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FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 401k Plan overview

Plan NameFINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN
Plan identification number 001

FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FINLEY ENGINEERING COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:FINLEY ENGINEERING COMPANY, INC.
Employer identification number (EIN):431498992
NAIC Classification:541330
NAIC Description:Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01PATTI TODD PATTI TODD2018-07-31
0012016-01-01PATTI TODD PATTI TODD2017-09-18
0012015-01-01PATTI TODD PATTI TODD2016-09-13
0012015-01-01PATTI TODD PATTI TODD2016-09-13
0012014-01-01PATTI TODD PATTI TODD2015-07-30
0012013-01-01PATTI TODD
0012012-01-01PATTI TODD PATTI TODD2013-08-23
0012011-01-01PATTI K. TODD PATTI K. TODD2012-08-29
0012009-01-01PATTI TODD

Plan Statistics for FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN

401k plan membership statisitcs for FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN

Measure Date Value
2022: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01267
Total number of active participants reported on line 7a of the Form 55002022-01-01239
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-0155
Total of all active and inactive participants2022-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01297
Number of participants with account balances2022-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01282
Total number of active participants reported on line 7a of the Form 55002021-01-01195
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0153
Total of all active and inactive participants2021-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01250
Number of participants with account balances2021-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01248
Total number of active participants reported on line 7a of the Form 55002020-01-01212
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0158
Total of all active and inactive participants2020-01-01270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01271
Number of participants with account balances2020-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01238
Total number of active participants reported on line 7a of the Form 55002019-01-01187
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0157
Total of all active and inactive participants2019-01-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01246
Number of participants with account balances2019-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01258
Total number of active participants reported on line 7a of the Form 55002018-01-01177
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0160
Total of all active and inactive participants2018-01-01238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01238
Number of participants with account balances2018-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01282
Total number of active participants reported on line 7a of the Form 55002017-01-01198
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0157
Total of all active and inactive participants2017-01-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01258
Number of participants with account balances2017-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01290
Total number of active participants reported on line 7a of the Form 55002016-01-01227
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0154
Total of all active and inactive participants2016-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01282
Number of participants with account balances2016-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01295
Total number of active participants reported on line 7a of the Form 55002015-01-01248
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0141
Total of all active and inactive participants2015-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01290
Number of participants with account balances2015-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01316
Total number of active participants reported on line 7a of the Form 55002014-01-01256
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0138
Total of all active and inactive participants2014-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01295
Number of participants with account balances2014-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01287
Total number of active participants reported on line 7a of the Form 55002013-01-01286
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0129
Total of all active and inactive participants2013-01-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01316
Number of participants with account balances2013-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01307
Total number of active participants reported on line 7a of the Form 55002012-01-01263
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0123
Total of all active and inactive participants2012-01-01287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01287
Number of participants with account balances2012-01-01241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01358
Total number of active participants reported on line 7a of the Form 55002011-01-01276
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0130
Total of all active and inactive participants2011-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01307
Number of participants with account balances2011-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01170
Total number of active participants reported on line 7a of the Form 55002009-01-01159
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0128
Total of all active and inactive participants2009-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01187
Number of participants with account balances2009-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN

Measure Date Value
2022 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-630,447
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,310,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,266,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,228,401
Value of total assets at end of year2022-12-31$22,780,537
Value of total assets at beginning of year2022-12-31$24,721,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$43,509
Total interest from all sources2022-12-31$111,520
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$345,962
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$345,962
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$949,705
Participant contributions at end of year2022-12-31$302,243
Participant contributions at beginning of year2022-12-31$180,411
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$19,861
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$106,147
Other income not declared elsewhere2022-12-31$-4,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,940,611
Value of net assets at end of year (total assets less liabilities)2022-12-31$22,780,537
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$24,721,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$15,020,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$16,855,526
Value of interest in pooled separate accounts at end of year2022-12-31$588,434
Value of interest in pooled separate accounts at beginning of year2022-12-31$651,392
Interest on participant loans2022-12-31$10,378
Interest earned on other investments2022-12-31$101,142
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$6,158,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$6,534,958
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,227,051
Net investment gain/loss from pooled separate accounts2022-12-31$-85,186
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,172,549
Employer contributions (assets) at end of year2022-12-31$710,954
Employer contributions (assets) at beginning of year2022-12-31$479,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,266,655
Contract administrator fees2022-12-31$43,509
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY
Accountancy firm EIN2022-12-31450250958
2021 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,399,513
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,158,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,111,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,405,802
Value of total assets at end of year2021-12-31$24,721,148
Value of total assets at beginning of year2021-12-31$22,480,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$47,137
Total interest from all sources2021-12-31$108,504
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$281,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$281,066
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$787,294
Participant contributions at end of year2021-12-31$180,411
Participant contributions at beginning of year2021-12-31$154,465
Participant contributions at beginning of year2021-12-31$28,332
Assets. Other investments not covered elsewhere at end of year2021-12-31$19,861
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$17,215
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$264,670
Other income not declared elsewhere2021-12-31$2,823
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,240,839
Value of net assets at end of year (total assets less liabilities)2021-12-31$24,721,148
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$22,480,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,855,526
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,311,531
Value of interest in pooled separate accounts at end of year2021-12-31$651,392
Value of interest in pooled separate accounts at beginning of year2021-12-31$651,996
Interest on participant loans2021-12-31$8,653
Interest earned on other investments2021-12-31$99,851
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$6,534,958
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$6,302,636
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,453,148
Net investment gain/loss from pooled separate accounts2021-12-31$148,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,353,838
Employer contributions (assets) at end of year2021-12-31$479,000
Employer contributions (assets) at beginning of year2021-12-31$14,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,111,537
Contract administrator fees2021-12-31$47,137
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY LLP
Accountancy firm EIN2021-12-31450250958
2020 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,254,259
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,926,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,811,535
Expenses. Certain deemed distributions of participant loans2020-12-31$13,247
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,676,924
Value of total assets at end of year2020-12-31$22,480,309
Value of total assets at beginning of year2020-12-31$21,152,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$101,544
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$88,809
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$206,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$206,517
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$756,341
Participant contributions at end of year2020-12-31$154,465
Participant contributions at beginning of year2020-12-31$165,718
Participant contributions at end of year2020-12-31$28,332
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$17,215
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$12,151
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,307
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$1,327,933
Value of net assets at end of year (total assets less liabilities)2020-12-31$22,480,309
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,152,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$3,768
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,311,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$16,764,199
Value of interest in pooled separate accounts at end of year2020-12-31$651,996
Value of interest in pooled separate accounts at beginning of year2020-12-31$503,859
Interest on participant loans2020-12-31$9,852
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$78,957
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$6,302,636
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,702,681
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,146,102
Net investment gain/loss from pooled separate accounts2020-12-31$135,907
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$915,276
Employer contributions (assets) at end of year2020-12-31$14,134
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,811,535
Contract administrator fees2020-12-31$101,544
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31EIDE BAILLY LLP
Accountancy firm EIN2020-12-31450250958
2019 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-160
Total unrealized appreciation/depreciation of assets2019-12-31$-160
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,704,055
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,128,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,015,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,028,889
Value of total assets at end of year2019-12-31$21,152,376
Value of total assets at beginning of year2019-12-31$18,576,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$113,228
Total interest from all sources2019-12-31$75,830
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$313,739
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$313,739
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$671,437
Participant contributions at end of year2019-12-31$165,718
Participant contributions at beginning of year2019-12-31$140,521
Assets. Other investments not covered elsewhere at end of year2019-12-31$12,151
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,516
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,046
Other income not declared elsewhere2019-12-31$36,301
Administrative expenses (other) incurred2019-12-31$113,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,575,621
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,152,376
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,576,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$3,768
Assets. partnership/joint venture interests at beginning of year2019-12-31$11,563
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,764,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,574,068
Value of interest in pooled separate accounts at end of year2019-12-31$503,859
Value of interest in pooled separate accounts at beginning of year2019-12-31$442,461
Interest on participant loans2019-12-31$7,073
Interest earned on other investments2019-12-31$68,757
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,702,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,404,626
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,154,809
Net investment gain/loss from pooled separate accounts2019-12-31$94,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$346,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,015,206
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm EIN2019-12-31450250958
2018 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$840
Total unrealized appreciation/depreciation of assets2018-12-31$840
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$196,236
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,930,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,957,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,068,251
Value of total assets at end of year2018-12-31$18,576,755
Value of total assets at beginning of year2018-12-31$20,311,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$-26,064
Total interest from all sources2018-12-31$62,928
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$293,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$293,373
