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AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 401k Plan overview

Plan NameAMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN
Plan identification number 001

AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

AMERICAN RAILCAR INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN RAILCAR INDUSTRIES, INC.
Employer identification number (EIN):431481791
NAIC Classification:333690

Additional information about AMERICAN RAILCAR INDUSTRIES, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2006-01-13
Company Identification Number: 0800599454
Legal Registered Office Address: 100 CLARK ST ATTNTAX DEPT

SAINT CHARLES
United States of America (USA)
63301

More information about AMERICAN RAILCAR INDUSTRIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01MELISSA CASSOUT MELISSA CASSOUT2017-01-05
0012016-01-01MELISSA CASSOUT MELISSA CASSOUT2017-01-27
0012015-01-01MELISSA CASSOUT MELISSA CASSOUT2016-10-07
0012014-01-01MELISSA CASSOUT MELISSA CASSOUT2015-10-15
0012013-01-01CHRISTY A. HELLMANN
0012012-01-01CHRISTY A. HELLMANN AMERICAN RAILCAR INDUSTRIES, INC.2013-08-09
0012011-01-01CHRISTY A. HELLMANN
0012009-01-01CHRISTY HELLMANN

Plan Statistics for AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN

401k plan membership statisitcs for AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN

Measure Date Value
2016: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01321
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01362
Total number of active participants reported on line 7a of the Form 55002015-01-01213
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01108
Total of all active and inactive participants2015-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01322
Number of participants with account balances2015-01-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01413
Total number of active participants reported on line 7a of the Form 55002014-01-01249
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0186
Total of all active and inactive participants2014-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01335
Number of participants with account balances2014-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01462
Total number of active participants reported on line 7a of the Form 55002013-01-01347
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0154
Total of all active and inactive participants2013-01-01401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01401
Number of participants with account balances2013-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01373
Total number of active participants reported on line 7a of the Form 55002012-01-01363
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0151
Total of all active and inactive participants2012-01-01414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01414
Number of participants with account balances2012-01-01360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01393
Total number of active participants reported on line 7a of the Form 55002011-01-01324
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0149
Total of all active and inactive participants2011-01-01373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01373
Number of participants with account balances2011-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2009: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01311
Total number of active participants reported on line 7a of the Form 55002009-01-01227
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0128
Total of all active and inactive participants2009-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01256
Number of participants with account balances2009-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0130

