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AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan NameAMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN
Plan identification number 002

AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

AMERICAN RAILCAR INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN RAILCAR INDUSTRIES, INC.
Employer identification number (EIN):431481791
NAIC Classification:333690

Additional information about AMERICAN RAILCAR INDUSTRIES, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2006-01-13
Company Identification Number: 0800599454
Legal Registered Office Address: 100 CLARK ST ATTNTAX DEPT

SAINT CHARLES
United States of America (USA)
63301

More information about AMERICAN RAILCAR INDUSTRIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01
0022018-01-01
0022017-01-01MELISSA CASSOUT MELISSA CASSOUT2018-10-12
0022016-01-01MELISSA CASSOUT MELISSA CASSOUT2017-10-16
0022015-01-01MELISSA CASSOUT MELISSA CASSOUT2016-10-07
0022014-01-01MELISSA CASSOUT MELISSA CASSOUT2015-10-15
0022013-01-01CHRISTY A. HELLMANN
0022012-01-01CHRISTY A. HELLMANN AMERICAN RAILCAR INDUSTRIES, INC2013-08-09
0022011-01-01CHRISTY A. HELLMANN
0022009-01-01CHRISTY HELLMANN

Plan Statistics for AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN

Measure Date Value
2019: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,518
Total number of active participants reported on line 7a of the Form 55002019-01-01640
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-01342
Total of all active and inactive participants2019-01-01986
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01989
Number of participants with account balances2019-01-01876
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0167
2018: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,159
Total number of active participants reported on line 7a of the Form 55002018-01-012,281
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-01235
Total of all active and inactive participants2018-01-012,518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-012,521
Number of participants with account balances2018-01-012,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0154
2017: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,417
Total number of active participants reported on line 7a of the Form 55002017-01-011,959
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01196
Total of all active and inactive participants2017-01-012,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-012,159
Number of participants with account balances2017-01-011,753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01127
2016: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,821
Total number of active participants reported on line 7a of the Form 55002016-01-012,206
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01208
Total of all active and inactive participants2016-01-012,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-012,417
Number of participants with account balances2016-01-011,916
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01174
2015: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01707
Total number of active participants reported on line 7a of the Form 55002015-01-01894
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0178
Total of all active and inactive participants2015-01-01973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01973
Number of participants with account balances2015-01-01581
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0120
2014: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01697
Total number of active participants reported on line 7a of the Form 55002014-01-01650
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0158
Total of all active and inactive participants2014-01-01709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01709
Number of participants with account balances2014-01-01507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0113
2013: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01705
Total number of active participants reported on line 7a of the Form 55002013-01-01630
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01678
Number of participants with account balances2013-01-01443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01645
Total number of active participants reported on line 7a of the Form 55002012-01-01649
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0136
Total of all active and inactive participants2012-01-01686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01686
Number of participants with account balances2012-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01636
Total number of active participants reported on line 7a of the Form 55002011-01-01607
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01645
Number of participants with account balances2011-01-01379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01619
Total number of active participants reported on line 7a of the Form 55002009-01-01502
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0127
Total of all active and inactive participants2009-01-01529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01529
Number of participants with account balances2009-01-01380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN