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31Yes
Amount of non-exempt transactions with any party-in-interest2018-12-31$124,895
Contributions received from participants2018-12-31$616,776
Participant contributions at end of year2018-12-31$140,521
Participant contributions at beginning of year2018-12-31$113,678
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,516
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$8,694
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$112,519
Other income not declared elsewhere2018-12-31$44,638
Administrative expenses (other) incurred2018-12-31$-26,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,734,705
Value of net assets at end of year (total assets less liabilities)2018-12-31$18,576,755
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$20,311,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$11,563
Assets. partnership/joint venture interests at beginning of year2018-12-31$4,756
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$14,574,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$16,072,009
Value of interest in pooled separate accounts at end of year2018-12-31$442,461
Value of interest in pooled separate accounts at beginning of year2018-12-31$469,927
Interest on participant loans2018-12-31$5,739
Interest earned on other investments2018-12-31$57,189
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,404,626
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,642,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,207,825
Net investment gain/loss from pooled separate accounts2018-12-31$-65,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$338,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,957,005
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$442
Total unrealized appreciation/depreciation of assets2017-12-31$442
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,757,904
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$875,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$740,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,063,229
Value of total assets at end of year2017-12-31$20,311,460
Value of total assets at beginning of year2017-12-31$17,428,846
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$135,158
Total interest from all sources2017-12-31$46,084
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$204,101
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$680,538
Participant contributions at end of year2017-12-31$113,678
Participant contributions at beginning of year2017-12-31$162,064
Assets. Other investments not covered elsewhere at end of year2017-12-31$8,694
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$24,391
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$14,262
Other income not declared elsewhere2017-12-31$39,464
Administrative expenses (other) incurred2017-12-31$135,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,882,614
Value of net assets at end of year (total assets less liabilities)2017-12-31$20,311,460
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$17,428,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$4,756
Assets. partnership/joint venture interests at beginning of year2017-12-31$1,994
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$16,072,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$12,817,044
Value of interest in pooled separate accounts at end of year2017-12-31$469,927
Value of interest in pooled separate accounts at beginning of year2017-12-31$425,700
Interest on participant loans2017-12-31$5,628
Interest earned on other investments2017-12-31$40,456
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,642,396
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,997,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,357,122
Net investment gain/loss from pooled separate accounts2017-12-31$47,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$368,429
Income. Dividends from common stock2017-12-31$204,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$740,132
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EIDE BAILLY LLP
Accountancy firm EIN2017-12-31450250958
2016 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$118
Total unrealized appreciation/depreciation of assets2016-12-31$118
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,436,369
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,315,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,246,888
Expenses. Certain deemed distributions of participant loans2016-12-31$5,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,180,280
Value of total assets at end of year2016-12-31$17,428,846
Value of total assets at beginning of year2016-12-31$16,307,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$63,052
Total interest from all sources2016-12-31$49,116
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$181,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$181,032
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$690,153
Participant contributions at end of year2016-12-31$162,064
Participant contributions at beginning of year2016-12-31$182,004
Assets. Other investments not covered elsewhere at end of year2016-12-31$24,391
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$38,130
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$107,494
Other income not declared elsewhere2016-12-31$48,894
Administrative expenses (other) incurred2016-12-31$63,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,121,367
Value of net assets at end of year (total assets less liabilities)2016-12-31$17,428,846
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,307,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$1,994
Assets. partnership/joint venture interests at beginning of year2016-12-31$1,876
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,817,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,932,239
Value of interest in pooled separate accounts at end of year2016-12-31$425,700
Value of interest in pooled separate accounts at beginning of year2016-12-31$471,709
Interest on participant loans2016-12-31$6,966
Interest earned on other investments2016-12-31$42,150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,997,653
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,681,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$890,263
Net investment gain/loss from pooled separate accounts2016-12-31$86,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$382,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,246,888
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EIDE BAILLY LLP
Accountancy firm EIN2016-12-31450250958
2015 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-286
Total unrealized appreciation/depreciation of assets2015-12-31$-286
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$880,063
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,506,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,464,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$958,014
Value of total assets at end of year2015-12-31$16,307,479
Value of total assets at beginning of year2015-12-31$16,933,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$42,409
Total interest from all sources2015-12-31$50,463
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$169,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$169,991
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$650,071
Participant contributions at end of year2015-12-31$182,004
Participant contributions at beginning of year2015-12-31$195,599
Assets. Other investments not covered elsewhere at end of year2015-12-31$38,130
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$51,006
Other income not declared elsewhere2015-12-31$33,835
Administrative expenses (other) incurred2015-12-31$42,409
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$1,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-626,406
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,307,479
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$16,933,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$1,876
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,932,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,201,671
Value of interest in pooled separate accounts at end of year2015-12-31$471,709
Value of interest in pooled separate accounts at beginning of year2015-12-31$484,598
Interest on participant loans2015-12-31$7,859
Interest earned on other investments2015-12-31$42,604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,681,521
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,999,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-314,479
Net investment gain/loss from pooled separate accounts2015-12-31$-17,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$307,943
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,464,060
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EIDE BAILLY LLP
Accountancy firm EIN2015-12-31450250958
2014 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,106,477
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,587,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,538,843
Expenses. Certain deemed distributions of participant loans2014-12-31$6,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,353,985
Value of total assets at end of year2014-12-31$16,933,885
Value of total assets at beginning of year2014-12-31$16,414,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$41,646
Total interest from all sources2014-12-31$59,075
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$157,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$157,179
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$662,359
Participant contributions at end of year2014-12-31$195,599
Participant contributions at beginning of year2014-12-31$169,588
Assets. Other investments not covered elsewhere at end of year2014-12-31$51,006
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$58,203
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$14,906