Financial Data on AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN

Measure Date Value
2016 : AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-04-01$0
Total transfer of assets from this plan2016-04-01$7,775,708
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-01$0
Total income from all sources (including contributions)2016-04-01$101,127
Total loss/gain on sale of assets2016-04-01$0
Total of all expenses incurred2016-04-01$417,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-01$416,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-01$99,832
Value of total assets at end of year2016-04-01$0
Value of total assets at beginning of year2016-04-01$8,092,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-01$777
Total interest from all sources2016-04-01$0
Total dividends received (eg from common stock, registered investment company shares)2016-04-01$5,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-04-01$0
Total dividends received from registered investment company shares (eg mutual funds)2016-04-01$5,844
Administrative expenses professional fees incurred2016-04-01$300
Was this plan covered by a fidelity bond2016-04-01Yes
Value of fidelity bond cover2016-04-01$3,000,000
If this is an individual account plan, was there a blackout period2016-04-01Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-01$0
Were there any nonexempt tranactions with any party-in-interest2016-04-01No
Contributions received from participants2016-04-01$74,599
Participant contributions at end of year2016-04-01$0
Participant contributions at beginning of year2016-04-01$464,504
Administrative expenses (other) incurred2016-04-01$477
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-01No
Value of net income/loss2016-04-01$-316,361
Value of net assets at end of year (total assets less liabilities)2016-04-01$0
Value of net assets at beginning of year (total assets less liabilities)2016-04-01$8,092,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-01No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-01No
Were any leases to which the plan was party in default or uncollectible2016-04-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-01$3,224,760
Value of interest in common/collective trusts at end of year2016-04-01$0
Value of interest in common/collective trusts at beginning of year2016-04-01$4,402,805
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-04-01$-22,099
Net investment gain or loss from common/collective trusts2016-04-01$17,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-01No
Was there a failure to transmit to the plan any participant contributions2016-04-01No
Has the plan failed to provide any benefit when due under the plan2016-04-01No
Contributions received in cash from employer2016-04-01$25,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-01$416,711
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-04-01Yes
Did the plan have assets held for investment2016-04-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-01Yes
Opinion of an independent qualified public accountant for this plan2016-04-01Disclaimer
Accountancy firm name2016-04-01BROWN SMITH WALLACE, LLP
Accountancy firm EIN2016-04-01431001367
2015 : AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$642,986
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,395,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,343,972
Expenses. Certain deemed distributions of participant loans2015-12-31$50,092
Value of total corrective distributions2015-12-31$98
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$556,176
Value of total assets at end of year2015-12-31$8,092,069
Value of total assets at beginning of year2015-12-31$9,844,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,264
Total interest from all sources2015-12-31$15,602
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$192,599
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$192,599
Administrative expenses professional fees incurred2015-12-31$300
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$354,682
Participant contributions at end of year2015-12-31$464,504
Participant contributions at beginning of year2015-12-31$657,271
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$84,203
Administrative expenses (other) incurred2015-12-31$964
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,752,440
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,092,069
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,844,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,224,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,823,620
Interest on participant loans2015-12-31$15,602
Value of interest in common/collective trusts at end of year2015-12-31$4,402,805
Value of interest in common/collective trusts at beginning of year2015-12-31$5,363,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-127,948
Net investment gain or loss from common/collective trusts2015-12-31$6,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$117,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,343,972
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2015-12-31431001367
2014 : AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$913,693
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$955,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$942,145
Expenses. Certain deemed distributions of participant loans2014-12-31$7,372
Value of total corrective distributions2014-12-31$4,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$546,287
Value of total assets at end of year2014-12-31$9,844,509
Value of total assets at beginning of year2014-12-31$9,885,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,250
Total interest from all sources2014-12-31$23,309
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$216,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$216,308
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$404,011
Participant contributions at end of year2014-12-31$657,271
Participant contributions at beginning of year2014-12-31$720,579
Administrative expenses (other) incurred2014-12-31$1,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-41,465
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,844,509
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,885,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,823,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,589,220
Interest on participant loans2014-12-31$23,309
Value of interest in common/collective trusts at end of year2014-12-31$5,363,618
Value of interest in common/collective trusts at beginning of year2014-12-31$5,576,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$29,092
Net investment gain or loss from common/collective trusts2014-12-31$98,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$142,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$942,145
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON, LLP
Accountancy firm EIN2014-12-31366055558
2013 : AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,373,185
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$644,796
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$643,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$640,736
Value of total assets at end of year2013-12-31$9,885,974
Value of total assets at beginning of year2013-12-31$9,157,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,550
Total interest from all sources2013-12-31$21,102
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$111,115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$111,115
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$378,116
Participant contributions at end of year2013-12-31$720,579
Participant contributions at beginning of year2013-12-31$744,045
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$9,367
Other income not declared elsewhere2013-12-31$117
Administrative expenses (other) incurred2013-12-31$1,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$728,389
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,885,974
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,157,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,589,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,664,782
Interest on participant loans2013-12-31$21,102
Value of interest in common/collective trusts at end of year2013-12-31$5,576,175
Value of interest in common/collective trusts at beginning of year2013-12-31$5,731,979
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$652,114
Net investment gain or loss from common/collective trusts2013-12-31$-51,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$262,620
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$7,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$643,246
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,310,617
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$488,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$486,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$754,297
Value of total assets at end of year2012-12-31$9,157,585
Value of total assets at beginning of year2012-12-31$8,335,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,510
Total interest from all sources2012-12-31$23,184
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$78,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$78,777
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$416,435
Participant contributions at end of year2012-12-31$744,045
Participant contributions at beginning of year2012-12-31$794,471
Participant contributions at end of year2012-12-31$9,367
Participant contributions at beginning of year2012-12-31$6,320
Other income not declared elsewhere2012-12-31$96
Administrative expenses (other) incurred2012-12-31$1,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$822,165
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,157,585
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,335,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,664,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,262,118
Interest on participant loans2012-12-31$23,184
Value of interest in common/collective trusts at end of year2012-12-31$5,731,979
Value of interest in common/collective trusts at beginning of year2012-12-31$5,266,747
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$285,593
Net investment gain or loss from common/collective trusts2012-12-31$168,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$337,862
Employer contributions (assets) at end of year2012-12-31$7,412
Employer contributions (assets) at beginning of year2012-12-31$5,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$486,942
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$747,088
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$275,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$274,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$621,251
Value of total assets at end of year2011-12-31$8,335,420
Value of total assets at beginning of year2011-12-31$7,864,329
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,800
Total interest from all sources2011-12-31$22,893
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$89,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$89,500
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$419,347
Participant contributions at end of year2011-12-31$794,471
Participant contributions at beginning of year2011-12-31$733,476
Participant contributions at end of year2011-12-31$6,320
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,422
Administrative expenses (other) incurred2011-12-31$1,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$471,091
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,335,420
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,864,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,262,118
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,268,274
Interest on participant loans2011-12-31$22,893
Value of interest in common/collective trusts at end of year2011-12-31$5,266,747
Value of interest in common/collective trusts at beginning of year2011-12-31$4,862,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-141,828
Net investment gain or loss from common/collective trusts2011-12-31$155,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$200,482
Employer contributions (assets) at end of year2011-12-31$5,764
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$274,197
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$14,180
Total income from all sources (including contributions)2010-12-31$1,300,187
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$253,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$239,202
Value of total corrective distributions2010-12-31$12,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$642,667
Value of total assets at end of year2010-12-31$7,864,329
Value of total assets at beginning of year2010-12-31$6,831,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,386
Total interest from all sources2010-12-31$25,338
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$65,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$65,714
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$357,753
Participant contributions at end of year2010-12-31$733,476
Participant contributions at beginning of year2010-12-31$702,752
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$4,179,158
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$4,060
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$14,180
Administrative expenses (other) incurred2010-12-31$1,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,046,756
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,864,329
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,817,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,268,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,949,843
Interest on participant loans2010-12-31$25,338
Value of interest in common/collective trusts at end of year2010-12-31$4,862,579
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$323,286
Net investment gain/loss from pooled separate accounts2010-12-31$-82,964
Net investment gain or loss from common/collective trusts2010-12-31$326,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$280,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$239,202
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31STONE CARLIE & COMPANY, LLC
Accountancy firm EIN2010-12-31430642511

Form 5500 Responses for AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN

2016: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AMERICAN RAILCAR INDUSTRIES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039386
Policy instance 1
Insurance contract or identification number039386
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-02-04
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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