Measure Date Value
2019 : AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$15,384,446
Total income from all sources (including contributions)2019-12-31$15,384,446
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$24,898,993
Total of all expenses incurred2019-12-31$24,898,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$24,871,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$24,871,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,723,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,723,420
Value of total assets at end of year2019-12-31$49,377,197
Value of total assets at end of year2019-12-31$49,377,197
Value of total assets at beginning of year2019-12-31$58,891,744
Value of total assets at beginning of year2019-12-31$58,891,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$27,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$27,040
Total interest from all sources2019-12-31$126,943
Total interest from all sources2019-12-31$126,943
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,566,349
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,566,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,566,349
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,566,349
Administrative expenses professional fees incurred2019-12-31$600
Administrative expenses professional fees incurred2019-12-31$600
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,472,957
Contributions received from participants2019-12-31$3,472,957
Participant contributions at end of year2019-12-31$1,047,390
Participant contributions at end of year2019-12-31$1,047,390
Participant contributions at beginning of year2019-12-31$2,917,666
Participant contributions at beginning of year2019-12-31$2,917,666
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$157,674
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$157,674
Administrative expenses (other) incurred2019-12-31$26,440
Administrative expenses (other) incurred2019-12-31$26,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-9,514,547
Value of net income/loss2019-12-31$-9,514,547
Value of net assets at end of year (total assets less liabilities)2019-12-31$49,377,197
Value of net assets at end of year (total assets less liabilities)2019-12-31$49,377,197
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$58,891,744
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$58,891,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$40,537,368
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$40,537,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,098,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,098,666
Interest on participant loans2019-12-31$126,943
Interest on participant loans2019-12-31$126,943
Value of interest in common/collective trusts at end of year2019-12-31$7,792,439
Value of interest in common/collective trusts at end of year2019-12-31$7,792,439
Value of interest in common/collective trusts at beginning of year2019-12-31$11,875,412
Value of interest in common/collective trusts at beginning of year2019-12-31$11,875,412
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,761,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,761,204
Net investment gain or loss from common/collective trusts2019-12-31$206,530
Net investment gain or loss from common/collective trusts2019-12-31$206,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,092,789
Contributions received in cash from employer2019-12-31$1,092,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$24,871,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$24,871,953
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BROWN SMITH WALLACE, LLP
Accountancy firm name2019-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2019-12-31431001367
Accountancy firm EIN2019-12-31431001367
2018 : AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$18,519
Total income from all sources (including contributions)2018-12-31$2,981,957
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,380,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,351,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,396,210
Value of total assets at end of year2018-12-31$58,891,744
Value of total assets at beginning of year2018-12-31$62,308,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$28,490
Total interest from all sources2018-12-31$139,119
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,215,514
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,215,514
Administrative expenses professional fees incurred2018-12-31$900
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,047,657
Participant contributions at end of year2018-12-31$2,917,666
Participant contributions at beginning of year2018-12-31$2,670,927
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$85,801
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$18,519
Administrative expenses (other) incurred2018-12-31$27,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,398,182
Value of net assets at end of year (total assets less liabilities)2018-12-31$58,891,744
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$62,289,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$44,098,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$47,087,992
Interest on participant loans2018-12-31$139,119
Value of interest in common/collective trusts at end of year2018-12-31$11,875,412
Value of interest in common/collective trusts at beginning of year2018-12-31$12,549,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,001,578
Net investment gain or loss from common/collective trusts2018-12-31$232,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,262,752
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,351,649
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2018-12-31431001367
2017 : AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$18,519
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$110,463
Total income from all sources (including contributions)2017-12-31$14,604,373
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,527,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,470,954
Expenses. Certain deemed distributions of participant loans2017-12-31$22,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,024,150
Value of total assets at end of year2017-12-31$62,308,445
Value of total assets at beginning of year2017-12-31$54,323,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$34,500
Total interest from all sources2017-12-31$113,326
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,275,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,275,861
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,756,303
Participant contributions at end of year2017-12-31$2,670,927
Participant contributions at beginning of year2017-12-31$2,538,213
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,102,975
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$18,519
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$110,463
Administrative expenses (other) incurred2017-12-31$34,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,076,643
Value of net assets at end of year (total assets less liabilities)2017-12-31$62,289,926
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$54,213,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$47,087,992
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$38,355,835
Interest on participant loans2017-12-31$113,326
