401k Plan data: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES plan

AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 401k Plan overview

Plan Name	AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES
Plan identification number	020

AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

AMERICAN RAILCAR INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: AMERICAN RAILCAR INDUSTRIES, INC.

Employer identification number (EIN): 431481791

NAIC Classification: 333690

Additional information about AMERICAN RAILCAR INDUSTRIES, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2006-01-13

Company Identification Number: 0800599454

Legal Registered Office Address: 100 CLARK ST ATTNTAX DEPT

SAINT CHARLES
United States of America (USA)
63301

More information about AMERICAN RAILCAR INDUSTRIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
020 2016-01-01 MELISSA CASSOUT MELISSA CASSOUT 2017-01-27
020 2015-01-01 MELISSA CASSOUT MELISSA CASSOUT 2016-10-07
020 2014-01-01 MELISSA CASSOUT MELISSA CASSOUT 2015-10-15
020 2013-01-01 CHRISTY HELLMANN
020 2012-01-01 CHRISTY HELLMANN
020 2011-01-01 CHRISTY HELLMANN
020 2009-01-01 CHRISTY HELLMANN

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
020	2016-01-01	MELISSA CASSOUT	MELISSA CASSOUT	2017-01-27
020	2015-01-01	MELISSA CASSOUT	MELISSA CASSOUT	2016-10-07
020	2014-01-01	MELISSA CASSOUT	MELISSA CASSOUT	2015-10-15
020	2013-01-01	CHRISTY HELLMANN
020	2012-01-01	CHRISTY HELLMANN
020	2011-01-01	CHRISTY HELLMANN
020	2009-01-01	CHRISTY HELLMANN

Plan Statistics for AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES

401k plan membership statisitcs for AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES

Measure Date Value
2016: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2016 401k membership
Total participants, beginning-of-year 2016-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2015 401k membership
Total participants, beginning-of-year 2015-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 137
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 15
Total of all active and inactive participants 2015-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 3
Total participants 2015-01-01 155
Number of participants with account balances 2015-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 112
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 14
Total of all active and inactive participants 2014-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 3
Total participants 2014-01-01 129
Number of participants with account balances 2014-01-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 109
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 13
Total of all active and inactive participants 2013-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 124
Number of participants with account balances 2013-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 108
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 13
Total of all active and inactive participants 2012-01-01 121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 122
Number of participants with account balances 2012-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 109
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 8
Total of all active and inactive participants 2011-01-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 117
Number of participants with account balances 2011-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 59
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 95
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 4
Total of all active and inactive participants 2009-01-01 99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 99
Number of participants with account balances 2009-01-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2016 401k membership
Total participants, beginning-of-year	2016-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2015 401k membership
Total participants, beginning-of-year	2015-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	137
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	15
Total of all active and inactive participants	2015-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	3
Total participants	2015-01-01	155
Number of participants with account balances	2015-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	112
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	14
Total of all active and inactive participants	2014-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	3
Total participants	2014-01-01	129
Number of participants with account balances	2014-01-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	109
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	13
Total of all active and inactive participants	2013-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	124
Number of participants with account balances	2013-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	108
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	13
Total of all active and inactive participants	2012-01-01	121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	122
Number of participants with account balances	2012-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	109
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	8
Total of all active and inactive participants	2011-01-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	117
Number of participants with account balances	2011-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	59
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	95
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	4
Total of all active and inactive participants	2009-01-01	99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	99
Number of participants with account balances	2009-01-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES

Measure	Date	Value
2016 : AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-04-01	$0
Total transfer of assets from this plan	2016-04-01	$1,748,833
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-04-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-04-01	$0
Total income from all sources (including contributions)	2016-04-01	$33,238
Total loss/gain on sale of assets	2016-04-01	$0
Total of all expenses incurred	2016-04-01	$2,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-04-01	$2,822
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-04-01	$52,461
Value of total assets at end of year	2016-04-01	$0
Value of total assets at beginning of year	2016-04-01	$1,718,539
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-04-01	$122
Total interest from all sources	2016-04-01	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-04-01	$1,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-04-01	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-04-01	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-04-01	$1,938
Was this plan covered by a fidelity bond	2016-04-01	Yes
Value of fidelity bond cover	2016-04-01	$3,000,000
If this is an individual account plan, was there a blackout period	2016-04-01	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-04-01	$0
Were there any nonexempt tranactions with any party-in-interest	2016-04-01	No
Contributions received from participants	2016-04-01	$37,206
Participant contributions at end of year	2016-04-01	$0
Participant contributions at beginning of year	2016-04-01	$151,362
Administrative expenses (other) incurred	2016-04-01	$122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-04-01	No
Value of net income/loss	2016-04-01	$30,294
Value of net assets at end of year (total assets less liabilities)	2016-04-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-04-01	$1,718,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-04-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-04-01	No
Were any leases to which the plan was party in default or uncollectible	2016-04-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-04-01	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-04-01	$1,238,045
Value of interest in common/collective trusts at end of year	2016-04-01	$0
Value of interest in common/collective trusts at beginning of year	2016-04-01	$329,132
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-04-01	$-22,494
Net investment gain or loss from common/collective trusts	2016-04-01	$1,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-04-01	No
Was there a failure to transmit to the plan any participant contributions	2016-04-01	No
Has the plan failed to provide any benefit when due under the plan	2016-04-01	No
Contributions received in cash from employer	2016-04-01	$15,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-04-01	$2,822
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-04-01	Yes
Did the plan have assets held for investment	2016-04-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-04-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-04-01	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-04-01	Yes
Opinion of an independent qualified public accountant for this plan	2016-04-01	Disclaimer
Accountancy firm name	2016-04-01	BROWN SMITH WALLACE, LLP
Accountancy firm EIN	2016-04-01	431001367
2015 : AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$223,188
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$327,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$326,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$176,031
Value of total assets at end of year	2015-12-31	$1,718,539
Value of total assets at beginning of year	2015-12-31	$1,822,956
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$700
Total interest from all sources	2015-12-31	$4,331
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$59,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$59,164
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$121,400
Participant contributions at end of year	2015-12-31	$151,362
Participant contributions at beginning of year	2015-12-31	$119,798
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,092
Administrative expenses (other) incurred	2015-12-31	$700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-104,417
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,718,539
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,822,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,238,045
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,234,217
Interest on participant loans	2015-12-31	$4,331
Value of interest in common/collective trusts at end of year	2015-12-31	$329,132
Value of interest in common/collective trusts at beginning of year	2015-12-31	$468,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-16,572
Net investment gain or loss from common/collective trusts	2015-12-31	$234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$53,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$326,905
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BROWN SMITH WALLACE, LLP
Accountancy firm EIN	2015-12-31	431001367
2014 : AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$248,654
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$129,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$128,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$145,066
Value of total assets at end of year	2014-12-31	$1,822,956
Value of total assets at beginning of year	2014-12-31	$1,703,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$700
Total interest from all sources	2014-12-31	$3,163
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$67,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$67,458
Administrative expenses professional fees incurred	2014-12-31	$300
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$101,037
Participant contributions at end of year	2014-12-31	$119,798
Participant contributions at beginning of year	2014-12-31	$52,224
Administrative expenses (other) incurred	2014-12-31	$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$118,973
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,822,956