Other income not declared elsewhere2014-12-31$27,056
Administrative expenses (other) incurred2014-12-31$41,646
Total non interest bearing cash at end of year2014-12-31$1,056
Total non interest bearing cash at beginning of year2014-12-31$4,810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$519,107
Value of net assets at end of year (total assets less liabilities)2014-12-31$16,933,885
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$16,414,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,201,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,425,917
Value of interest in pooled separate accounts at end of year2014-12-31$484,598
Value of interest in pooled separate accounts at beginning of year2014-12-31$431,526
Interest on participant loans2014-12-31$4,519
Interest earned on other investments2014-12-31$54,556
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,999,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,324,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$491,306
Net investment gain/loss from pooled separate accounts2014-12-31$17,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$676,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,538,843
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31EIDE BAILLY LLP
Accountancy firm EIN2014-12-31450250958
2013 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,726,500
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,011,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$972,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,631,574
Value of total assets at end of year2013-12-31$16,414,778
Value of total assets at beginning of year2013-12-31$13,699,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$38,968
Total interest from all sources2013-12-31$68,761
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$121,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$121,074
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$664,344
Participant contributions at end of year2013-12-31$169,588
Participant contributions at beginning of year2013-12-31$220,865
Assets. Other investments not covered elsewhere at end of year2013-12-31$58,203
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$163,091
Other income not declared elsewhere2013-12-31$30,897
Administrative expenses (other) incurred2013-12-31$38,968
Total non interest bearing cash at end of year2013-12-31$4,810
Total non interest bearing cash at beginning of year2013-12-31$6,469
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,715,357
Value of net assets at end of year (total assets less liabilities)2013-12-31$16,414,778
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,699,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,425,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,458,999
Value of interest in pooled separate accounts at end of year2013-12-31$431,526
Value of interest in pooled separate accounts at beginning of year2013-12-31$378,831
Interest on participant loans2013-12-31$10,725
Interest earned on other investments2013-12-31$58,036
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,324,734
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,573,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,774,197
Net investment gain/loss from pooled separate accounts2013-12-31$99,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$804,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$972,175
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$61,062
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EIDE BAILLY LLP
Accountancy firm EIN2013-12-31450250958
2012 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,876,048
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,189,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,183,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,632,096
Value of total assets at end of year2012-12-31$13,699,421
Value of total assets at beginning of year2012-12-31$12,012,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,860
Total interest from all sources2012-12-31$86,440
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$126,682
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$126,682
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$644,107
Participant contributions at end of year2012-12-31$220,865
Participant contributions at beginning of year2012-12-31$90,287
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$10,924
Other income not declared elsewhere2012-12-31$-12
Administrative expenses (other) incurred2012-12-31$5,860
Total non interest bearing cash at end of year2012-12-31$6,469
Total non interest bearing cash at beginning of year2012-12-31$52,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,686,610
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,699,421
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,012,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,458,999
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,036,753
Value of interest in pooled separate accounts at end of year2012-12-31$378,831
Value of interest in pooled separate accounts at beginning of year2012-12-31$185,460
Interest on participant loans2012-12-31$6,995
Interest earned on other investments2012-12-31$79,445
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,573,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,646,749
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,030,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$977,065
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,183,578
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$61,062
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$950
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EIDE BAILLY LLP
Accountancy firm EIN2012-12-31450250958
2011 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,394,319
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$514,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$494,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,626,667
Value of total assets at end of year2011-12-31$12,012,811
Value of total assets at beginning of year2011-12-31$11,133,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$19,935
Total interest from all sources2011-12-31$91,047
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$114,489
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$114,489
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$594,784
Participant contributions at end of year2011-12-31$90,287
Participant contributions at beginning of year2011-12-31$112,348
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$233,212
Other income not declared elsewhere2011-12-31$17,452
Administrative expenses (other) incurred2011-12-31$19,935
Total non interest bearing cash at end of year2011-12-31$52,612
Total non interest bearing cash at beginning of year2011-12-31$61
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$879,466
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,012,811
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,133,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,036,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,892,834
Value of interest in pooled separate accounts at end of year2011-12-31$185,460
Value of interest in pooled separate accounts at beginning of year2011-12-31$255,103
Interest on participant loans2011-12-31$5,111
Interest earned on other investments2011-12-31$85,936
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,646,749
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,872,999
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-441,057
Net investment gain/loss from pooled separate accounts2011-12-31$-14,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$798,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$494,918
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$950
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EIDE BAILLY LLP
Accountancy firm EIN2011-12-31450250958
2010 : FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,141,924
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,404,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,401,910
Expenses. Certain deemed distributions of participant loans2010-12-31$-46
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,286,891
Value of total assets at end of year2010-12-31$11,133,345
Value of total assets at beginning of year2010-12-31$10,396,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,786
Total interest from all sources2010-12-31$71,858
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$79,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$79,985
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$506,666
Participant contributions at end of year2010-12-31$112,348
Participant contributions at beginning of year2010-12-31$103,248
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$33,209
Other income not declared elsewhere2010-12-31$-463
Administrative expenses (other) incurred2010-12-31$2,786
Total non interest bearing cash at end of year2010-12-31$61
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$737,274
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,133,345
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,396,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,892,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,151,995
Value of interest in pooled separate accounts at end of year2010-12-31$255,103
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$6,367
Interest earned on other investments2010-12-31$65,491
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,872,999
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,140,828
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$748,226
Net investment gain/loss from pooled separate accounts2010-12-31$-44,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$747,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,401,910
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EIDE BAILLY LLP
Accountancy firm EIN2010-12-31450250958

Form 5500 Responses for FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN

2022: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: FINLEY ENGINEERING COMPANY, INC. PROFIT SHARING AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number470536
Policy instance 2
Insurance contract or identification number470536
Number of Individuals Covered297
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered297
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number470536
Policy instance 2
Insurance contract or identification number470536
Number of Individuals Covered250
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered250
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041508
Policy instance 3
Insurance contract or identification number041508
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-09-14
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number470536
Policy instance 2
Insurance contract or identification number470536
Number of Individuals Covered271
Insurance policy start date2020-09-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered271
Insurance policy start date2020-09-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041508
Policy instance 1
Insurance contract or identification number041508
Number of Individuals Covered246
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041508
Policy instance 1
Insurance contract or identification number041508
Number of Individuals Covered238
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41508
Policy instance 1
Insurance contract or identification number41508
Number of Individuals Covered258
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41508
Policy instance 1
Insurance contract or identification number41508
Number of Individuals Covered290
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41508
Policy instance 1
Insurance contract or identification number41508
Number of Individuals Covered295
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41508
Policy instance 1
Insurance contract or identification number41508
Number of Individuals Covered316
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41508
Policy instance 1
Insurance contract or identification number41508
Number of Individuals Covered241
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41508
Policy instance 1
Insurance contract or identification number41508
Number of Individuals Covered307
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41508
Policy instance 2
Insurance contract or identification number41508
Number of Individuals Covered358
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $10,690
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees10690
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX425
Policy instance 1
Insurance contract or identification numberPHX425
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,267
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,267
Insurance broker organization code?3
Insurance broker namePWJC SALES AGENCY INC

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