01-011,475
Total of all active and inactive participants2020-01-019,256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-019,257
Number of participants with account balances2020-01-019,119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0155
2019: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-018,520
Total number of active participants reported on line 7a of the Form 55002019-01-017,573
Number of retired or separated participants receiving benefits2019-01-0110
Number of other retired or separated participants entitled to future benefits2019-01-011,519
Total of all active and inactive participants2019-01-019,102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-019,103
Number of participants with account balances2019-01-018,899
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0170
2018: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-018,274
Total number of active participants reported on line 7a of the Form 55002018-01-017,039
Number of retired or separated participants receiving benefits2018-01-0111
Number of other retired or separated participants entitled to future benefits2018-01-011,428
Total of all active and inactive participants2018-01-018,478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-018,478
Number of participants with account balances2018-01-018,342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0165
2017: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-018,208
Total number of active participants reported on line 7a of the Form 55002017-01-016,637
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-011,574
Total of all active and inactive participants2017-01-018,219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0112
Total participants2017-01-018,231
Number of participants with account balances2017-01-018,219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0177
2016: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-018,063
Total number of active participants reported on line 7a of the Form 55002016-01-016,748
Number of retired or separated participants receiving benefits2016-01-017
Number of other retired or separated participants entitled to future benefits2016-01-011,399
Total of all active and inactive participants2016-01-018,154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0111
Total participants2016-01-018,165
Number of participants with account balances2016-01-018,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0186
2015: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017,340
Total number of active participants reported on line 7a of the Form 55002015-01-016,735
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-011,284
Total of all active and inactive participants2015-01-018,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-018,020
Number of participants with account balances2015-01-017,506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0169
2014: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016,177
Total number of active participants reported on line 7a of the Form 55002014-01-015,938
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-011,329
Total of all active and inactive participants2014-01-017,268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-017,268
Number of participants with account balances2014-01-017,093
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0160
2013: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015,654
Total number of active participants reported on line 7a of the Form 55002013-01-015,225
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01913
Total of all active and inactive participants2013-01-016,138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016,138
Number of participants with account balances2013-01-016,138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0142
2012: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015,382
Total number of active participants reported on line 7a of the Form 55002012-01-014,774
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01880
Total of all active and inactive participants2012-01-015,654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015,654
Number of participants with account balances2012-01-015,654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0172

Financial Data on STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN

Measure Date Value
2022 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-29,352,117
Total unrealized appreciation/depreciation of assets2022-12-31$-29,352,117
Total transfer of assets to this plan2022-12-31$72,971,457
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-174,999,800
Total loss/gain on sale of assets2022-12-31$5,508,279
Total of all expenses incurred2022-12-31$113,940,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$112,651,303
Expenses. Certain deemed distributions of participant loans2022-12-31$22,153
Value of total corrective distributions2022-12-31$255,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$144,661,383
Value of total assets at end of year2022-12-31$1,692,036,588
Value of total assets at beginning of year2022-12-31$1,908,005,705
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,012,260
Total interest from all sources2022-12-31$4,853,160
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$14,072,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$11,581,594
Administrative expenses professional fees incurred2022-12-31$69,408
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$119,455,977
Participant contributions at end of year2022-12-31$12,421,524
Participant contributions at beginning of year2022-12-31$11,779,656
Assets. Other investments not covered elsewhere at end of year2022-12-31$916,291
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,768,439
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$11,955,442
Other income not declared elsewhere2022-12-31$-199,417
Administrative expenses (other) incurred2022-12-31$8,750
Total non interest bearing cash at end of year2022-12-31$248
Total non interest bearing cash at beginning of year2022-12-31$2,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-288,940,574
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,692,036,588
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,908,005,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$608,174,815
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$738,533,494
Value of interest in pooled separate accounts at end of year2022-12-31$671,534,536
Value of interest in pooled separate accounts at beginning of year2022-12-31$755,390,985
Interest on participant loans2022-12-31$569,481
Interest earned on other investments2022-12-31$4,283,679
