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Plan Name | AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE |
Plan identification number | 090 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | AMERICAN RAILCAR INDUSTRIES, INC. |
Employer identification number (EIN): | 431481791 |
NAIC Classification: | 333690 |
Additional information about AMERICAN RAILCAR INDUSTRIES, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2006-01-13 |
Company Identification Number: | 0800599454 |
Legal Registered Office Address: |
100 CLARK ST ATTNTAX DEPT SAINT CHARLES United States of America (USA) 63301 |
More information about AMERICAN RAILCAR INDUSTRIES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
090 | 2016-01-01 | MELISSA CASSOUT | MELISSA CASSOUT | 2017-01-27 | |
090 | 2015-01-01 | MELISSA CASSOUT | MELISSA CASSOUT | 2016-10-07 | |
090 | 2014-01-01 | MELISSA CASSOUT | MELISSA CASSOUT | 2015-10-15 | |
090 | 2013-01-01 | CHRISTY A. HELLMANN | |||
090 | 2012-01-01 | CHRISTY A. HELLMANN | AMERICAN RAILCAR INDUSTRIES,INC | 2013-08-09 | |
090 | 2011-01-01 | CHRISTY A. HELLMANN | |||
090 | 2009-01-01 | CHRISTY HELLMANN |
Measure | Date | Value |
---|---|---|
2016: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 1,843 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
Total of all active and inactive participants | 2016-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 0 |
Number of participants with account balances | 2016-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 2,286 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1,592 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 249 |
Total of all active and inactive participants | 2015-01-01 | 1,841 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 1,841 |
Number of participants with account balances | 2015-01-01 | 1,457 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 184 |
2014: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 2,153 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 1,926 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 208 |
Total of all active and inactive participants | 2014-01-01 | 2,134 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 2,134 |
Number of participants with account balances | 2014-01-01 | 1,547 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 148 |
2013: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 1,878 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 1,732 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 124 |
Total of all active and inactive participants | 2013-01-01 | 1,856 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 1,856 |
Number of participants with account balances | 2013-01-01 | 1,232 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 73 |
2012: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 1,431 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 1,244 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 24 |
Total of all active and inactive participants | 2012-01-01 | 1,268 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 1,268 |
Number of participants with account balances | 2012-01-01 | 243 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
2011: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 751 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 1,412 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 19 |
Total of all active and inactive participants | 2011-01-01 | 1,431 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 1,431 |
Number of participants with account balances | 2011-01-01 | 168 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
2009: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 166 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 546 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 16 |
Total of all active and inactive participants | 2009-01-01 | 562 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 562 |
Number of participants with account balances | 2009-01-01 | 148 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 6 |
Measure | Date | Value |
---|---|---|
2016 : AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-04-01 | $0 |
Total transfer of assets from this plan | 2016-04-01 | $6,642,760 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-04-01 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-04-01 | $0 |
Total income from all sources (including contributions) | 2016-04-01 | $421,748 |
Total loss/gain on sale of assets | 2016-04-01 | $0 |
Total of all expenses incurred | 2016-04-01 | $456,832 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-04-01 | $453,952 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-04-01 | $427,157 |
Value of total assets at end of year | 2016-04-01 | $0 |
Value of total assets at beginning of year | 2016-04-01 | $6,677,844 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-04-01 | $2,880 |
Total interest from all sources | 2016-04-01 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-04-01 | $2,609 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-04-01 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-04-01 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-04-01 | $2,609 |
Was this plan covered by a fidelity bond | 2016-04-01 | Yes |
Value of fidelity bond cover | 2016-04-01 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2016-04-01 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-04-01 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-04-01 | No |
Contributions received from participants | 2016-04-01 | $333,783 |
Participant contributions at end of year | 2016-04-01 | $0 |
Participant contributions at beginning of year | 2016-04-01 | $111,481 |
Administrative expenses (other) incurred | 2016-04-01 | $2,880 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-04-01 | No |
Value of net income/loss | 2016-04-01 | $-35,084 |
Value of net assets at end of year (total assets less liabilities) | 2016-04-01 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-04-01 | $6,677,844 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-04-01 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-04-01 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-04-01 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-04-01 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-04-01 | $5,685,754 |
Value of interest in common/collective trusts at end of year | 2016-04-01 | $0 |
Value of interest in common/collective trusts at beginning of year | 2016-04-01 | $880,609 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-04-01 | $-11,650 |
Net investment gain or loss from common/collective trusts | 2016-04-01 | $3,632 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-04-01 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-04-01 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-04-01 | No |
Contributions received in cash from employer | 2016-04-01 | $93,374 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-04-01 | $453,952 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-04-01 | Yes |
Did the plan have assets held for investment | 2016-04-01 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-04-01 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-04-01 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-04-01 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-04-01 | Disclaimer |
Accountancy firm name | 2016-04-01 | BROWN SMITH WALLACE, LLP |
Accountancy firm EIN | 2016-04-01 | 431001367 |
2015 : AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,123,852 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $930,174 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $926,924 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,096,396 |
Value of total assets at end of year | 2015-12-31 | $6,677,844 |
Value of total assets at beginning of year | 2015-12-31 | $5,484,166 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $3,250 |
Total interest from all sources | 2015-12-31 | $2,371 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $303,590 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $303,590 |
Administrative expenses professional fees incurred | 2015-12-31 | $300 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,681,909 |
Participant contributions at end of year | 2015-12-31 | $111,481 |
Participant contributions at beginning of year | 2015-12-31 | $55,229 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $4,951 |
Administrative expenses (other) incurred | 2015-12-31 | $2,950 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,193,678 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $6,677,844 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,484,166 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $5,685,754 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $4,602,076 |
Interest on participant loans | 2015-12-31 | $2,371 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $880,609 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $826,861 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-281,749 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $3,244 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $409,536 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $926,924 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BROWN SMITH WALLACE, LLP |
Accountancy firm EIN | 2015-12-31 | 431001367 |
2014 : AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,029,077 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $537,924 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $536,424 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,768,125 |
Value of total assets at end of year | 2014-12-31 | $5,484,166 |
