401k Plan data: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN plan

TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN
Plan identification number	002

TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TOTAL RISK MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name: TOTAL RISK MANAGEMENT, INC.

Employer identification number (EIN): 431480743

NAIC Classification: 238100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01
002 2017-01-01 BROOKS MCCORD
002 2016-01-01 BROOKS MCCORD
002 2015-01-01 ROBIN JENSEN ROBIN JENSEN 2016-10-17
002 2014-01-01 ROBIN JENSEN ROBIN JENSEN 2015-10-13
002 2013-01-01 ED DEMOSS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01
002	2017-01-01	BROOKS MCCORD
002	2016-01-01	BROOKS MCCORD
002	2015-01-01	ROBIN JENSEN	ROBIN JENSEN	2016-10-17
002	2014-01-01	ROBIN JENSEN	ROBIN JENSEN	2015-10-13
002	2013-01-01	ED DEMOSS

Plan Statistics for TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2018: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 63
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 20
Total of all active and inactive participants 2018-01-01 83
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 83
Number of participants with account balances 2018-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 214
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 130
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 42
Total of all active and inactive participants 2017-01-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 172
Number of participants with account balances 2017-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 8
2016: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 187
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 25
Total of all active and inactive participants 2016-01-01 212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 212
Number of participants with account balances 2016-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 189
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 189
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 25
Total of all active and inactive participants 2015-01-01 214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 214
Number of participants with account balances 2015-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 165
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 21
Total of all active and inactive participants 2014-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 186
Number of participants with account balances 2014-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 116
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 20
Total of all active and inactive participants 2013-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 136
Number of participants with account balances 2013-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1

Measure	Date	Value
2018: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	63
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	20
Total of all active and inactive participants	2018-01-01	83
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	83
Number of participants with account balances	2018-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	214
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	130
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	42
Total of all active and inactive participants	2017-01-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	172
Number of participants with account balances	2017-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	8
2016: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	187
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	25
Total of all active and inactive participants	2016-01-01	212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	212
Number of participants with account balances	2016-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	189
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	189
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	25
Total of all active and inactive participants	2015-01-01	214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	214
Number of participants with account balances	2015-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	165
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	21
Total of all active and inactive participants	2014-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	186
Number of participants with account balances	2014-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	116
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	20
Total of all active and inactive participants	2013-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	136
Number of participants with account balances	2013-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1

Financial Data on TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN

Measure	Date	Value
2018 : TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$33,863
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,049,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,981,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$447,865
Value of total assets at end of year	2018-12-31	$6,233,940
Value of total assets at beginning of year	2018-12-31	$8,249,759
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$67,756
Total interest from all sources	2018-12-31	$7,816
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$324,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$324,322
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$325,240
Participant contributions at end of year	2018-12-31	$124,536
Participant contributions at beginning of year	2018-12-31	$153,643
Participant contributions at end of year	2018-12-31	$5,131
Participant contributions at beginning of year	2018-12-31	$4,629
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$9,110
Other income not declared elsewhere	2018-12-31	$2,843
Administrative expenses (other) incurred	2018-12-31	$67,756
Total non interest bearing cash at end of year	2018-12-31	$28,633
Total non interest bearing cash at beginning of year	2018-12-31	$27,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-2,015,819
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$6,233,940
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$8,249,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$5,716,369
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$7,190,238
Interest on participant loans	2018-12-31	$7,816
Value of interest in common/collective trusts at end of year	2018-12-31	$357,327
Value of interest in common/collective trusts at beginning of year	2018-12-31	$871,292
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-757,724
Net investment gain or loss from common/collective trusts	2018-12-31	$8,741
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$113,515
Employer contributions (assets) at end of year	2018-12-31	$1,944
Employer contributions (assets) at beginning of year	2018-12-31	$2,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,981,926
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PICKETT CHANEY & MCMULLEN LLP
Accountancy firm EIN	2018-12-31	481246310
2017 : TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$5,304,283
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,498,939
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,383,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,298,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$792,528
Value of total assets at end of year	2017-12-31	$8,249,759
Value of total assets at beginning of year	2017-12-31	$13,439,015
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$85,211
Total interest from all sources	2017-12-31	$8,932
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$318,512
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$318,512
Administrative expenses professional fees incurred	2017-12-31	$85,211
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$481,212
Participant contributions at end of year	2017-12-31	$153,643
Participant contributions at beginning of year	2017-12-31	$187,809
Participant contributions at end of year	2017-12-31	$4,629
Participant contributions at beginning of year	2017-12-31	$12,099
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$146,696
Other income not declared elsewhere	2017-12-31	$1,365
Total non interest bearing cash at end of year	2017-12-31	$27,621
Total non interest bearing cash at beginning of year	2017-12-31	$27,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$115,027
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$8,249,759
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$13,439,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$7,190,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$11,656,488
Interest on participant loans	2017-12-31	$8,932
Value of interest in common/collective trusts at end of year	2017-12-31	$871,292
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,550,923
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,368,638
Net investment gain or loss from common/collective trusts	2017-12-31	$8,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$164,620
Employer contributions (assets) at end of year	2017-12-31	$2,336
Employer contributions (assets) at beginning of year	2017-12-31	$4,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,298,701
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PICKETT CHANEY & MCMULLEN LLP
Accountancy firm EIN	2017-12-31	481246310
2016 : TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,046,803
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,819,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,720,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$980,337
Value of total assets at end of year	2016-12-31	$13,439,015
Value of total assets at beginning of year	2016-12-31	$14,211,745
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$98,815
Total interest from all sources	2016-12-31	$11,878
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$371,385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$371,385
Administrative expenses professional fees incurred	2016-12-31	$57,916
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$725,669
Participant contributions at end of year	2016-12-31	$187,809
Participant contributions at beginning of year	2016-12-31	$283,584
Participant contributions at end of year	2016-12-31	$12,099
Participant contributions at beginning of year	2016-12-31	$4,759
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$8,436
Total non interest bearing cash at end of year	2016-12-31	$27,571
Total non interest bearing cash at beginning of year	2016-12-31	$9,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-772,730
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$13,439,015
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$14,211,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$40,899
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$11,656,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,187,352
Interest on participant loans	2016-12-31	$11,878
Value of interest in common/collective trusts at end of year	2016-12-31	$1,550,923
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,725,351
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$666,970
Net investment gain or loss from common/collective trusts	2016-12-31	$16,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$246,232
Employer contributions (assets) at end of year	2016-12-31	$4,125
Employer contributions (assets) at beginning of year	2016-12-31	$1,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,720,718
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PICKETT CHANEY & MCMULLEN LLP
Accountancy firm EIN	2016-12-31	481246310
2015 : TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$683,737
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,280,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,186,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$810,650
Value of total assets at end of year	2015-12-31	$14,211,745
Value of total assets at beginning of year	2015-12-31	$14,808,035
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$93,153
Total interest from all sources	2015-12-31	$14,886
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$568,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$568,645
Administrative expenses professional fees incurred	2015-12-31	$65,783
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$617,034
Participant contributions at end of year	2015-12-31	$283,584
Participant contributions at beginning of year	2015-12-31	$361,389
Participant contributions at end of year	2015-12-31	$4,759
Participant contributions at beginning of year	2015-12-31	$12,626
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$36,655
Total non interest bearing cash at end of year	2015-12-31	$9,593
Total non interest bearing cash at beginning of year	2015-12-31	$120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-596,290
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$14,211,745
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$14,808,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$27,370
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,187,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$14,123,624
Income. Interest from loans (other than to participants)	2015-12-31	$14,886
Value of interest in common/collective trusts at end of year	2015-12-31	$1,725,351
Value of interest in common/collective trusts at beginning of year	2015-12-31	$306,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-725,960
Net investment gain or loss from common/collective trusts	2015-12-31	$15,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$156,961
Employer contributions (assets) at end of year	2015-12-31	$1,106
Employer contributions (assets) at beginning of year	2015-12-31	$3,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,186,874
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PICKETT CHANEY & MCMULLEN LLP
Accountancy firm EIN	2015-12-31	481246310
2014 : TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$33,309
Total income from all sources (including contributions)	2014-12-31	$1,601,888
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,142,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,047,787
Expenses. Certain deemed distributions of participant loans	2014-12-31	$4,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$776,240
Value of total assets at end of year	2014-12-31	$14,808,035
Value of total assets at beginning of year	2014-12-31	$14,382,406
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$90,243
Total interest from all sources	2014-12-31	$18,336
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$620,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$620,550
Administrative expenses professional fees incurred	2014-12-31	$62,880
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$600,935
Participant contributions at end of year	2014-12-31	$361,389
Participant contributions at beginning of year	2014-12-31	$369,635
Participant contributions at end of year	2014-12-31	$12,626
Participant contributions at beginning of year	2014-12-31	$9,608
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$5,053
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$33,309
Total non interest bearing cash at end of year	2014-12-31	$120
Total non interest bearing cash at beginning of year	2014-12-31	$33,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$458,938
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$14,808,035
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$14,349,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$27,363
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$14,123,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$13,763,165
Interest on participant loans	2014-12-31	$18,336
Value of interest in common/collective trusts at end of year	2014-12-31	$306,520
Value of interest in common/collective trusts at beginning of year	2014-12-31	$202,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$185,116
Net investment gain or loss from common/collective trusts	2014-12-31	$1,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$170,252
Employer contributions (assets) at end of year	2014-12-31	$3,756
Employer contributions (assets) at beginning of year	2014-12-31	$4,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,047,787
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PICKETT CHANEY & MCMULLEN LLP
Accountancy firm EIN	2014-12-31	481246310
2013 : TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$1,835,532
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$33,309
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,727,227
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,212,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,210,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$712,236
Value of total assets at end of year	2013-12-31	$14,382,406
Value of total assets at beginning of year	2013-12-31	$11,998,797
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,840
Total interest from all sources	2013-12-31	$18,412
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$431,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$431,862
Administrative expenses professional fees incurred	2013-12-31	$1,840
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$552,267
Participant contributions at end of year	2013-12-31	$369,635
Participant contributions at beginning of year	2013-12-31	$246,910
Participant contributions at end of year	2013-12-31	$9,608
Participant contributions at beginning of year	2013-12-31	$2,704
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$33,309
Other income not declared elsewhere	2013-12-31	$79
Total non interest bearing cash at end of year	2013-12-31	$33,309
Total non interest bearing cash at beginning of year	2013-12-31	$3,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$514,768
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$14,349,097
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$11,998,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$13,763,165
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$11,738,249
Interest on participant loans	2013-12-31	$18,412
Value of interest in common/collective trusts at end of year	2013-12-31	$202,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$4,987
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,559,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$159,969
Employer contributions (assets) at end of year	2013-12-31	$4,322
Employer contributions (assets) at beginning of year	2013-12-31	$7,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,210,619
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PICKETT CHANEY & MCMULLEN LLP
Accountancy firm EIN	2013-12-31	481246310

Form 5500 Responses for TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN

2018: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TOTAL RISK MANAGEMENT, INC. PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23902

Policy instance

Insurance contract or identification number	23902
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $45,346
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	28290
Additional information about fees paid to insurance broker	RIA FEES PAID
Insurance broker organization code?	3
Insurance broker name	POLSINELLI PC

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Company Name:	TOTAL RISK MANAGEMENT, INC.
Employer identification number (EIN):	431480743
NAIC Classification:	238100