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$261,432,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$248,653,233
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-167,560,020
Net investment gain/loss from pooled separate accounts2022-12-31$-146,983,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$124,306,656
Assets. Invements in employer securities at beginning of year2022-12-31$139,653,950
Contributions received in cash from employer2022-12-31$13,249,964
Employer contributions (assets) at end of year2022-12-31$13,249,964
Employer contributions (assets) at beginning of year2022-12-31$12,223,929
Income. Dividends from common stock2022-12-31$2,491,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$112,651,303
Contract administrator fees2022-12-31$934,102
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$22,455,403
Aggregate carrying amount (costs) on sale of assets2022-12-31$16,947,124
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$30,448,251
Total unrealized appreciation/depreciation of assets2021-12-31$30,448,251
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$409,253,101
Total loss/gain on sale of assets2021-12-31$9,684,451
Total of all expenses incurred2021-12-31$137,782,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$136,730,200
Expenses. Certain deemed distributions of participant loans2021-12-31$-2,960
Value of total corrective distributions2021-12-31$45,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$145,907,414
Value of total assets at end of year2021-12-31$1,908,005,705
Value of total assets at beginning of year2021-12-31$1,636,535,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,010,248
Total interest from all sources2021-12-31$4,853,270
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$12,541,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$11,359,554
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$741,125
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$111,839,885
Participant contributions at end of year2021-12-31$11,779,656
Participant contributions at beginning of year2021-12-31$12,776,792
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$41,195
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,768,439
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,682,704
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$21,843,600
Other income not declared elsewhere2021-12-31$68,267
Administrative expenses (other) incurred2021-12-31$1,010,248
Total non interest bearing cash at end of year2021-12-31$2,019
Total non interest bearing cash at beginning of year2021-12-31$763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$271,470,611
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,908,005,705
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,636,535,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$738,533,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$629,995,070
Value of interest in pooled separate accounts at end of year2021-12-31$755,390,985
Value of interest in pooled separate accounts at beginning of year2021-12-31$637,408,343
Interest on participant loans2021-12-31$626,505
Interest earned on other investments2021-12-31$4,226,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$248,653,233
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$239,413,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$95,183,200
Net investment gain/loss from pooled separate accounts2021-12-31$110,566,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$139,653,950
Assets. Invements in employer securities at beginning of year2021-12-31$102,571,527
Contributions received in cash from employer2021-12-31$12,223,929
Employer contributions (assets) at end of year2021-12-31$12,223,929
Employer contributions (assets) at beginning of year2021-12-31$12,645,592
Income. Dividends from common stock2021-12-31$1,182,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$136,730,200
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$23,707,827
Aggregate carrying amount (costs) on sale of assets2021-12-31$14,023,376
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BKD. LLP
Accountancy firm EIN2021-12-31440160260
2020 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$18,173,708
Total unrealized appreciation/depreciation of assets2020-12-31$18,173,708
Total transfer of assets to this plan2020-12-31$10,165,014
Total transfer of assets from this plan2020-12-31$9,486,856
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$380,964,998
Total loss/gain on sale of assets2020-12-31$7,440,666
Total of all expenses incurred2020-12-31$91,419,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$90,550,008
Expenses. Certain deemed distributions of participant loans2020-12-31$-5,839
Value of total corrective distributions2020-12-31$83,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$131,212,240
Value of total assets at end of year2020-12-31$1,636,535,094
Value of total assets at beginning of year2020-12-31$1,346,311,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$791,243
Total interest from all sources2020-12-31$5,156,552
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$7,371,815
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,326,764
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$987,240
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$99,260,256
Participant contributions at end of year2020-12-31$12,776,792
Participant contributions at beginning of year2020-12-31$13,140,460
Participant contributions at end of year2020-12-31$41,195
Participant contributions at beginning of year2020-12-31$1,004,444
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,682,704
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,955,956
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$19,306,392
Other income not declared elsewhere2020-12-31$-86,621
Administrative expenses (other) incurred2020-12-31$791,243
Total non interest bearing cash at end of year2020-12-31$763
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$289,545,791
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,636,535,094
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,346,311,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$629,995,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$504,536,817
Value of interest in pooled separate accounts at end of year2020-12-31$637,408,343
Value of interest in pooled separate accounts at beginning of year2020-12-31$521,195,374
Interest on participant loans2020-12-31$724,124
Interest earned on other investments2020-12-31$4,432,428
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$239,413,108
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$210,642,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$108,261,406
Net investment gain/loss from pooled separate accounts2020-12-31$103,435,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$102,571,527
Assets. Invements in employer securities at beginning of year2020-12-31$82,000,684
Contributions received in cash from employer2020-12-31$12,645,592
Employer contributions (assets) at end of year2020-12-31$12,645,592
Employer contributions (assets) at beginning of year2020-12-31$11,834,535
Income. Dividends from common stock2020-12-31$1,045,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$90,550,008
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$37,817,434
Aggregate carrying amount (costs) on sale of assets2020-12-31$30,376,768
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD,LLP
Accountancy firm EIN2020-12-31440160260
2019 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$23,787,627
Total unrealized appreciation/depreciation of assets2019-12-31$23,787,627
Total transfer of assets to this plan2019-12-31$30,383,125
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$383,109,608
Total loss/gain on sale of assets2019-12-31$5,643,170
Total of all expenses incurred2019-12-31$122,798,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$121,993,323
Expenses. Certain deemed distributions of participant loans2019-12-31$2,817
Value of total corrective distributions2019-12-31$91,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$129,347,634
Value of total assets at end of year2019-12-31$1,346,311,145
Value of total assets at beginning of year2019-12-31$1,055,616,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$711,186
Total interest from all sources2019-12-31$4,770,406
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,310,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,457,084
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$1,067,402
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$87,928,141
Participant contributions at end of year2019-12-31$13,140,460
Participant contributions at beginning of year2019-12-31$11,862,844
Participant contributions at end of year2019-12-31$1,004,444
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,955,956
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$63,546,189
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$29,584,958
Other income not declared elsewhere2019-12-31$11,743,197
Administrative expenses (other) incurred2019-12-31$711,186
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$94
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$260,311,162
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,346,311,145
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,055,616,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$974,036
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$504,536,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$358,559,707
Value of interest in pooled separate accounts at end of year2019-12-31$521,195,374
Value of interest in pooled separate accounts at beginning of year2019-12-31$384,240,578
Interest on participant loans2019-12-31$688,693
Interest earned on other investments2019-12-31$4,081,713
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$210,642,875
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$160,819,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$94,798,674
Net investment gain/loss from pooled separate accounts2019-12-31$104,708,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$82,000,684
Assets. Invements in employer securities at beginning of year2019-12-31$64,342,629
Contributions received in cash from employer2019-12-31$11,834,535
Employer contributions (assets) at end of year2019-12-31$11,834,535
Employer contributions (assets) at beginning of year2019-12-31$11,271,453
Income. Dividends from common stock2019-12-31$853,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$121,993,323
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$28,915,757
Aggregate carrying amount (costs) on sale of assets2019-12-31$23,272,587
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BKD,LLP
Accountancy firm EIN2019-12-31440160260
2018 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-29,859,503
Total unrealized appreciation/depreciation of assets2018-12-31$-29,859,503
Total transfer of assets to this plan2018-12-31$42,780
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$10,116,241
Total loss/gain on sale of assets2018-12-31$3,576,947
Total of all expenses incurred2018-12-31$77,699,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$77,318,267
Expenses. Certain deemed distributions of participant loans2018-12-31$11,879
Value of total corrective distributions2018-12-31$31,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$95,393,230
Value of total assets at end of year2018-12-31$1,055,616,858
Value of total assets at beginning of year2018-12-31$1,123,157,128
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$337,965
Total interest from all sources2018-12-31$3,898,299
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,137,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$5,453,257
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$1,141,690
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$75,574,288
Participant contributions at end of year2018-12-31$11,862,844
Participant contributions at beginning of year2018-12-31$11,661,590
Assets. Other investments not covered elsewhere at end of year2018-12-31$63,546,189
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$74,960,561
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$8,547,489
Other income not declared elsewhere2018-12-31$-8,371,648
Administrative expenses (other) incurred2018-12-31$337,965
Total non interest bearing cash at end of year2018-12-31$94
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-67,583,050
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,055,616,858
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,123,157,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$974,036
Assets. partnership/joint venture interests at beginning of year2018-12-31$1,841,697
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$358,559,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$371,592,078
Value of interest in pooled separate accounts at end of year2018-12-31$384,240,578
Value of interest in pooled separate accounts at beginning of year2018-12-31$403,893,995
Interest on participant loans2018-12-31$561,547
Interest earned on other investments2018-12-31$3,336,752
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$160,819,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$171,750,784