Value of interest in common/collective trusts at end of year2017-12-31$12,549,526
Value of interest in common/collective trusts at beginning of year2017-12-31$13,429,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,977,141
Net investment gain or loss from common/collective trusts2017-12-31$213,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,164,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,470,954
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2017-12-31431001367
2016 : AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$16,210,876
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$110,463
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,062,388
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,738,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,709,908
Expenses. Certain deemed distributions of participant loans2016-12-31$1,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,978,580
Value of total assets at end of year2016-12-31$54,323,746
Value of total assets at beginning of year2016-12-31$37,678,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$26,279
Total interest from all sources2016-12-31$74,610
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,292,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,292,806
Administrative expenses professional fees incurred2016-12-31$300
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,965,805
Participant contributions at end of year2016-12-31$2,538,213
Participant contributions at beginning of year2016-12-31$908,920
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$94,976
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$110,463
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$25,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$324,248
Value of net assets at end of year (total assets less liabilities)2016-12-31$54,213,283
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$37,678,159
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$38,355,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$27,872,745
Interest on participant loans2016-12-31$74,610
Value of interest in common/collective trusts at end of year2016-12-31$13,429,698
Value of interest in common/collective trusts at beginning of year2016-12-31$8,896,494
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,503,485
Net investment gain or loss from common/collective trusts2016-12-31$212,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$917,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,709,908
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2016-12-31431001367
2015 : AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,536,075
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,972,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,957,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,353,059
Value of total assets at end of year2015-12-31$37,678,159
Value of total assets at beginning of year2015-12-31$37,114,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,751
Total interest from all sources2015-12-31$30,897
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,501,916
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,501,916
Administrative expenses professional fees incurred2015-12-31$10,600
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,714,540
Participant contributions at end of year2015-12-31$908,920
Participant contributions at beginning of year2015-12-31$907,627
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$69,856
Administrative expenses (other) incurred2015-12-31$4,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$563,746
Value of net assets at end of year (total assets less liabilities)2015-12-31$37,678,159
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$37,114,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$27,872,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$27,185,861
Interest on participant loans2015-12-31$30,897
Value of interest in common/collective trusts at end of year2015-12-31$8,896,494
Value of interest in common/collective trusts at beginning of year2015-12-31$9,020,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,378,288
Net investment gain or loss from common/collective trusts2015-12-31$28,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$568,663
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,957,578
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2015-12-31431001367
2014 : AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,430,820
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,487,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,479,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,507,898
Value of total assets at end of year2014-12-31$37,114,413
Value of total assets at beginning of year2014-12-31$37,171,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,253
Total interest from all sources2014-12-31$29,089
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,618,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,618,497
Administrative expenses professional fees incurred2014-12-31$5,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,498,802
Participant contributions at end of year2014-12-31$907,627
Participant contributions at beginning of year2014-12-31$876,715
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$508,373
Administrative expenses (other) incurred2014-12-31$3,253
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-56,594
Value of net assets at end of year (total assets less liabilities)2014-12-31$37,114,413
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$37,171,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$27,185,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$26,101,893
Interest on participant loans2014-12-31$29,089
Value of interest in common/collective trusts at end of year2014-12-31$9,020,925
Value of interest in common/collective trusts at beginning of year2014-12-31$10,192,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$113,409
Net investment gain or loss from common/collective trusts2014-12-31$161,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$500,723
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,479,161
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON, LLP
Accountancy firm EIN2014-12-31366055558
2013 : AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,264,134
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,225,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,220,553
Value of total corrective distributions2013-12-31$36
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,110,672
Value of total assets at end of year2013-12-31$37,171,007
Value of total assets at beginning of year2013-12-31$32,132,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,695
Total interest from all sources2013-12-31$30,868
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$996,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$996,248
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,481,675
Participant contributions at end of year2013-12-31$876,715
Participant contributions at beginning of year2013-12-31$865,266
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$54,781
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$122,431
Other income not declared elsewhere2013-12-31$21,273
Administrative expenses (other) incurred2013-12-31$4,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,038,850
Value of net assets at end of year (total assets less liabilities)2013-12-31$37,171,007
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$32,132,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$26,101,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$20,606,995
Interest on participant loans2013-12-31$30,868
Value of interest in common/collective trusts at end of year2013-12-31$10,192,399
Value of interest in common/collective trusts at beginning of year2013-12-31$10,586,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,205,034
Net investment gain or loss from common/collective trusts2013-12-31$-99,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$506,566
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$18,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,220,553
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON, LLP
Accountancy firm EIN2013-12-31366055558
2012 : AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,944,996
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,584,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,455,483
Value of total corrective distributions2012-12-31$123,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,961,968
Value of total assets at end of year2012-12-31$32,132,157
Value of total assets at beginning of year2012-12-31$28,772,042
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,455
Total interest from all sources2012-12-31$26,787
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$780,270
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$780,270
Administrative expenses professional fees incurred2012-12-31$2,100
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,481,749
Participant contributions at end of year2012-12-31$865,266
Participant contributions at beginning of year2012-12-31$808,597
Participant contributions at end of year2012-12-31$54,781
Participant contributions at beginning of year2012-12-31$5,438
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$40,980
Other income not declared elsewhere2012-12-31$12,556
Administrative expenses (other) incurred2012-12-31$3,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,360,115
Value of net assets at end of year (total assets less liabilities)2012-12-31$32,132,157
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$28,772,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$20,606,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$17,618,482
Interest on participant loans2012-12-31$26,787
Value of interest in common/collective trusts at end of year2012-12-31$10,586,597
Value of interest in common/collective trusts at beginning of year2012-12-31$10,337,377
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,869,038
Net investment gain or loss from common/collective trusts2012-12-31$294,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$439,239
Employer contributions (assets) at end of year2012-12-31$18,518
Employer contributions (assets) at beginning of year2012-12-31$2,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,455,483
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,233,690
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$982,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$980,593
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,257,618
Value of total assets at end of year2011-12-31$28,772,042
Value of total assets at beginning of year2011-12-31$27,521,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,253
Total interest from all sources2011-12-31$29,849
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$716,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$716,778
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,464,198
Participant contributions at end of year2011-12-31$808,597
Participant contributions at beginning of year2011-12-31$926,010
Participant contributions at end of year2011-12-31$5,438
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$312,819
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$77,979
Administrative expenses (other) incurred2011-12-31$2,253
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,250,844
Value of net assets at end of year (total assets less liabilities)2011-12-31$28,772,042
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$27,521,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$17,618,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$17,538,417
Interest on participant loans2011-12-31$29,849
Value of interest in common/collective trusts at end of year2011-12-31$10,337,377
Value of interest in common/collective trusts at beginning of year2011-12-31$9,056,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,163,953
Net investment gain or loss from common/collective trusts2011-12-31$315,419
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$480,601
Employer contributions (assets) at end of year2011-12-31$2,148
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$980,593
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,757,930
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,023,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,007,327
Value of total corrective distributions2010-12-31$12,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,853,027
Value of total assets at end of year2010-12-31$27,521,198
Value of total assets at beginning of year2010-12-31$24,786,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,974
Total interest from all sources2010-12-31$33,211
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$643,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$643,911
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,371,725
Participant contributions at end of year2010-12-31$926,010
Participant contributions at beginning of year2010-12-31$770,847
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$8,668,778
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$31,557
Other income not declared elsewhere2010-12-31$217
Administrative expenses (other) incurred2010-12-31$2,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,734,786
Value of net assets at end of year (total assets less liabilities)2010-12-31$27,521,198
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$24,786,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$17,538,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$15,346,787
Interest on participant loans2010-12-31$33,211
Value of interest in common/collective trusts at end of year2010-12-31$9,056,771
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,238,024
Net investment gain/loss from pooled separate accounts2010-12-31$-625,902
Net investment gain or loss from common/collective trusts2010-12-31$615,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$449,745
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,007,327
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31STONE CARLIE & COMPANY, LLC
Accountancy firm EIN2010-12-31430642511

Form 5500 Responses for AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN

2019: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AMERICAN RAILCAR INDUSTRIES, INC. SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039386
Policy instance 1
Insurance contract or identification number039386
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-02-04
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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