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,703,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,234,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,188,312
Interest on participant loans	2014-12-31	$3,163
Value of interest in common/collective trusts at end of year	2014-12-31	$468,941
Value of interest in common/collective trusts at beginning of year	2014-12-31	$463,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$24,244
Net investment gain or loss from common/collective trusts	2014-12-31	$8,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$44,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$128,981
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2014-12-31	366055558
2013 : AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$424,684
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$51,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$51,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$136,468
Value of total assets at end of year	2013-12-31	$1,703,983
Value of total assets at beginning of year	2013-12-31	$1,331,266
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$200
Total interest from all sources	2013-12-31	$1,772
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$31,964
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$31,964
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$95,281
Participant contributions at end of year	2013-12-31	$52,224
Participant contributions at beginning of year	2013-12-31	$58,205
Other income not declared elsewhere	2013-12-31	$24
Administrative expenses (other) incurred	2013-12-31	$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$372,717
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,703,983
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,331,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,188,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$868,365
Interest on participant loans	2013-12-31	$1,772
Value of interest in common/collective trusts at end of year	2013-12-31	$463,447
Value of interest in common/collective trusts at beginning of year	2013-12-31	$404,696
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$239,913
Net investment gain or loss from common/collective trusts	2013-12-31	$14,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$41,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$51,767
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2013-12-31	366055558
2012 : AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2012 401k financial data
Total income from all sources	2012-12-31	$227,973
Expenses. Total of all expenses incurred	2012-12-31	$74,087
Benefits paid (including direct rollovers)	2012-12-31	$73,837
Total plan assets at end of year	2012-12-31	$1,331,266
Total plan assets at beginning of year	2012-12-31	$1,177,380
Value of fidelity bond covering the plan	2012-12-31	$3,000,000
Total contributions received or receivable from participants	2012-12-31	$79,856
Expenses. Other expenses not covered elsewhere	2012-12-31	$250
Other income received	2012-12-31	$117,678
Net income (gross income less expenses)	2012-12-31	$153,886
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,331,266
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,177,380
Assets. Value of participant loans	2012-12-31	$58,205
Total contributions received or receivable from employer(s)	2012-12-31	$30,439
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2011 401k financial data
Total income from all sources	2011-12-31	$533,471
Expenses. Total of all expenses incurred	2011-12-31	$490,743
Benefits paid (including direct rollovers)	2011-12-31	$45,538
Total plan assets at end of year	2011-12-31	$1,177,380
Total plan assets at beginning of year	2011-12-31	$1,134,652
Value of fidelity bond covering the plan	2011-12-31	$3,000,000
Total contributions received or receivable from participants	2011-12-31	$76,544
Expenses. Other expenses not covered elsewhere	2011-12-31	$445,105
Other income received	2011-12-31	$429,859
Net income (gross income less expenses)	2011-12-31	$42,728
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,177,380
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,134,652
Assets. Value of participant loans	2011-12-31	$25,966
Total contributions received or receivable from employer(s)	2011-12-31	$27,068
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$100
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2010 401k financial data
Total income from all sources	2010-12-31	$198,051
Expenses. Total of all expenses incurred	2010-12-31	$38,049
Benefits paid (including direct rollovers)	2010-12-31	$37,949
Total plan assets at end of year	2010-12-31	$1,134,652
Total plan assets at beginning of year	2010-12-31	$974,650
Value of fidelity bond covering the plan	2010-12-31	$3,000,000
Total contributions received or receivable from participants	2010-12-31	$72,619
Expenses. Other expenses not covered elsewhere	2010-12-31	$100
Other income received	2010-12-31	$100,438
Net income (gross income less expenses)	2010-12-31	$160,002
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,134,652
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$974,650
Assets. Value of participant loans	2010-12-31	$20,431
Total contributions received or receivable from employer(s)	2010-12-31	$24,994
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES

2016: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: AMERICAN RAILCAR INDUSTRIES, INC. REPAIR PLANT 401(K) PLAN FOR BARGAINING EMPLOYEES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39386

Policy instance

Insurance contract or identification number	39386
Number of Individuals Covered	0
Insurance policy start date	2010-01-01
Insurance policy end date	2010-02-04
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	AMERICAN RAILCAR INDUSTRIES, INC.
Employer identification number (EIN):	431481791
NAIC Classification:	333690

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2006-01-13
Company Identification Number:	0800599454
Legal Registered Office Address:	100 CLARK ST ATTNTAX DEPT SAINT CHARLES United States of America (USA) 63301