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-33,317,883
Net investment gain/loss from pooled separate accounts2018-12-31$-27,340,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$64,342,629
Assets. Invements in employer securities at beginning of year2018-12-31$81,726,933
Contributions received in cash from employer2018-12-31$11,271,453
Employer contributions (assets) at end of year2018-12-31$11,271,453
Employer contributions (assets) at beginning of year2018-12-31$5,729,490
Income. Dividends from common stock2018-12-31$684,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$77,318,267
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$14,305,003
Aggregate carrying amount (costs) on sale of assets2018-12-31$10,728,056
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BKD,LLP
Accountancy firm EIN2018-12-31440160260
2017 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$5,949,262
Total unrealized appreciation/depreciation of assets2017-12-31$5,949,262
Total transfer of assets to this plan2017-12-31$29,759,424
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$247,470,928
Total loss/gain on sale of assets2017-12-31$7,166,562
Total of all expenses incurred2017-12-31$72,784,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$72,424,030
Expenses. Certain deemed distributions of participant loans2017-12-31$2,142
Value of total corrective distributions2017-12-31$27,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$91,661,333
Value of total assets at end of year2017-12-31$1,123,157,128
Value of total assets at beginning of year2017-12-31$918,711,629
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$330,908
Total interest from all sources2017-12-31$3,648,449
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,017,110
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,727,323
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$2,433,187
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$70,348,609
Participant contributions at end of year2017-12-31$11,661,590
Participant contributions at beginning of year2017-12-31$11,044,911
Assets. Other investments not covered elsewhere at end of year2017-12-31$74,960,561
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$53,953,927
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$15,583,234
Other income not declared elsewhere2017-12-31$8,181,854
Administrative expenses (other) incurred2017-12-31$330,908
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$57
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$174,686,075
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,123,157,128
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$918,711,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$1,841,697
Assets. partnership/joint venture interests at beginning of year2017-12-31$1,744,047
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$371,592,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$295,214,496
Value of interest in pooled separate accounts at end of year2017-12-31$403,893,995
Value of interest in pooled separate accounts at beginning of year2017-12-31$319,370,035
Interest on participant loans2017-12-31$497,133
Interest earned on other investments2017-12-31$3,151,316
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$171,750,784
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$155,338,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$69,266,134
Net investment gain/loss from pooled separate accounts2017-12-31$56,580,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$81,726,933
Assets. Invements in employer securities at beginning of year2017-12-31$76,370,677
Contributions received in cash from employer2017-12-31$5,729,490
Employer contributions (assets) at end of year2017-12-31$5,729,490
Employer contributions (assets) at beginning of year2017-12-31$5,675,354
Income. Dividends from common stock2017-12-31$289,787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$72,424,030
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$26,392,016
Aggregate carrying amount (costs) on sale of assets2017-12-31$19,225,454
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BKD,LLP
Accountancy firm EIN2017-12-31440160260
2016 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$10,013,862
Total unrealized appreciation/depreciation of assets2016-12-31$10,013,862
Total transfer of assets to this plan2016-12-31$41,586,811
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$157,928,499
Total loss/gain on sale of assets2016-12-31$4,728,077
Total of all expenses incurred2016-12-31$57,793,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$57,501,440
Expenses. Certain deemed distributions of participant loans2016-12-31$21,457
Value of total corrective distributions2016-12-31$58,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$90,995,580
Value of total assets at end of year2016-12-31$918,711,629
Value of total assets at beginning of year2016-12-31$776,990,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$212,230
Total interest from all sources2016-12-31$3,110,729
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,377,441
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,377,441
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$1,643,190
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$66,736,026
Participant contributions at end of year2016-12-31$11,044,911
Participant contributions at beginning of year2016-12-31$12,846,948
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$580,724
Assets. Other investments not covered elsewhere at end of year2016-12-31$53,953,927
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$30,025,324
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$18,584,200
Other income not declared elsewhere2016-12-31$3,262,307
Administrative expenses (other) incurred2016-12-31$212,230
Total non interest bearing cash at end of year2016-12-31$57
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$100,134,594
Value of net assets at end of year (total assets less liabilities)2016-12-31$918,711,629
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$776,990,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$1,744,047
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$295,214,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$270,026,153
Value of interest in pooled separate accounts at end of year2016-12-31$319,370,035
Value of interest in pooled separate accounts at beginning of year2016-12-31$265,393,851
Interest on participant loans2016-12-31$516,238
Interest earned on other investments2016-12-31$2,594,491
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$155,338,125
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$124,678,154
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$16,960,048
Net investment gain/loss from pooled separate accounts2016-12-31$24,480,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$76,370,677
Assets. Invements in employer securities at beginning of year2016-12-31$68,636,511
Contributions received in cash from employer2016-12-31$5,675,354
Employer contributions (assets) at end of year2016-12-31$5,675,354
Employer contributions (assets) at beginning of year2016-12-31$4,802,559
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$57,501,440
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$26,714,427
Aggregate carrying amount (costs) on sale of assets2016-12-31$21,986,350
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BKD, LLP
Accountancy firm EIN2016-12-31440160260
2015 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-18,469,464
Total unrealized appreciation/depreciation of assets2015-12-31$-18,469,464
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$58,824,568
Total loss/gain on sale of assets2015-12-31$5,061,433
Total of all expenses incurred2015-12-31$50,374,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$50,136,124
Expenses. Certain deemed distributions of participant loans2015-12-31$-2
Value of total corrective distributions2015-12-31$41,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$73,409,901
Value of total assets at end of year2015-12-31$776,990,224
Value of total assets at beginning of year2015-12-31$768,539,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$196,589
Total interest from all sources2015-12-31$2,832,427
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,146,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,146,367
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$1,211,600
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$56,450,095
Participant contributions at end of year2015-12-31$12,846,948
Participant contributions at beginning of year2015-12-31$11,892,324
Participant contributions at end of year2015-12-31$580,724
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$30,025,324
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$28,423,176
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$12,148,275
Other income not declared elsewhere2015-12-31$-2,863,078
Administrative expenses (other) incurred2015-12-31$196,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$4,887
Value of net income/loss2015-12-31$8,450,543
Value of net assets at end of year (total assets less liabilities)2015-12-31$776,990,224
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$768,539,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$270,026,153
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$248,907,570
Value of interest in pooled separate accounts at end of year2015-12-31$265,393,851
Value of interest in pooled separate accounts at beginning of year2015-12-31$272,916,265
Interest on participant loans2015-12-31$497,901
Interest earned on other investments2015-12-31$2,334,526
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$124,678,154
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$118,827,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,668,016
Net investment gain/loss from pooled separate accounts2015-12-31$-625,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$68,636,511
Assets. Invements in employer securities at beginning of year2015-12-31$83,325,127
Contributions received in cash from employer2015-12-31$4,806,644
Employer contributions (assets) at end of year2015-12-31$4,802,559
Employer contributions (assets) at beginning of year2015-12-31$4,248,121
Income. Dividends from common stock2015-12-31$41
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$50,136,124
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$15,703,701
Aggregate carrying amount (costs) on sale of assets2015-12-31$10,642,268
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BKD, LLP
Accountancy firm EIN2015-12-31440160260
2014 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$228,027
Total unrealized appreciation/depreciation of assets2014-12-31$228,027
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$109,316,399
Total loss/gain on sale of assets2014-12-31$5,328,385
Total of all expenses incurred2014-12-31$58,656,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$58,585,558
Value of total corrective distributions2014-12-31$27,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$69,732,687
Value of total assets at end of year2014-12-31$768,539,681
Value of total assets at beginning of year2014-12-31$717,879,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$43,520
Total interest from all sources2014-12-31$2,874,462
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,697,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,697,369
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$604,296
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$50,758,312
Participant contributions at end of year2014-12-31$11,892,324
Participant contributions at beginning of year2014-12-31$10,320,793
Assets. Other investments not covered elsewhere at end of year2014-12-31$28,423,176
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$21,892,897
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$12,869,171
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$162,553,062
Other income not declared elsewhere2014-12-31$1,213,794
Administrative expenses (other) incurred2014-12-31$43,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$50,660,276
Value of net assets at end of year (total assets less liabilities)2014-12-31$768,539,681
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$717,879,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$248,907,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$180,265,018
Value of interest in pooled separate accounts at end of year2014-12-31$272,916,265
Value of interest in pooled separate accounts at beginning of year2014-12-31$174,555,751
Interest on participant loans2014-12-31$468,858
Interest earned on other investments2014-12-31$2,405,604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$118,827,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$83,691,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$10,144,931
Net investment gain/loss from pooled separate accounts2014-12-31$17,096,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$83,325,127
Assets. Invements in employer securities at beginning of year2014-12-31$80,910,947
Contributions received in cash from employer2014-12-31$6,105,204
Employer contributions (assets) at end of year2014-12-31$4,248,121
Employer contributions (assets) at beginning of year2014-12-31$3,689,781
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$58,585,558
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$16,755,325
Aggregate carrying amount (costs) on sale of assets2014-12-31$11,426,940
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BKD, LLP
Accountancy firm EIN2014-12-31440160260
2013 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$352,683,743
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$30,408,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$30,364,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$248,334,721
Value of total assets at end of year2013-12-31$717,879,405
Value of total assets at beginning of year2013-12-31$395,604,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$43,690
Total interest from all sources2013-12-31$345,858
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$12,767,055
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$43,578,040
Participant contributions at end of year2013-12-31$10,320,793
Participant contributions at beginning of year2013-12-31$7,509,009
Assets. Other investments not covered elsewhere at end of year2013-12-31$21,892,897
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$17,544,439
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$168,392,038
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$162,553,062
Other income not declared elsewhere2013-12-31$25,509,565
Administrative expenses (other) incurred2013-12-31$43,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$32,372,789
Value of net income/loss2013-12-31$322,275,122
Value of net assets at end of year (total assets less liabilities)2013-12-31$717,879,405
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$395,604,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$180,265,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$146,052,061
Value of interest in pooled separate accounts at end of year2013-12-31$174,555,751
Value of interest in pooled separate accounts at beginning of year2013-12-31$123,837,222
Interest on participant loans2013-12-31$345,858
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$83,691,156
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$61,508,508
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$27,569,426
Net investment gain/loss from pooled separate accounts2013-12-31$38,157,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$80,910,947
Assets. Invements in employer securities at beginning of year2013-12-31$35,396,929
Contributions received in cash from employer2013-12-31$3,991,854
Employer contributions (assets) at end of year2013-12-31$3,689,781
Employer contributions (assets) at beginning of year2013-12-31$3,756,115
Income. Dividends from common stock2013-12-31$12,767,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$30,364,931
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BKD, LLP
Accountancy firm EIN2013-12-31440160260
2012 : STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$87,164,968
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$26,434,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$26,398,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$48,997,258
Value of total assets at end of year2012-12-31$395,604,283
Value of total assets at beginning of year2012-12-31$334,874,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$36,805
Total interest from all sources2012-12-31$296,764
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$4,686,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$39,122,780
Participant contributions at end of year2012-12-31$7,509,009
Participant contributions at beginning of year2012-12-31$6,526,873
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$347,294
Assets. Other investments not covered elsewhere at end of year2012-12-31$17,544,439
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$14,823,095
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$6,036,242
Other income not declared elsewhere2012-12-31$1,286,186
Administrative expenses (other) incurred2012-12-31$36,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$60,729,998
Value of net assets at end of year (total assets less liabilities)2012-12-31$395,604,283
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$334,874,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$146,052,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$122,855,112
Value of interest in pooled separate accounts at end of year2012-12-31$123,837,222
Value of interest in pooled separate accounts at beginning of year2012-12-31$95,744,491
Interest on participant loans2012-12-31$296,764
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$61,508,508
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$56,347,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$16,692,938
Net investment gain/loss from pooled separate accounts2012-12-31$15,205,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$35,396,929
Assets. Invements in employer securities at beginning of year2012-12-31$34,431,972
Contributions received in cash from employer2012-12-31$3,838,236
Employer contributions (assets) at end of year2012-12-31$3,756,115
Employer contributions (assets) at beginning of year2012-12-31$3,798,176
Income. Dividends from common stock2012-12-31$4,686,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$26,398,165
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BKD, LLP
Accountancy firm EIN2012-12-31440160260

Form 5500 Responses for STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN

2022: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037708
Policy instance 1
Insurance contract or identification number037708
Number of Individuals Covered10021
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037708
Policy instance 1
Insurance contract or identification number037708
Number of Individuals Covered9626
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037708
Policy instance 1
Insurance contract or identification number037708
Number of Individuals Covered9257
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037708
Policy instance 1
Insurance contract or identification number037708
Number of Individuals Covered9103
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037708
Policy instance 1
Insurance contract or identification number037708
Number of Individuals Covered8478
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number0377058
Policy instance 1
Insurance contract or identification number0377058
Number of Individuals Covered8231
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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