Value of total assets at beginning of year | 2014-12-31 | $3,993,013 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,500 |
Total interest from all sources | 2014-12-31 | $1,816 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $215,437 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $215,437 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,449,118 |
Participant contributions at end of year | 2014-12-31 | $55,229 |
Participant contributions at beginning of year | 2014-12-31 | $51,899 |
Administrative expenses (other) incurred | 2014-12-31 | $1,500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,491,153 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $5,484,166 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,993,013 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $4,602,076 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $3,177,104 |
Interest on participant loans | 2014-12-31 | $1,816 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $826,861 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $764,010 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $27,723 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $15,976 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $319,007 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $536,424 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2014-12-31 | 366055558 |
2013 : AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $1,815,174 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $288,267 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $287,667 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,276,751 |
Value of total assets at end of year | 2013-12-31 | $3,993,013 |
Value of total assets at beginning of year | 2013-12-31 | $2,466,106 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $600 |
Total interest from all sources | 2013-12-31 | $1,723 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $98,579 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $98,579 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,045,765 |
Participant contributions at end of year | 2013-12-31 | $51,899 |
Participant contributions at beginning of year | 2013-12-31 | $57,732 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $8,472 |
Other income not declared elsewhere | 2013-12-31 | $34 |
Administrative expenses (other) incurred | 2013-12-31 | $600 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,526,907 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,993,013 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,466,106 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $3,177,104 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,561,206 |
Interest on participant loans | 2013-12-31 | $1,723 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $764,010 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $836,432 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $447,226 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $-9,139 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $230,986 |
Employer contributions (assets) at end of year | 2013-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $2,264 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $287,667 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2013-12-31 | 366055558 |
2012 : AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $586,503 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $193,672 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $193,272 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $353,186 |
Value of total assets at end of year | 2012-12-31 | $2,466,106 |
Value of total assets at beginning of year | 2012-12-31 | $2,073,275 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $400 |
Total interest from all sources | 2012-12-31 | $1,977 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $48,149 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $48,149 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $71,671 |
Participant contributions at end of year | 2012-12-31 | $57,732 |
Participant contributions at beginning of year | 2012-12-31 | $65,706 |
Participant contributions at end of year | 2012-12-31 | $8,472 |
Participant contributions at beginning of year | 2012-12-31 | $4,138 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $140 |
Other income not declared elsewhere | 2012-12-31 | $471 |
Administrative expenses (other) incurred | 2012-12-31 | $400 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $392,831 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,466,106 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,073,275 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,561,206 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,285,890 |
Interest on participant loans | 2012-12-31 | $1,977 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $836,432 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $716,450 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $157,214 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $25,506 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $281,375 |
Employer contributions (assets) at end of year | 2012-12-31 | $2,264 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,091 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $193,272 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2012-12-31 | 366055558 |
2011 : AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $213,758 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $217,594 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $217,144 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $232,556 |
Value of total assets at end of year | 2011-12-31 | $2,073,275 |
Value of total assets at beginning of year | 2011-12-31 | $2,077,111 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $450 |
Total interest from all sources | 2011-12-31 | $1,960 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $49,340 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $49,340 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $181,302 |
Participant contributions at end of year | 2011-12-31 | $65,706 |
Participant contributions at beginning of year | 2011-12-31 | $42,329 |
Participant contributions at end of year | 2011-12-31 | $4,138 |
Participant contributions at beginning of year | 2011-12-31 | $857 |
Administrative expenses (other) incurred | 2011-12-31 | $450 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-3,836 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,073,275 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,077,111 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,285,890 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,326,693 |
Interest on participant loans | 2011-12-31 | $1,960 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $716,450 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $707,016 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-90,348 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $20,250 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $51,254 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,091 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $216 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $217,144 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2011-12-31 | 366055558 |
2010 : AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $455,363 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $278,082 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $277,882 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $215,247 |
Value of total assets at end of year | 2010-12-31 | $2,077,111 |
Value of total assets at beginning of year | 2010-12-31 | $1,899,830 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $200 |
Total interest from all sources | 2010-12-31 | $1,537 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $36,555 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $36,555 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $169,919 |
Participant contributions at end of year | 2010-12-31 | $42,329 |
Participant contributions at beginning of year | 2010-12-31 | $35,073 |
Participant contributions at end of year | 2010-12-31 | $857 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $738,184 |
Administrative expenses (other) incurred | 2010-12-31 | $200 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $177,281 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,077,111 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,899,830 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,326,693 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,126,573 |
Interest on participant loans | 2010-12-31 | $1,537 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $707,016 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $206,637 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $-54,076 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $49,463 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $45,328 |
Employer contributions (assets) at end of year | 2010-12-31 | $216 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $277,882 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | STONE CARLIE & COMPANY, LLC |
Accountancy firm EIN | 2010-12-31 | 430642511 |
2016: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2016 form 5500 responses | ||
---|---|---|
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | Yes |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: AMERICAN RAILCAR INDUSTRIES SAVINGS AND INVESTMENT PLAN FOR GOODRICH, KENNETT, PARAGOULD, AND MARMADUKE 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement – Insurance | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |